11/14/2024
9:01 AM | UBS Group (Filer)
| Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers | |
11/08/2024
11:14 AM | NORGES BANK (Filed by)
UBS Group (Subject)
| Form SC 13G | |
11/08/2024
5:23 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
11/08/2024
5:26 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
11/06/2024
11:04 AM | Infinera Corp (Subject)
UBS Group (Filed by)
| Form SCHEDULE 13G | |
11/04/2024
9:49 AM | Rapid7, Inc. (Subject)
UBS Group (Filed by)
| Form SCHEDULE 13G | |
11/01/2024
8:00 AM | abrdn Income Credit Strategies Fund (Subject)
UBS Group (Filed by)
| Form SCHEDULE 13G/A | |
|
11/01/2024
6:13 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
11/01/2024
5:47 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
10/31/2024
9:43 AM | Thornburg Income Builder Opportunities Trust (Subject)
UBS Group (Filed by)
| Form SCHEDULE 13G | |
10/30/2024
2:18 PM | Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. (Subject)
UBS Group (Filed by)
| Form SCHEDULE 13G/A | |
10/30/2024
10:30 AM | Liberty Broadband Corp (Subject)
Liberty Broadband Corp (Subject)
Liberty Broadband Corp (Subject)
UBS Group (Filed by)
| Form SCHEDULE 13G | |
10/30/2024
10:04 AM | Amneal Pharmaceuticals, Inc. (Subject)
UBS Group (Filed by)
| Form SCHEDULE 13G | |
10/30/2024
5:39 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
10/30/2024
5:27 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
10/30/2024
5:31 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
10/30/2024
5:34 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
09/11/2024
8:42 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
09/11/2024
8:44 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
09/05/2024
2:28 PM | ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
UBS Group (Reporting)
| Form 4/A | |
09/05/2024
1:47 PM | ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
UBS Group (Reporting)
| Form 3/A | |
09/03/2024
2:25 PM | UBS Group (Filer)
| Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company | |
08/29/2024
3:30 PM | ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/29/2024
11:11 AM | ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
UBS Group (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
08/23/2024
7:33 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
08/23/2024
7:37 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
08/23/2024
7:27 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
08/23/2024
7:31 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
08/15/2024
9:29 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
08/14/2024
6:24 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
08/14/2024
6:29 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
08/14/2024
6:22 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
08/14/2024
6:09 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
08/14/2024
6:12 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
08/14/2024
6:19 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
08/08/2024
11:55 AM | Sight Sciences, Inc. (Subject)
UBS Group (Filed by)
| Form SCHEDULE 13G/A | |
08/08/2024
11:48 AM | MARCUS CORP (Subject)
UBS Group (Filed by)
| Form SCHEDULE 13G/A | |
08/08/2024
10:36 AM | ASLAN Pharmaceuticals Ltd (Subject)
UBS Group (Filed by)
| Form SCHEDULE 13G/A | |
07/10/2024
1:24 PM | UBS Group (Reporting)
Volcon, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/10/2024
8:36 AM | UBS Group (Reporting)
Volcon, Inc. (Issuer)
| Form 3
Initial statement of beneficial ownership of securities | |
06/28/2024
8:11 AM | GABELLI MULTIMEDIA TRUST INC. (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
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06/28/2024
8:22 AM | GABELLI DIVIDEND & INCOME TRUST (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
06/28/2024
7:49 AM | GABELLI DIVIDEND & INCOME TRUST (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/28/2024
7:58 AM | GABELLI EQUITY TRUST INC (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
06/28/2024
7:37 AM | GABELLI EQUITY TRUST INC (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/27/2024
8:48 AM | GABELLI DIVIDEND & INCOME TRUST (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/26/2024
11:07 AM | GABELLI MULTIMEDIA TRUST INC. (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/26/2024
10:47 AM | GABELLI DIVIDEND & INCOME TRUST (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/26/2024
10:17 AM | UBS Group (Filer)
| Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d) | |
06/26/2024
10:19 AM | UBS Group (Filer)
| Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d) | |
06/26/2024
8:59 AM | GABELLI EQUITY TRUST INC (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/07/2024
11:53 AM | abrdn Income Credit Strategies Fund (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
05/31/2024
6:33 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/30/2024
7:56 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/13/2024
8:39 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/13/2024
7:53 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/13/2024
5:45 AM | UBS Group (Filer)
| Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers | |
05/08/2024
5:25 AM | CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/07/2024
6:59 AM | CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/07/2024
7:02 AM | CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/07/2024
7:03 AM | CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/07/2024
7:04 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/07/2024
7:13 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/07/2024
7:14 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
05/03/2024
11:04 AM | Edible Garden AG Inc (Issuer)
Edible Garden AG Inc (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/03/2024
10:04 AM | Edible Garden AG Inc (Issuer)
Edible Garden AG Inc (Issuer)
UBS Group (Reporting)
| Form 3/A | |
04/18/2024
1:41 PM | PIMCO NEW YORK MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
| Form 4/A | |
04/18/2024
1:24 PM | PIMCO NEW YORK MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/18/2024
1:31 PM | PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/18/2024
12:52 PM | PIMCO MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/18/2024
1:00 PM | PIMCO MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/18/2024
1:06 PM | PIMCO NEW YORK MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/18/2024
1:11 PM | PIMCO NEW YORK MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/18/2024
1:16 PM | PIMCO CORPORATE & INCOME OPPORTUNITY FUND (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/18/2024
12:45 PM | PIMCO MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/18/2024
12:33 PM | PIMCO Income Strategy Fund II (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/18/2024
12:39 PM | PIMCO HIGH INCOME FUND (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/18/2024
11:59 AM | PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/18/2024
12:11 PM | PIMCO CORPORATE & INCOME STRATEGY FUND (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/18/2024
12:20 PM | PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/18/2024
12:27 PM | PIMCO INCOME STRATEGY FUND (Issuer)
UBS Group (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/17/2024
3:27 PM | PIMCO MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
04/17/2024
3:27 PM | PIMCO NEW YORK MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
04/17/2024
2:47 PM | PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
04/17/2024
2:50 PM | PIMCO NEW YORK MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
04/17/2024
2:54 PM | PIMCO CORPORATE & INCOME OPPORTUNITY FUND (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
04/17/2024
2:38 PM | PIMCO HIGH INCOME FUND (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
04/17/2024
2:38 PM | PIMCO INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
04/17/2024
2:44 PM | PIMCO MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
04/17/2024
2:35 PM | PIMCO Income Strategy Fund II (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
04/17/2024
1:59 PM | PIMCO CORPORATE & INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
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04/17/2024
2:00 PM | PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
04/17/2024
1:54 PM | PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
| Form SC 13G/A | |
04/16/2024
6:56 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
04/02/2024
5:50 AM | UBS Group (Filer)
| Form IRANNOTICE | |
03/28/2024
9:03 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/28/2024
9:09 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/28/2024
6:48 AM | CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/28/2024
6:32 AM | UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/28/2024
6:35 AM | UBS AG (Filer)
UBS Group (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
