Warberg Asset Management LLC Top Holdings and 13F Report (2024) About Warberg Asset Management LLCInvestment ActivityWarberg Asset Management LLC has $562.13 million in total holdings as of September 30, 2024.Warberg Asset Management LLC owns shares of 209 different stocks, but just 29 companies or ETFs make up 80% of its holdings.Approximately 31.15% of the portfolio was purchased this quarter.About 50.03% of the portfolio was sold this quarter.This quarter, Warberg Asset Management LLC has purchased 220 new stocks and bought additional shares in 51 stocks.Warberg Asset Management LLC sold shares of 51 stocks and completely divested from 73 stocks this quarter.Largest Holdings INVESCO QQQ TR $80,336,322SPDR S&P 500 ETF TR $63,113,600OCCIDENTAL PETE CORP $27,276,957PARSONS CORP DEL $22,874,006ROYAL CARIBBEAN GROUP $22,095,174 Largest New Holdings this Quarter POST HLDGS INC $9,048,454 HoldingGLAUKOS CORP $5,880,312 HoldingSEAGATE HDD CAYMAN $5,745,996 HoldingBERKSHIRE HATHAWAY INC DEL $5,523,120 HoldingiShares 0-3 Month Treasury Bond ETF $5,082,584 Holding Largest Purchases this Quarter INVESCO QQQ TR 87,100 shares (about $42.51M)ROYAL CARIBBEAN GROUP 5,990,000 shares (about $21.44M)BOX INC 8,968,000 shares (about $11.75M)POST HLDGS INC 7,597,000 shares (about $9.05M)STRIDE INC 5,035,000 shares (about $8.48M) Largest Sales this Quarter SPDR S&P 500 ETF TR 253,500 shares (about $145.45M)PALO ALTO NETWORKS INC 6,354,000 shares (about $21.84M)NVIDIA CORPORATION 54,000 shares (about $6.56M)INTERDIGITAL INC 2,633,000 shares (about $4.89M)HUBSPOT INC 1,943,000 shares (about $3.66M) Sector Allocation Over TimeMap of 500 Largest Holdings ofWarberg Asset Management LLC Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorINVESCO QQQ TR$80,336,322$42,510,897 ▲112.4%164,60014.3%PUTSPDR S&P 500 ETF TR$63,113,600$145,448,160 ▼-69.7%110,00011.2%PUTOCCIDENTAL PETE CORP$27,276,957$3,329,651 ▼-10.9%917,7984.9%*W EXP 08/03/202PARSONS CORP DEL$22,874,006$2,246,842 ▲10.9%9,926,0004.1%NOTE 0.250% 8/1ROYAL CARIBBEAN GROUP$22,095,174$21,443,631 ▲3,291.2%6,172,0003.9%NOTE 6.000% 8/1MICROCHIP TECHNOLOGY INC.$20,520,493$20,667 ▲0.1%8,936,0003.7%NOTE 1.625% 2/1BOOKING HOLDINGS INC$19,863,337$31,337 ▼-0.2%8,874,0003.5%NOTE 0.750% 5/0UNITED STATES STL CORP$18,079,2220.0%6,758,0003.2%NOTE 5.000%11/0BOX INC$13,981,183$11,753,210 ▲527.5%10,668,0002.5%NOTE 1/1CHART INDS INC$12,371,587$3,938,795 ▲46.7%5,905,0002.2%NOTE 1.000%11/1AXON ENTERPRISE INC$11,727,270$46,708 ▲0.4%6,528,0002.1%NOTE 0.500%12/1MICROSOFT CORP$11,187,800$860,600 ▼-7.1%26,0002.0%PUTINTEGER HLDGS CORP$10,454,560$5,707,086 ▲120.2%6,613,0001.9%NOTE 2.125% 2/1BLOOMIN BRANDS INC$10,244,218$72,468 ▲0.7%6,644,0001.8%NOTE 5.000% 5/0NRG ENERGY INC$9,396,887$3,376,659 ▼-26.4%4,230,0001.7%DBCV 2.750% 6/0PALO ALTO NETWORKS INC$9,164,715$21,842,685 ▼-70.4%2,666,0001.6%NOTE 0.375% 6/0POST HLDGS INC$9,048,454$9,048,454 ▲New Holding7,597,0001.6%NOTE 2.500% 8/1STRIDE INC$8,830,088$8,481,399 ▲2,432.4%5,242,0001.6%NOTE 1.125% 9/0NVIDIA CORPORATION$7,893,600$6,557,760 ▼-45.4%65,0001.4%PUTMICROCHIP TECHNOLOGY INC.$7,510,982$7,426,091 ▲8,747.8%2,035,0001.3%NOTE 1.625% 2/1AKAMAI TECHNOLOGIES INC$7,217,646$246,157 ▲3.5%6,480,0001.3%NOTE 0.125% 5/0PROGRESS SOFTWARE CORP$7,184,750$349,328 ▲5.1%5,800,0001.3%NOTE 1.000% 4/1MACOM TECH SOLUTIONS HLDGS I$7,074,6060.0%5,000,0001.3%NOTE 0.250% 3/1APPLE INC$6,990,000$5,825,000 ▲500.0%30,0001.2%PUTSEA LTD$6,582,2760.0%3,500,0001.2%NOTE 1.000%12/0HUBSPOT INC$6,467,424$3,658,284 ▼-36.1%3,435,0001.2%NOTE 0.375% 6/0GLAUKOS CORP$5,880,312$5,880,312 ▲New Holding2,497,0001.0%NOTE 2.750% 6/1MICROSTRATEGY INC$5,751,815$204,642 ▲3.7%4,216,0001.0%NOTE 2/1SEAGATE HDD CAYMAN$5,745,996$5,745,996 ▲New Holding4,000,0001.0%NOTE 3.500% 6/0BERKSHIRE HATHAWAY INC DEL$5,523,120$5,523,120 ▲New Holding12,0001.0%PUTSGOViShares 0-3 Month Treasury Bond ETF$5,082,584$5,082,584 ▲New Holding50,4550.9%ETFINTERDIGITAL INC$4,873,658$4,888,511 ▼-50.1%2,625,0000.9%NOTE 3.500% 6/0TYLER TEX INDPT SCH DIST$3,966,979$902,762 ▼-18.5%3,221,0000.7%NOTE 0.250% 3/1FORD MTR CO$3,937,073$311,750 ▲8.6%4,016,0000.7%NOTE 3/1CHKEZChesapeake Energy$3,757,017$131,264 ▲3.6%54,1240.7%EnergyWORKIVA INC$3,173,7000.0%2,745,0000.6%NOTE 1.125% 8/1SOUTHWEST AIRLS CO$3,089,025$45,427 ▲1.5%3,060,0000.5%NOTE 1.250% 5/0MIDDLEBY CORP$2,997,689$1,134,947 ▲60.9%2,599,0000.5%NOTE 1.000% 9/0GUESS INC$2,762,521$2,210,017 ▲400.0%2,500,0000.5%NOTE 3.750% 4/1MICROCHIP TECHNOLOGY INC.$2,477,858$2,285,490 ▲1,188.1%2,486,0000.4%NOTE 0.125%11/1CHKELChesapeake Energy$2,468,253$68,683 ▼-2.7%37,4460.4%EnergyISHARES TR$2,452,500$490,500 ▲25.0%25,0000.4%PUTNICE LTD$2,439,608$2,439,608 ▲New Holding2,549,0000.4%NOTE 9/1JAZZ INVESTMENTS I LTD$1,999,5960.0%2,005,0000.4%NOTE 2.000% 6/1NUTANIX INC$1,998,031$3,386,250 ▼-62.9%1,671,0000.4%NOTE 0.250%10/0CORE SCIENTIFIC INC NEW$1,966,252$173,820 ▲9.7%292,5970.3%*W EXP 01/23/202SAREPTA THERAPEUTICS INC$1,918,246$199,144 ▲11.6%1,127,0000.3%DBCV 1.500%11/1EPR PPTYS$1,649,062$304,462 ▲22.6%73,5860.3%PFD C CV 5.75%TESLA INC$1,569,780$1,569,780 ▲New Holding6,0000.3%PUTVANECK ETF TRUST$1,552,980$107,514 ▼-6.5%39,0000.3%CALLSTARBUCKS CORP$1,462,350$1,462,350 ▲New Holding15,0000.3%CALLISHARES SILVER TR$1,363,680$511,380 ▲60.0%48,0000.2%CALLVINE HILL CAP INVT CORP.$1,345,240$1,345,240 ▲New Holding134,5240.2%UNIT 09/06/2026COINBASE GLOBAL INC$1,247,190$178,170 ▼-12.5%7,0000.2%PUTCHKEWChesapeake Energy$1,192,234$14,211 ▼-1.2%16,1080.2%EnergyCAVA GROUP INC$1,114,650$619,250 ▲125.0%9,0000.2%PUTWALMART INC$1,017,450$209,950 ▲26.0%12,6000.2%CALLMICROSTRATEGY INC$1,011,600$1,011,600 ▲New Holding6,0000.2%PUTSTARBUCKS CORP$974,900$974,900 ▲New Holding10,0000.2%PUTAKAMAI TECHNOLOGIES INC$932,729$84,794 ▲10.0%902,0000.2%NOTE 0.375% 9/0CINEMARK HLDGS INC$906,623$906,623 ▲New Holding457,0000.2%NOTE 4.500% 8/1GRAYSCALE BITCOIN TR BTC$884,187$564,364 ▲176.5%17,5000.2%SHS REP COM UTCLRCClimateRock$874,9010.0%75,3900.2%UnclassifiedCMPOWCompoSecure$874,289$2,122,784 ▼-70.8%231,9070.2%IndustrialsBLACBellevue Life Sciences Acquisition$871,677$439,457 ▲101.7%80,2280.2%UnclassifiedCARVANA CO$870,5500.0%5,0000.2%PUTFORLFour Leaf Acquisition$832,2150.0%75,9320.1%UnclassifiedNATERA INC$825,435$825,435 ▲New Holding249,0000.1%NOTE 2.250% 5/0NENNew England Realty Associates Limited Partnership$808,335$226,579 ▼-21.9%9,9000.1%Real EstateBUKIT JALIL GBL ACQUISITION$783,196$783,196 ▲New Holding71,7870.1%ORD SHSVSACVision Sensing Acquisition$781,6280.0%67,1790.1%UnclassifiedNOBLE CORP PLC$775,700$259,846 ▼-25.1%53,9430.1%*W EXP 02/04/202DOLLAR TREE INC$773,520$70,320 ▲10.0%11,0000.1%CALLBLACK HAWK ACQUISITION CORP$758,9890.0%74,1200.1%USD CL A SHSBARCLAYS BANK PLC$744,000$744,000 ▲New Holding15,0000.1%CALLQUETTA ACQUISITION CORP$735,280$20,800 ▲2.9%70,7000.1%COMROCLRoth Ch Acquisition V$720,586$219,511 ▲43.8%64,2520.1%UnclassifiedAA MISSION ACQUISITION CORP$673,304$673,304 ▲New Holding67,1960.1%ORD SHS CL ADUETDUET Acquisition$668,029$99,638 ▲17.5%59,2750.1%UnclassifiedNENoble$636,328$636,328 ▲New Holding17,6000.1%Oils/EnergyCANTALOUPE INC$626,780$98,420 ▲18.6%84,7000.1%CALLSCORPIO TANKERS INC$606,050$606,050 ▲New Holding8,5000.1%CALLCANTALOUPE INC$592,000$288,600 ▲95.1%80,0000.1%PUTBRACBroad Capital Acquisition$571,573$571,573 ▲New Holding50,1380.1%UnclassifiedNOBLE CORP PLC$567,3980.0%15,7000.1%PUTHEWLETT PACKARD ENTERPRISE C$541,413$541,413 ▲New Holding8,9320.1%7.625 MAND CONVFNVTFinnovate Acquisition$503,026$503,026 ▲New Holding43,4580.1%UnclassifiedKEEN VISION ACQUISITION CORP$494,9600.0%46,0000.1%SHSRBCPRBC Bearings$480,006$530,007 ▼-52.5%3,6000.1%IndustrialsVORNADO RLTY TR$472,800$78,800 ▲20.0%12,0000.1%PUTCASSAVA SCIENCES INC$470,880$470,880 ▲New Holding16,0000.1%PUTWINNEBAGO INDS INC$456,240$366,884 ▲410.6%434,0000.1%NOTE 1.500% 4/0OAKUOak Woods Acquisition$444,400$277,750 ▼-38.5%40,0000.1%UnclassifiedJPMORGAN CHASE & CO.$421,720$421,720 ▲New Holding2,0000.1%CALLASTSAST SpaceMobile$418,662$418,662 ▲New Holding16,0100.1%Computer and TechnologySTXSStereotaxis$413,504$526,936 ▼-56.0%202,6980.1%MedicalESH ACQUISITION CORP$410,6070.0%38,7000.1%COMRF ACQUISITION CORP II$386,392$386,392 ▲New Holding38,0000.1%SHSBLACKSTONE MTG TR INC$361,190$19,010 ▼-5.0%19,0000.1%PUTMICROSTRATEGY INC$354,060$354,060 ▲New Holding2,1000.1%CALLShowing largest 100 holdings. 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