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First Trust MultiCap Growth AlphaDEX Fund (FAD) Institutional Ownership

First Trust MultiCap Growth AlphaDEX Fund logo
$124.22 -7.70 (-5.84%)
Closing price 04/3/2025 03:58 PM Eastern
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$124.04 -0.19 (-0.15%)
As of 08:04 AM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust MultiCap Growth AlphaDEX Fund (NASDAQ:FAD)

Number of
Institutional Buyers
(last 12 months)
33
Total
Institutional Inflows
(last 12 months)
$79.37M
Number of
Institutional Sellers
(last 12 months)
20
Total
Institutional Outflows
(last 12 months)
$42.49M
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FAD Institutional Buying and Selling by Quarter

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First Trust MultiCap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
3/17/2025Wealth Enhancement Advisory Services LLC2,422$335K0.0%+17.3%0.151%
3/6/2025Plotkin Financial Advisors LLC45,925$6.35M3.8%-0.6%2.870%
2/18/2025Stonebridge Financial Planning Group LLC10,732$1.48M0.7%-2.3%0.671%
2/17/2025Cetera Investment Advisers10,661$1.47M0.0%-4.4%0.666%
2/17/2025Baird Financial Group Inc.14,592$2.02M0.0%+0.7%0.912%
2/17/2025Bank of America Corp DE28,635$3.96M0.0%-2.1%1.790%
2/14/2025Bison Wealth LLC2,086$288K0.1%-18.5%0.130%
2/14/2025Stifel Financial Corp8,127$1.12M0.0%+20.8%0.508%
2/14/2025OneDigital Investment Advisors LLC2,099$290K0.0%N/A0.131%
2/13/2025NewEdge Advisors LLC507$70K0.0%-19.3%0.032%
2/13/2025Envestnet Asset Management Inc.1,619$224K0.0%+7.8%0.101%
2/13/2025Wells Fargo & Company MN25,727$3.56M0.0%+1.2%1.608%
2/11/2025LPL Financial LLC88,960$12.30M0.0%+7.3%5.560%
2/11/2025Virtu Financial LLC1,638$226K0.0%N/A0.102%
2/10/2025Commonwealth Equity Services LLC62,961$8.70M0.0%-1.6%3.935%
2/7/2025PFG Advisors1,875$259K0.0%N/A0.117%
2/6/2025Raymond James Financial Inc.81,826$11.31M0.0%N/A5.114%
2/6/2025Synergy Investment Management LLC205$28K0.0%N/A0.013%
2/6/2025Jones Financial Companies Lllp3,365$465K0.0%+175.6%0.210%
2/5/2025Nwam LLC3,866$534K0.0%-5.4%0.242%
2/3/2025Private Advisor Group LLC16,493$2.28M0.0%-1.1%1.031%
1/31/2025Truist Financial Corp38,942$5.38M0.0%+1.7%2.434%
1/31/2025Sanctuary Advisors LLC4,113$602K0.0%-6.8%0.257%
1/30/2025Strategic Financial Concepts LLC34,749$4.80M0.1%N/A2.172%
1/28/2025Golden State Wealth Management LLC5,176$715K0.1%N/A0.324%
1/28/2025Strategic Financial Concepts LLC34,749$4.80M0.0%N/A2.172%
1/23/2025Fifth Third Securities Inc.11,105$1.54M0.1%+7.5%0.694%
1/23/2025Gateway Wealth Partners LLC2,695$372K0.1%+12.6%0.168%
1/21/2025Geneos Wealth Management Inc.13,702$1.89M0.1%+7.8%0.856%
1/17/2025Apeiron RIA LLC5,260$727K0.2%-12.7%0.329%
1/16/2025Wealth Management Partners LLC22,200$3.07M1.3%+1.6%1.388%
1/14/2025Thurston Springer Miller Herd & Titak Inc.291$40K0.0%-20.5%0.018%
1/8/2025International Assets Investment Management LLC2,301$319K0.0%-99.2%0.148%
12/11/20241ST Source Bank1,606$215K0.0%N/A0.100%
11/25/2024Sanctuary Advisors LLC4,412$655K0.0%+16.9%0.276%
11/15/2024Stifel Financial Corp6,725$899K0.0%+12.2%0.420%
11/14/2024Plotkin Financial Advisors LLC46,222$6.18M3.7%N/A2.889%
11/14/2024RPg Family Wealth Advisory LLC11,037$1.48M0.4%+1.1%0.690%
11/12/2024Nwam LLC4,087$546K0.0%N/A0.255%
11/8/2024Stonebridge Financial Planning Group LLC10,986$1.47M0.7%-5.7%0.687%
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11/5/2024Proactive Wealth Strategies LLC5,304$709K0.4%N/A0.332%
10/24/2024Wealth Enhancement Advisory Services LLC2,065$276K0.0%+7.6%0.129%
10/22/2024International Assets Investment Management LLC297,126$39.70M0.0%+13,486.0%18.570%
10/22/2024Private Advisor Group LLC16,677$2.23M0.0%+4.1%1.042%
