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Warberg Asset Management LLC Top Holdings and 13F Report (2024)

About Warberg Asset Management LLC

Investment Activity

  • Warberg Asset Management LLC has $562.13 million in total holdings as of September 30, 2024.
  • Warberg Asset Management LLC owns shares of 209 different stocks, but just 29 companies or ETFs make up 80% of its holdings.
  • Approximately 31.15% of the portfolio was purchased this quarter.
  • About 50.03% of the portfolio was sold this quarter.
  • This quarter, Warberg Asset Management LLC has purchased 220 new stocks and bought additional shares in 51 stocks.
  • Warberg Asset Management LLC sold shares of 51 stocks and completely divested from 73 stocks this quarter.

Largest Holdings

INVESCO QQQ TR
$80,336,322
SPDR S&P 500 ETF TR
$63,113,600
OCCIDENTAL PETE CORP
$27,276,957
PARSONS CORP DEL
$22,874,006
ROYAL CARIBBEAN GROUP
$22,095,174

Largest New Holdings this Quarter

POST HLDGS INC
$9,048,454 Holding
GLAUKOS CORP
$5,880,312 Holding
SEAGATE HDD CAYMAN
$5,745,996 Holding
BERKSHIRE HATHAWAY INC DEL
$5,523,120 Holding
iShares 0-3 Month Treasury Bond ETF
$5,082,584 Holding

Largest Purchases this Quarter

INVESCO QQQ TR
87,100 shares (about $42.51M)
ROYAL CARIBBEAN GROUP
5,990,000 shares (about $21.44M)
BOX INC
8,968,000 shares (about $11.75M)
POST HLDGS INC
7,597,000 shares (about $9.05M)
STRIDE INC
5,035,000 shares (about $8.48M)

Largest Sales this Quarter

SPDR S&P 500 ETF TR
253,500 shares (about $145.45M)
PALO ALTO NETWORKS INC
6,354,000 shares (about $21.84M)
NVIDIA CORPORATION
54,000 shares (about $6.56M)
INTERDIGITAL INC
2,633,000 shares (about $4.89M)
HUBSPOT INC
1,943,000 shares (about $3.66M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofWarberg Asset Management LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
INVESCO QQQ TR
$80,336,322$42,510,897 ▲112.4%164,60014.3%PUT
SPDR S&P 500 ETF TR
$63,113,600$145,448,160 ▼-69.7%110,00011.2%PUT
OCCIDENTAL PETE CORP
$27,276,957$3,329,651 ▼-10.9%917,7984.9%*W EXP 08/03/202
PARSONS CORP DEL
$22,874,006$2,246,842 ▲10.9%9,926,0004.1%NOTE 0.250% 8/1
ROYAL CARIBBEAN GROUP
$22,095,174$21,443,631 ▲3,291.2%6,172,0003.9%NOTE 6.000% 8/1
MICROCHIP TECHNOLOGY INC.
$20,520,493$20,667 ▲0.1%8,936,0003.7%NOTE 1.625% 2/1
BOOKING HOLDINGS INC
$19,863,337$31,337 ▼-0.2%8,874,0003.5%NOTE 0.750% 5/0
UNITED STATES STL CORP
$18,079,2220.0%6,758,0003.2%NOTE 5.000%11/0
BOX INC
$13,981,183$11,753,210 ▲527.5%10,668,0002.5%NOTE 1/1
CHART INDS INC
$12,371,587$3,938,795 ▲46.7%5,905,0002.2%NOTE 1.000%11/1
AXON ENTERPRISE INC
$11,727,270$46,708 ▲0.4%6,528,0002.1%NOTE 0.500%12/1
MICROSOFT CORP
$11,187,800$860,600 ▼-7.1%26,0002.0%PUT
INTEGER HLDGS CORP
$10,454,560$5,707,086 ▲120.2%6,613,0001.9%NOTE 2.125% 2/1
BLOOMIN BRANDS INC
$10,244,218$72,468 ▲0.7%6,644,0001.8%NOTE 5.000% 5/0
NRG ENERGY INC
$9,396,887$3,376,659 ▼-26.4%4,230,0001.7%DBCV 2.750% 6/0
PALO ALTO NETWORKS INC
$9,164,715$21,842,685 ▼-70.4%2,666,0001.6%NOTE 0.375% 6/0
POST HLDGS INC
$9,048,454$9,048,454 ▲New Holding7,597,0001.6%NOTE 2.500% 8/1
STRIDE INC
$8,830,088$8,481,399 ▲2,432.4%5,242,0001.6%NOTE 1.125% 9/0
NVIDIA CORPORATION
$7,893,600$6,557,760 ▼-45.4%65,0001.4%PUT
MICROCHIP TECHNOLOGY INC.
$7,510,982$7,426,091 ▲8,747.8%2,035,0001.3%NOTE 1.625% 2/1
AKAMAI TECHNOLOGIES INC
$7,217,646$246,157 ▲3.5%6,480,0001.3%NOTE 0.125% 5/0
PROGRESS SOFTWARE CORP
$7,184,750$349,328 ▲5.1%5,800,0001.3%NOTE 1.000% 4/1
MACOM TECH SOLUTIONS HLDGS I
$7,074,6060.0%5,000,0001.3%NOTE 0.250% 3/1
APPLE INC
$6,990,000$5,825,000 ▲500.0%30,0001.2%PUT
SEA LTD
$6,582,2760.0%3,500,0001.2%NOTE 1.000%12/0
HUBSPOT INC
$6,467,424$3,658,284 ▼-36.1%3,435,0001.2%NOTE 0.375% 6/0
GLAUKOS CORP
$5,880,312$5,880,312 ▲New Holding2,497,0001.0%NOTE 2.750% 6/1
MICROSTRATEGY INC
$5,751,815$204,642 ▲3.7%4,216,0001.0%NOTE 2/1
SEAGATE HDD CAYMAN
$5,745,996$5,745,996 ▲New Holding4,000,0001.0%NOTE 3.500% 6/0
BERKSHIRE HATHAWAY INC DEL
$5,523,120$5,523,120 ▲New Holding12,0001.0%PUT
iShares 0-3 Month Treasury Bond ETF stock logo
SGOV
iShares 0-3 Month Treasury Bond ETF
$5,082,584$5,082,584 ▲New Holding50,4550.9%ETF
INTERDIGITAL INC
$4,873,658$4,888,511 ▼-50.1%2,625,0000.9%NOTE 3.500% 6/0
TYLER TEX INDPT SCH DIST
$3,966,979$902,762 ▼-18.5%3,221,0000.7%NOTE 0.250% 3/1
FORD MTR CO
$3,937,073$311,750 ▲8.6%4,016,0000.7%NOTE 3/1
Chesapeake Energy Co. stock logo
CHKEZ
Chesapeake Energy
$3,757,017$131,264 ▲3.6%54,1240.7%Energy
WORKIVA INC
$3,173,7000.0%2,745,0000.6%NOTE 1.125% 8/1
SOUTHWEST AIRLS CO
$3,089,025$45,427 ▲1.5%3,060,0000.5%NOTE 1.250% 5/0
MIDDLEBY CORP
$2,997,689$1,134,947 ▲60.9%2,599,0000.5%NOTE 1.000% 9/0
GUESS INC
$2,762,521$2,210,017 ▲400.0%2,500,0000.5%NOTE 3.750% 4/1
MICROCHIP TECHNOLOGY INC.
$2,477,858$2,285,490 ▲1,188.1%2,486,0000.4%NOTE 0.125%11/1
Chesapeake Energy Co. stock logo
CHKEL
Chesapeake Energy
$2,468,253$68,683 ▼-2.7%37,4460.4%Energy
ISHARES TR
$2,452,500$490,500 ▲25.0%25,0000.4%PUT
NICE LTD
$2,439,608$2,439,608 ▲New Holding2,549,0000.4%NOTE 9/1
JAZZ INVESTMENTS I LTD
$1,999,5960.0%2,005,0000.4%NOTE 2.000% 6/1
NUTANIX INC
$1,998,031$3,386,250 ▼-62.9%1,671,0000.4%NOTE 0.250%10/0
CORE SCIENTIFIC INC NEW
$1,966,252$173,820 ▲9.7%292,5970.3%*W EXP 01/23/202
SAREPTA THERAPEUTICS INC
$1,918,246$199,144 ▲11.6%1,127,0000.3%DBCV 1.500%11/1
EPR PPTYS
$1,649,062$304,462 ▲22.6%73,5860.3%PFD C CV 5.75%
TESLA INC
$1,569,780$1,569,780 ▲New Holding6,0000.3%PUT
VANECK ETF TRUST
$1,552,980$107,514 ▼-6.5%39,0000.3%CALL
STARBUCKS CORP
$1,462,350$1,462,350 ▲New Holding15,0000.3%CALL
ISHARES SILVER TR
$1,363,680$511,380 ▲60.0%48,0000.2%CALL
VINE HILL CAP INVT CORP.
$1,345,240$1,345,240 ▲New Holding134,5240.2%UNIT 09/06/2026
COINBASE GLOBAL INC
$1,247,190$178,170 ▼-12.5%7,0000.2%PUT
Chesapeake Energy Co. stock logo
CHKEW
Chesapeake Energy
$1,192,234$14,211 ▼-1.2%16,1080.2%Energy
CAVA GROUP INC
$1,114,650$619,250 ▲125.0%9,0000.2%PUT
WALMART INC
$1,017,450$209,950 ▲26.0%12,6000.2%CALL
MICROSTRATEGY INC
$1,011,600$1,011,600 ▲New Holding6,0000.2%PUT
STARBUCKS CORP
$974,900$974,900 ▲New Holding10,0000.2%PUT
AKAMAI TECHNOLOGIES INC
$932,729$84,794 ▲10.0%902,0000.2%NOTE 0.375% 9/0
CINEMARK HLDGS INC
$906,623$906,623 ▲New Holding457,0000.2%NOTE 4.500% 8/1
GRAYSCALE BITCOIN TR BTC
$884,187$564,364 ▲176.5%17,5000.2%SHS REP COM UT
ClimateRock stock logo
CLRC
ClimateRock
$874,9010.0%75,3900.2%Unclassified
CMPOW
CompoSecure
$874,289$2,122,784 ▼-70.8%231,9070.2%Industrials
BLAC
Bellevue Life Sciences Acquisition
$871,677$439,457 ▲101.7%80,2280.2%Unclassified
CARVANA CO
$870,5500.0%5,0000.2%PUT
Four Leaf Acquisition Co. stock logo
FORL
Four Leaf Acquisition
$832,2150.0%75,9320.1%Unclassified
NATERA INC
$825,435$825,435 ▲New Holding249,0000.1%NOTE 2.250% 5/0
NEN
New England Realty Associates Limited Partnership
$808,335$226,579 ▼-21.9%9,9000.1%Real Estate
BUKIT JALIL GBL ACQUISITION
$783,196$783,196 ▲New Holding71,7870.1%ORD SHS
Vision Sensing Acquisition Corp. stock logo
VSAC
Vision Sensing Acquisition
$781,6280.0%67,1790.1%Unclassified
NOBLE CORP PLC
$775,700$259,846 ▼-25.1%53,9430.1%*W EXP 02/04/202
DOLLAR TREE INC
$773,520$70,320 ▲10.0%11,0000.1%CALL
BLACK HAWK ACQUISITION CORP
$758,9890.0%74,1200.1%USD CL A SHS
BARCLAYS BANK PLC
$744,000$744,000 ▲New Holding15,0000.1%CALL
QUETTA ACQUISITION CORP
$735,280$20,800 ▲2.9%70,7000.1%COM
Roth Ch Acquisition V Co. stock logo
ROCL
Roth Ch Acquisition V
$720,586$219,511 ▲43.8%64,2520.1%Unclassified
AA MISSION ACQUISITION CORP
$673,304$673,304 ▲New Holding67,1960.1%ORD SHS CL A
DUET Acquisition Corp. stock logo
DUET
DUET Acquisition
$668,029$99,638 ▲17.5%59,2750.1%Unclassified
Noble Co. plc stock logo
NE
Noble
$636,328$636,328 ▲New Holding17,6000.1%Oils/Energy
CANTALOUPE INC
$626,780$98,420 ▲18.6%84,7000.1%CALL
SCORPIO TANKERS INC
$606,050$606,050 ▲New Holding8,5000.1%CALL
CANTALOUPE INC
$592,000$288,600 ▲95.1%80,0000.1%PUT
Broad Capital Acquisition Corp. stock logo
BRAC
Broad Capital Acquisition
$571,573$571,573 ▲New Holding50,1380.1%Unclassified
NOBLE CORP PLC
$567,3980.0%15,7000.1%PUT
HEWLETT PACKARD ENTERPRISE C
$541,413$541,413 ▲New Holding8,9320.1%7.625 MAND CONV
FNVT
Finnovate Acquisition
$503,026$503,026 ▲New Holding43,4580.1%Unclassified
KEEN VISION ACQUISITION CORP
$494,9600.0%46,0000.1%SHS
RBC Bearings Incorporated stock logo
RBCP
RBC Bearings
$480,006$530,007 ▼-52.5%3,6000.1%Industrials
VORNADO RLTY TR
$472,800$78,800 ▲20.0%12,0000.1%PUT
CASSAVA SCIENCES INC
$470,880$470,880 ▲New Holding16,0000.1%PUT
WINNEBAGO INDS INC
$456,240$366,884 ▲410.6%434,0000.1%NOTE 1.500% 4/0
Oak Woods Acquisition Co. stock logo
OAKU
Oak Woods Acquisition
$444,400$277,750 ▼-38.5%40,0000.1%Unclassified
JPMORGAN CHASE & CO.
$421,720$421,720 ▲New Holding2,0000.1%CALL
AST SpaceMobile, Inc. stock logo
ASTS
AST SpaceMobile
$418,662$418,662 ▲New Holding16,0100.1%Computer and Technology
Stereotaxis, Inc. stock logo
STXS
Stereotaxis
$413,504$526,936 ▼-56.0%202,6980.1%Medical
ESH ACQUISITION CORP
$410,6070.0%38,7000.1%COM
RF ACQUISITION CORP II
$386,392$386,392 ▲New Holding38,0000.1%SHS
BLACKSTONE MTG TR INC
$361,190$19,010 ▼-5.0%19,0000.1%PUT
MICROSTRATEGY INC
$354,060$354,060 ▲New Holding2,1000.1%CALL

Showing largest 100 holdings. View all holdings.
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