Sea Otter Advisors LLC Top Holdings and 13F Report (2023)

About Sea Otter Advisors LLC

Investment Activity

Sea Otter Advisors LLC has $14.42 million in total holdings as of September 30, 2023.
Sea Otter Advisors LLC owns shares of 45 different stocks, but just 7 companies or ETFs make up 80% of its holdings.
Approximately 78.00% of the portfolio was purchased this quarter.
About 117.00% of the portfolio was sold this quarter.
This quarter, Sea Otter Advisors LLC has purchased 114 new stocks and bought additional shares in 2 stocks.
Sea Otter Advisors LLC sold shares of 13 stocks and completely divested from 81 stocks this quarter.

Largest Holdings

CORNERSTONE STRATEGIC VALUE: $3,850,000
NIKOLA CORP: $2,526,885
RiverNorth Capital and Income Fund: $1,843,200
The India Fund: $1,179,332
SABLE OFFSHORE CORP: $799,600

Largest New Holdings this Quarter

CORNERSTONE STRATEGIC VALUE: $3,850,000 Holding
NIKOLA CORP: $2,526,885 Holding
The India Fund: $1,179,332 Holding
CORNERSTONE TOTAL RETURN FD: $785,000 Holding
INVESCO GALAXY BITCOIN ETF: $728,950 Holding

Largest Purchases this Quarter

CORNERSTONE STRATEGIC VALUE: 500,000 shares (about $3.85M)
NIKOLA CORP: 308,533 shares (about $2.53M)
The India Fund: 66,032 shares (about $1.18M)
RiverNorth Capital and Income Fund: 70,000 shares (about $1.08M)
CORNERSTONE TOTAL RETURN FD: 100,000 shares (about $785K)

Largest Sales this Quarter

IONQ INC: 132,058 shares (about $195.45K)
NET POWER INC: 29,752 shares (about $68.13K)
AERIES TECHNOLOGY INC: 34,142 shares (about $64.53K)
Bitcoin Depot: 24,544 shares (about $44.18K)
BARINGTON / HIL/SH: 1,384 shares (about $14.81K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
CORNERSTONE STRATEGIC VALUE	$3,850,000	$3,850,000 ▲	New Holding	500,000	26.7%	COM
NIKOLA CORP	$2,526,885	$2,526,885 ▲	New Holding	308,533	17.5%	COM NEW
RSF RiverNorth Capital and Income Fund	$1,843,200	$1,075,200 ▲	140.0%	120,000	12.8%	Miscellaneous
IFN The India Fund	$1,179,332	$1,179,332 ▲	New Holding	66,032	8.2%	Finance
SABLE OFFSHORE CORP	$799,600	$105,725 ▲	15.2%	187,260	5.5%	*W EXP 99/99/999
CORNERSTONE TOTAL RETURN FD	$785,000	$785,000 ▲	New Holding	100,000	5.4%	COM
INVESCO GALAXY BITCOIN ETF	$728,950	$728,950 ▲	New Holding	12,200	5.1%	COM SHS BEN INT
GP-ACT III ACQUISITION CORP	$500,999	$500,999 ▲	New Holding	49,950	3.5%	UNIT 99/99/9999
BTM Bitcoin Depot	$415,156	$44,179 ▼	-9.6%	230,642	2.9%	Finance
FSCO FS Credit Opportunities	$382,200	$382,200 ▲	New Holding	60,000	2.7%	Financial Services
AERIES TECHNOLOGY INC	$313,472	$64,528 ▼	-17.1%	165,858	2.2%	CL A ORD SHS
IONQ INC	$252,191	$195,446 ▼	-43.7%	170,399	1.7%	*W EXP 10/01/202
BHAC BARINGTON / HIL/SH	$192,868	$14,809 ▼	-7.1%	18,025	1.3%	Finance
NET POWER INC	$160,868	$68,132 ▼	-29.8%	70,248	1.1%	*W EXP 06/08/202
GODNR Golden Star Acquisition	$72,800		0.0%	200,000	0.5%
PCF High Income Securities Fund	$69,900	$69,900 ▲	New Holding	10,000	0.5%	Finance
LUNRW Intuitive Machines	$59,115	$2,085 ▼	-3.4%	86,934	0.4%	Industrials
SABA CAPITAL INCOME & OPRNT	$35,200	$35,200 ▲	New Holding	5,000	0.2%	SHS NEW
CHURCHILL CAPITAL CORP VII	$34,930	$70 ▼	-0.2%	99,800	0.2%	*W EXP 02/29/202
MCAGR Mountain Crest Acquisition Corp. V	$22,620		0.0%	200,000	0.2%	Finance, Insurance, And Real Estate
MARXR Mars Acquisition	$22,199		0.0%	92,650	0.2%	--
IGTAR Inception Growth Acquisition	$16,247		0.0%	108,314	0.1%	Finance, Insurance, And Real Estate
CDAQW Compass Digital Acquisition	$15,469		0.0%	257,809	0.1%	Financial Services
WTMAR Welsbach Technology Metals Acquisition	$14,943		0.0%	124,737	0.1%	Manufacturing
TMTCR TMT Acquisition	$14,322		0.0%	42,000	0.1%	--
CLOER Clover Leaf Capital	$14,175		0.0%	63,850	0.1%	Services
COEP Coeptis Therapeutics	$13,005		0.0%	45,000	0.1%	Medical
CETUR Cetus Capital Acquisition	$12,821		0.0%	45,000	0.1%	--
CSLMR CSLM Acquisition	$10,000		0.0%	100,000	0.1%	Finance, Insurance, And Real Estate
ATMCR AlphaTime Acquisition	$9,704		0.0%	65,923	0.1%	--
OAKUR Oak Woods Acquisition	$8,250		0.0%	33,000	0.1%	--
PINSTRIPES HOLDINGS INC	$7,784		0.0%	70,000	0.1%	*W EXP 09/30/202
NOVVR Nova Vision Acquisition	$5,600		0.0%	35,000	0.0%	Finance, Insurance, And Real Estate
IVCBW Investcorp Europe Acquisition Corp I	$5,287	$141 ▼	-2.6%	72,923	0.0%	Financial Services
ATMVR AlphaVest Acquisition	$4,500	$4,500 ▲	New Holding	46,250	0.0%
NVACR NorthView Acquisition	$3,720		0.0%	36,366	0.0%	Manufacturing
EFFECTOR THERAPEUTICS INC	$3,063		0.0%	10,557	0.0%	COM NEW
LOTUS TECHNOLOGY INC	$3,003	$3,003 ▲	New Holding	8,007	0.0%	*W EXP 02/22/202
NEW HORIZON AIRCRAFT LTD	$2,980	$104 ▼	-3.4%	196,072	0.0%	*W EXP 99/99/999
AUSTRALIAN OILSEEDS HLDGS LT	$2,236	$1,054 ▼	-32.0%	129,977	0.0%	*W EXP 11/16/202
VSACW Vision Sensing Acquisition	$1,485	$8 ▼	-0.5%	74,602	0.0%	Financial Services
DIH HLDG US INC	$1,372	$1,790 ▼	-56.6%	34,301	0.0%	*W EXP 04/20/202
INAQW Insight Acquisition	$975		0.0%	25,000	0.0%	Financial Services
DUETW DUET Acquisition	$417	$18 ▼	-4.1%	27,775	0.0%	Financial Services
CALIDI BIOTHERAPEUTICS INC	$205	$205 ▲	New Holding	4,871	0.0%	*W EXP 03/14/202
IB ACQUISITION CORP	$0	$3,252,249 ▼	-100.0%	0	0.0%	UNIT 03/26/2029
ACAC Acies Acquisition	$0	$2,298,611 ▼	-100.0%	0	0.0%	Unclassified
MIRION TECHNOLOGIES INC	$0	$1,581,440 ▼	-100.0%	0	0.0%	*W EXP 10/20/202
GDST Goldenstone Acquisition	$0	$1,123,643 ▼	-100.0%	0	0.0%	Unclassified
WTMA Welsbach Technology Metals Acquisition	$0	$1,088,734 ▼	-100.0%	0	0.0%	Unclassified
LSXMK The Liberty SiriusXM Group	$0	$1,039,850 ▼	-100.0%	0	0.0%	Consumer Discretionary
FEI First Trust MLP and Energy Income Fund	$0	$912,171 ▼	-100.0%	0	0.0%	Financial Services
SABLE OFFSHORE CORP	$0	$904,200 ▼	-100.0%	0	0.0%	COM SHS
AIB AIB Acquisition	$0	$747,321 ▼	-100.0%	0	0.0%	Unclassified
ZTR Virtus Global Dividend & Income Fund	$0	$706,276 ▼	-100.0%	0	0.0%	Finance
BLACK HAWK ACQUISITION CORP	$0	$508,000 ▼	-100.0%	0	0.0%	UNIT 99/99/9999
NKLA Nikola	$0	$369,928 ▼	-100.0%	0	0.0%	Auto/Tires/Trucks
FORL Four Leaf Acquisition	$0	$330,294 ▼	-100.0%	0	0.0%	Unclassified
FPL First Trust New Opportunities MLP & Energy Fund	$0	$307,304 ▼	-100.0%	0	0.0%	Financial Services
JOBY AVIATION INC	$0	$232,997 ▼	-100.0%	0	0.0%	*W EXP 08/10/202
BRIGHTSPRING HEALTH SVCS INC	$0	$225,400 ▼	-100.0%	0	0.0%	UNIT 02/01/2027
IMTXW Immatics	$0	$109,509 ▼	-100.0%	0	0.0%	Medical
SCRMW Screaming Eagle Acquisition	$0	$69,032 ▼	-100.0%	0	0.0%	Financial Services
BREZR Breeze Holdings Acquisition	$0	$61,919 ▼	-100.0%	0	0.0%
MCAFR Mountain Crest Acquisition Corp. IV	$0	$56,880 ▼	-100.0%	0	0.0%
KYCHR Keyarch Acquisition	$0	$50,000 ▼	-100.0%	0	0.0%
BREZW Breeze Holdings Acquisition	$0	$43,847 ▼	-100.0%	0	0.0%	Financial Services
GENERATION ASIA I ACQUISITIO	$0	$37,318 ▼	-100.0%	0	0.0%	*W EXP 99/99/999
MBTCR Nocturne Acquisition	$0	$33,552 ▼	-100.0%	0	0.0%
ZALATORIS ACQUISITION CORP	$0	$31,818 ▼	-100.0%	0	0.0%	*W EXP 99/99/999
BRAND ENGAGEMENT NETWORK INC	$0	$24,020 ▼	-100.0%	0	0.0%	*W EXP 03/14/202
EMLDW FTAC Emerald Acquisition	$0	$22,618 ▼	-100.0%	0	0.0%	Financial Services
ASCAR A SPAC I Acquisition	$0	$19,000 ▼	-100.0%	0	0.0%
BRKHW Burtech Acquisition	$0	$18,890 ▼	-100.0%	0	0.0%	Financial Services
CONXW CONX	$0	$18,317 ▼	-100.0%	0	0.0%	Financial Services
SLAMW Slam	$0	$18,000 ▼	-100.0%	0	0.0%	Financial Services
BLACR Bellevue Life Sciences Acquisition	$0	$17,080 ▼	-100.0%	0	0.0%	--
GLLIR Globalink Investment	$0	$15,400 ▼	-100.0%	0	0.0%
JAWS MUSTANG ACQUISITION COR	$0	$14,641 ▼	-100.0%	0	0.0%	*W EXP 01/30/202
PFTAW Perception Capital Corp. III	$0	$14,638 ▼	-100.0%	0	0.0%	Financial Services
RWODR Redwoods Acquisition	$0	$14,430 ▼	-100.0%	0	0.0%
BHACW Focus Impact BH3 Acquisition	$0	$13,500 ▼	-100.0%	0	0.0%	Financial Services
EVGRW Evergreen	$0	$13,485 ▼	-100.0%	0	0.0%	Financial Services
SYNTEC OPTICS HLDGS INC	$0	$12,025 ▼	-100.0%	0	0.0%	*W EXP 99/99/999
EVE MOBILITY ACQUISITION COR	$0	$10,792 ▼	-100.0%	0	0.0%	*W EXP 12/31/202
ISRLW Israel Acquisitions	$0	$9,695 ▼	-100.0%	0	0.0%	Financial Services
FLFVR Feutune Light Acquisition	$0	$7,876 ▼	-100.0%	0	0.0%	--
HNR ACQUISITION CORP	$0	$7,209 ▼	-100.0%	0	0.0%	*W EXP 02/04/202
AIRSHIP AI HLDGS INC	$0	$5,656 ▼	-100.0%	0	0.0%	*W EXP 12/21/202
CRGOW Freightos	$0	$5,560 ▼	-100.0%	0	0.0%	Industrials
GLSTR Global Star Acquisition, Inc. Right	$0	$5,400 ▼	-100.0%	0	0.0%	--
RWODW Redwoods Acquisition	$0	$5,129 ▼	-100.0%	0	0.0%	Financial Services
MCAAW Mountain & Co. I Acquisition Corp.	$0	$4,000 ▼	-100.0%	0	0.0%	Financial Services
BATTERY FUTURE ACQUISITION C	$0	$3,888 ▼	-100.0%	0	0.0%	*W EXP 99/99/999
EFTRW eFFECTOR Therapeutics	$0	$3,378 ▼	-100.0%	0	0.0%	Medical
GLLIW Globalink Investment	$0	$3,360 ▼	-100.0%	0	0.0%	Financial Services
CFFSW CF Acquisition Corp. VII	$0	$3,200 ▼	-100.0%	0	0.0%	Financial Services
INTEW Integral Acquisition Co. 1	$0	$3,000 ▼	-100.0%	0	0.0%	Financial Services
ENPHYS ACQUISITION CORP	$0	$2,903 ▼	-100.0%	0	0.0%	*W EXP 99/99/999
HAIAW Healthcare AI Acquisition	$0	$2,857 ▼	-100.0%	0	0.0%	Financial Services