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LPL Financial (LPLA) SEC Filings & 10K Form

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$326.39 -0.12 (-0.04%)
(As of 02:14 PM ET)

Recent LPL Financial SEC Filings

DateFilerForm TypeView
12/31/2024
5:34 PM
Cohen Marc Eliot (Reporting)
LPL Financial (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
12/19/2024
9:13 AM
Arnold Dan H. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/18/2024
3:07 PM
Arnold Dan H. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/09/2024
4:11 PM
Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/09/2024
3:31 PM
LPL Financial (Filer)
Form 8-K/A
12/09/2024
7:17 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/05/2024
4:19 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/05/2024
4:05 PM
Jambusaria Aneri (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/04/2024
3:18 PM
LPL Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
10/30/2024
3:08 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/22/2024
5:06 PM
BlackRock, Inc. (Filed by)
LPL Financial (Subject)
Form SC 13G/A
10/21/2024
3:23 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/01/2024
3:30 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/27/2024
3:45 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
3:51 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
3:56 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
3:36 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/13/2024
4:12 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/25/2024
3:07 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/14/2024
10:23 AM
Arnold Dan H. (Reporting)
LPL Financial (Subject)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
06/06/2024
4:06 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/06/2024
4:09 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/06/2024
3:49 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/06/2024
3:55 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/06/2024
3:36 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/06/2024
3:42 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/20/2024
3:31 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/15/2024
3:21 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
05/14/2024
3:49 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:55 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:40 PM
LPL Financial (Issuer)
MULCAHY ANNE M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:44 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:17 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
3:21 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/13/2024
7:19 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
03/28/2024
3:40 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2024
3:45 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2024
3:29 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2024
3:35 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2024
3:11 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/29/2024
3:45 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
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02/27/2024
6:57 PM
Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
7:04 PM
LPL Financial (Issuer)
Sethi Kabir (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
7:13 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:51 PM
Gates Greg (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:42 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:25 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:33 PM
Brown Althea (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:16 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2024
4:25 PM
Gates Greg (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/26/2024
3:48 PM
Larsen Sallie R. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/26/2024
3:36 PM
LPL Financial (Subject)
Sethi Kabir (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/26/2024
11:17 AM
Enyedi Matthew (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/22/2024
4:17 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/21/2024
3:38 PM
Larsen Sallie R. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/20/2024
10:28 AM
Enyedi Matthew (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/13/2024
7:39 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/05/2024
3:41 PM
Audette Matthew J (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
01/08/2024
4:24 PM
Dadyar Sara (Reporting)
LPL Financial (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
(Data available from 1/1/2016 forward)


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This page (NASDAQ:LPLA) was last updated on 1/2/2025 by MarketBeat.com Staff
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