Iii Capital Management Top Holdings and 13F Report (2023)

About Iii Capital Management

Investment Activity

Iii Capital Management has $2.15 billion in total holdings as of December 31, 2022.
Iii Capital Management owns shares of 109 different stocks, but just 26 companies or ETFs make up 80% of its holdings.
Approximately 22.85% of the portfolio was purchased this quarter.
About 23.02% of the portfolio was sold this quarter.
This quarter, Iii Capital Management has purchased 122 new stocks and bought additional shares in 35 stocks.
Iii Capital Management sold shares of 47 stocks and completely divested from 35 stocks this quarter.

Largest Holdings

ROYAL CARIBBEAN GROUP: $197,513,693
BOOKING HOLDINGS INC: $144,703,190
Invesco Senior Loan ETF: $124,511,164
ATI INC: $121,543,174
INSIGHT ENTERPRISES INC: $111,597,908

Largest New Holdings this Quarter

CYBERARK SOFTWARE LTD: $95,535,070 Holding
SPDR S&P 500 ETF Trust: $45,328,734 Holding
NEXTERA ENERGY INC: $24,858,655 Holding
VENTAS RLTY LTD PARTNERSHIP: $11,036,330 Holding
AKAMAI TECHNOLOGIES INC: $10,506,718 Holding

Largest Purchases this Quarter

CYBERARK SOFTWARE LTD: 54,909,000 shares (about $95.54M)
SPDR S&P 500 ETF Trust: 83,000 shares (about $45.33M)
Invesco Senior Loan ETF: 1,888,831 shares (about $39.74M)
MIDDLEBY CORP: 28,004,000 shares (about $29.89M)
NEXTERA ENERGY INC: 505,000 shares (about $24.86M)

Largest Sales this Quarter

iShares iBoxx $ Investment Grade Corporate Bond ETF: 679,200 shares (about $72.76M)
iShares 7-10 Year Treasury Bond ETF: 503,708 shares (about $47.17M)
EchoStar: 1,176,884 shares (about $20.96M)
NextEra Energy: 239,664 shares (about $16.97M)
CHART INDS INC: 4,360,000 shares (about $10.76M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
ROYAL CARIBBEAN GROUP	$197,513,693	$4,069,916 ▲	2.1%	61,148,000	9.2%	NOTE 6.000% 8/1
BOOKING HOLDINGS INC	$144,703,190	$10,181,235 ▲	7.6%	68,747,000	6.7%	NOTE 0.750% 5/0
BKLN Invesco Senior Loan ETF	$124,511,164	$39,741,004 ▲	46.9%	5,917,831	5.8%	ETF
ATI INC	$121,543,174	$1,852,912 ▲	1.5%	33,913,000	5.7%	NOTE 3.500% 6/1
INSIGHT ENTERPRISES INC	$111,597,908	$2,686,132 ▲	2.5%	38,430,000	5.2%	NOTE 0.750% 2/1
CYBERARK SOFTWARE LTD	$95,535,070	$95,535,070 ▲	New Holding	54,909,000	4.4%	NOTE 11/1
MIDDLEBY CORP	$84,010,241	$29,893,555 ▲	55.2%	78,700,000	3.9%	NOTE 1.000% 9/0
LQD iShares iBoxx $ Investment Grade Corporate Bond ETF	$80,340,000	$72,755,904 ▼	-47.5%	750,000	3.7%	Finance
CHART INDS INC	$78,095,385	$10,761,564 ▼	-12.1%	31,640,000	3.6%	NOTE 1.000%11/1
BLOCK INC	$69,712,048	$17,349,697 ▲	33.1%	72,325,000	3.2%	NOTE 0.125% 3/0
SOUTHERN CO	$66,991,746	$22,841,091 ▲	51.7%	65,569,000	3.1%	NOTE 3.875%12/1
ETSY INC	$50,776,790	$9,786,295 ▲	23.9%	51,346,000	2.4%	NOTE 0.125%10/0
ITRON INC	$45,365,488	$4,102,048 ▲	9.9%	45,000,000	2.1%	NOTE 3/1
SPY SPDR S&P 500 ETF Trust	$45,328,734	$45,328,734 ▲	New Holding	83,000	2.1%	Finance
GUIDEWIRE SOFTWARE INC	$42,796,985	$3,549,923 ▼	-7.7%	34,166,000	2.0%	NOTE 1.250% 3/1
INNOVIVA INC	$39,770,716	$5,184,600 ▲	15.0%	35,969,000	1.9%	NOTE 2.500% 8/1
AAL American Airlines Group	$38,846,038	$1,828,662 ▼	-4.5%	3,428,600	1.8%	Transportation
LCI INDS	$37,645,741	$1,180,680 ▲	3.2%	39,856,000	1.8%	NOTE 1.125% 5/1
INTERDIGITAL INC	$35,327,641	$1,509,145 ▼	-4.1%	22,777,000	1.6%	NOTE 3.500% 6/0
PROGRESS SOFTWARE CORP	$33,117,427	$7,041,126 ▲	27.0%	31,560,000	1.5%	NOTE 1.000% 4/1
STRIDE INC	$32,828,920	$9,162,493 ▲	38.7%	22,888,000	1.5%	NOTE 1.125% 9/0
DROPBOX INC	$31,980,278	$911,509 ▲	2.9%	35,085,000	1.5%	NOTE 3/0
NATIONAL VISION HLDGS INC	$31,746,130	$6,572,554 ▲	26.1%	32,922,000	1.5%	NOTE 2.500% 5/1
ENVESTNET INC	$30,262,577	$20,542,159 ▲	211.3%	31,133,000	1.4%	NOTE 0.750% 8/1
VAIL RESORTS INC	$30,219,754	$5,044,227 ▲	20.0%	33,130,000	1.4%	NOTE 1/0
WDC Western Digital	$28,725,013	$569,184 ▲	2.0%	379,108	1.3%	Computer and Technology
NEXTERA ENERGY INC	$24,858,655	$24,858,655 ▲	New Holding	505,000	1.2%	UNIT 06/01/2027
PCG PG&E	$24,772,248	$2,947,248 ▲	13.5%	1,418,800	1.2%	Utilities
BOX INC	$23,480,569	$2,814,680 ▲	13.6%	20,430,000	1.1%	NOTE 1/1
F Ford Motor	$22,999,877	$638,023 ▼	-2.7%	1,834,121	1.1%	Auto/Tires/Trucks
HALOZYME THERAPEUTICS INC	$22,593,941	$11,712,195 ▲	107.6%	23,670,000	1.1%	NOTE 0.250% 3/0
LCID Lucid Group	$21,791,571	$8,797,151 ▲	67.7%	8,349,261	1.0%	Auto/Tires/Trucks
DYNAVAX TECHNOLOGIES CORP	$21,468,338		0.0%	17,238,000	1.0%	NOTE 2.500% 5/1
POST HLDGS INC	$19,065,596	$6,537,090 ▲	52.2%	17,330,000	0.9%	NOTE 2.500% 8/1
PRGS Progress Software	$16,913,330	$15,285,530 ▲	939.0%	311,709	0.8%	Computer and Technology
IEF iShares 7-10 Year Treasury Bond ETF	$15,404,675	$47,172,252 ▼	-75.4%	164,492	0.7%	ETF
SATS EchoStar	$13,009,028	$20,960,302 ▼	-61.7%	730,434	0.6%	Computer and Technology
WINNEBAGO INDS INC	$12,635,544	$669,801 ▲	5.6%	12,262,000	0.6%	NOTE 1.500% 4/0
NIO NIO	$12,203,580	$4,715,580 ▲	63.0%	2,933,553	0.6%	Auto/Tires/Trucks
SNAP Snap	$11,206,767	$420,233 ▼	-3.6%	674,700	0.5%	Computer and Technology
VENTAS RLTY LTD PARTNERSHIP	$11,036,330	$11,036,330 ▲	New Holding	10,500,000	0.5%	NOTE 3.750% 6/0
AKAMAI TECHNOLOGIES INC	$10,506,718	$10,506,718 ▲	New Holding	10,000,000	0.5%	NOTE 0.125% 5/0
MICROCHIP TECHNOLOGY INC.	$9,502,005	$9,502,005 ▲	New Holding	9,000,000	0.4%	NOTE 0.125%11/1
SQ Block	$9,357,499	$9,357,499 ▲	New Holding	145,100	0.4%	Business Services
BEYOND MEAT INC	$8,593,919		0.0%	38,841,000	0.4%	NOTE 3/1
SAVE Spirit Airlines	$8,568,792	$425,658 ▼	-4.7%	2,341,200	0.4%	Transportation
THE REALREAL INC	$7,427,819	$1,347,625 ▼	-15.4%	15,433,000	0.3%	NOTE 1.000% 3/0
BABA Alibaba Group	$6,969,600	$6,969,600 ▲	New Holding	96,800	0.3%	Retail/Wholesale
FIRST MAJESTIC SILVER CORP	$6,275,186	$6,275,186 ▲	New Holding	7,670,000	0.3%	NOTE 0.375% 1/1
NEE NextEra Energy	$6,163,019	$16,970,607 ▼	-73.4%	87,036	0.3%	Utilities
SPIRIT AIRLS INC	$5,688,679	$4,953,750 ▼	-46.5%	11,541,000	0.3%	NOTE 1.000% 5/1
COIN Coinbase Global	$5,555,750	$1,400,049 ▼	-20.1%	25,000	0.3%	Business Services
MP MP Materials	$5,389,882	$211,318 ▼	-3.8%	423,400	0.3%	Basic Materials
T AT&T	$4,948,610	$1,372,518 ▲	38.4%	258,954	0.2%	Communication Services
RTO Rentokil Initial	$4,045,297	$1,496,079 ▲	58.7%	136,435	0.2%	Business Services
USB U.S. Bancorp	$3,970,000	$3,970,000 ▼	-50.0%	100,000	0.2%	Finance
CRH PLC	$3,037,889	$151,310 ▲	5.2%	40,516	0.1%	ORD
OUT OUTFRONT Media	$2,973,127	$284,055 ▲	10.6%	207,911	0.1%	Finance
BYD Boyd Gaming	$2,972,479	$641,970 ▲	27.5%	53,947	0.1%	Consumer Discretionary
HRI Herc	$2,674,730	$2,674,730 ▲	New Holding	20,067	0.1%	Transportation
BWA BorgWarner	$2,588,936	$3,256 ▼	-0.1%	80,302	0.1%	Auto/Tires/Trucks
VESTIS CORPORATION	$2,588,271	$2,588,271 ▲	New Holding	211,633	0.1%	COM SHS
BYND Beyond Meat	$2,180,079	$3,019,500 ▼	-58.1%	324,900	0.1%	Consumer Staples
ASO Academy Sports and Outdoors	$2,056,515	$531,329 ▼	-20.5%	38,620	0.1%	Consumer Discretionary
TKO GROUP HOLDINGS INC	$1,994,899	$1,623,953 ▼	-44.9%	18,473	0.1%	CL A
UNIT Uniti Group	$1,991,440	$344,560 ▼	-14.8%	682,000	0.1%	Finance
XLP Consumer Staples Select Sector SPDR Fund	$1,698,008	$833,650 ▼	-32.9%	22,173	0.1%	ETF
LSEA Landsea Homes	$1,681,567	$344,487 ▲	25.8%	182,978	0.1%	Finance
LW Lamb Weston	$1,548,501	$1,548,501 ▲	New Holding	18,417	0.1%	Consumer Staples
AG First Majestic Silver	$1,480,000	$1,480,000 ▲	New Holding	250,000	0.1%	Basic Materials
PMT PennyMac Mortgage Investment Trust	$1,375,000	$1,375,000 ▲	New Holding	100,000	0.1%	Finance
RCL Royal Caribbean Cruises	$1,116,010	$1,116,010 ▲	New Holding	7,000	0.1%	Consumer Discretionary
META Meta Platforms	$1,096,174	$1,820,234 ▼	-62.4%	2,174	0.1%	Computer and Technology
CHTR Charter Communications	$946,507	$840,376 ▼	-47.0%	3,166	0.0%	Consumer Discretionary
NCLH Norwegian Cruise Line	$901,920	$901,920 ▲	New Holding	48,000	0.0%	Consumer Discretionary
H Hyatt Hotels	$871,109	$871,109 ▲	New Holding	5,734	0.0%	Consumer Discretionary
GVA Granite Construction	$848,989	$848,989 ▲	New Holding	13,700	0.0%	Construction
NXST Nexstar Media Group	$817,931	$557,627 ▼	-40.5%	4,927	0.0%	Consumer Discretionary
CZR Caesars Entertainment	$730,143	$1,158,143 ▼	-61.3%	18,373	0.0%	Consumer Discretionary
IAS Integral Ad Science	$633,335	$56,677 ▲	9.8%	65,158	0.0%	Business Services
GDEN Golden Entertainment	$622,200	$622,200 ▲	New Holding	20,000	0.0%	Consumer Discretionary
DV DoubleVerify	$570,354	$570,354 ▲	New Holding	29,294	0.0%	Computer and Technology
KHC Kraft Heinz	$467,963	$86,833 ▲	22.8%	14,524	0.0%	Consumer Staples
BELFB Bel Fuse	$391,439	$391,439 ▲	New Holding	6,000	0.0%	Computer and Technology
NIKOLA CORP	$205,805		0.0%	250,000	0.0%	NOTE 8.250%12/1
BRKHW Burtech Acquisition	$34,807	$2,685 ▼	-7.2%	139,259	0.0%	Financial Services
BIGBEAR AI HLDGS INC	$15,803	$407 ▼	-2.5%	96,509	0.0%	*W EXP 12/08/202
SILVERBOX CORP III	$10,826	$1,257 ▼	-10.4%	74,664	0.0%	*W EXP 02/28/202
CITEW Cartica Acquisition	$9,454	$546 ▼	-5.5%	47,271	0.0%	Financial Services
BLEUR bleuacacia	$6,436	$563 ▼	-8.0%	183,903	0.0%	--
SYNTEC OPTICS HLDGS INC	$5,192	$1,015 ▼	-16.4%	39,186	0.0%	*W EXP 99/99/999
EVEREST CONSOLIDATOR ACQ COR	$4,697	$271 ▼	-5.5%	23,633	0.0%	*W EXP 99/99/999
HNR ACQUISITION CORP	$4,690	$434 ▼	-8.5%	91,527	0.0%	*W EXP 02/04/202
PTWOW Pono Capital Two	$3,923	$456 ▼	-10.4%	49,982	0.0%	Financial Services
BTMWW Bitcoin Depot	$3,627	$336 ▼	-8.5%	74,868	0.0%	Financial Services
PINSTRIPES HOLDINGS INC	$2,362	$136 ▼	-5.5%	21,272	0.0%	*W EXP 09/30/202
FTIIW FutureTech II Acquisition	$2,214	$205 ▼	-8.5%	73,222	0.0%	Financial Services
AIMAW Aimfinity Investment Corp. I	$2,174	$201 ▼	-8.5%	91,548	0.0%	Financial Services
SLNAW Selina Hospitality	$1,572		0.0%	144,913	0.0%	Consumer Cyclical
BLEUW bleuacacia	$1,158	$101 ▼	-8.0%	91,951	0.0%	Financial Services