Awm Investment Company, Inc. Top Holdings and 13F Report (2024)

About Awm Investment Company, Inc.

Investment Activity

Awm Investment Company, Inc. has $740.25 million in total holdings as of June 30, 2024.
Awm Investment Company, Inc. owns shares of 113 different stocks, but just 42 companies or ETFs make up 80% of its holdings.
Approximately 8.14% of the portfolio was purchased this quarter.
About 35.26% of the portfolio was sold this quarter.
This quarter, Awm Investment Company, Inc. has purchased 129 new stocks and bought additional shares in 23 stocks.
Awm Investment Company, Inc. sold shares of 37 stocks and completely divested from 26 stocks this quarter.

Largest Holdings

ADMA Biologics: $56,991,447
American Superconductor: $50,378,668
Impinj: $45,706,607
Destination XL Group: $34,213,441
Aspen Aerogels: $28,338,618

Largest New Holdings this Quarter

Proficient Auto Logistic,Inc.: $8,390,595 Holding
J. Jill Group Inc.: $6,644,300 Holding
Cervomed, Inc.: $5,376,365 Holding
Benitec Biopharma, Inc.: $4,368,750 Holding
Serve Robotics, Inc.: $3,545,987 Holding

Largest Purchases this Quarter

Proficient Auto Logistic,Inc.: 522,453 shares (about $8.39M)
J. Jill Group Inc.: 190,000 shares (about $6.64M)
Gilat Satellite Networks: 1,370,074 shares (about $6.12M)
Cervomed, Inc.: 314,040 shares (about $5.38M)
Vicor: 140,337 shares (about $4.65M)

