Penn Mutual Asset Management, LLC Top Holdings and 13F Report (2024)

About Penn Mutual Asset Management, LLC

Investment Activity

Penn Mutual Asset Management, LLC has $50.39 million in total holdings as of September 30, 2024.
Penn Mutual Asset Management, LLC owns shares of 60 different stocks, but just 28 companies or ETFs make up 80% of its holdings.
Approximately 18.42% of the portfolio was purchased this quarter.
About 18.75% of the portfolio was sold this quarter.
This quarter, Penn Mutual Asset Management, LLC has purchased 65 new stocks and bought additional shares in 10 stocks.
Penn Mutual Asset Management, LLC sold shares of 5 stocks and completely divested from 21 stocks this quarter.

Largest Holdings

Wells Fargo & Co. Pfd. Series L: $7,693,200
AGNC Investment: $3,765,600
Annaly Capital Management: $3,564,191
ARMOUR RESIDENTIAL REIT INC: $3,550,620
iShares Preferred and Income Securities ETF: $3,233,279

Largest New Holdings this Quarter

RUBRIK INC.: $1,036,227 Holding
Opera: $952,493 Holding
AES: $742,220 Holding
OMNICELL COM: $477,240 Holding
Carriage Services: $433,356 Holding

Largest Purchases this Quarter

RUBRIK INC.: 32,231 shares (about $1.04M)
Opera: 61,650 shares (about $952.49K)
AES: 37,000 shares (about $742.22K)
Argan: 6,650 shares (about $674.51K)
Comtech Telecommunications: 128,000 shares (about $615.68K)

Largest Sales this Quarter

Valhi: 8,847 shares (about $295.22K)
Richardson Electronics: 17,740 shares (about $218.91K)
Mplx: 1,500 shares (about $66.69K)
InterDigital: 450 shares (about $63.73K)
Agnico Eagle Mines: 350 shares (about $28.20K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
WFC.PL Wells Fargo & Co. Pfd. Series L	$7,693,200		0.0%	6,000	15.3%	Finance
AGNC AGNC Investment	$3,765,600		0.0%	360,000	7.5%	Finance
NLY Annaly Capital Management	$3,564,191		0.0%	177,588	7.1%	Finance
ARMOUR RESIDENTIAL REIT INC	$3,550,620		0.0%	174,050	7.0%	COM SHS
PFF iShares Preferred and Income Securities ETF	$3,233,279		0.0%	97,300	6.4%	ETF
IONIS PHARMACEUTICALS INC	$2,710,497		0.0%	2,756,000	5.4%	NOTE 0.125%12/1
CMTL Comtech Telecommunications	$1,596,939	$615,680 ▲	62.7%	332,004	3.2%	Computer and Technology
CRACKER BARREL OLD CTRY STOR	$1,147,279		0.0%	1,250,000	2.3%	NOTE 0.625% 6/1
PHAT Phathom Pharmaceuticals	$1,135,460		0.0%	62,802	2.3%	Medical
RUBRIK INC.	$1,036,227	$1,036,227 ▲	New Holding	32,231	2.1%	CL A
AGX Argan	$1,019,372	$674,510 ▲	195.6%	10,050	2.0%	Construction
OPRA Opera	$952,493	$952,493 ▲	New Holding	61,650	1.9%	Computer and Technology
CVGW Calavo Growers	$905,828	$477,878 ▲	111.7%	31,750	1.8%	Consumer Staples
AES AES	$742,220	$742,220 ▲	New Holding	37,000	1.5%	Utilities
EURONET WORLDWIDE INC	$719,549		0.0%	734,000	1.4%	NOTE 0.750% 3/1
BWXT BWX Technologies	$679,375		0.0%	6,250	1.3%	Computer and Technology
MMM 3M	$615,150		0.0%	4,500	1.2%	Multi-Sector Conglomerates
NPK National Presto Industries	$587,971	$249,841 ▲	73.9%	7,825	1.2%	Multi-Sector Conglomerates
SIGA SIGA Technologies	$574,290	$191,228 ▲	49.9%	85,080	1.1%	Medical
IDCC InterDigital	$531,113	$63,734 ▼	-10.7%	3,750	1.1%	Computer and Technology
LENDINGTREE INC	$500,729	$32,758 ▲	7.0%	535,000	1.0%	NOTE 0.500% 7/1
NAT Nordic American Tankers	$491,780	$99,090 ▲	25.2%	134,000	1.0%	Transportation
PEGASYSTEMS INC	$489,052		0.0%	500,000	1.0%	NOTE 0.750% 3/0
WLY John Wiley & Sons	$482,500		0.0%	10,000	1.0%	Consumer Staples
MPLX Mplx	$478,834	$66,690 ▼	-12.2%	10,770	1.0%	Oils/Energy
OMNICELL COM	$477,240	$477,240 ▲	New Holding	500,000	0.9%	NOTE 0.250% 9/1
PSMT PriceSmart	$474,962		0.0%	5,175	0.9%	Retail/Wholesale
HPE Hewlett Packard Enterprise	$474,672	$147,312 ▲	45.0%	23,200	0.9%	Computer and Technology
VERINT SYSTEMS INC	$465,323		0.0%	500,000	0.9%	NOTE 0.250% 4/1
EMLC VanEck J.P. Morgan EM Local Currency Bond ETF	$457,200		0.0%	18,000	0.9%	ETF
CARDLYTICS INC	$455,208		0.0%	500,000	0.9%	NOTE 1.000% 9/1
CSV Carriage Services	$433,356	$433,356 ▲	New Holding	13,200	0.9%	Consumer Staples
LXFR Luxfer	$430,082		0.0%	33,211	0.9%	Industrial Products
ETSY INC	$408,457	$408,457 ▲	New Holding	500,000	0.8%	NOTE 0.250% 6/1
WTTR Select Water Solutions	$401,793	$122,430 ▲	43.8%	36,100	0.8%	Business Services
AMSWA American Software	$380,460	$380,460 ▲	New Holding	34,000	0.8%	Computer and Technology
AEM Agnico Eagle Mines	$362,520	$28,196 ▼	-7.2%	4,500	0.7%	Basic Materials
JEF Jefferies Financial Group	$321,599		0.0%	5,225	0.6%	Finance
EPM Evolution Petroleum	$319,492		0.0%	60,168	0.6%	Oils/Energy
DK Delek US	$290,625	$75,000 ▲	34.8%	15,500	0.6%	Oils/Energy
IMMR Immersion	$285,440	$285,440 ▲	New Holding	32,000	0.6%	Computer and Technology
YORW York Water	$280,950		0.0%	7,500	0.6%	Utilities
BRC Brady	$280,466		0.0%	3,660	0.6%	Industrial Products
VHI Valhi	$278,139	$295,224 ▼	-51.5%	8,335	0.6%	Basic Materials
DUK Duke Energy	$276,720		0.0%	2,400	0.5%	Utilities
JWN Nordstrom	$269,880		0.0%	12,000	0.5%	Retail/Wholesale
KDP Keurig Dr Pepper	$262,360		0.0%	7,000	0.5%	Consumer Staples
RELL Richardson Electronics	$259,683	$218,912 ▼	-45.7%	21,044	0.5%	Computer and Technology
DVN Devon Energy	$256,236		0.0%	6,550	0.5%	Oils/Energy
BTI British American Tobacco	$256,060	$256,060 ▲	New Holding	7,000	0.5%	Consumer Staples
FE FirstEnergy	$255,456		0.0%	5,760	0.5%	Utilities
CHART INDS INC	$251,250	$251,250 ▲	New Holding	5,000	0.5%	6.75DP CNV PFD B
NEW YORK CMNTY BANCORP INC	$250,803	$250,803 ▲	New Holding	22,333	0.5%	COM NEW
PCYG Park City Group	$239,482		0.0%	12,966	0.5%	Computer and Technology
CWT California Water Service Group	$238,568	$238,568 ▲	New Holding	4,400	0.5%	Utilities
BMY Bristol-Myers Squibb	$238,004	$238,004 ▲	New Holding	4,600	0.5%	Medical
BAX Baxter International	$224,023	$224,023 ▲	New Holding	5,900	0.4%	Medical
UGI UGI	$212,670	$212,670 ▲	New Holding	8,500	0.4%	Utilities
KHC Kraft Heinz	$210,660	$210,660 ▲	New Holding	6,000	0.4%	Consumer Staples
PRGO Perrigo	$204,594		0.0%	7,800	0.4%	Medical
HALOZYME THERAPEUTICS INC	$0	$1,483,660 ▼	-100.0%	0	0.0%	NOTE 0.250% 3/0
CONMED CORP	$0	$893,826 ▼	-100.0%	0	0.0%	NOTE 2.250% 6/1
GIL Gildan Activewear	$0	$511,920 ▼	-100.0%	0	0.0%	Consumer Discretionary
MAGNITE INC	$0	$451,622 ▼	-100.0%	0	0.0%	NOTE 0.250% 3/1
OGN Organon & Co.	$0	$437,805 ▼	-100.0%	0	0.0%	Medical
DINO HF Sinclair	$0	$429,654 ▼	-100.0%	0	0.0%	Oils/Energy
UTMD Utah Medical Products	$0	$420,769 ▼	-100.0%	0	0.0%	Medical
FIRST MAJESTIC SILVER CORP	$0	$413,149 ▼	-100.0%	0	0.0%	NOTE 0.375% 1/1
KARO Karooooo	$0	$394,740 ▼	-100.0%	0	0.0%	Computer and Technology
FF FutureFuel	$0	$389,634 ▼	-100.0%	0	0.0%	Oils/Energy
HEES H&E Equipment Services	$0	$373,237 ▼	-100.0%	0	0.0%	Industrial Products
GOLD Barrick Gold	$0	$318,588 ▼	-100.0%	0	0.0%	Basic Materials
NTIC Northern Technologies International	$0	$304,042 ▼	-100.0%	0	0.0%	Basic Materials
HCSG Healthcare Services Group	$0	$293,807 ▼	-100.0%	0	0.0%	Business Services
HIMX Himax Technologies	$0	$293,780 ▼	-100.0%	0	0.0%	Computer and Technology
AA Alcoa	$0	$278,460 ▼	-100.0%	0	0.0%	Industrial Products
NKE NIKE	$0	$268,317 ▼	-100.0%	0	0.0%	Consumer Discretionary
NYCB New York Community Bancorp	$0	$215,740 ▼	-100.0%	0	0.0%	Finance
LYB LyondellBasell Industries	$0	$213,800 ▼	-100.0%	0	0.0%	Basic Materials
MOS Mosaic	$0	$202,300 ▼	-100.0%	0	0.0%	Basic Materials
WBA Walgreens Boots Alliance	$0	$186,263 ▼	-100.0%	0	0.0%	Retail/Wholesale

Showing largest 100 holdings. View all holdings.

More Institutional Buying and Selling Information

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Penn Mutual Asset Management, LLC Top Holdings and 13F Report (2024)

About Penn Mutual Asset Management, LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Penn Mutual Asset Management, LLC Top Holdings and 13F Report (2024)

About Penn Mutual Asset Management, LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofPenn Mutual Asset Management, LLC

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools