Free Trial

LPL Financial (LPLA) SEC Filings & 10K Form

$211.43
-4.44 (-2.06%)
(As of 09/6/2024 ET)

Recent LPL Financial SEC Filings

DateFilerForm TypeView
08/27/2024
3:45 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
3:51 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
3:56 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
3:36 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/13/2024
4:12 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/25/2024
3:07 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/14/2024
10:23 AM
Arnold Dan H. (Reporting)
LPL Financial (Subject)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
06/06/2024
4:06 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/06/2024
4:09 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/06/2024
3:49 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/06/2024
3:55 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/06/2024
3:36 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/06/2024
3:42 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/20/2024
3:31 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/15/2024
3:21 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
05/14/2024
3:49 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:55 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:40 PM
LPL Financial (Issuer)
MULCAHY ANNE M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:44 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:17 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:21 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/13/2024
7:19 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
03/28/2024
3:40 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2024
3:45 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2024
3:29 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2024
3:35 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2024
3:11 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/29/2024
3:45 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/27/2024
6:57 PM
Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
7:04 PM
LPL Financial (Issuer)
Sethi Kabir (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
7:13 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:51 PM
Gates Greg (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:42 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:25 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:33 PM
Brown Althea (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:16 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2024
4:25 PM
Gates Greg (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/26/2024
3:48 PM
Larsen Sallie R. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/26/2024
3:36 PM
LPL Financial (Subject)
Sethi Kabir (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/26/2024
11:17 AM
Enyedi Matthew (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/22/2024
4:17 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
Biden’s Capital Gains Tax to Devastate Savings! (Ad)

Don't let the corrupt elites dictate your future—ACT NOW! This guide is your first step towards financial independence and security.

>> Get Your FREE Wealth Protection Guide <<
02/21/2024
3:38 PM
Larsen Sallie R. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/20/2024
10:28 AM
Enyedi Matthew (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/13/2024
7:39 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/05/2024
3:41 PM
Audette Matthew J (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
01/08/2024
4:24 PM
Dadyar Sara (Reporting)
LPL Financial (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
12/26/2023
3:15 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/14/2023
3:39 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
4:25 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
4:31 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
4:14 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
4:20 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
3:57 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
4:04 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
4:09 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/13/2023
8:05 AM
Larsen Sallie R. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/13/2023
6:01 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
11/09/2023
6:00 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/08/2023
4:08 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/08/2023
4:15 PM
LPL Financial (Subject)
Form FWP
11/08/2023
7:34 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
11/06/2023
3:47 PM
Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/02/2023
3:15 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 305B2
11/02/2023
1:11 PM
Jambusaria Aneri (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/01/2023
11:15 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form EFFECT
10/27/2023
7:01 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form S-3/A
10/17/2023
3:50 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form S-3/A
09/22/2023
6:36 AM
LPL Capital Partners, Inc. (Filer)
LPL Financial (Filer)
LPL HOLDINGS INC (Filer)
LPL Insurance Associates, Inc. (Filer)
Form S-3
Registration statement under Securities Act of 1933  
09/21/2023
3:18 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/20/2023
3:20 PM
Arnold Dan H. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
09/19/2023
3:15 PM
Arnold Dan H. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
09/14/2023
3:12 PM
Brown Althea (Reporting)
LPL Financial (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
09/14/2023
3:19 PM
Brown Althea (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/13/2023
9:16 AM
LPL Financial (Subject)
Steinmeier Richard (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
(Data available from 1/1/2016 forward)


Related Companies and Tools

This page (NASDAQ:LPLA) was last updated on 9/7/2024 by MarketBeat.com Staff

From Our Partners