Largest Sales this Quarter

Turtle Beach Corp. @0 pre-fund: 3,202,345 shares (about $45.92M)
Ideal Power @.001 (pre-funded): 3,231,849 shares (about $22.81M)
ElectroCore Inc Pre-funded @.0: 3,527,345 shares (about $22.68M)
ElectroCore, Inc. Pre-funded @: 3,252,345 shares (about $20.91M)
Aspen Aerogels: 789,637 shares (about $18.83M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
ADMA ADMA Biologics	$56,991,447	$6,900,933 ▼	-10.8%	5,097,625	7.7%	Medical
AMSC American Superconductor	$50,378,668	$11,869,583 ▼	-19.1%	2,153,855	6.8%	Computer and Technology
PI Impinj	$45,706,607	$4,342,529 ▼	-8.7%	291,552	6.2%	Computer and Technology
DXLG Destination XL Group	$34,213,441		0.0%	9,399,297	4.6%	Retail/Wholesale
ASPN Aspen Aerogels	$28,338,618	$18,832,843 ▼	-39.9%	1,188,202	3.8%	Construction
AVAV AeroVironment	$18,694,170	$947,414 ▼	-4.8%	102,625	2.5%	Aerospace
LMAT LeMaitre Vascular	$16,456,000	$575,960 ▼	-3.4%	200,000	2.2%	Medical
PWFL PowerFleet	$15,658,657	$41,948 ▲	0.3%	3,426,402	2.1%	Transportation
ARBE Arbe Robotics	$14,732,164		0.0%	7,713,175	2.0%	Business Services
NGS Natural Gas Services Group	$14,318,438	$258,783 ▼	-1.8%	711,652	1.9%	Oils/Energy
AEHR Aehr Test Systems	$14,015,479	$292,855 ▲	2.1%	1,254,743	1.9%	Computer and Technology
KIDS OrthoPediatrics	$13,002,827	$1,021,095 ▼	-7.3%	452,115	1.8%	Medical
Infusystem Holdings, Inc.	$12,977,000		0.0%	1,900,000	1.8%	common
OOMA Ooma	$12,824,277	$1,176,506 ▼	-8.4%	1,291,468	1.7%	Computer and Technology
GNSS Genasys	$12,160,286		0.0%	5,749,544	1.6%	Consumer Discretionary
VICR Vicor	$12,096,569	$4,653,575 ▲	62.5%	364,794	1.6%	Computer and Technology
MRAM Everspin Technologies	$12,017,384		0.0%	2,006,241	1.6%	Business Services
LOVE Lovesac	$11,666,996		0.0%	516,696	1.6%	Retail/Wholesale
Gambling.com Group Ltd.	$11,104,751		0.0%	1,350,943	1.5%	common
ARGX argenx	$10,751,000		0.0%	25,000	1.5%	Medical
OPRX OptimizeRx	$10,023,640	$1,493,220 ▲	17.5%	1,002,364	1.4%	Computer and Technology
CEVA CEVA	$9,782,036		0.0%	507,104	1.3%	Computer and Technology
GILT Gilat Satellite Networks	$9,582,138	$6,124,231 ▲	177.1%	2,143,655	1.3%	Computer and Technology
RGEN Repligen	$9,454,500		0.0%	75,000	1.3%	Medical
REAX Real Brokerage	$9,299,138	$2,384,032 ▲	34.5%	2,290,428	1.3%	Business Services
UTI Universal Technical Institute	$9,121,827	$1,573 ▼	0.0%	579,900	1.2%	Consumer Discretionary
BLDE Blade Air Mobility	$9,017,077	$1,582,481 ▲	21.3%	2,591,114	1.2%	Business Services
VMD Viemed Healthcare	$8,449,500	$919,260 ▼	-9.8%	1,290,000	1.1%	Medical
Proficient Auto Logistic,Inc.	$8,390,595	$8,390,595 ▲	New Holding	522,453	1.1%	common
RDCM RADCOM	$8,346,044	$484,611 ▲	6.2%	892,625	1.1%	Computer and Technology
LASR nLIGHT	$8,103,557		0.0%	741,405	1.1%	Computer and Technology
Turtle Beach Corp. @0 pre-fund	$7,887,000	$45,921,627 ▼	-85.3%	550,000	1.1%	warrants
HEAR Turtle Beach	$7,849,745		0.0%	547,402	1.1%	Computer and Technology
GAIA Gaia	$7,665,713		0.0%	1,738,257	1.0%	Consumer Discretionary
CTRN Citi Trends	$7,635,805	$1,985,578 ▲	35.1%	359,163	1.0%	Consumer Cyclical
TALK Talkspace	$7,609,044	$1,029,480 ▲	15.6%	3,308,280	1.0%	Medical
VITL Vital Farms	$7,356,968		0.0%	157,301	1.0%	Consumer Staples
UCTT Ultra Clean	$6,970,152		0.0%	142,248	0.9%	Computer and Technology
J. Jill Group Inc.	$6,644,300	$6,644,300 ▲	New Holding	190,000	0.9%	common
DRS Leonardo DRS	$6,141,303	$8,530,544 ▼	-58.1%	240,741	0.8%	Aerospace
MNMD Mind Medicine (MindMed)	$6,005,930		0.0%	833,000	0.8%	Medical
OFIX Orthofix Medical	$5,959,787	$331,500 ▼	-5.3%	449,456	0.8%	Medical
RSVR Reservoir Media	$5,661,630		0.0%	716,662	0.8%	Consumer Discretionary
Cervomed, Inc.	$5,376,365	$5,376,365 ▲	New Holding	314,040	0.7%	common
MASS 908 Devices	$5,208,998	$1,766,089 ▲	51.3%	1,011,456	0.7%	Medical
RCAT Red Cat	$5,143,349	$606,652 ▼	-10.6%	4,472,477	0.7%	Business Services
Kopin Corporation pre-funded @	$4,979,400	$1,865,329 ▲	59.9%	6,000,000	0.7%	warrants
CDMO Avid Bioservices	$4,952,868		0.0%	693,679	0.7%	Medical
SNCR Synchronoss Technologies	$4,939,323		0.0%	531,110	0.7%	Computer and Technology
CNTY Century Casinos	$4,553,982		0.0%	1,644,037	0.6%	Consumer Discretionary
KOPN Kopin	$4,484,031	$73,166 ▼	-1.6%	5,338,768	0.6%	Computer and Technology
BEEM Beam Global	$4,380,583	$153,513 ▼	-3.4%	950,235	0.6%	Auto/Tires/Trucks
Benitec Biopharma, Inc.	$4,368,750	$4,368,750 ▲	New Holding	625,000	0.6%	common
PFIE Profire Energy	$3,998,354	$278,016 ▲	7.5%	2,815,742	0.5%	Oils/Energy
NUVB Nuvation Bio	$3,942,000		0.0%	1,350,000	0.5%	Medical
AVNW Aviat Networks	$3,752,882		0.0%	130,808	0.5%	Computer and Technology
Ideal Power @.001 (pre-funded)	$3,674,181	$22,813,620 ▼	-86.1%	520,496	0.5%	warrants
GRWG GrowGeneration	$3,571,165	$1,417,527 ▲	65.8%	1,661,007	0.5%	Basic Materials
Serve Robotics, Inc.	$3,545,987	$3,545,987 ▲	New Holding	1,818,455	0.5%	common
Alto Neuroscience, Inc.	$3,519,479	$321,598 ▲	10.1%	329,231	0.5%	common
ECOR electroCore	$3,482,867	$55,973 ▼	-1.6%	541,659	0.5%	Medical
OncoCyte Corporation	$3,236,666	$1,011,522 ▲	45.5%	1,097,175	0.4%	common
ElectroCore, Inc. Pre-funded @	$3,214,500	$20,909,326 ▼	-86.7%	500,000	0.4%	warrants
SERA Sera Prognostics	$3,086,179	$375,032 ▼	-10.8%	521,314	0.4%	Medical
BKSY BlackSky Technology	$2,980,668		0.0%	2,785,671	0.4%	Business Services
APEI American Public Education	$2,637,000	$340,525 ▼	-11.4%	150,000	0.4%	Consumer Defensive
CRNX Crinetics Pharmaceuticals	$2,463,450		0.0%	55,000	0.3%	Medical
REAL RealReal	$2,325,826	$807,070 ▲	53.1%	729,099	0.3%	Consumer Discretionary
LPTH LightPath Technologies	$2,299,500		0.0%	1,825,000	0.3%	Computer and Technology
Ideal Power @2.32 11/13/24 9.9	$2,090,497	$15,770,667 ▼	-88.3%	439,180	0.3%	warrants
USIO Usio	$1,942,895		0.0%	1,269,866	0.3%	Business Services
UGRO urban-gro	$1,920,569	$490,770 ▲	34.3%	1,444,037	0.3%	Industrial Products
Abacus Life, Inc.	$1,730,000	$1,730,000 ▲	New Holding	200,000	0.2%	common
BTM Bitcoin Depot	$1,686,604		0.0%	937,002	0.2%	Finance
OPK OPKO Health	$1,625,000		0.0%	1,300,000	0.2%	Medical
LILM Lilium	$1,589,400	$48,600 ▲	3.2%	2,000,000	0.2%	Computer and Technology
Silynxcom, Ltd. (Israel)	$1,564,466	$30,683 ▲	2.0%	546,997	0.2%	common
OB Outbrain	$1,499,752		0.0%	301,155	0.2%	Business Services
LTRX Lantronix	$1,481,206	$2,030,835 ▼	-57.8%	417,241	0.2%	Computer and Technology
NNDM Nano Dimension	$1,458,877		0.0%	663,126	0.2%	Computer and Technology
ElectroCore Inc Pre-funded @.0	$1,446,525	$22,677,301 ▼	-94.0%	225,000	0.2%	warrants
IMVT Immunovant	$1,320,000	$528,000 ▼	-28.6%	50,000	0.2%	Medical
DHX DHI Group	$1,214,290		0.0%	581,000	0.2%	Computer and Technology
ElectroCore Inc. @4.35 2/1/24-	$1,185,834	$10,033,678 ▼	-89.4%	396,600	0.2%	warrants
MODD Modular Medical	$1,185,000		0.0%	750,000	0.2%	Medical
GPCR Structure Therapeutics	$1,178,100	$1,178,100 ▲	New Holding	30,000	0.2%	Medical
IPWR Ideal Power	$1,146,198		0.0%	162,351	0.2%	Industrial Products
LPSN LivePerson	$1,102,950	$200,588 ▼	-15.4%	1,900,000	0.1%	Computer and Technology
CGTX Cognition Therapeutics	$1,079,000		0.0%	650,000	0.1%	Medical
OncoCyte Corp (Pre-fund) @.000	$1,011,177	$10,054,492 ▼	-90.9%	342,888	0.1%	warrants
RKLB Rocket Lab USA	$969,600		0.0%	202,000	0.1%	Aerospace
QIPT Quipt Home Medical	$948,612		0.0%	294,600	0.1%	Medical
NeuroOne Medical Technologies	$760,000	$400,000 ▼	-34.5%	950,000	0.1%	common
LiqTech International, Inc.	$585,000		0.0%	250,000	0.1%	common
RCEL AVITA Medical	$579,530	$3,356,329 ▼	-85.3%	73,173	0.1%	Medical
BITF Bitfarms	$495,982		0.0%	192,989	0.1%	Business Services
XELB Xcel Brands	$453,846		0.0%	769,230	0.1%	Retail/Wholesale
Clene Inc @1.50 6/16/30 (60day	$450,000	$112,289 ▲	33.3%	5,000,000	0.1%	warrants
SPRO Spero Therapeutics	$433,420		0.0%	333,400	0.1%	Medical
VEEE Twin Vee Powercats	$432,645	$79,206 ▼	-15.5%	793,844	0.1%	Consumer Discretionary