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Warberg Asset Management LLC Top Holdings and 13F Report (2025)

About Warberg Asset Management LLC

Investment Activity

  • Warberg Asset Management LLC has $655.53 million in total holdings as of December 31, 2024.
  • Warberg Asset Management LLC owns shares of 198 different stocks, but just 22 companies or ETFs make up 80% of its holdings.
  • Approximately 45.89% of the portfolio was purchased this quarter.
  • About 34.11% of the portfolio was sold this quarter.
  • This quarter, Warberg Asset Management LLC has purchased 209 new stocks and bought additional shares in 40 stocks.
  • Warberg Asset Management LLC sold shares of 54 stocks and completely divested from 72 stocks this quarter.

Largest Holdings

SPDR S&P 500 ETF TR
$237,362,400
INVESCO QQQ TR
$29,651,340
ROYAL CARIBBEAN GROUP
$26,453,133
PARSONS CORP DEL
$21,339,919
OCCIDENTAL PETE CORP
$17,663,820

Largest New Holdings this Quarter

VARONIS SYS INC
$14,514,355 Holding
OCCIDENTAL PETE CORP
$8,893,800 Holding
FLUOR CORP
$6,569,501 Holding
SEA LTD
$5,421,481 Holding
ZSCALER INC
$3,940,254 Holding

Largest Purchases this Quarter

SPDR S&P 500 ETF TR
295,000 shares (about $172.89M)
VARONIS SYS INC
9,937,000 shares (about $14.51M)
DATADOG INC
8,696,000 shares (about $13.47M)
CINEMARK HLDGS INC
5,000,000 shares (about $10.87M)
OCCIDENTAL PETE CORP
180,000 shares (about $8.89M)