10/16/2024Kowal Investment Group LLC26,846$3.59M0.7%-1.2%1.678%
10/15/2024NBC Securities Inc.4,200$561K0.0%-8.3%0.263%
10/10/2024Willner & Heller LLC3,913$523K0.5%+4.1%0.191%
9/5/2024Sanctuary Advisors LLC3,775$449K0.0%N/A0.229%
8/22/2024Cetera Investment Advisers10,849$1.34M0.0%+3.3%0.658%
8/21/2024Truist Financial Corp37,100$4.57M0.0%-2.6%2.248%
8/16/2024Gateway Wealth Partners LLC2,360$291K0.1%+5.1%0.143%
8/13/2024Kowal Investment Group LLC27,172$3.35M0.7%-0.7%1.647%
8/12/2024RPg Family Wealth Advisory LLC10,918$1.34M0.4%+4.8%0.662%
8/8/2024Stonebridge Financial Planning Group LLC11,650$1.43M0.7%-2.7%0.706%
8/5/2024Private Advisor Group LLC16,021$1.97M0.0%-1.4%0.971%
7/31/2024Commonwealth Equity Services LLC77,691$9.57M0.0%-1.3%4.709%
7/20/2024Raymond James Financial Services Advisors Inc.133,383$16.42M0.0%+26.0%8.084%
7/19/2024Willner & Heller LLC3,760$463K0.4%-6.9%0.228%
7/19/2024Raymond James & Associates15,761$1.94M0.0%-3.2%0.955%
7/16/2024Apeiron RIA LLC6,727$828K0.3%-4.6%0.408%
7/15/2024Fifth Third Securities Inc.10,505$1.29M0.1%N/A0.637%
7/5/2024Thurston Springer Miller Herd & Titak Inc.304$37K0.0%N/A0.018%
5/24/2024Cetera Advisors LLC3,021$376K0.0%+37.6%0.195%
5/10/20241ST Source Bank1,606$200K0.0%-28.6%0.104%
5/4/2024Geneos Wealth Management Inc.5,959$742K0.0%-2.5%0.384%
4/30/2024Private Advisor Group LLC16,253$2.03M0.0%+3.1%1.049%
4/29/2024Commonwealth Equity Services LLC78,712$9.81M0.0%-3.0%5.078%
4/23/2024Raymond James Financial Services Advisors Inc.105,891$13.19M0.0%+20.1%6.832%
4/18/2024Kowal Investment Group LLC27,368$3.41M0.7%+0.6%1.766%
4/11/2024International Assets Investment Management LLC2,187$270K0.0%-3.9%0.141%
3/6/2024Willner & Heller LLC4,033$453K0.5%N/A0.260%
2/9/2024D.A. Davidson & CO.18,831$2.11M0.0%-4.4%1.215%
2/7/2024NBC Securities Inc.4,530$508K0.1%+11.9%0.292%
2/6/2024Private Advisor Group LLC15,769$1.77M0.0%+17.7%1.017%
2/5/2024Stonebridge Financial Planning Group LLC12,670$1.42M0.8%-3.8%0.817%
2/2/2024Truist Financial Corp38,870$4.36M0.0%-0.6%2.508%
1/26/2024Geneos Wealth Management Inc.6,109$686K0.0%-3.1%0.394%
1/24/2024International Assets Investment Management LLC255,392$28.67M0.0%+11,545.8%16.477%
1/23/2024RPg Family Wealth Advisory LLC10,273$1.15M0.4%-3.3%0.663%
1/22/2024Kowal Investment Group LLC27,215$3.06M0.7%-0.6%1.756%
1/18/2024Global Retirement Partners LLC2,445$269K0.0%+40,650.0%0.158%
1/16/2024Raymond James Financial Services Advisors Inc.88,160$9.90M0.0%-9.4%5.688%
1/16/2024Raymond James & Associates19,228$2.16M0.0%-0.6%1.241%
1/12/2024Apeiron RIA LLC7,073$794K0.2%+7.1%0.456%
1/11/2024626 Financial LLC10,946$1.23M0.8%-1.7%0.706%
1/10/2024Wealth Management Partners LLC21,829$2.45M1.4%-1.2%1.408%
11/16/2023Harbour Investments Inc.26,797$2.68M0.1%-1.5%1.675%
11/14/2023Gallagher Fiduciary Advisors LLC49,747$4.98M0.4%+2.9%3.109%
11/13/2023LPL Financial LLC68,875$6.90M0.0%+4.9%4.305%
11/13/2023Bison Wealth LLC2,195$220K0.0%-12.6%0.137%
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11/13/2023RPg Family Wealth Advisory LLC10,619$1.06M0.4%N/A0.664%
11/13/2023Kestra Advisory Services LLC2,438$244K0.0%-60.0%0.152%
11/8/2023D.A. Davidson & CO.19,695$1.97M0.0%-6.9%1.231%
11/8/2023Stonebridge Financial Planning Group LLC13,170$1.32M0.8%-2.0%0.823%
11/7/2023Advisors Preferred LLC778$77K0.0%N/A0.049%
11/4/2023NBC Securities Inc.4,049$405K0.0%N/A0.253%
11/3/2023Private Advisor Group LLC13,403$1.34M0.0%-6.0%0.838%
10/25/2023Wealth Management Partners LLC22,103$2.21M1.4%N/A1.381%
10/24/2023Raymond James Financial Services Advisors Inc.97,355$9.75M0.0%+12.7%6.085%
10/24/2023Raymond James & Associates19,339$1.94M0.0%-2.3%1.209%
(Data available from 1/1/2016 forward)

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FAD Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FAD shares?

During the previous two years, 55 institutional investors and hedge funds held shares of First Trust MultiCap Growth AlphaDEX Fund. The most heavily invested institutionals were Raymond James Financial Services Advisors Inc. ($16.42M), LPL Financial LLC ($12.30M), Raymond James Financial Inc. ($11.31M), Commonwealth Equity Services LLC ($8.70M), Plotkin Financial Advisors LLC ($6.35M), Truist Financial Corp ($5.38M), and Gallagher Fiduciary Advisors LLC ($4.98M).Learn more on FAD's institutional investors.

Which institutional investors have been buying First Trust MultiCap Growth AlphaDEX Fund stock?

Of the 44 institutional investors that purchased First Trust MultiCap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($548.14K), Raymond James Financial Inc. ($81.83K), Strategic Financial Concepts LLC ($69.50K), Raymond James Financial Services Advisors Inc. ($67.93K), Gallagher Fiduciary Advisors LLC ($49.75K), Plotkin Financial Advisors LLC ($46.22K), and D.A. Davidson & CO. ($24.14K).

How much institutional buying is happening at First Trust MultiCap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,044,537 shares in the last 24 months. This purchase volume represents approximately $138.00M in transactions.

Which First Trust MultiCap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 33 institutional investors that sold First Trust MultiCap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: International Assets Investment Management LLC ($295.65K), Raymond James & Associates ($22.06K), Raymond James Financial Services Advisors Inc. ($9.20K), D.A. Davidson & CO. ($5.31K), Commonwealth Equity Services LLC ($4.46K), Kowal Investment Group LLC ($4.10K), and Truist Financial Corp ($3.94K).

How much institutional selling is happening at First Trust MultiCap Growth AlphaDEX Fund?

Institutional investors have sold a total of 364,510 shares in the last 24 months. This volume of shares sold represents approximately $51.13M in transactions.


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This page (NASDAQ:FAD) was last updated on 4/4/2025 by MarketBeat.com Staff
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