05/06/2024 9:53 AM | Legg Mason Global Asset Management Trust (Filer)
| Form 497J Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497 | |
05/06/2024 9:53 AM | Certus Wealth Management, LLC (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:53 AM | Morgan Stanley (MS) (Filer) Morgan Stanley Finance LLC (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:53 AM | UBS AG (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:53 AM | Morgan Stanley (MS) (Filer) Morgan Stanley Finance LLC (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:52 AM | Citigroup Global Markets Holdings Inc. (Filer) BlackRock Limited Duration Income Trust (BLW) (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
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05/06/2024 9:52 AM | Schechter Investment Advisors, LLC (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:51 AM | Zentek (ZTEK) (Filer) ZEN Graphene Solutions (ZENYF) (Filer)
| Form 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/06/2024 9:49 AM | ZEEKR Intelligent Technology Holding Ltd (Filer)
| Form 8-A12B
| |
05/06/2024 9:49 AM | CNO Financial Group (CNO) (Filer)
| Form 10-Q General form for quarterly reports under Section 13 or 15(d) | |
05/06/2024 9:49 AM | Ifrah Financial Services, Inc. (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:48 AM | SANCTUARY SECURITIES, INC. (Filer)
| Form FOCUSN
| |
05/06/2024 9:48 AM | DROMS STRAUSS ADVISORS INC /MO/ /ADV (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:47 AM | Alphabet (GOOG) (Subject) Alphabet (GOOGL) (Subject) Arjuna Capital (Filed by)
| Form PX14A6G
| |
05/06/2024 9:47 AM | SPINNAKER TRUST (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:47 AM | UBS AG (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:46 AM | Neo Special Credit Opportunities Fund I (Filer)
| Form D Notice of Exempt Offering of Securities | |
05/06/2024 9:46 AM | WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:46 AM | BC Partners Advisors L.P. (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:46 AM | Morgan Stanley (MS) (Filer) Morgan Stanley Finance LLC (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:45 AM | Bank of Montreal (BMO) (Subject)
| Form FWP
| |
05/06/2024 9:45 AM | 01Fintech LP (Filer)
| Form D/A
| |
05/06/2024 9:45 AM | Karooooo (KARO) (Filer)
| Form 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/06/2024 9:44 AM | BARNES PETTEY FINANCIAL ADVISORS, LLC (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:44 AM | Nakum Anatoly (Reporting) Voya Prime Rate Trust (PPR) (Issuer)
| Form 3 Initial statement of beneficial ownership of securities | |
05/06/2024 9:44 AM | Ferrari (RACE) (Filer)
| Form 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/06/2024 9:43 AM | Che Austin (Reporting) Soaring Eagle Acquisition (SRNG) (Subject) Ginkgo Bioworks (DNA) (Subject)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
05/06/2024 9:43 AM | Genmab A/S (GMAB) (Filer) Genmab A/S (GNMSF) (Filer)
| Form 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/06/2024 9:43 AM | Merit Financial Group, LLC (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:42 AM | Bank of Montreal (BMO) (Subject)
| Form FWP
| |
05/06/2024 9:42 AM | Mastercard Foundation (Reporting) Mastercard Foundation Asset Management Corp (Reporting) Mastercard (MA) (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/06/2024 9:42 AM | IX Power Clean Water, Inc. (Filer)
| Form C-U
| |
05/06/2024 9:41 AM | Greenwater Marine Sciences Offshore Inc. (Filer)
| Form C-AR
| |
05/06/2024 9:40 AM | Clough Charles JR (Reporting) Clough Global Opportunities Fund (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/06/2024 9:39 AM | Bank of America (BAC) (Filer) BofA Finance LLC (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:38 AM | Loews (L) (Filer)
| Form 10-Q General form for quarterly reports under Section 13 or 15(d) | |
05/06/2024 9:38 AM | RBB FUND, INC. (Filer)
| Form 497J Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497 | |
05/06/2024 9:38 AM | Morgan Stanley (MS) (Filer) Morgan Stanley Finance LLC (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:37 AM | MINNESOTA LIFE VARIABLE UNIVERSAL LIFE ACCOUNT (Filer)
| Form 497J Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497 | |
05/06/2024 9:37 AM | Fi3 FINANCIAL ADVISORS, LLC (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
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05/06/2024 9:37 AM | Financial Services Advisory Inc (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:36 AM | JB Investments Management, LLC (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:36 AM | First US Bancshares (FUSB) (Issuer) WILSON BRUCE N (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/06/2024 9:36 AM | Cavanal Hill Funds (Filer)
| Form N-MFP2
| |
05/06/2024 9:36 AM | Cavanal Hill Funds (Filer)
| Form N-MFP2
| |
05/06/2024 9:35 AM | JM LAKESIDE LLC (Filer)
| Form D Notice of Exempt Offering of Securities | |
05/06/2024 9:35 AM | Dub Diversified, LLC (Filer)
| Form D/A
| |
05/06/2024 9:35 AM | Bank of America (BAC) (Filer) BofA Finance LLC (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:34 AM | Alpha Metallurgical Resources (AMR) (Issuer) Continental General Holdings LLC (Reporting) CONTINENTAL GENERAL INSURANCE CO (Reporting) Continental Insurance Group, Ltd. (Reporting) Gorzynski Michael (Reporting) MG Capital Management Ltd. (Reporting) Percy Rockdale LLC (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/06/2024 9:34 AM | Royal Bank of Canada (RY) (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:33 AM | Bank of America (BAC) (Filer) BofA Finance LLC (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:33 AM | Morgan Stanley (MS) (Filer) Morgan Stanley Finance LLC (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:32 AM | Securian Life Variable Universal Life Account (Filer)
| Form 497J Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497 | |
05/06/2024 9:31 AM | First US Bancshares (FUSB) (Issuer) GORDON JOHN C (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/06/2024 9:31 AM | Grava Nancy L (Reporting) Vicor (VICR) (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/06/2024 9:30 AM | BARCLAYS BANK PLC (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:30 AM | FT 11570 (Filer)
| Form S-6 Registration under 1933 act of securities of unit investment trusts registered on form N-8B-2 | |
05/06/2024 9:30 AM | Kingfish Holding Corp (Filer)
| Form D Notice of Exempt Offering of Securities | |
05/06/2024 9:30 AM | AON SECURITIES LLC (Filer)
| Form FOCUSN
| |
05/06/2024 9:29 AM | Bank of Montreal (BMO) (Subject)
| Form FWP
| |
05/06/2024 9:29 AM | FT 11569 (Filer)
| Form S-6 Registration under 1933 act of securities of unit investment trusts registered on form N-8B-2 | |
05/06/2024 9:28 AM | MORGAN WILSHIRE SECURITIES, INC. (Filer)
| Form FOCUSN
| |
05/06/2024 9:27 AM | FT 11568 (Filer)
| Form S-6 Registration under 1933 act of securities of unit investment trusts registered on form N-8B-2 | |
05/06/2024 9:27 AM | VARIABLE ANNUITY ACCOUNT (Filer)
| Form 497J Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497 | |
05/06/2024 9:27 AM | URUGUAY REPUBLIC OF (Filer)
| Form 18-K Annual report for foreign governments and political subdivisions thereof | |
05/06/2024 9:27 AM | TechAviv Founder Partners II, L.P. (Filer)
| Form D/A
| |
05/06/2024 9:26 AM | FT 11567 (Filer)
| Form S-6 Registration under 1933 act of securities of unit investment trusts registered on form N-8B-2 | |
05/06/2024 9:25 AM | Invesco Unit Trusts Series 2360 (Filer)
| Form 487
| |
05/06/2024 9:25 AM | Accretive Wealth Partners, LLC (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:25 AM | FIRST TRUST EXCHANGE-TRADED FUND (Filer)
| Form 497 Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497 | |
05/06/2024 9:25 AM | FT 11565 (Filer)
| Form S-6 Registration under 1933 act of securities of unit investment trusts registered on form N-8B-2 | |
05/06/2024 9:25 AM | Bank of Montreal (BMO) (Subject)
| Form FWP
| |
05/06/2024 9:25 AM | Bank of America (BAC) (Filer) BofA Finance LLC (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:24 AM | FT 11564 (Filer)
| Form S-6 Registration under 1933 act of securities of unit investment trusts registered on form N-8B-2 | |
05/06/2024 9:24 AM | ABN AMRO CLEARING USA LLC (Filer)
| Form FOCUSN
| |
05/06/2024 9:22 AM | MUFG SECURITIES , LTD. (0001656187) (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:21 AM | Volterra Technologies LP (Filer)
| Form 13F-NT
| |
05/06/2024 9:20 AM | VARIABLE ANNUITY ACCOUNT (Filer)
| Form 497J Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497 | |
05/06/2024 9:20 AM | Griffie Charles G. (Reporting) Range Resources (RRC) (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/06/2024 9:18 AM | Bank of Montreal (BMO) (Subject)
| Form FWP
| |
05/06/2024 9:17 AM | Datum One Series Trust (Filer)
| Form 497J Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497 | |
05/06/2024 9:17 AM | Sparta 24 Ltd. (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/06/2024 9:16 AM | Aptiv (APTV) (Subject) Delphi Technologies (DLPH) (Subject) Presley William T. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
05/06/2024 9:16 AM | JPMorgan Chase & Co. (JPM) (Filer) JPMorgan Chase & Co. (JPM.PRM) (Filer) JPMorgan Chase Financial Co. LLC (Filer)
| Form 424B2 Transaction specifc information for a delayed shelf offering | |
05/06/2024 9:16 AM | Bank of Montreal (BMO) (Subject)
| Form FWP
| |
05/06/2024 9:16 AM | Schnacks LLC (Filer)
| Form C-TR
| |
05/06/2024 9:15 AM | Equinox Gold (EQXWF) (Filer)
| Form 6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/06/2024 9:15 AM | VARIABLE ANNUITY ACCOUNT (Filer)
| Form 497J Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497 | |
05/06/2024 9:15 AM | BlackPoint SP Opportunities Fund, LLC (Filer)
| Form D/A
| |
05/06/2024 9:15 AM | Sower Solas I, L.P. (Filer)
| Form D/A
| |
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05/06/2024 9:14 AM | Truth Arts Inc. (Filer)
| Form C-U
| |
05/06/2024 9:14 AM | TIMOTHY PLAN (Filer)
| Form 497J Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497 | |
05/06/2024 9:12 AM | Blackrock Microsystems, Inc. (Filer)
| Form D Notice of Exempt Offering of Securities | |
05/06/2024 9:12 AM | KLA (KLAC) (Subject) Lorig Brian (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
05/06/2024 9:11 AM | Hardman Johnston Global Advisors LLC (Filer)
| Form 13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers | |