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Dcf Advisers, LLC Top Holdings and 13F Report (2021)

About Dcf Advisers, LLC

Investment Activity

  • Dcf Advisers, LLC has $206.67 million in total holdings as of September 30, 2021.
  • Dcf Advisers, LLC owns shares of 81 different stocks, but just 34 companies or ETFs make up 80% of its holdings.
  • Approximately 16.09% of the portfolio was purchased this quarter.
  • About 36.74% of the portfolio was sold this quarter.
  • This quarter, Dcf Advisers, LLC has purchased 82 new stocks and bought additional shares in 28 stocks.
  • Dcf Advisers, LLC sold shares of 23 stocks and completely divested from 16 stocks this quarter.

Largest Holdings

Micron Technology
$17,042,400
argenx
$12,300,000
Alphabet
$10,931,256
Amazon.com
$6,581,700

Largest New Holdings this Quarter

ENERGY TRANSFER L P
$5,862,308 Holding
ALIBABA GROUP HLDG LTD
$3,751,958 Holding
UBER TECHNOLOGIES INC
$1,508,000 Holding
GENERAL MTRS CO
$1,331,750 Holding
BARRICK GOLD CORP
$1,116,000 Holding

Largest Purchases this Quarter

ENERGY TRANSFER L P
299,250 shares (about $5.86M)
ALIBABA GROUP HLDG LTD
44,250 shares (about $3.75M)
Lifecore Biomedical
251,511 shares (about $1.87M)
UBER TECHNOLOGIES INC
25,000 shares (about $1.51M)
Advanced Micro Devices
12,000 shares (about $1.45M)

Largest Sales this Quarter

Vanguard S&P 500 ETF
79,600 shares (about $42.89M)
Alphabet
12,250 shares (about $2.33M)
Turning Point Brands
38,285 shares (about $2.30M)
Amazon.com
7,500 shares (about $1.65M)
SPDR Gold Shares
6,500 shares (about $1.57M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofDcf Advisers, LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
Micron Technology, Inc. stock logo
MU
Micron Technology
$17,042,400$1,009,920 6.3%202,5008.2%Computer and Technology
argenx SE stock logo
ARGX
argenx
$12,300,0000.0%20,0006.0%Medical
Alphabet Inc. stock logo
GOOG
Alphabet
$10,931,256$2,332,890 -17.6%57,4005.3%Computer and Technology
Intra-Cellular Therapies, Inc. stock logo
ITCI
Intra-Cellular Therapies
$8,331,705$62,640 -0.7%99,7574.0%Medical
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$6,581,700$1,645,425 -20.0%30,0003.2%Retail/Wholesale
Regeneron Pharmaceuticals, Inc. stock logo
REGN
Regeneron Pharmaceuticals
$6,339,737$819,180 14.8%8,9003.1%Medical
Oracle Co. stock logo
ORCL
Oracle
$6,082,360$749,880 -11.0%36,5002.9%Computer and Technology
Advanced Micro Devices, Inc. stock logo
AMD
Advanced Micro Devices
$6,039,500$1,449,480 31.6%50,0002.9%Computer and Technology
ENERGY TRANSFER L P
$5,862,308$5,862,308 New Holding299,2502.8%COM UT LTD PTN
AbbVie Inc. stock logo
ABBV
AbbVie
$5,597,550$88,850 1.6%31,5002.7%Medical
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$5,404,0000.0%7,0002.6%Medical
Vanguard S&P 500 ETF stock logo
VOO
Vanguard S&P 500 ETF
$5,388,100$42,889,276 -88.8%10,0002.6%ETF
Bank of America Co. stock logo
BAC
Bank of America
$5,252,0250.0%119,5002.5%Finance
iShares Gold Trust stock logo
IAU
iShares Gold Trust
$4,951,0000.0%100,0002.4%Finance
Xencor, Inc. stock logo
XNCR
Xencor
$4,668,778$145,050 -3.0%203,1672.3%Medical
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$4,358,340$1,573,845 -26.5%18,0002.1%Finance
Baidu, Inc. stock logo
BIDU
Baidu
$4,025,803$274,008 7.3%47,7501.9%Computer and Technology
Lifecore Biomedical, Inc. stock logo
LFCR
Lifecore Biomedical
$4,012,118$1,868,727 87.2%539,9891.9%Medical
iShares Silver Trust stock logo
SLV
iShares Silver Trust
$3,817,850$118,485 -3.0%145,0001.8%ETF
ALIBABA GROUP HLDG LTD
$3,751,958$3,751,958 New Holding44,2501.8%SPONSORED ADS
Teva Pharmaceutical Industries Limited stock logo
TEVA
Teva Pharmaceutical Industries
$3,581,500$352,640 10.9%162,5001.7%Medical
Incyte Co. stock logo
INCY
Incyte
$3,349,895$17,268 0.5%48,5001.6%Medical
Citigroup Inc. stock logo
C
Citigroup
$3,167,550$351,950 12.5%45,0001.5%Finance
Ionis Pharmaceuticals, Inc. stock logo
IONS
Ionis Pharmaceuticals
$2,967,475$1,446,715 95.1%84,8821.4%Medical
VanEck Gold Miners ETF stock logo
GDX
VanEck Gold Miners ETF
$2,797,575$339,100 -10.8%82,5001.4%ETF
Cisco Systems, Inc. stock logo
CSCO
Cisco Systems
$2,516,000$740,000 41.7%42,5001.2%Computer and Technology
Zimmer Biomet Holdings, Inc. stock logo
ZBH
Zimmer Biomet
$2,410,371$52,815 -2.1%22,8191.2%Medical
iShares Russell 2000 ETF stock logo
IWM
iShares Russell 2000 ETF
$2,375,3200.0%10,7501.1%Finance
NewAmsterdam Pharma stock logo
NAMS
NewAmsterdam Pharma
$2,297,580$1,423,780 162.9%89,4001.1%Medical
AOD
Aberdeen Total Dynamic Dividend Fund
$2,199,2150.0%261,5001.1%Miscellaneous
LENSAR, Inc. stock logo
LNSR
LENSAR
$2,056,692$94,272 -4.4%230,0551.0%Medical
Turning Point Brands, Inc. stock logo
TPB
Turning Point Brands
$2,014,252$2,300,929 -53.3%33,5151.0%Consumer Staples
Apple Inc. stock logo
AAPL
Apple
$2,003,360$1,252,100 -38.5%8,0001.0%Computer and Technology
Zoom Video Communications, Inc. stock logo
ZM
Zoom Video Communications
$1,836,225$408,050 28.6%22,5000.9%Computer and Technology
BARNES & NOBLE ED INC
$1,764,159$915,779 107.9%175,7130.9%COM NEW
Nuveen Credit Strategies Income Fund stock logo
JQC
Nuveen Credit Strategies Income Fund
$1,740,799$457,755 -20.8%305,9400.8%Financial Services
Sprott Uranium Miners ETF stock logo
URNM
Sprott Uranium Miners ETF
$1,709,144$76,589 4.7%42,4000.8%ETF
Zai Lab Limited stock logo
ZLAB
Zai Lab
$1,695,803$589,275 53.3%64,7500.8%Medical
Broadcom Inc. stock logo
AVGO
Broadcom
$1,622,880$463,680 40.0%7,0000.8%Computer and Technology
Marvell Technology, Inc. stock logo
MRVL
Marvell Technology
$1,601,525$220,900 16.0%14,5000.8%Computer and Technology
Amgen Inc. stock logo
AMGN
Amgen
$1,518,228$1,348,812 -47.0%5,8250.7%Medical
UBER TECHNOLOGIES INC
$1,508,000$1,508,000 New Holding25,0000.7%COM
Prothena Co. plc stock logo
PRTA
Prothena
$1,433,475$55,400 -3.7%103,5000.7%Medical
Pfizer Inc. stock logo
PFE
Pfizer
$1,362,316$451,010 49.5%51,3500.7%Medical
Biohaven Ltd. stock logo
BHVN
Biohaven
$1,344,600$186,750 16.1%36,0000.7%Medical
GENERAL MTRS CO
$1,331,750$1,331,750 New Holding25,0000.6%COM
The Boeing Company stock logo
BA
Boeing
$1,239,000$504,450 68.7%7,0000.6%Aerospace
Meta Platforms, Inc. stock logo
META
Meta Platforms
$1,171,0200.0%2,0000.6%Computer and Technology
BARRICK GOLD CORP
$1,116,000$1,116,000 New Holding72,0000.5%COM
Alpha Architect 1-3 Month Box ETF stock logo
BOXX
Alpha Architect 1-3 Month Box ETF
$1,089,0150.0%9,8750.5%ETF
QUALCOMM Incorporated stock logo
QCOM
QUALCOMM
$1,075,3400.0%7,0000.5%Computer and Technology
Ford Motor stock logo
F
Ford Motor
$990,0000.0%100,0000.5%Auto/Tires/Trucks
Evotec SE stock logo
EVO
Evotec
$956,263$53,315 5.9%229,8710.5%Medical
SRH Total Return Fund, Inc. stock logo
STEW
SRH Total Return Fund
$945,1800.0%59,0000.5%Finance
O-I Glass, Inc. stock logo
OI
O-I Glass
$934,950$130,080 16.2%86,2500.5%Industrial Products
VanEck Junior Gold Miners ETF stock logo
GDXJ
VanEck Junior Gold Miners ETF
$919,125$106,875 13.2%21,5000.4%ETF
Spotify Technology S.A. stock logo
SPOT
Spotify Technology
$894,760$521,198 -36.8%2,0000.4%Business Services
ALTIMMUNE INC
$857,038$857,038 New Holding118,8680.4%COM NEW
PayPal Holdings, Inc. stock logo
PYPL
PayPal
$853,5000.0%10,0000.4%Computer and Technology
Deere & Company stock logo
DE
Deere & Company
$847,400$1,059,250 -55.6%2,0000.4%Industrial Products
Intel Co. stock logo
INTC
Intel
$827,063$75,188 -8.3%41,2500.4%Computer and Technology
Sanofi stock logo
SNY
Sanofi
$699,335$168,805 31.8%14,5000.3%Medical
BURFORD CAP LTD
$663,000$663,000 New Holding52,0000.3%ORD SHS
CYBIN INC
$657,090$657,090 New Holding74,5000.3%COM NEW
ARQ INC
$590,460$590,460 New Holding78,0000.3%COM
Viridian Therapeutics, Inc. stock logo
VRDN
Viridian Therapeutics
$570,308$292,343 105.2%29,7500.3%Medical
Lam Research Co. stock logo
LRCX
Lam Research
$541,725$505,610 1,400.0%7,5000.3%Computer and Technology
ASTRAZENECA PLC
$524,160$524,160 New Holding8,0000.3%SPONSORED ADR
ISHARES TR
$522,750$522,750 New Holding12,5000.3%MSCI EMG MKT ETF
Teladoc Health, Inc. stock logo
TDOC
Teladoc Health
$477,2250.0%52,5000.2%Medical
FLUTTER ENTMT PLC
$387,675$258,450 -40.0%1,5000.2%SHS
GENMAB A/S
$344,355$344,355 New Holding16,5000.2%SPONSORED ADS
COHERUS BIOSCIENCES INC
$339,500$339,500 New Holding350,0000.2%NOTE 1.500% 4/1
Nokia Oyj stock logo
NOK
Nokia Oyj
$221,5000.0%50,0000.1%Computer and Technology
CORVUS PHARMACEUTICALS INC
$153,443$153,443 New Holding28,6810.1%COM
ESPERION THERAPEUTICS INC NE
$96,680$96,680 New Holding100,0000.0%NOTE 4.000%11/1
Wolfspeed, Inc. stock logo
WOLF
Wolfspeed
$66,600$70,596 -51.5%10,0000.0%Computer and Technology
Lineage Cell Therapeutics, Inc. stock logo
LCTX
Lineage Cell Therapeutics
$54,1450.0%107,7510.0%Medical
Equillium, Inc. stock logo
EQ
Equillium
$47,097$22,435 91.0%62,9470.0%Medical
Kirkland's, Inc. stock logo
KIRK
Kirkland's
$39,147$2,025 -4.9%24,1650.0%Retail/Wholesale
Ovid Therapeutics Inc. stock logo
OVID
Ovid Therapeutics
$10,971$2,801 -20.3%11,7500.0%Medical
Energy Transfer LP stock logo
ET
Energy Transfer
$0$4,963,463 -100.0%00.0%Oils/Energy
Alibaba Group Holding Limited stock logo
BABA
Alibaba Group
$0$4,589,690 -100.0%00.0%Retail/Wholesale
ESPERION THERAPEUTICS INC NE
$0$2,134,485 -100.0%00.0%NOTE 4.000%11/1
Barrick Gold Corp stock logo
GOLD
Barrick Gold
$0$1,392,300 -100.0%00.0%Basic Materials
General Motors stock logo
GM
General Motors
$0$1,345,200 -100.0%00.0%Auto/Tires/Trucks
Burford Capital Limited stock logo
BUR
Burford Capital
$0$689,520 -100.0%00.0%Finance
Altimmune, Inc. stock logo
ALT
Altimmune
$0$582,490 -100.0%00.0%Medical
iShares MSCI Emerging Markets ETF stock logo
EEM
iShares MSCI Emerging Markets ETF
$0$573,250 -100.0%00.0%Finance
Royalty Pharma plc stock logo
RPRX
Royalty Pharma
$0$452,640 -100.0%00.0%Finance
Advanced Emissions Solutions, Inc. stock logo
ADES
Advanced Emissions Solutions
$0$428,510 -100.0%00.0%Industrial Products
Palo Alto Networks, Inc. stock logo
PANW
Palo Alto Networks
$0$341,800 -100.0%00.0%Computer and Technology
Methanex Co. stock logo
MEOH
Methanex
$0$310,050 -100.0%00.0%Basic Materials
COHERUS BIOSCIENCES INC
$0$274,750 -100.0%00.0%NOTE 1.500% 4/1
AT&T Inc. stock logo
T
AT&T
$0$224,400 -100.0%00.0%Computer and Technology
NextNav Inc. stock logo
NN
NextNav
$0$127,330 -100.0%00.0%Business Services
Revance Therapeutics, Inc. stock logo
RVNC
Revance Therapeutics
$0$100,774 -100.0%00.0%Medical

Showing largest 100 holdings. View all holdings.
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