Largest Sales this Quarter

INVESCO QQQ TR
106,600 shares (about $54.50M)
BOOKING HOLDINGS INC
8,303,000 shares (about $21.93M)
PALO ALTO NETWORKS INC
2,641,000 shares (about $9.66M)
MICROSOFT CORP
21,000 shares (about $8.85M)
MICROSTRATEGY INC
4,182,000 shares (about $8.66M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofWarberg Asset Management LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
SPDR S&P 500 ETF TR
$237,362,400$172,893,600 ▲268.2%405,00036.2%PUT
INVESCO QQQ TR
$29,651,340$54,497,118 ▼-64.8%58,0004.5%PUT
ROYAL CARIBBEAN GROUP
$26,453,133$2,145,350 ▼-7.5%5,709,0004.0%NOTE 6.000% 8/1
PARSONS CORP DEL
$21,339,919$1,023,399 ▲5.0%10,426,0003.3%NOTE 0.250% 8/1
OCCIDENTAL PETE CORP
$17,663,820$7,621,515 ▼-30.1%641,1552.7%*W EXP 08/03/202
AXON ENTERPRISE INC
$17,620,136$599,679 ▲3.5%6,758,0002.7%NOTE 0.500%12/1
UNITED STATES STL CORP
$17,382,566$10,282 ▲0.1%6,762,0002.7%NOTE 5.000%11/0
VARONIS SYS INC
$14,514,355$14,514,355 ▲New Holding9,937,0002.2%NOTE 1.250% 8/1
MICROCHIP TECHNOLOGY INC.
$14,367,883$64,028 ▲0.4%8,976,0002.2%NOTE 1.625% 2/1
DATADOG INC
$13,788,892$13,465,267 ▲4,160.8%8,905,0002.1%NOTE 0.125% 6/1
INTEGER HLDGS CORP
$13,647,250$3,063,309 ▲28.9%8,527,0002.1%NOTE 2.125% 2/1
BOX INC
$13,495,1980.0%10,668,0002.1%NOTE 1/1
CINEMARK HLDGS INC
$11,867,954$10,874,065 ▲1,094.1%5,457,0001.8%NOTE 4.500% 8/1
NRG ENERGY INC
$11,462,084$2,161,371 ▲23.2%5,213,0001.7%DBCV 2.750% 6/0
POST HLDGS INC
$9,357,136$436,799 ▲4.9%7,969,0001.4%NOTE 2.500% 8/1
OCCIDENTAL PETE CORP
$8,893,800$8,893,800 ▲New Holding180,0001.4%CALL
HUBSPOT INC
$8,874,348$439,543 ▲5.2%3,614,0001.4%NOTE 0.375% 6/0
SEAGATE HDD CAYMAN
$8,475,205$3,663,165 ▲76.1%7,045,0001.3%NOTE 3.500% 6/0
BLOOMIN BRANDS INC
$7,806,7000.0%6,644,0001.2%NOTE 5.000% 5/0
MACOM TECH SOLUTIONS HLDGS I
$7,671,886$319,662 ▼-4.0%4,800,0001.2%NOTE 0.250% 3/1
INTERDIGITAL INC
$6,597,6090.0%2,625,0001.0%NOTE 3.500% 6/0
FLUOR CORP
$6,569,501$6,569,501 ▲New Holding5,220,0001.0%NOTE 1.125% 8/1
GRANITE CONSTR INC
$6,090,033$6,003,650 ▲6,950.0%3,102,0000.9%NOTE 3.750% 5/1
MIDDLEBY CORP
$5,545,076$2,633,043 ▲90.4%4,949,0000.8%NOTE 1.000% 9/0
SEA LTD
$5,421,481$5,421,481 ▲New Holding4,269,0000.8%NOTE 2.375%12/0
MICROCHIP TECHNOLOGY INC.
$5,230,464$10,261 ▲0.2%2,039,0000.8%NOTE 1.625% 2/1
WORKIVA INC
$4,556,070$641,700 ▲16.4%3,195,0000.7%NOTE 1.125% 8/1
GUIDEWIRE SOFTWARE INC
$4,430,880$4,116,602 ▲1,309.9%3,003,0000.7%NOTE 1.250% 3/1
FORD MTR CO
$4,419,495$528,944 ▲13.6%4,562,0000.7%NOTE 3/1
NCL CORP LTD
$4,338,826$4,166,821 ▲2,422.5%3,027,0000.7%NOTE 5.375% 8/0
Chesapeake Energy Co. stock logo
CHKEL
Chesapeake Energy
$4,112,666$899,050 ▲28.0%47,9220.6%Energy
ZSCALER INC
$3,940,254$3,940,254 ▲New Holding3,175,0000.6%NOTE 0.125% 7/0
PROGRESS SOFTWARE CORP
$3,802,748$3,165,953 ▼-45.4%3,165,0000.6%NOTE 1.000% 4/1
STRIDE INC
$3,236,383$7,333,785 ▼-69.4%1,605,0000.5%NOTE 1.125% 9/0
LIVE NATION ENTERTAINMENT IN
$2,737,237$2,737,237 ▲New Holding2,006,0000.4%NOTE 3.125% 1/1
iShares Ultra Short-Term Bond Active ETF stock logo
ICSH
iShares Ultra Short-Term Bond Active ETF
$2,615,502$2,615,502 ▲New Holding51,8640.4%ETF
CORE SCIENTIFIC INC NEW
$2,599,961$194,814 ▲8.1%316,2970.4%*W EXP 01/23/202
TYLER TEX INDPT SCH DIST
$2,512,269$1,391,261 ▼-35.6%2,073,0000.4%NOTE 0.250% 3/1
NICE LTD
$2,461,070$9,617 ▲0.4%2,559,0000.4%NOTE 9/1
SHIFT4 PMTS INC
$2,164,854$2,164,854 ▲New Holding1,610,0000.3%NOTE 12/1
MICROSOFT CORP
$2,107,500$8,851,500 ▼-80.8%5,0000.3%PUT
JAZZ INVESTMENTS I LTD
$2,033,8320.0%2,005,0000.3%NOTE 2.000% 6/1
EPR PPTYS
$1,872,000$341,411 ▲22.3%90,0000.3%PFD C CV 5.75%
STARBUCKS CORP
$1,825,000$912,500 ▲100.0%20,0000.3%PUT
ISHARES TR
$1,746,600$436,650 ▼-20.0%20,0000.3%PUT
SOUTHWEST AIRLS CO
$1,625,265$1,524,394 ▼-48.4%1,579,0000.2%NOTE 1.250% 5/0
Invesco QQQ stock logo
QQQ
Invesco QQQ
$1,533,660$1,533,660 ▲New Holding3,0000.2%Finance
BOOKING HOLDINGS INC
$1,508,074$21,929,139 ▼-93.6%571,0000.2%NOTE 0.750% 5/0
LIVE NATION ENTERTAINMENT IN
$1,507,873$1,507,873 ▲New Holding1,226,0000.2%NOTE 2.000% 2/1
PALANTIR TECHNOLOGIES INC
$1,437,160$1,437,160 ▲New Holding19,0000.2%PUT
APPLE INC
$1,252,100$6,260,500 ▼-83.3%5,0000.2%PUT
ISHARES SILVER TR
$1,184,850$78,990 ▼-6.3%45,0000.2%CALL
TAVIA ACQUISITION CORP
$1,119,954$1,119,954 ▲New Holding113,0000.2%SHS
AKAMAI TECHNOLOGIES INC
$1,082,747$175,091 ▲19.3%1,076,0000.2%NOTE 0.375% 9/0
VANECK ETF TRUST
$1,051,210$271,280 ▼-20.5%31,0000.2%CALL
CHART INDS INC
$986,720$986,720 ▲New Holding14,0000.2%6.75DP CNV PFD B
CHARLTON ARIA ACQUISITION CO
$982,703$982,703 ▲New Holding98,6650.1%ORD SHS CL A
iShares Short Treasury Bond ETF stock logo
SHV
iShares Short Treasury Bond ETF
$957,517$957,517 ▲New Holding8,6960.1%ETF
NEN
New England Realty Associates Limited Partnership
$929,892$120,864 ▲14.9%11,3790.1%Real Estate
Chesapeake Energy Co. stock logo
CHKEW
Chesapeake Energy
$925,535$612,377 ▼-39.8%9,6940.1%Energy
APOLLO GLOBAL MGMT INC
$913,250$913,250 ▲New Holding10,5080.1%SER A MAND CNV
BERKSHIRE HATHAWAY INC DEL
$906,560$4,532,800 ▼-83.3%2,0000.1%PUT
BUKIT JALIL GBL ACQUISITION
$904,007$100,710 ▲12.5%80,7870.1%ORD SHS
ClimateRock stock logo
CLRC
ClimateRock
$889,6020.0%75,3900.1%Unclassified
GREENBRIER COS INC
$879,273$597,082 ▲211.6%726,0000.1%NOTE 2.875% 4/1
SHEPHERD AVE CAP ACQUISITION
$867,582$867,582 ▲New Holding86,5850.1%UNIT 99/99/9999
VINE HILL CAP INVT CORP.
$852,676$852,676 ▲New Holding85,0550.1%ORD SHS CL A
Microsoft Co. stock logo
MSFT
Microsoft
$843,000$843,000 ▲New Holding2,0000.1%Computer and Technology
Four Leaf Acquisition Co. stock logo
FORL
Four Leaf Acquisition
$842,8450.0%75,9320.1%Unclassified
BLACK HAWK ACQUISITION CORP
$769,3660.0%74,1200.1%USD CL A SHS
Rigetti Computing, Inc. stock logo
RGTIW
Rigetti Computing
$748,088$748,088 ▲New Holding117,9950.1%Computer and Technology
TRANSLATIONAL DEV ACQUISITIO
$746,109$746,109 ▲New Holding74,4620.1%UNIT 99/99/9999
QUETTA ACQUISITION CORP
$745,8850.0%70,7000.1%COM
Starbucks Co. stock logo
SBUX
Starbucks
$730,000$730,000 ▲New Holding8,0000.1%Retail/Wholesale
CANTALOUPE INC
$713,250$92,247 ▼-11.5%75,0000.1%CALL
NeoVolta Inc. stock logo
NEOVW
NeoVolta
$708,598$258,962 ▲57.6%354,2990.1%Industrials
AA MISSION ACQUISITION CORP
$678,6800.0%67,1960.1%ORD SHS CL A
GSR III ACQUISITION CORP
$672,500$672,500 ▲New Holding67,9980.1%CL A
GCM Grosvenor Inc. stock logo
GCMGW
GCM Grosvenor
$661,644$661,644 ▲New Holding525,1140.1%Financial Services
PALANTIR TECHNOLOGIES INC
$650,504$650,504 ▲New Holding8,6000.1%CALL
Carvana Co. stock logo
CVNA
Carvana
$629,672$629,672 ▲New Holding3,1000.1%Retail/Wholesale
NOBLE CORP PLC
$611,151$37,197 ▲6.5%57,4390.1%*W EXP 02/04/202
CARVANA CO
$610,080$406,720 ▼-40.0%3,0000.1%PUT
ADVANCED MICRO DEVICES INC
$603,950$603,950 ▲New Holding5,0000.1%CALL
Cartica Acquisition Corp stock logo
CITE
Cartica Acquisition
$603,754$603,754 ▲New Holding51,0790.1%Unclassified
Broad Capital Acquisition Corp. stock logo
BRAC
Broad Capital Acquisition
$590,1190.0%50,1380.1%Unclassified
SCORPIO TANKERS INC
$506,838$84,473 ▲20.0%10,2000.1%CALL
KEEN VISION ACQUISITION CORP
$505,0800.0%46,0000.1%SHS
JPMORGAN CHASE & CO.
$479,4200.0%2,0000.1%CALL
Alpha Partners Technology Merger Corp. stock logo
APTM
Alpha Partners Technology Merger
$475,424$475,424 ▲New Holding42,7540.1%Unclassified
RISING DRAGON ACQUISITION CO
$460,710$460,710 ▲New Holding45,9790.1%SHS
Oak Woods Acquisition Co. stock logo
OAKU
Oak Woods Acquisition
$454,0000.0%40,0000.1%Unclassified
CMPOW
CompoSecure
$453,682$624,686 ▼-57.9%97,5660.1%Industrials
SOUTHERN CO
$435,275$435,275 ▲New Holding414,0000.1%NOTE 3.875%12/1
NUSCALE PWR CORP
$412,390$412,390 ▲New Holding23,0000.1%PUT
MICROSTRATEGY INC
$405,468$1,332,252 ▼-76.7%1,4000.1%PUT
RF ACQUISITION CORP II
$388,3600.0%38,0000.1%SHS
ON SEMICONDUCTOR CORP
$363,236$363,236 ▲New Holding277,0000.1%NOTE 5/0
AIMBU
Aimfinity Investment Corp. I
$346,768$63,199 ▲22.3%29,6130.1%Financial Services
NOVA MINERALS LTD
$346,223$171,428 ▲98.1%52,4580.1%*W EXP 07/24/202

Showing largest 100 holdings. View all holdings.
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