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Simplify Asset Management Inc. Top Holdings and 13F Report (2021)

About Simplify Asset Management Inc.

Investment Activity

  • Simplify Asset Management Inc. has $2.15 billion in total holdings as of September 30, 2021.
  • Simplify Asset Management Inc. owns shares of 105 different stocks, but just 11 companies or ETFs make up 80% of its holdings.
  • Approximately 50.51% of the portfolio was purchased this quarter.
  • About 22.57% of the portfolio was sold this quarter.
  • This quarter, Simplify Asset Management Inc. has purchased 107 new stocks and bought additional shares in 47 stocks.
  • Simplify Asset Management Inc. sold shares of 20 stocks and completely divested from 22 stocks this quarter.

Largest New Holdings this Quarter

SPDR Gold Shares
$561,152,622 Holding
SIMPLIFY EXCHANGE TRADED FUN
$78,839,680 Holding

Largest Purchases this Quarter

SPDR Gold Shares
2,308,700 shares (about $561.15M)
iShares iBoxx $ High Yield Corporate Bond ETF
1,563,600 shares (about $125.56M)
SIMPLIFY EXCHANGE TRADED FUN
3,126,710 shares (about $78.84M)
Simplify Stable Income ETF
1,232,481 shares (about $30.29M)

Largest Sales this Quarter

Simplify High Yield PLUS Credit Hedge ETF
2,671,090 shares (about $63.40M)
iShares Core U.S. Aggregate Bond ETF
282,860 shares (about $28.65M)
Plains GP
100,000 shares (about $1.85M)
COOPER COS INC
11,470 shares (about $1.27M)
Fulcrum Therapeutics
323,518 shares (about $1.15M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofSimplify Asset Management Inc.

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$561,152,622$561,152,622 New Holding2,308,70026.1%Finance
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$429,366,350$24,228,170 6.0%744,36820.0%ETF
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$142,763,458$28,645,232 -16.7%1,409,7316.7%Finance
iShares iBoxx $ High Yield Corporate Bond ETF stock logo
HYG
iShares iBoxx $ High Yield Corporate Bond ETF
$125,557,080$125,557,080 New Holding1,563,6005.8%ETF
AGGH
Simplify Aggregate Bond PLUS Credit Hedge ETF
$112,745,544$6,437,297 6.1%5,193,2545.3%ETF
BUCK
Simplify Stable Income ETF
$109,346,072$30,294,383 38.3%4,448,5795.1%ETF
SIMPLIFY EXCHANGE TRADED FUN
$78,839,680$78,839,680 New Holding3,126,7103.7%NATL MUNI BD ETF
TYA
Simplify Intermediate Term Treasury Futures Strategy ETF
$55,556,777$55,169,577 14,248.4%3,866,1642.6%ETF
SIMPLIFY EXCHANGE TRADED FUN
$55,348,053$9,816,412 21.6%1,075,1372.6%MBS ETF
Schwab U.S. TIPS ETF stock logo
SCHP
Schwab U.S. TIPS ETF
$38,101,487$5,618,547 17.3%710,4511.8%ETF
Simplify High Yield PLUS Credit Hedge ETF stock logo
CDX
Simplify High Yield PLUS Credit Hedge ETF
$32,635,892$63,403,128 -66.0%1,374,9071.5%ETF
PIMCO Enhanced Short Maturity Exchange-Traded Fund stock logo
MINT
PIMCO Enhanced Short Maturity Exchange-Traded Fund
$25,353,742$25,353,742 New Holding251,8001.2%ETF
JPMorgan Ultra-Short Income ETF stock logo
JPST
JPMorgan Ultra-Short Income ETF
$25,044,249$25,044,249 New Holding493,5801.2%ETF
Sarepta Therapeutics, Inc. stock logo
SRPT
Sarepta Therapeutics
$24,105,019$11,049,518 84.6%193,0101.1%Medical
Applied Therapeutics, Inc. stock logo
APLT
Applied Therapeutics
$23,948,7920.0%2,817,5051.1%Medical
Plains GP Holdings, L.P. stock logo
PAGP
Plains GP
$23,538,660$1,850,000 -7.3%1,272,3601.1%Oils/Energy
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$16,905,507$6,795,160 67.2%19,0820.8%Medical
PURECYCLE TECHNOLOGIES INC
$16,834,532$6,779,808 67.4%1,772,0560.8%COM
UnitedHealth Group Incorporated stock logo
UNH
UnitedHealth Group
$11,911,101$3,959,453 49.8%20,3720.6%Medical
Sanofi stock logo
SNY
Sanofi
$11,764,761$11,764,761 New Holding204,1430.5%Medical
Zoetis Inc. stock logo
ZTS
Zoetis
$11,683,919$11,683,919 New Holding59,8010.5%Medical
Intuitive Surgical, Inc. stock logo
ISRG
Intuitive Surgical
$11,412,202$3,877,103 51.5%23,2300.5%Medical
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$10,955,418$7,143,767 187.4%67,6010.5%Medical
Regeneron Pharmaceuticals, Inc. stock logo
REGN
Regeneron Pharmaceuticals
$10,082,443$3,396,556 50.8%9,5910.5%Medical
Phathom Pharmaceuticals, Inc. stock logo
PHAT
Phathom Pharmaceuticals
$9,436,5850.0%521,9350.4%Medical
AbbVie Inc. stock logo
ABBV
AbbVie
$9,331,325$9,331,325 New Holding47,2520.4%Medical
Thermo Fisher Scientific Inc. stock logo
TMO
Thermo Fisher Scientific
$8,517,709$3,430,589 67.4%13,7700.4%Medical
Akero Therapeutics, Inc. stock logo
AKRO
Akero Therapeutics
$8,141,247$1,098,225 15.6%283,7660.4%Medical
Gilead Sciences, Inc. stock logo
GILD
Gilead Sciences
$8,065,576$8,065,576 New Holding96,2020.4%Medical
The Cigna Group stock logo
CI
The Cigna Group
$7,252,029$5,558,630 328.3%20,9330.3%Medical
Avidity Biosciences, Inc. stock logo
RNA
Avidity Biosciences
$5,741,2500.0%125,0000.3%Medical
3M stock logo
MMM
3M
$5,390,628$626,496 13.2%39,4340.3%Multi-Sector Conglomerates
Chewy, Inc. stock logo
CHWY
Chewy
$5,379,460$5,379,460 New Holding183,6620.3%Retail/Wholesale
TScan Therapeutics, Inc. stock logo
TCRX
TScan Therapeutics
$5,213,6420.0%1,046,9160.2%Medical
Madrigal Pharmaceuticals, Inc. stock logo
MDGL
Madrigal Pharmaceuticals
$4,945,787$1,698 0.0%23,3050.2%Medical
Tandem Diabetes Care, Inc. stock logo
TNDM
Tandem Diabetes Care
$4,860,356$4,860,356 New Holding114,6040.2%Medical
Telesat Corp stock logo
TSAT
Telesat
$4,817,3360.0%365,7810.2%Computer and Technology
Teleflex Incorporated stock logo
TFX
Teleflex
$4,799,987$4,799,987 New Holding19,4080.2%Medical
Myriad Genetics, Inc. stock logo
MYGN
Myriad Genetics
$4,755,616$4,755,616 New Holding173,6260.2%Medical
Ardelyx, Inc. stock logo
ARDX
Ardelyx
$4,749,718$629,498 15.3%689,3640.2%Medical
Elevance Health, Inc. stock logo
ELV
Elevance Health
$4,556,240$1,833,520 67.3%8,7620.2%Medical
Tesla, Inc. stock logo
TSLA
Tesla
$4,374,4540.0%16,7200.2%Auto/Tires/Trucks
Simplify Short Term Treasury Futures Strategy ETF stock logo
TUA
Simplify Short Term Treasury Futures Strategy ETF
$3,805,443$1,472,326 63.1%165,5260.2%ETF
Revvity, Inc. stock logo
RVTY
Revvity
$3,104,708$187,665 -5.7%24,3030.1%Medical
Leap Therapeutics, Inc. stock logo
LPTX
Leap Therapeutics
$2,716,220$1,093,859 67.4%1,056,8950.1%Medical
Royalty Pharma plc stock logo
RPRX
Royalty Pharma
$2,661,127$1,071,569 67.4%94,0660.1%Finance
Abeona Therapeutics Inc stock logo
ABEO
Abeona Therapeutics
$2,582,2510.0%408,5840.1%Medical
Annaly Capital Management, Inc. stock logo
NLY
Annaly Capital Management
$2,474,671$604,147 32.3%123,3020.1%Finance
Syndax Pharmaceuticals, Inc. stock logo
SNDX
Syndax Pharmaceuticals
$2,352,061$904,596 62.5%122,1850.1%Medical
IQVIA Holdings Inc. stock logo
IQV
IQVIA
$2,283,680$922,761 67.8%9,6370.1%Medical
Intra-Cellular Therapies, Inc. stock logo
ITCI
Intra-Cellular Therapies
$2,259,709$903,357 66.6%30,8830.1%Medical
Avantor, Inc. stock logo
AVTR
Avantor
$2,190,620$882,219 67.4%84,6780.1%Medical
EQLS
Simplify Market Neutral Equity Long/Short ETF
$2,048,659$585,405 -22.2%94,6700.1%ETF
Exact Sciences Co. stock logo
EXAS
Exact Sciences
$1,994,349$803,816 67.5%29,2770.1%Medical
GRAYSCALE BITCOIN TR BTC
$1,724,676$288,608 -14.3%34,1520.1%SHS REP COM UT
GRAYSCALE BITCOIN MINI TR BT
$1,611,464$1,611,464 New Holding286,2280.1%SHS
Abbott Laboratories stock logo
ABT
Abbott Laboratories
$1,605,603$645,753 67.3%14,0830.1%Medical
Kura Oncology, Inc. stock logo
KURA
Kura Oncology
$1,563,2000.0%80,0000.1%Medical
SIMPLIFY EXCHANGE TRADED FUN
$1,525,844$66,411 4.6%62,0350.1%MULTI QIS ALTERN
Rithm Capital Corp. stock logo
RITM
Rithm Capital
$1,496,280$1,098,900 276.5%134,8000.1%Finance
Kymera Therapeutics, Inc. stock logo
KYMR
Kymera Therapeutics
$1,444,2750.0%30,5150.1%Medical
CTA
Simplify Managed Futures Strategy ETF
$1,407,068$669,890 -32.3%54,1180.1%ETF
AGNC Investment Corp. stock logo
AGNC
AGNC Investment
$1,380,720$502,080 -26.7%132,0000.1%Finance
argenx SE stock logo
ARGX
argenx
$1,311,292$511,724 64.0%2,4190.1%Medical
Tenet Healthcare Co. stock logo
THC
Tenet Healthcare
$1,308,326$529,513 68.0%7,8720.1%Medical
Fulcrum Therapeutics, Inc. stock logo
FULC
Fulcrum Therapeutics
$1,254,191$1,154,959 -47.9%351,3140.1%Medical
SIMPLIFY EXCHANGE TRADED FUN
$1,219,876$210,270 -14.7%39,2180.1%US EQUITY PLUS
NVIDIA Co. stock logo
NVDA
NVIDIA
$1,182,0970.0%9,7340.1%Computer and Technology
iShares Gold Trust stock logo
IAU
iShares Gold Trust
$1,097,624$189,208 -14.7%22,0850.1%Finance
BENITEC BIOPHARMA INC
$1,070,957$600,282 127.5%116,5350.0%COM NEW
Achieve Life Sciences, Inc. stock logo
ACHV
Achieve Life Sciences
$1,032,5850.0%217,8450.0%Medical
The Macerich Company stock logo
MAC
Macerich
$1,003,200$1,003,200 New Holding55,0000.0%Finance
COOPER COS INC
$978,495$1,265,600 -56.4%8,8680.0%COM
HCA Healthcare, Inc. stock logo
HCA
HCA Healthcare
$955,517$383,670 67.1%2,3510.0%Medical
Establishment Labs Holdings Inc. stock logo
ESTA
Establishment Labs
$936,320$377,834 67.7%21,6390.0%Medical
SIMPLIFY EXCHANGE TRADED FUN
$898,030$154,843 -14.7%31,5210.0%NEXT INTANGIBLE
SIMPLIFY EXCHANGE TRADED FUN
$872,318$150,409 -14.7%31,5210.0%NEXT INTANGIBLE
Zevra Therapeutics, Inc. stock logo
ZVRA
Zevra Therapeutics
$832,800$832,800 New Holding120,0000.0%Medical
LivaNova PLC stock logo
LIVN
LivaNova
$753,739$303,786 67.5%14,3460.0%Medical
Veeva Systems Inc. stock logo
VEEV
Veeva Systems
$676,411$272,411 67.4%3,2230.0%Computer and Technology
Athira Pharma, Inc. stock logo
ATHA
Athira Pharma
$665,7850.0%1,492,7920.0%Medical
agilon health, inc. stock logo
AGL
agilon health
$662,975$267,114 67.5%168,6960.0%Medical
Stryker Co. stock logo
SYK
Stryker
$654,603$255,772 64.1%1,8120.0%Medical
CAVA Group, Inc. stock logo
CAVA
CAVA Group
$619,250$619,250 New Holding5,0000.0%Retail/Wholesale
Bio-Techne Co. stock logo
TECH
Bio-Techne
$608,907$245,225 67.4%7,6180.0%Medical
BioMarin Pharmaceutical Inc. stock logo
BMRN
BioMarin Pharmaceutical
$596,692$240,532 67.5%8,4890.0%Medical
Advanced Micro Devices, Inc. stock logo
AMD
Advanced Micro Devices
$588,391$54,967 -8.5%3,5860.0%Computer and Technology
Danaher Co. stock logo
DHR
Danaher
$576,057$229,644 66.3%2,0720.0%Multi-Sector Conglomerates
ARMOUR RESIDENTIAL REIT INC
$510,000$204,000 66.7%25,0000.0%COM SHS
Biogen Inc. stock logo
BIIB
Biogen
$478,785$176,007 58.1%2,4700.0%Medical
Henry Schein, Inc. stock logo
HSIC
Henry Schein
$435,359$165,993 61.6%5,9720.0%Medical
Zimmer Biomet Holdings, Inc. stock logo
ZBH
Zimmer Biomet
$381,603$161,601 73.5%3,5350.0%Medical
Verrica Pharmaceuticals Inc. stock logo
VRCA
Verrica Pharmaceuticals
$290,000$116,000 -28.6%200,0000.0%Medical
Microsoft Co. stock logo
MSFT
Microsoft
$266,356$138,557 -34.2%6190.0%Computer and Technology
The Central and Eastern Europe Fund, Inc. stock logo
CEE
The Central and Eastern Europe Fund
$259,799$173,535 -40.0%24,2350.0%Finance
Apple Inc. stock logo
AAPL
Apple
$232,3010.0%9970.0%Computer and Technology
Meta Platforms, Inc. stock logo
META
Meta Platforms
$230,121$72,127 -23.9%4020.0%Computer and Technology
Lemonade, Inc. stock logo
LMND
Lemonade
$223,1100.0%13,5300.0%Finance
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$220,8010.0%1,1850.0%Retail/Wholesale
Qurate Retail, Inc. stock logo
QRTEA
Qurate Retail
$213,5350.0%350,0000.0%Retail/Wholesale

Showing largest 100 holdings. View all holdings.
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