Sona Asset Management (Us) LLC Top Holdings and 13F Report (2023)

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About Sona Asset Management (Us) LLC

Investment Activity

Sona Asset Management (Us) LLC has $2.99 billion in total holdings as of December 31, 2022.
Sona Asset Management (Us) LLC owns shares of 70 different stocks, but just 16 companies or ETFs make up 80% of its holdings.
Approximately 46.54% of the portfolio was purchased this quarter.
About 50.70% of the portfolio was sold this quarter.
This quarter, Sona Asset Management (Us) LLC has purchased 54 new stocks and bought additional shares in 16 stocks.
Sona Asset Management (Us) LLC sold shares of 9 stocks and completely divested from 15 stocks this quarter.

Largest Holdings

iShares iBoxx $ High Yield Corporate Bond ETF: $998,970,414
iShares 7-10 Year Treasury Bond ETF: $288,713,000
iShares iBoxx $ Investment Grade Corporate Bond ETF: $250,516,000
iShares J.P. Morgan USD Emerging Markets Bond ETF: $130,021,500
SPDR S&P 500 ETF Trust: $98,075,625

Largest New Holdings this Quarter

iShares 7-10 Year Treasury Bond ETF: $288,713,000 Holding
iShares iBoxx $ Investment Grade Corporate Bond ETF: $250,516,000 Holding
iShares J.P. Morgan USD Emerging Markets Bond ETF: $130,021,500 Holding
SPDR S&P 500 ETF Trust: $98,075,625 Holding
ALBEMARLE CORP: $70,800,000 Holding

Largest Purchases this Quarter

iShares 7-10 Year Treasury Bond ETF: 3,050,000 shares (about $288.71M)
iShares iBoxx $ Investment Grade Corporate Bond ETF: 2,300,000 shares (about $250.52M)
iShares J.P. Morgan USD Emerging Markets Bond ETF: 1,450,000 shares (about $130.02M)
SPDR S&P 500 ETF Trust: 187,500 shares (about $98.08M)
ALBEMARLE CORP: 1,200,000 shares (about $70.80M)

Largest Sales this Quarter

iShares iBoxx $ High Yield Corporate Bond ETF: 12,321,800 shares (about $957.77M)
APOLLO GLOBAL MGMT INC: 4,325,000 shares (about $275.72M)
RAPID7 INC: 23,000,000 shares (about $20.18M)
BIOMARIN PHARMACEUTICAL INC: 10,000,000 shares (about $9.84M)
DROPBOX INC: 8,750,000 shares (about $8.32M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
HYG iShares iBoxx $ High Yield Corporate Bond ETF	$998,970,414	$957,773,514 ▼	-48.9%	12,851,800	33.4%	ETF
IEF iShares 7-10 Year Treasury Bond ETF	$288,713,000	$288,713,000 ▲	New Holding	3,050,000	9.7%	ETF
LQD iShares iBoxx $ Investment Grade Corporate Bond ETF	$250,516,000	$250,516,000 ▲	New Holding	2,300,000	8.4%	Finance
EMB iShares J.P. Morgan USD Emerging Markets Bond ETF	$130,021,500	$130,021,500 ▲	New Holding	1,450,000	4.4%	ETF
SPY SPDR S&P 500 ETF Trust	$98,075,625	$98,075,625 ▲	New Holding	187,500	3.3%	Finance
ROYAL CARIBBEAN GROUP	$85,038,600		0.0%	30,000,000	2.8%	NOTE 6.000% 8/1
ALBEMARLE CORP	$70,800,000	$70,800,000 ▲	New Holding	1,200,000	2.4%	7.25% DEP SHS A
SEA LTD	$60,791,307	$25,622,782 ▲	72.9%	60,500,000	2.0%	NOTE 2.375%12/0
ZILLOW GROUP INC	$59,141,000	$59,141,000 ▲	New Holding	50,000,000	2.0%	NOTE 0.750% 9/0
NCL CORP LTD	$56,427,620	$17,512,020 ▲	45.0%	58,000,000	1.9%	NOTE 2.500% 2/1
WAYFAIR INC	$53,859,960	$41,307,016 ▲	329.1%	57,932,000	1.8%	NOTE 0.625%10/0
DROPBOX INC	$53,787,800	$38,798,309 ▲	258.8%	57,500,000	1.8%	NOTE3/0
TLT iShares 20+ Year Treasury Bond ETF	$53,365,680	$53,365,680 ▲	New Holding	564,000	1.8%	ETF
SOUTHWEST AIRLS CO	$51,615,060	$34,916,070 ▲	209.1%	51,000,000	1.7%	NOTE 1.250% 5/0
WAYFAIR INC	$49,147,545	$19,025,245 ▲	63.2%	53,027,000	1.6%	NOTE 1.000% 8/1
APOLLO GLOBAL MGMT INC	$43,031,250	$275,718,750 ▼	-86.5%	675,000	1.4%	SER A MAND CNV
UNITED STATES STL CORP	$40,014,520		0.0%	13,000,000	1.3%	NOTE 5.000%11/0
PDD HOLDINGS INC	$37,506,085	$1,325,115 ▼	-3.4%	38,635,000	1.3%	NOTE12/0
JAZZ INVESTMENTS I LTD	$34,462,400		0.0%	35,000,000	1.2%	NOTE 1.500% 8/1
SEA LTD	$31,727,278	$10,289,928 ▲	48.0%	37,000,000	1.1%	NOTE 0.250% 9/1
GREENFIRE RES LTD NEW	$29,992,355	$319,896 ▲	1.1%	5,019,641	1.0%	COM SHS
CYTOKINETICS INC	$29,666,422	$29,666,422 ▲	New Holding	18,702,000	1.0%	NOTE 3.500% 7/0
UBER TECHNOLOGIES INC	$26,946,000	$26,946,000 ▲	New Holding	24,000,000	0.9%	NOTE12/1
BIOMARIN PHARMACEUTICAL INC	$24,608,251	$9,843,300 ▼	-28.6%	25,000,000	0.8%	NOTE 0.599% 8/0
AMERICAN AIRLINES GROUP INC	$23,237,800	$3,485,670 ▲	17.6%	20,000,000	0.8%	NOTE 6.500% 7/0
TECHTARGET INC	$20,900,000	$20,900,000 ▲	New Holding	22,000,000	0.7%	NOTE12/1
IQIYI INC	$18,847,461	$18,847,461 ▲	New Holding	19,800,000	0.6%	NOTE 6.500% 3/1
NUTANIX INC	$18,477,227	$18,477,227 ▲	New Holding	15,028,000	0.6%	NOTE 0.250%10/0
RAPID7 INC	$17,549,600	$20,182,040 ▼	-53.5%	20,000,000	0.6%	NOTE 0.250% 3/1
JAZZ INVESTMENTS I LTD	$16,895,620	$2,981,580 ▲	21.4%	17,000,000	0.6%	NOTE 2.000% 6/1
FIVE9 INC	$15,137,472		0.0%	16,000,000	0.5%	NOTE 0.500% 6/0
NCL CORP LTD	$15,029,747	$5,817,117 ▲	63.1%	11,420,000	0.5%	NOTE 5.375% 8/0
LIVE NATION ENTERTAINMENT IN	$15,020,235	$12,238,710 ▲	440.0%	13,500,000	0.5%	NOTE 2.000% 2/1
THE REALREAL INC	$11,462,501	$875,000 ▲	8.3%	26,200,000	0.4%	NOTE 1.000% 3/0
SHIFT4 PMTS INC	$10,773,000	$10,773,000 ▲	New Holding	10,000,000	0.4%	NOTE12/1
DROPBOX INC	$10,692,225	$8,316,175 ▼	-43.8%	11,250,000	0.4%	NOTE3/0
IHS (IHS)	$10,495,678	$8,682,995 ▲	479.0%	2,973,280	0.4%	Computer and Technology
CINEMARK HLDGS INC	$10,425,293	$10,425,293 ▲	New Holding	7,500,000	0.3%	NOTE 4.500% 8/1
BRIDGEBIO PHARMA INC	$9,470,826	$9,470,826 ▲	New Holding	11,500,000	0.3%	NOTE 2.250% 2/0
VAIL RESORTS INC	$8,382,258		0.0%	9,131,000	0.3%	NOTE1/0
ABR Arbor Realty Trust	$8,281,250	$8,281,250 ▲	New Holding	625,000	0.3%	Finance
ZILLOW GROUP INC	$7,992,000	$2,664,000 ▲	50.0%	7,500,000	0.3%	NOTE 2.750% 5/1
AXL American Axle & Manufacturing	$7,102,400	$7,102,400 ▲	New Holding	965,000	0.2%	Auto/Tires/Trucks
GPN Global Payments	$7,083,980	$7,083,980 ▲	New Holding	53,000	0.2%	Business Services
FXI iShares China Large-Cap ETF	$6,739,600	$6,498,900 ▼	-49.1%	280,000	0.2%	ETF
THE REALREAL INC	$5,765,467	$1,297,267 ▲	29.0%	7,742,000	0.2%	NOTE 3.000% 6/1
CZR Caesars Entertainment	$5,248,800	$5,248,800 ▲	New Holding	120,000	0.2%	Consumer Discretionary
LTH Life Time Group	$5,044,000	$5,044,000 ▲	New Holding	325,000	0.2%	Medical
EXACT SCIENCES CORP	$5,033,115	$5,033,115 ▲	New Holding	4,500,000	0.2%	NOTE 1.000% 1/1
EXACT SCIENCES CORP	$4,633,350	$4,633,350 ▲	New Holding	5,000,000	0.2%	NOTE 0.375% 3/0
NABORS INDS INC	$4,544,256	$4,544,256 ▲	New Holding	6,105,000	0.2%	NOTE 1.750% 6/1
AMBP Ardagh Metal Packaging	$4,287,500	$4,287,500 ▲	New Holding	1,250,000	0.1%	Industrial Products
CCL Carnival Co. &	$3,676,500	$3,676,500 ▲	New Holding	225,000	0.1%	Consumer Discretionary
BUR Burford Capital	$3,194,000	$3,194,000 ▲	New Holding	200,000	0.1%	Finance
COIN Coinbase Global	$2,704,224	$2,704,224 ▲	New Holding	10,200	0.1%	Finance
FWRD Forward Air	$2,177,700	$2,177,700 ▲	New Holding	70,000	0.1%	Transportation
FLR Fluor	$2,168,964	$1,632,008 ▼	-42.9%	51,300	0.1%	Construction
THC Tenet Healthcare	$2,102,200		0.0%	20,000	0.1%	Medical
DAN Dana	$2,032,000	$2,032,000 ▲	New Holding	160,000	0.1%	Auto/Tires/Trucks
PENN PENN Entertainment	$1,821,000	$1,821,000 ▲	New Holding	100,000	0.1%	Consumer Discretionary
MPW Medical Properties Trust	$1,410,000	$1,410,000 ▲	New Holding	300,000	0.0%	Finance
NVO Novo Nordisk A/S	$1,284,000		0.0%	10,000	0.0%	Medical
VROOM INC	$960,000		0.0%	2,000,000	0.0%	NOTE 0.750% 7/0
THCH TH International	$575,000		0.0%	500,000	0.0%	Retail/Wholesale
VTNR Vertex Energy	$307,322	$1,652,675 ▼	-84.3%	219,516	0.0%	Industrial Products
BMRN BioMarin Pharmaceutical	$288,222		0.0%	3,300	0.0%	Medical
PUCKW Goal Acquisitions	$5,218		0.0%	276,070	0.0%	Financial Services
WGSWW GeneDx	$2,837		0.0%	51,582	0.0%	Medical
PRENW Prenetics Global	$1,193		0.0%	186,538	0.0%	Medical
PPHPW PHP Ventures Acquisition	$727		0.0%	31,600	0.0%	Financial Services
INSIGHT ENTERPRISES INC	$0	$43,884,154 ▼	-100.0%	0	0.0%	NOTE 0.750% 2/1
WAYFAIR INC	$0	$37,062,420 ▼	-100.0%	0	0.0%	NOTE 3.250% 9/1
AKAMAI TECHNOLOGIES INC	$0	$27,942,156 ▼	-100.0%	0	0.0%	NOTE 0.125% 5/0
WOLFSPEED INC	$0	$27,354,577 ▼	-100.0%	0	0.0%	NOTE 1.750% 5/0
NEUROCRINE BIOSCIENCES INC	$0	$21,010,077 ▼	-100.0%	0	0.0%	NOTE 2.250% 5/1
LUMENTUM HLDGS INC	$0	$19,728,282 ▼	-100.0%	0	0.0%	NOTE 0.250% 3/1
BLOCK INC	$0	$9,824,510 ▼	-100.0%	0	0.0%	NOTE 0.125% 3/0
AX Axos Financial	$0	$9,555,000 ▼	-100.0%	0	0.0%	Finance
BLACKLINE INC	$0	$8,869,090 ▼	-100.0%	0	0.0%	NOTE3/1
FASTLY INC	$0	$8,323,853 ▼	-100.0%	0	0.0%	NOTE3/1
ALARM COM HLDGS INC	$0	$6,870,949 ▼	-100.0%	0	0.0%	NOTE1/1
CLOUDFLARE INC	$0	$5,434,146 ▼	-100.0%	0	0.0%	NOTE8/1
WOLFSPEED INC	$0	$2,699,700 ▼	-100.0%	0	0.0%	NOTE 1.875%12/0
REAL RealReal	$0	$2,613,000 ▼	-100.0%	0	0.0%	Consumer Discretionary
PLUG Plug Power	$0	$450,000 ▼	-100.0%	0	0.0%	Industrial Products