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Zazove Associates LLC Top Holdings and 13F Report (2024)

About Zazove Associates LLC

Investment Activity

  • Zazove Associates LLC has $935.15 million in total holdings as of September 30, 2024.
  • Zazove Associates LLC owns shares of 128 different stocks, but just 25 companies or ETFs make up 80% of its holdings.
  • Approximately 28.38% of the portfolio was purchased this quarter.
  • About 25.76% of the portfolio was sold this quarter.
  • This quarter, Zazove Associates LLC has purchased 132 new stocks and bought additional shares in 27 stocks.
  • Zazove Associates LLC sold shares of 29 stocks and completely divested from 25 stocks this quarter.

Largest Holdings

VENTAS RLTY LTD PARTNERSHIP
$77,050,214
AMERICAN WTR CAP CORP
$66,293,960
BOFA FIN LLC
$63,703,178
LIBERTY MEDIA CORP DEL
$48,741,769
PPL CAP FDG INC
$47,908,358

Largest New Holdings this Quarter

AMERICAN WTR CAP CORP
$66,293,960 Holding
BOFA FIN LLC
$63,703,178 Holding
AKAMAI TECHNOLOGIES INC
$34,611,246 Holding
ADVANCED ENERGY INDS
$22,117,916 Holding
SOUTHERN CO
$16,709,289 Holding

Largest Purchases this Quarter

AMERICAN WTR CAP CORP
64,625,000 shares (about $66.29M)
BOFA FIN LLC
57,442,000 shares (about $63.70M)
AKAMAI TECHNOLOGIES INC
34,030,000 shares (about $34.61M)
ADVANCED ENERGY INDS
20,905,000 shares (about $22.12M)
SOUTHERN CO
15,000,000 shares (about $16.71M)

Largest Sales this Quarter

JAZZ INVESTMENTS I LTD
34,810,000 shares (about $34.74M)
SSR MINING IN
15,400,000 shares (about $14.61M)
AKAMAI TECHNOLOGIES INC
13,950,000 shares (about $14.43M)
MIDDLEBY CORP
9,995,000 shares (about $11.52M)
NCL CORP LTD
2,500,000 shares (about $3.10M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofZazove Associates LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
VENTAS RLTY LTD PARTNERSHIP
$77,050,2140.0%63,320,0008.2%NOTE 3.750% 6/0
AMERICAN WTR CAP CORP
$66,293,960$66,293,960 ▲New Holding64,625,0007.1%NOTE 3.625% 6/1
BOFA FIN LLC
$63,703,178$63,703,178 ▲New Holding57,442,0006.8%MTNF 0.600% 5/2
LIBERTY MEDIA CORP DEL
$48,741,7690.0%47,154,0005.2%NOTE 3.750% 3/1
PPL CAP FDG INC
$47,908,358$2,122,186 ▼-4.2%45,150,0005.1%NOTE 2.875% 3/1
MGP INGREDIENTS INC NEW
$45,995,040$1,405,297 ▼-3.0%42,876,0004.9%NOTE 1.875%11/1
DUKE ENERGY CORP NEW
$43,851,240$4,158,399 ▲10.5%41,390,0004.7%NOTE 4.125% 4/1
FORD MTR CO
$43,729,417$1,514,842 ▼-3.3%44,600,0004.7%NOTE 3/1
AKAMAI TECHNOLOGIES INC
$34,611,246$34,611,246 ▲New Holding34,030,0003.7%NOTE 1.125% 2/1
NUTANIX INC
$32,147,740$5,984,315 ▲22.9%26,860,0003.4%NOTE 0.250%10/0
TYLER TEX INDPT SCH DIST
$27,834,194$612,980 ▼-2.2%22,704,0003.0%NOTE 0.250% 3/1
UBER TECHNOLOGIES INC
$24,566,704$5,525,574 ▲29.0%22,230,0002.6%NOTE 12/1
ADVANCED ENERGY INDS
$22,117,916$22,117,916 ▲New Holding20,905,0002.4%NOTE 2.500% 9/1
JOHN BEAN TECHNOLOGIES CORP
$21,929,310$470,364 ▼-2.1%23,311,0002.3%NOTE 0.250% 5/1
SPOTIFY USA INC
$18,177,102$12,202,064 ▲204.2%18,250,0001.9%NOTE 3/1
BRAEMAR HOTELS & RESORTS INC
$16,960,900$93,500 ▲0.6%18,140,0001.8%NOTE 4.500% 6/0
SOUTHERN CO
$16,709,289$16,709,289 ▲New Holding15,000,0001.8%NOTE 3.875%12/1
MIDDLEBY CORP
$15,670,648$11,516,774 ▼-42.4%13,600,0001.7%NOTE 1.000% 9/0
ASCENDIS PHARMA A/S
$15,274,102$678,589 ▼-4.3%13,055,0001.6%NOTE 2.250% 4/0
SSR MINING IN
$15,048,398$14,607,332 ▼-49.3%15,865,0001.6%NOTE 2.500% 4/0
EQUINOX GOLD CORP
$12,934,920$12,934,920 ▲New Holding10,301,0001.4%NOTE 4.750%10/1
VAREX IMAGING CORP
$11,951,3660.0%12,010,0001.3%NOTE 4.000% 6/0
BROOKDALE SR LIVING INC
$11,351,6470.0%10,730,0001.2%NOTE 2.000%10/1
AMERICAN AIRLINES GROUP INC
$10,413,217$565,656 ▼-5.2%10,125,0001.1%NOTE 6.500% 7/0
NCL CORP LTD
$10,046,903$3,100,896 ▼-23.6%8,100,0001.1%NOTE 5.375% 8/0
CONMED CORP
$8,999,938$436,755 ▼-4.6%9,685,0001.0%NOTE 2.250% 6/1
PENN ENTERTAINMENT INC
$7,928,4230.0%7,325,0000.8%NOTE 2.750% 5/1
Kayne Anderson Energy Infrastructure Fund, Inc. stock logo
KYN
Kayne Anderson Energy Infrastructure Fund
$7,446,373$38,500 ▼-0.5%676,9430.8%Financial Services
JAZZ INVESTMENTS I LTD
$7,254,575$34,736,142 ▼-82.7%7,270,0000.8%NOTE 2.000% 6/1
NORTHERN OIL & GAS INC
$6,722,3020.0%5,855,0000.7%NOTE 3.625% 4/1
INTERDIGITAL INC
$6,496,245$2,041,677 ▼-23.9%3,500,0000.7%NOTE 3.500% 6/0
Braemar Hotels & Resorts stock logo
BHR
Braemar Hotels & Resorts
$6,493,6690.0%2,101,5110.7%Finance
CNX RES CORP
$6,369,8950.0%2,500,0000.7%NOTE 2.250% 5/0
Westrock Coffee stock logo
WEST
Westrock Coffee
$5,756,329$5,756,329 ▲New Holding885,5890.6%Consumer Staples
Granite Ridge Resources, Inc. stock logo
GRNT
Granite Ridge Resources
$5,536,407$619,340 ▼-10.1%932,0550.6%Oils/Energy
CMS ENERGY CORP
$5,338,6590.0%4,975,0000.6%NOTE 3.375% 5/0
ALLIANT ENERGY CORP
$5,236,6780.0%5,000,0000.6%NOTE 3.875% 3/1
CVR Partners, LP stock logo
UAN
CVR Partners
$5,216,0010.0%77,7000.6%Basic Materials
Vanguard Ultra-Short Bond ETF stock logo
VUSB
Vanguard Ultra-Short Bond ETF
$4,994,0000.0%100,0000.5%ETF
Urban One, Inc. stock logo
UONEK
Urban One
$4,048,240$193,671 ▲5.0%3,647,0630.4%Consumer Discretionary
LANTHEUS HLDGS INC
$3,889,5820.0%2,500,0000.4%NOTE 2.625%12/1
AIR TRANS SVCS GROUP INC
$3,784,778$3,784,778 ▲New Holding4,030,0000.4%NOTE 3.875% 8/1
ZILLOW GROUP INC
$3,745,2460.0%2,500,0000.4%NOTE 1.375% 9/0
DATADOG INC
$3,725,7300.0%2,870,0000.4%NOTE 0.125% 6/1
TRANSMEDICS GROUP INC
$3,525,7380.0%1,910,0000.4%NOTE 1.500% 6/0
FLUOR CORP
$3,044,836$3,044,836 ▲New Holding2,490,0000.3%NOTE 1.125% 8/1
SUMMIT HOTEL PPTYS
$3,029,423$94,640 ▲3.2%3,201,0000.3%NOTE 1.500% 2/1
PEABODY ENGR CORP
$3,003,2130.0%2,000,0000.3%NOTE 3.250% 3/0
Clear Channel Outdoor Holdings, Inc. stock logo
CCO
Clear Channel Outdoor
$2,948,440$671,230 ▼-18.5%1,842,7750.3%Business Services
BLOOM ENERGY CORP
$2,759,2490.0%3,000,0000.3%NOTE 3.000% 6/0
RIVIAN AUTOMOTIVE INC
$2,721,1370.0%3,000,0000.3%NOTE 4.625% 3/1
NCL CORP LTD
$2,427,080$2,427,080 ▲New Holding2,500,0000.3%NOTE 1.125% 2/1
PAGERDUTY INC
$2,408,4080.0%2,500,0000.3%NOTE 1.250% 7/0
POST HLDGS INC
$2,382,1290.0%2,000,0000.3%NOTE 2.500% 8/1
ON SEMICONDUCTOR CORP
$2,025,949$283,633 ▲16.3%2,000,0000.2%NOTE 0.500% 3/0
SEA LTD
$2,006,169$240,260 ▲13.6%1,670,0000.2%NOTE 2.375%12/0
Cumulus Media Inc. stock logo
CMLS
Cumulus Media
$1,910,5410.0%1,458,4280.2%Consumer Discretionary
LIBERTY MEDIA CORP DEL
$1,835,9170.0%1,670,0000.2%NOTE 2.250% 8/1
INTEGER HLDGS CORP
$1,805,2790.0%1,140,0000.2%NOTE 2.125% 2/1
ALTAIR ENGR INC
$1,785,4140.0%1,250,0000.2%NOTE 1.750% 6/1
CONFLUENT INC
$1,773,3060.0%2,000,0000.2%NOTE 1/1
NET POWER INC
$1,686,244$119,395 ▲7.6%1,354,4130.2%*W EXP 06/08/202
The GDL Fund stock logo
GDL
The GDL Fund
$1,634,254$1,448,255 ▼-47.0%200,5220.2%Financial Services
SunOpta Inc. stock logo
STKL
SunOpta
$1,595,000$1,417,904 ▼-47.1%250,0000.2%Consumer Staples
CUTERA INC
$1,390,2740.0%7,775,0000.1%NOTE 4.000% 6/0
CHEFS WHSE INC
$1,373,7720.0%1,313,0000.1%NOTE 1.875%12/0
Osisko Development Corp. stock logo
ODV
Osisko Development
$1,293,234$38,442 ▼-2.9%607,1520.1%Basic Materials
Rumble Inc. stock logo
RUMBW
Rumble
$1,283,826$345 ▲0.0%1,116,3700.1%Computer and Technology
SMART GLOBAL HLDGS INC
$1,208,9110.0%1,000,0000.1%NOTE 2.250% 2/1
CUTERA INC
$1,159,3300.0%7,140,0000.1%NOTE 2.250% 6/0
TH International Limited stock logo
THCH
TH International
$1,114,9370.0%1,376,4650.1%Retail/Wholesale
PCTTW
PureCycle Technologies
$1,092,714$101,188 ▲10.2%378,7570.1%Industrials
Amprius Technologies, Inc. stock logo
AMPX
Amprius Technologies
$1,076,623$149,271 ▼-12.2%969,9310.1%Business Services
Urban One, Inc. stock logo
UONE
Urban One
$984,827$2,284 ▼-0.2%559,5610.1%Consumer Discretionary
AKAMAI TECHNOLOGIES INC
$620,593$14,428,787 ▼-95.9%600,0000.1%NOTE 0.375% 9/0
NUSCALE PWR CORP
$613,531$145,201 ▲31.0%191,1310.1%*W EXP 05/02/202
Landsea Homes Co. stock logo
LSEAW
Landsea Homes
$602,254$1,302 ▼-0.2%2,189,6160.1%Real Estate
RINGCENTRAL INC
$540,479$91,762 ▲20.4%589,0000.1%NOTE 3/1
Hertz Global Holdings, Inc stock logo
HTZ
Hertz Global
$535,9760.0%162,4170.1%Transportation
AST SpaceMobile, Inc. stock logo
ASTS
AST SpaceMobile
$528,230$528,230 ▲New Holding20,2000.1%Computer and Technology
The Beauty Health Company stock logo
SKIN
Beauty Health
$493,0620.0%342,4040.1%Medical
Hudson Technologies, Inc. stock logo
HDSN
Hudson Technologies
$469,125$573,375 ▼-55.0%56,2500.1%Industrial Products
ENVESTNET INC
$419,059$419,059 ▲New Holding425,0000.0%NOTE 0.750% 8/1
PACIRA BIOSCIENCES INC
$382,281$95,570 ▲33.3%400,0000.0%NOTE 0.750% 8/0
FIVE9 INC
$381,655$91,790 ▲31.7%395,0000.0%NOTE 0.500% 6/0
SOLAREDGE TECHNOLOGIES INC
$373,759$373,759 ▲New Holding400,0000.0%NOTE 9/1
PENNYMAC CORP
$372,325$92,594 ▲33.1%382,0000.0%NOTE 5.500% 3/1
SNAP INC
$368,256$368,256 ▲New Holding460,0000.0%NOTE 0.125% 3/0
ZIFF DAVIS INC
$366,600$366,600 ▲New Holding394,0000.0%NOTE 1.750%11/0
ESPERION THERAPEUTICS INC NE
$357,214$357,214 ▲New Holding375,0000.0%NOTE 4.000%11/1
HAEMONETICS CORP MASS
$354,515$334,098 ▲1,636.4%382,0000.0%NOTE 3/0
BRC Inc. stock logo
BRCC
BRC
$342,000$342,000 ▲New Holding100,0000.0%Consumer Staples
Gold Royalty Corp. stock logo
GROY
Gold Royalty
$327,760$327,760 ▲New Holding241,0000.0%Basic Materials
CRACKER BARREL OLD CTRY STOR
$326,237$96,765 ▲42.2%354,0000.0%NOTE 0.625% 6/1
CABLE ONE INC
$323,402$96,196 ▲42.3%353,0000.0%NOTE 3/1
BLOCK INC
$322,592$92,433 ▲40.2%349,0000.0%NOTE 5/0
LYFT INC
$294,823$92,742 ▲45.9%302,0000.0%NOTE 1.500% 5/1
DEXCOM INC
$286,318$2,810,688 ▼-90.8%300,0000.0%NOTE 0.250%11/1
Intuitive Machines, Inc. stock logo
LUNRW
Intuitive Machines
$268,380$268,380 ▲New Holding108,0000.0%Industrials
Arko Corp. stock logo
ARKOW
Arko
$249,751$8,621 ▲3.6%483,7800.0%Consumer Cyclical

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