Dcf Advisers, LLC Top Holdings and 13F Report (2021)

About Dcf Advisers, LLC

Investment Activity

Dcf Advisers, LLC has $250.18 million in total holdings as of September 30, 2021.
Dcf Advisers, LLC owns shares of 82 different stocks, but just 28 companies or ETFs make up 80% of its holdings.
Approximately 26.40% of the portfolio was purchased this quarter.
About 6.55% of the portfolio was sold this quarter.
This quarter, Dcf Advisers, LLC has purchased 85 new stocks and bought additional shares in 21 stocks.
Dcf Advisers, LLC sold shares of 32 stocks and completely divested from 8 stocks this quarter.

Largest Holdings

Vanguard S&P 500 ETF: $47,279,232
Micron Technology: $19,756,755
Alphabet: $11,644,784
argenx: $10,841,600
Regeneron Pharmaceuticals: $8,147,110

Largest New Holdings this Quarter

Vanguard S&P 500 ETF: $47,279,232 Holding
NewAmsterdam Pharma: $564,400 Holding
Royalty Pharma: $452,640 Holding
Methanex: $310,050 Holding
NextNav: $127,330 Holding

Largest Purchases this Quarter

Vanguard S&P 500 ETF: 89,600 shares (about $47.28M)
Amazon.com: 17,500 shares (about $3.26M)
Micron Technology: 30,500 shares (about $3.16M)
Citigroup: 26,000 shares (about $1.63M)
Baidu: 14,500 shares (about $1.53M)

Largest Sales this Quarter

Regeneron Pharmaceuticals: 2,650 shares (about $2.79M)
Apple: 7,000 shares (about $1.63M)
Revance Therapeutics: 230,583 shares (about $1.20M)
Biohaven: 22,200 shares (about $1.11M)
Zoom Video Communications: 12,500 shares (about $871.75K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
VOO Vanguard S&P 500 ETF	$47,279,232	$47,279,232 ▲	New Holding	89,600	18.9%	ETF
MU Micron Technology	$19,756,755	$3,163,155 ▲	19.1%	190,500	7.9%	Computer and Technology
GOOG Alphabet	$11,644,784	$334,380 ▼	-2.8%	69,650	4.7%	Computer and Technology
ARGX argenx	$10,841,600		0.0%	20,000	4.3%	Medical
REGN Regeneron Pharmaceuticals	$8,147,110	$2,785,786 ▼	-25.5%	7,750	3.3%	Medical
ITCI Intra-Cellular Therapies	$7,354,097		0.0%	100,507	2.9%	Medical
AMZN Amazon.com	$6,987,375	$3,260,775 ▲	87.5%	37,500	2.8%	Retail/Wholesale
ORCL Oracle	$6,986,400	$724,200 ▲	11.6%	41,000	2.8%	Computer and Technology
AMD Advanced Micro Devices	$6,235,040		0.0%	38,000	2.5%	Computer and Technology
LLY Eli Lilly and Company	$6,201,580		0.0%	7,000	2.5%	Medical
ABBV AbbVie	$6,121,880	$157,984 ▼	-2.5%	31,000	2.4%	Medical
GLD SPDR Gold Shares	$5,954,970	$607,650 ▲	11.4%	24,500	2.4%	Finance
IAU iShares Gold Trust	$4,970,000		0.0%	100,000	2.0%	Finance
ET Energy Transfer	$4,963,463		0.0%	309,250	2.0%	Oils/Energy
BAC Bank of America	$4,741,760	$232,128 ▼	-4.7%	119,500	1.9%	Finance
BIDU Baidu	$4,685,405	$1,526,705 ▲	48.3%	44,500	1.9%	Computer and Technology
BABA Alibaba Group	$4,589,690	$164,486 ▼	-3.5%	43,250	1.8%	Retail/Wholesale
SLV iShares Silver Trust	$4,247,295	$82,389 ▲	2.0%	149,500	1.7%	ETF
XNCR Xencor	$4,212,623	$10,055 ▲	0.2%	209,479	1.7%	Medical
GDX VanEck Gold Miners ETF	$3,683,350	$1,314,060 ▲	55.5%	92,500	1.5%	ETF
AMGN Amgen	$3,544,310	$805,525 ▲	29.4%	11,000	1.4%	Medical
INCY Incyte	$3,189,325	$214,825 ▼	-6.3%	48,250	1.3%	Medical
TPB Turning Point Brands	$3,098,170	$86,300 ▼	-2.7%	71,800	1.2%	Consumer Staples
AAPL Apple	$3,029,000	$1,631,000 ▼	-35.0%	13,000	1.2%	Computer and Technology
TEVA Teva Pharmaceutical Industries	$2,639,930	$13,515 ▲	0.5%	146,500	1.1%	Medical
ZBH Zimmer Biomet	$2,517,286	$43,180 ▼	-1.7%	23,319	1.0%	Medical
C Citigroup	$2,504,000	$1,627,600 ▲	185.7%	40,000	1.0%	Finance
AOD Aberdeen Total Dynamic Dividend Fund	$2,379,650		0.0%	261,500	1.0%	Miscellaneous
IWM iShares Russell 2000 ETF	$2,374,568	$165,668 ▼	-6.5%	10,750	0.9%	Finance
JQC Nuveen Credit Strategies Income Fund	$2,237,192	$206,188 ▼	-8.4%	386,389	0.9%	Financial Services
ESPERION THERAPEUTICS INC NE	$2,134,485	$284,598 ▼	-11.8%	2,250,000	0.9%	NOTE 4.000%11/1
DE Deere & Company	$1,877,985	$83,466 ▲	4.7%	4,500	0.8%	Industrial Products
URNM Sprott Uranium Miners ETF	$1,858,140	$1,147,000 ▲	161.3%	40,500	0.7%	ETF
PRTA Prothena	$1,798,475		0.0%	107,500	0.7%	Medical
IONS Ionis Pharmaceuticals	$1,742,610	$801,200 ▲	85.1%	43,500	0.7%	Medical
CSCO Cisco Systems	$1,596,600	$133,050 ▼	-7.7%	30,000	0.6%	Computer and Technology
BHVN Biohaven	$1,549,070	$1,109,334 ▼	-41.7%	31,000	0.6%	Medical
LFCR Lifecore Biomedical	$1,422,197	$10,876 ▼	-0.8%	288,478	0.6%	Medical
GOLD Barrick Gold	$1,392,300	$745,875 ▼	-34.9%	70,000	0.6%	Basic Materials
GM General Motors	$1,345,200	$224,200 ▼	-14.3%	30,000	0.5%	Auto/Tires/Trucks
ZM Zoom Video Communications	$1,220,450	$871,750 ▼	-41.7%	17,500	0.5%	Computer and Technology
QCOM QUALCOMM	$1,190,350		0.0%	7,000	0.5%	Computer and Technology
SPOT Spotify Technology	$1,166,397	$178,737 ▼	-13.3%	3,165	0.5%	Business Services
META Meta Platforms	$1,144,880		0.0%	2,000	0.5%	Computer and Technology
LNSR LENSAR	$1,101,948	$4,049 ▼	-0.4%	240,600	0.4%	Medical
BOXX Alpha Architect 1-3 Month Box ETF	$1,075,684		0.0%	9,875	0.4%	ETF
F Ford Motor	$1,056,000		0.0%	100,000	0.4%	Auto/Tires/Trucks
INTC Intel	$1,055,700	$175,950 ▲	20.0%	45,000	0.4%	Computer and Technology
ZLAB Zai Lab	$1,019,915	$284,852 ▲	38.8%	42,250	0.4%	Medical
PFE Pfizer	$994,089	$26,046 ▼	-2.6%	34,350	0.4%	Medical
OI O-I Glass	$974,160	$216,480 ▼	-18.2%	74,250	0.4%	Industrial Products
STEW SRH Total Return Fund	$932,200		0.0%	59,000	0.4%	Finance
GDXJ VanEck Junior Gold Miners ETF	$927,390	$258,693 ▲	38.7%	19,000	0.4%	ETF
MRVL Marvell Technology	$901,500	$360,600 ▼	-28.6%	12,500	0.4%	Computer and Technology
AVGO Broadcom	$862,500	$694,313 ▲	412.8%	5,000	0.3%	Computer and Technology
EVO Evotec	$792,251	$372,672 ▲	88.8%	217,055	0.3%	Medical
BARNES & NOBLE ED INC	$782,470	$64,820 ▲	9.0%	84,500	0.3%	COM NEW
PYPL PayPal	$780,300	$78,030 ▼	-9.1%	10,000	0.3%	Computer and Technology
BUR Burford Capital	$689,520		0.0%	52,000	0.3%	Finance
SNY Sanofi	$633,930		0.0%	11,000	0.3%	Medical
BA Boeing	$630,966	$76,020 ▼	-10.8%	4,150	0.3%	Aerospace
FLUTTER ENTMT PLC	$593,200	$166,096 ▼	-21.9%	2,500	0.2%	SHS
ALT Altimmune	$582,490	$343,840 ▼	-37.1%	94,868	0.2%	Medical
EEM iShares MSCI Emerging Markets ETF	$573,250		0.0%	12,500	0.2%	Finance
NAMS NewAmsterdam Pharma	$564,400	$564,400 ▲	New Holding	34,000	0.2%	Medical
TDOC Teladoc Health	$481,950		0.0%	52,500	0.2%	Medical
RPRX Royalty Pharma	$452,640	$452,640 ▲	New Holding	16,000	0.2%	Finance
ADES Advanced Emissions Solutions	$428,510	$299,370 ▲	231.8%	73,000	0.2%	Industrial Products
LRCX Lam Research	$408,040		0.0%	500	0.2%	Computer and Technology
PANW Palo Alto Networks	$341,800		0.0%	1,000	0.1%	Computer and Technology
VRDN Viridian Therapeutics	$329,875	$73,938 ▼	-18.3%	14,500	0.1%	Medical
MEOH Methanex	$310,050	$310,050 ▲	New Holding	7,500	0.1%	Basic Materials
COHERUS BIOSCIENCES INC	$274,750	$785,000 ▼	-74.1%	350,000	0.1%	NOTE 1.500% 4/1
T AT&T	$224,400	$825,000 ▼	-78.6%	10,200	0.1%	Computer and Technology
NOK Nokia Oyj	$218,500		0.0%	50,000	0.1%	Computer and Technology
WOLF Wolfspeed	$199,820		0.0%	20,600	0.1%	Computer and Technology
NN NextNav	$127,330	$127,330 ▲	New Holding	17,000	0.1%	Business Services
RVNC Revance Therapeutics	$100,774	$1,196,723 ▼	-92.2%	19,417	0.0%	Medical
LCTX Lineage Cell Therapeutics	$97,547		0.0%	107,751	0.0%	Medical
KIRK Kirkland's	$55,659		0.0%	25,415	0.0%	Retail/Wholesale
EQ Equillium	$27,424		0.0%	32,962	0.0%	Medical
OVID Ovid Therapeutics	$17,405	$31,860 ▼	-64.7%	14,750	0.0%	Medical
SHOP Shopify	$0	$528,400 ▼	-100.0%	0	0.0%	Computer and Technology
SNOW Snowflake	$0	$439,043 ▼	-100.0%	0	0.0%	Computer and Technology
JNJ Johnson & Johnson	$0	$438,480 ▼	-100.0%	0	0.0%	Medical
REVANCE THERAPEUTICS INC	$0	$386,952 ▼	-100.0%	0	0.0%	NOTE 1.750% 2/1
IOT Samsara	$0	$337,000 ▼	-100.0%	0	0.0%	Computer and Technology
JFR Nuveen Floating Rate Income Fund	$0	$255,175 ▼	-100.0%	0	0.0%	Financial Services
BIIB Biogen	$0	$231,820 ▼	-100.0%	0	0.0%	Medical
ESPR Esperion Therapeutics	$0	$555 ▼	-100.0%	0	0.0%	Medical

Showing largest 100 holdings. View all holdings.

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Dcf Advisers, LLC Top Holdings and 13F Report (2021)

About Dcf Advisers, LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools

About MarketBeat

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Dcf Advisers, LLC Top Holdings and 13F Report (2021)

About Dcf Advisers, LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofDcf Advisers, LLC

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools