Harbert Fund Advisors, Inc. Top Holdings and 13F Report (2024)

About Harbert Fund Advisors, Inc.

Investment Activity

Harbert Fund Advisors, Inc. has $169.02 million in total holdings as of September 30, 2024.
Harbert Fund Advisors, Inc. owns shares of 85 different stocks, but just 34 companies or ETFs make up 80% of its holdings.
Approximately 30.09% of the portfolio was purchased this quarter.
About 13.63% of the portfolio was sold this quarter.
This quarter, Harbert Fund Advisors, Inc. has purchased 94 new stocks and bought additional shares in 33 stocks.
Harbert Fund Advisors, Inc. sold shares of 13 stocks and completely divested from 28 stocks this quarter.

Largest Holdings

PENN Entertainment: $11,472,010
Microsoft: $10,434,775
SPDR S&P 500 ETF Trust: $10,040,800
Amazon.com: $8,384,850
Turtle Beach: $8,011,453

Largest New Holdings this Quarter

NVIDIA: $3,703,920 Holding
Apple: $3,669,750 Holding
CVS Health: $3,458,400 Holding
iShares Russell 2000 ETF: $2,761,125 Holding
Humana: $1,583,700 Holding

Largest Purchases this Quarter

Alphabet: 27,500 shares (about $4.60M)
NVIDIA: 30,500 shares (about $3.70M)
Apple: 15,750 shares (about $3.67M)
CVS Health: 55,000 shares (about $3.46M)
SPDR S&P 500 ETF Trust: 5,000 shares (about $2.87M)

Largest Sales this Quarter

Invesco QQQ: 10,000 shares (about $4.88M)
Avantor: 31,000 shares (about $801.97K)
Tesla: 2,250 shares (about $588.67K)
Workday: 2,145 shares (about $524.26K)
Walmart: 5,000 shares (about $403.75K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
PENN PENN Entertainment	$11,472,010		0.0%	608,272	6.8%	Consumer Discretionary
MSFT Microsoft	$10,434,775	$2,796,950 ▲	36.6%	24,250	6.2%	Computer and Technology
SPY SPDR S&P 500 ETF Trust	$10,040,800	$2,868,800 ▲	40.0%	17,500	5.9%	Finance
AMZN Amazon.com	$8,384,850	$372,660 ▲	4.7%	45,000	5.0%	Retail/Wholesale
HEAR Turtle Beach	$8,011,453		0.0%	522,259	4.7%	Computer and Technology
GOOG Alphabet	$7,105,575	$4,597,725 ▲	183.3%	42,500	4.2%	Computer and Technology
ENZ Enzo Biochem	$5,797,023		0.0%	5,175,913	3.4%	Medical
META Meta Platforms	$5,438,180	$2,432,870 ▲	81.0%	9,500	3.2%	Computer and Technology
INFUSYSTEM HLDGS INC	$4,141,170		0.0%	618,085	2.5%	COM
NVDA NVIDIA	$3,703,920	$3,703,920 ▲	New Holding	30,500	2.2%	Computer and Technology
AAPL Apple	$3,669,750	$3,669,750 ▲	New Holding	15,750	2.2%	Computer and Technology
MA Mastercard	$3,481,290	$1,259,190 ▲	56.7%	7,050	2.1%	Business Services
CVS CVS Health	$3,458,400	$3,458,400 ▲	New Holding	55,000	2.0%	Retail/Wholesale
LQDA Liquidia	$3,391,580		0.0%	339,158	2.0%	Medical
ARAY Accuray	$3,328,531		0.0%	1,849,184	2.0%	Medical
V Visa	$3,230,663	$1,168,538 ▲	56.7%	11,750	1.9%	Business Services
TACT TransAct Technologies	$3,111,216		0.0%	640,168	1.8%	Computer and Technology
PERCEPTIVE CAP SOLUTIONS COR	$3,003,000		0.0%	300,000	1.8%	CL A ORD SHS
INVE Identiv	$2,773,016		0.0%	785,557	1.6%	Computer and Technology
IWM iShares Russell 2000 ETF	$2,761,125	$2,761,125 ▲	New Holding	12,500	1.6%	Finance
ELV Elevance Health	$2,730,000	$260,000 ▼	-8.7%	5,250	1.6%	Medical
IQV IQVIA	$2,725,155	$1,007,123 ▲	58.6%	11,500	1.6%	Medical
UNH UnitedHealth Group	$2,631,060	$1,754,040 ▲	200.0%	4,500	1.6%	Medical
QQQ Invesco QQQ	$2,440,350	$4,880,700 ▼	-66.7%	5,000	1.4%	Finance
INSE Inspired Entertainment	$2,405,908		0.0%	259,537	1.4%	Business Services
FENC Fennec Pharmaceuticals	$2,334,345		0.0%	466,869	1.4%	Medical
BSX Boston Scientific	$2,095,000	$1,548,205 ▲	283.1%	25,000	1.2%	Medical
ECVT Ecovyst	$2,034,868		0.0%	297,061	1.2%	Business Services
TSM Taiwan Semiconductor Manufacturing	$1,953,788	$521,010 ▲	36.4%	11,250	1.2%	Computer and Technology
IIIV i3 Verticals	$1,739,024		0.0%	81,606	1.0%	Computer and Technology
HUM Humana	$1,583,700	$1,583,700 ▲	New Holding	5,000	0.9%	Medical
AVGO Broadcom	$1,509,375	$1,509,375 ▲	New Holding	8,750	0.9%	Computer and Technology
MCO Moody's	$1,494,959	$308,484 ▲	26.0%	3,150	0.9%	Finance
SPGI S&P Global	$1,291,550	$77,493 ▲	6.4%	2,500	0.8%	Business Services
GOOS Canada Goose	$1,285,578	$1,285,578 ▲	New Holding	102,600	0.8%	Retail/Wholesale
TMO Thermo Fisher Scientific	$1,268,069	$139,178 ▲	12.3%	2,050	0.8%	Medical
ISRG Intuitive Surgical	$1,265,020	$36,845 ▲	3.0%	2,575	0.7%	Medical
CPRI Capri	$1,226,516	$1,226,516 ▲	New Holding	28,900	0.7%	Retail/Wholesale
SQ Block	$1,174,775	$167,825 ▲	16.7%	17,500	0.7%	Business Services
PURECYCLE TECHNOLOGIES INC	$1,152,103		0.0%	121,274	0.7%	COM
STRM Streamline Health Solutions	$1,110,051		0.0%	4,824,212	0.7%	Medical
PANW Palo Alto Networks	$1,025,400	$512,700 ▲	100.0%	3,000	0.6%	Computer and Technology
NEE NextEra Energy	$1,001,681	$663,561 ▲	196.3%	11,850	0.6%	Utilities
NRG NRG Energy	$997,545	$997,545 ▲	New Holding	10,950	0.6%	Utilities
TLT iShares 20+ Year Treasury Bond ETF	$981,000	$981,000 ▲	New Holding	10,000	0.6%	ETF
ETN Eaton	$836,886	$298,296 ▲	55.4%	2,525	0.5%	Industrial Products
PCOR Procore Technologies	$817,790	$108,010 ▲	15.2%	13,250	0.5%	Business Services
NFLX Netflix	$780,197	$425,562 ▲	120.0%	1,100	0.5%	Consumer Discretionary
OXY Occidental Petroleum	$773,100	$773,100 ▲	New Holding	15,000	0.5%	Oils/Energy
UNP Union Pacific	$757,926	$203,346 ▲	36.7%	3,075	0.4%	Transportation
XBI SPDR S&P Biotech ETF	$755,820	$212,420 ▲	39.1%	7,650	0.4%	ETF
DE Deere & Company	$730,328	$156,499 ▲	27.3%	1,750	0.4%	Industrial Products
TSLA Tesla	$719,483	$588,668 ▼	-45.0%	2,750	0.4%	Auto/Tires/Trucks
SPOT Spotify Technology	$690,994	$322,464 ▲	87.5%	1,875	0.4%	Business Services
THC Tenet Healthcare	$685,575	$378,105 ▲	123.0%	4,125	0.4%	Medical
TRMD TORM	$683,800	$683,800 ▲	New Holding	20,000	0.4%	Transportation
XOM Exxon Mobil	$586,100	$586,100 ▲	New Holding	5,000	0.3%	Oils/Energy
BRZE Braze	$582,120	$32,340 ▲	5.9%	18,000	0.3%	Business Services
EMR Emerson Electric	$546,850		0.0%	5,000	0.3%	Industrial Products
WCN Waste Connections	$536,460		0.0%	3,000	0.3%	Business Services
JPM JPMorgan Chase & Co.	$527,150	$26,358 ▼	-4.8%	2,500	0.3%	Finance
ADBE Adobe	$517,780	$517,780 ▲	New Holding	1,000	0.3%	Computer and Technology
DDOG Datadog	$517,770	$28,765 ▲	5.9%	4,500	0.3%	Computer and Technology
AVTR Avantor	$517,400	$801,970 ▼	-60.8%	20,000	0.3%	Medical
ROP Roper Technologies	$514,707	$41,733 ▼	-7.5%	925	0.3%	Computer and Technology
IBB iShares Biotechnology ETF	$509,600	$240,240 ▲	89.2%	3,500	0.3%	Finance
PGR Progressive	$507,520	$126,880 ▼	-20.0%	2,000	0.3%	Finance
PLD Prologis	$505,120	$126,280 ▲	33.3%	4,000	0.3%	Finance
WMT Walmart	$504,688	$403,750 ▼	-44.4%	6,250	0.3%	Retail/Wholesale
ERJ Embraer	$504,023	$150,323 ▼	-23.0%	14,250	0.3%	Aerospace
WDAY Workday	$502,263	$524,260 ▼	-51.1%	2,055	0.3%	Computer and Technology
TDG TransDigm Group	$499,496	$499,496 ▲	New Holding	350	0.3%	Aerospace
FCX Freeport-McMoRan	$499,200	$24,960 ▼	-4.8%	10,000	0.3%	Basic Materials
GFL GFL Environmental	$498,500	$39,880 ▼	-7.4%	12,500	0.3%	Business Services
ENPH Enphase Energy	$494,463	$494,463 ▲	New Holding	4,375	0.3%	Oils/Energy
SBAC SBA Communications	$481,400	$228,665 ▲	90.5%	2,000	0.3%	Finance
AMT American Tower	$465,120	$58,140 ▲	14.3%	2,000	0.3%	Finance
GDX VanEck Gold Miners ETF	$398,200	$398,200 ▲	New Holding	10,000	0.2%	ETF
OKTA Okta	$371,700	$371,700 ▲	New Holding	5,000	0.2%	Computer and Technology
DLR Digital Realty Trust	$283,203	$40,458 ▲	16.7%	1,750	0.2%	Finance
AME AMETEK	$257,565	$257,565 ▲	New Holding	1,500	0.2%	Computer and Technology
RACE Ferrari	$246,808	$340,830 ▼	-58.0%	525	0.1%	Auto/Tires/Trucks
REAL RealReal	$219,800		0.0%	70,000	0.1%	Consumer Discretionary
LEDDARTECH HLDGS INC	$435		0.0%	16,665	0.0%	*W EXP 12/21/202
JAWS MUSTANG ACQUISITION COR	$231		0.0%	10,000	0.0%	*W EXP 01/30/202
AMD Advanced Micro Devices	$0	$2,433,150 ▼	-100.0%	0	0.0%	Computer and Technology
SHCR Sharecare	$0	$1,179,209 ▼	-100.0%	0	0.0%	Medical
VST Vistra	$0	$730,830 ▼	-100.0%	0	0.0%	Utilities
CEG Constellation Energy	$0	$550,743 ▼	-100.0%	0	0.0%	Oils/Energy
VEEV Veeva Systems	$0	$549,030 ▼	-100.0%	0	0.0%	Computer and Technology
CVX Chevron	$0	$547,470 ▼	-100.0%	0	0.0%	Oils/Energy
EW Edwards Lifesciences	$0	$531,128 ▼	-100.0%	0	0.0%	Medical
PRM Perimeter Solutions	$0	$524,610 ▼	-100.0%	0	0.0%	Basic Materials
SMH VanEck Semiconductor ETF	$0	$521,400 ▼	-100.0%	0	0.0%	Manufacturing
DELL Dell Technologies	$0	$517,163 ▼	-100.0%	0	0.0%	Computer and Technology
CP Canadian Pacific Kansas City	$0	$511,745 ▼	-100.0%	0	0.0%	Transportation
SYK Stryker	$0	$510,375 ▼	-100.0%	0	0.0%	Medical
XYL Xylem	$0	$508,613 ▼	-100.0%	0	0.0%	Business Services
VRT Vertiv	$0	$506,435 ▼	-100.0%	0	0.0%	Computer and Technology
DHR Danaher	$0	$504,697 ▼	-100.0%	0	0.0%	Multi-Sector Conglomerates

Showing largest 100 holdings. View all holdings.

More Institutional Buying and Selling Information

SEC Filings and Trading Data

Get 30 Days of MarketBeat All Access for Free

Start Your 30-Day Trial

In-depth profiles and analysis for 20,000 public companies.
Real-time analyst ratings, insider transactions, earnings data, and more.
Our daily ratings and market update email newsletter.

Sign In
Create Account

Your Email Address:

Your Password:

Forgot your password?

Your Email Address:

Choose a Password:

By creating a free account, you agree to our terms of service. This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

Harbert Fund Advisors, Inc. Top Holdings and 13F Report (2024)

About Harbert Fund Advisors, Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools

About MarketBeat

MarketBeat Products

Popular Tools

Financial Calendars

Terms & Info

Harbert Fund Advisors, Inc. Top Holdings and 13F Report (2024)

About Harbert Fund Advisors, Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofHarbert Fund Advisors, Inc.

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools