Rockbridge Investment Management, Lcc Top Holdings and 13F Report (2021)

About Rockbridge Investment Management, Lcc

Investment Activity

Rockbridge Investment Management, Lcc has $705.44 million in total holdings as of September 30, 2021.
Rockbridge Investment Management, Lcc owns shares of 117 different stocks, but just 17 companies or ETFs make up 80% of its holdings.
Approximately 3.65% of the portfolio was purchased this quarter.
About 0.85% of the portfolio was sold this quarter.
This quarter, Rockbridge Investment Management, Lcc has purchased 118 new stocks and bought additional shares in 55 stocks.
Rockbridge Investment Management, Lcc sold shares of 35 stocks and completely divested from 8 stocks this quarter.

Largest Holdings

Schwab U.S. Aggregate Bond ETF: $117,830,278
SPDR Portfolio S&P 1500 Composite Stock Market ETF: $102,656,849
Vanguard Total Bond Market ETF: $55,094,736
Vanguard Short-Term Corporate Bond ETF: $48,521,983
iShares Core MSCI EAFE ETF: $36,691,240

Largest New Holdings this Quarter

iShares MSCI USA Quality Factor ETF: $507,328 Holding
iShares ESG Aware U.S. Aggregate Bond ETF: $425,317 Holding
MESOBLAST LTD: $334,712 Holding
Colgate-Palmolive: $212,130 Holding
Palantir Technologies: $210,341 Holding

Largest Purchases this Quarter

Schwab U.S. Aggregate Bond ETF: 151,357 shares (about $6.90M)
Dimensional U.S. Core Equity 2 ETF: 77,487 shares (about $2.50M)
SPDR Portfolio S&P 1500 Composite Stock Market ETF: 30,352 shares (about $2.01M)
iShares Core MSCI EAFE ETF: 27,699 shares (about $2.01M)
Vanguard Short-Term Corporate Bond ETF: 23,642 shares (about $1.83M)

Largest Sales this Quarter

Vanguard Real Estate ETF: 10,146 shares (about $849.84K)
Vanguard Total Stock Market ETF: 2,283 shares (about $610.73K)
Schwab US Broad Market ETF: 5,733 shares (about $360.43K)
Apple: 1,696 shares (about $357.21K)
Schwab U.S. REIT ETF: 12,097 shares (about $241.58K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
SCHZ Schwab U.S. Aggregate Bond ETF	$117,830,278	$6,898,852 ▲	6.2%	2,585,131	16.7%	ETF
SPTM SPDR Portfolio S&P 1500 Composite Stock Market ETF	$102,656,849	$2,013,855 ▲	2.0%	1,547,202	14.6%	ETF
BND Vanguard Total Bond Market ETF	$55,094,736	$821,153 ▲	1.5%	764,674	7.8%	ETF
VCSH Vanguard Short-Term Corporate Bond ETF	$48,521,983	$1,826,936 ▲	3.9%	627,913	6.9%	ETF
IEFA iShares Core MSCI EAFE ETF	$36,691,240	$2,012,054 ▲	5.8%	505,111	5.2%	ETF
DFAC Dimensional U.S. Core Equity 2 ETF	$29,991,045	$2,498,182 ▲	9.1%	930,243	4.3%	ETF
SCHC Schwab International Small-Cap Equity ETF	$26,804,358	$742,483 ▲	2.8%	753,355	3.8%	ETF
USRT iShares Core U.S. REIT ETF	$24,085,454	$383,650 ▲	1.6%	449,691	3.4%	ETF
VTI Vanguard Total Stock Market ETF	$21,003,548	$610,725 ▼	-2.8%	78,515	3.0%	ETF
DFIC Dimensional International Core Equity 2 ETF	$18,972,062	$1,601,191 ▲	9.2%	721,646	2.7%	ETF
IEMG iShares Core MSCI Emerging Markets ETF	$17,959,757	$830,465 ▲	4.8%	335,508	2.5%	ETF
MDYV SPDR S&P 400 Mid Cap Value ETF	$15,825,138	$415,466 ▲	2.7%	216,961	2.2%	ETF
SPY SPDR S&P 500 ETF Trust	$14,642,240	$133,878 ▼	-0.9%	26,905	2.1%	Finance
SLYV SPDR S&P 600 Small CapValue ETF	$13,507,834	$542,531 ▲	4.2%	172,492	1.9%	ETF
SPAB SPDR Portfolio Aggregate Bond ETF	$11,132,910	$100,410 ▼	-0.9%	443,719	1.6%	ETF
SCHB Schwab US Broad Market ETF	$9,496,985	$360,435 ▼	-3.7%	151,057	1.3%	ETF
VEA Vanguard FTSE Developed Markets ETF	$9,431,558	$73,191 ▼	-0.8%	190,845	1.3%	ETF
VWO Vanguard FTSE Emerging Markets ETF	$6,404,898	$28,181 ▼	-0.4%	146,364	0.9%	ETF
SCHF Schwab International Equity ETF	$6,396,486	$47,603 ▼	-0.7%	166,488	0.9%	ETF
DFEM Dimensional Emerging Markets Core Equity 2 ETF	$6,214,292	$411,855 ▲	7.1%	232,484	0.9%	ETF
AAPL Apple	$6,204,700	$357,214 ▼	-5.4%	29,459	0.9%	Computer and Technology
SCHE Schwab Emerging Markets Equity ETF	$6,001,424	$67,197 ▼	-1.1%	225,957	0.9%	ETF
VBR Vanguard Small-Cap Value ETF	$5,345,398	$49,097 ▼	-0.9%	29,287	0.8%	ETF
VOO Vanguard S&P 500 ETF	$5,002,301	$42,011 ▼	-0.8%	10,002	0.7%	ETF
BSV Vanguard Short-Term Bond ETF	$4,155,760	$287,625 ▲	7.4%	54,182	0.6%	ETF
SLQD iShares 0-5 Year Investment Grade Corporate Bond ETF	$3,799,392	$25,167 ▼	-0.7%	77,145	0.5%	Manufacturing
MSFT Microsoft	$3,629,565		0.0%	8,121	0.5%	Computer and Technology
VMBS Vanguard Mortgage-Backed Securities ETF	$3,558,728	$50,167 ▲	1.4%	78,386	0.5%	ETF
VNQ Vanguard Real Estate ETF	$3,161,550	$849,837 ▼	-21.2%	37,745	0.4%	ETF
SCHH Schwab U.S. REIT ETF	$2,807,213	$241,578 ▼	-7.9%	140,571	0.4%	ETF
VCIT Vanguard Intermediate-Term Corporate Bond ETF	$2,702,631	$560 ▲	0.0%	33,812	0.4%	ETF
DFSU Dimensional US Sustainability Core 1 ETF	$2,523,795	$421,736 ▲	20.1%	72,398	0.4%	ETF
VTV Vanguard Value ETF	$2,450,564	$63,843 ▼	-2.5%	15,277	0.3%	ETF
ISTB iShares Core 1-5 Year USD Bond ETF	$2,424,397	$3,221 ▲	0.1%	51,180	0.3%	Manufacturing
VTEB Vanguard Tax-Exempt Bond ETF	$2,375,766	$651 ▲	0.0%	47,411	0.3%	ETF
SPDW SPDR Portfolio Developed World ex-US ETF	$2,354,816	$34,273 ▼	-1.4%	67,127	0.3%	ETF
IWC iShares Micro-Cap ETF	$1,972,210	$26,334 ▼	-1.3%	17,300	0.3%	ETF
VXUS Vanguard Total International Stock ETF	$1,859,411	$2,714 ▼	-0.1%	30,836	0.3%	ETF
MUB iShares National Muni Bond ETF	$1,849,602		0.0%	17,359	0.3%	ETF
AGG iShares Core U.S. Aggregate Bond ETF	$1,784,827	$21,938 ▲	1.2%	18,387	0.3%	Finance
IVV iShares Core S&P 500 ETF	$1,768,137	$3,831 ▼	-0.2%	3,231	0.3%	ETF
AMZN Amazon.com	$1,740,603		0.0%	9,007	0.2%	Retail/Wholesale
SPSB SPDR Portfolio Short Term Corporate Bond ETF	$1,449,390	$9,356 ▼	-0.6%	48,801	0.2%	ETF
DFSI Dimensional International Sustainability Core 1 ETF	$1,428,081	$183,212 ▲	14.7%	43,354	0.2%	ETF
SUB iShares Short-Term National Muni Bond ETF	$1,382,883		0.0%	13,227	0.2%	ETF
VB Vanguard Small-Cap ETF	$1,382,592	$11,774 ▲	0.9%	6,341	0.2%	ETF
RSP Invesco S&P 500 Equal Weight ETF	$1,305,862	$12,814 ▲	1.0%	7,949	0.2%	ETF
VUG Vanguard Growth ETF	$1,298,189		0.0%	3,471	0.2%	ETF
ORCL Oracle	$1,233,241	$42,360 ▼	-3.3%	8,734	0.2%	Computer and Technology
DFAU Dimensional US Core Equity Market ETF	$1,181,873	$77,529 ▲	7.0%	31,525	0.2%	ETF
SPEM SPDR Portfolio Emerging Markets ETF	$1,169,579	$17,140 ▼	-1.4%	31,048	0.2%	ETF
IWF iShares Russell 1000 Growth ETF	$1,089,156	$142,888 ▲	15.1%	2,988	0.2%	ETF
DVY iShares Select Dividend ETF	$1,085,070		0.0%	8,969	0.2%	ETF
IGSB iShares 1-5 Year Investment Grade Corporate Bond ETF	$1,009,633	$5,636 ▼	-0.6%	19,704	0.1%	Manufacturing
GOOGL Alphabet	$973,592		0.0%	5,345	0.1%	Computer and Technology
VYM Vanguard High Dividend Yield ETF	$892,419	$107,090 ▲	13.6%	7,525	0.1%	ETF
RTX RTX	$869,679	$43,971 ▼	-4.8%	8,663	0.1%	Aerospace
TSLA Tesla	$842,771	$594 ▲	0.1%	4,259	0.1%	Auto/Tires/Trucks
META Meta Platforms	$790,791	$28,243 ▼	-3.4%	1,568	0.1%	Computer and Technology
VGSH Vanguard Short-Term Treasury Index ETF	$765,690	$104,787 ▼	-12.0%	13,204	0.1%	ETF
JNJ Johnson & Johnson	$711,361	$8,770 ▲	1.2%	4,867	0.1%	Medical
VSS Vanguard FTSE All-World ex-US Small-Cap ETF	$671,997	$352 ▲	0.1%	5,720	0.1%	ETF
GE General Electric	$664,517	$325,105 ▲	95.8%	4,180	0.1%	Transportation
NYF iShares New York Muni Bond ETF	$661,396	$26,695 ▲	4.2%	12,388	0.1%	ETF
VIG Vanguard Dividend Appreciation ETF	$647,505	$6,207 ▲	1.0%	3,547	0.1%	ETF
VOE Vanguard Mid-Cap Value ETF	$644,894	$2,256 ▼	-0.3%	4,287	0.1%	ETF
SCHX Schwab US Large-Cap ETF	$640,252	$22,745 ▲	3.7%	9,965	0.1%	ETF
VOT Vanguard Mid-Cap Growth ETF	$632,084		0.0%	2,753	0.1%	ETF
NVDA NVIDIA	$608,188	$550,742 ▲	958.7%	4,923	0.1%	Computer and Technology
SCHO Schwab Short-Term U.S. Treasury ETF	$578,764	$14,054 ▲	2.5%	12,025	0.1%	ETF
GOOG Alphabet	$576,306		0.0%	3,142	0.1%	Computer and Technology
IWD iShares Russell 1000 Value ETF	$576,252	$2,268 ▼	-0.4%	3,303	0.1%	ETF
IWS iShares Russell Mid-Cap Value ETF	$575,689	$30,547 ▲	5.6%	4,768	0.1%	ETF
SCHR Schwab Intermediate-Term U.S. Treasury ETF	$550,572	$1,658 ▲	0.3%	11,289	0.1%	ETF
ESGV Vanguard ESG US Stock ETF	$547,063	$38,455 ▲	7.6%	5,662	0.1%	ETF
XOM Exxon Mobil	$533,351	$28,550 ▲	5.7%	4,633	0.1%	Oils/Energy
PG Procter & Gamble	$526,095	$10,225 ▲	2.0%	3,190	0.1%	Consumer Staples
VBK Vanguard Small-Cap Growth ETF	$512,563		0.0%	2,049	0.1%	ETF
QUAL iShares MSCI USA Quality Factor ETF	$507,328	$507,328 ▲	New Holding	2,971	0.1%	ETF
VV Vanguard Large-Cap ETF	$465,292		0.0%	1,864	0.1%	ETF
ACVA ACV Auctions	$452,819		0.0%	24,812	0.1%	Retail/Wholesale
HON Honeywell International	$452,492	$21,354 ▲	5.0%	2,119	0.1%	Industrials
IWM iShares Russell 2000 ETF	$442,909	$101,445 ▲	29.7%	2,183	0.1%	Finance
EAGG iShares ESG Aware U.S. Aggregate Bond ETF	$425,317	$425,317 ▲	New Holding	9,125	0.1%	ETF
DFSE Dimensional Emerging Markets Sustainability Core 1 ETF	$419,923	$51,997 ▲	14.1%	12,550	0.1%	ETF
QQQ Invesco QQQ	$413,176	$959 ▲	0.2%	862	0.1%	Finance
SCHA Schwab US Small-Cap ETF	$404,037	$13,571 ▲	3.5%	8,515	0.1%	ETF
SCHV Schwab U.S. Large-Cap Value ETF	$389,513	$1,482 ▲	0.4%	5,258	0.1%	ETF
JPM JPMorgan Chase & Co.	$368,114	$19,619 ▲	5.6%	1,820	0.1%	Finance
LOW Lowe's Companies	$367,287		0.0%	1,666	0.1%	Retail/Wholesale
IJJ iShares S&P Mid-Cap 400 Value ETF	$365,569		0.0%	3,222	0.1%	ETF
NEE NextEra Energy	$363,539	$5,098 ▲	1.4%	5,134	0.1%	Utilities
AXP American Express	$362,839		0.0%	1,567	0.1%	Finance
VIOV Vanguard S&P Small-Cap 600 Value ETF	$361,622	$3,347 ▼	-0.9%	4,322	0.1%	ETF
DUHP Dimensional US High Profitability ETF	$347,412		0.0%	10,860	0.0%	ETF
VGIT Vanguard Intermediate-Term Treasury Index ETF	$341,475	$175 ▲	0.1%	5,864	0.0%	ETF
MESOBLAST LTD	$334,712	$334,712 ▲	New Holding	49,150	0.0%	SPONS ADR
COST Costco Wholesale	$334,162		0.0%	393	0.0%	Retail/Wholesale
PEP PepsiCo	$296,710	$6,597 ▲	2.3%	1,799	0.0%	Consumer Staples
DWM WisdomTree International Equity Fund	$293,362	$1,182 ▼	-0.4%	5,461	0.0%	Finance