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First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) Institutional Ownership

$37.49 -0.32 (-0.83%)
As of 01/31/2025 04:00 PM Eastern
This is a fair market value price provided by Polygon.io. Learn more.

Institutional Ownership Changes (13F Filings) for First Trust Emerging Markets Small Cap AlphaDEX Fund (NASDAQ:FEMS)

Number of
Institutional Buyers
(last 12 months)
29
Total
Institutional Inflows
(last 12 months)
$23.84M
Number of
Institutional Sellers
(last 12 months)
22
Total
Institutional Outflows
(last 12 months)
$12.16M
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FEMS Institutional Buying and Selling by Quarter

First Trust Emerging Markets Small Cap AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
1/30/2025 Nations Financial Group Inc. IA ADV10,297$389K0.0%+4.1%0.138%
1/30/2025 Blue Trust Inc.1,137$43K0.0%+1,237.6%0.015%
1/29/2025 Gladstone Institutional Advisory LLC6,219$235K0.0%-15.0%0.083%
1/29/2025 Cornerstone Planning Group LLC285,729$10.72M2.6%+5.9%3.835%
1/28/2025 Archer Investment Corp67,415$2.54M0.7%+1.5%0.905%
1/23/2025 RVW Wealth LLC34,701$1.31M0.1%-1.1%0.466%
1/17/2025 Janney Montgomery Scott LLC11,377$429K0.0%-11.7%0.153%
1/15/2025 Merit Financial Group LLC82,130$3.10M0.1%+564.1%1.088%
1/14/2025 626 Financial LLC144,845$5.46M2.9%+0.6%1.918%
1/14/2025 Quad Cities Investment Group LLC43,327$1.64M0.8%+2.3%0.574%
1/10/2025 HBW Advisory Services LLC33,821$1.28M0.2%+6.6%0.448%
11/15/2024MML Investors Services LLC53,429$2.20M0.0%+42.2%0.656%
11/15/2024Jane Street Group LLC29,214$1.20M0.0%-31.7%0.358%
11/15/2024Stifel Financial Corp41,153$1.69M0.0%+9.3%0.505%
11/15/2024Integrated Wealth Concepts LLC128,846$5.29M0.1%+1.3%1.581%
11/14/2024Flow Traders U.S. LLC34,822$1.43M0.1%+16.6%0.427%
11/14/2024Captrust Financial Advisors32,179$1.32M0.0%-15.5%0.395%
11/6/2024 Archer Investment Corp66,423$2.73M0.7%+0.8%0.815%
11/6/2024 Cornerstone Planning Group LLC269,734$10.54M2.3%+6.4%3.310%
10/30/2024World Equity Group Inc.18,703$768K0.3%+2.5%0.229%
10/24/2024AllGen Financial Advisors Inc.66,104$2.72M0.9%+4.1%0.811%
10/22/2024Private Advisor Group LLC113,766$4.67M0.0%-5.8%1.396%
10/19/2024Cedrus LLC61,574$2.53M0.9%+12.9%0.756%
10/18/2024Raymond James & Associates70,096$2.88M0.0%+2.1%0.860%
10/16/2024 Quad Cities Investment Group LLC42,347$1.74M0.9%+1.1%0.520%
10/16/2024 626 Financial LLC144,013$5.92M3.3%-4.1%1.767%
10/4/2024 HBW Advisory Services LLC31,734$1.30M0.2%+11.0%0.389%
10/2/2024M&R Capital Management Inc.3,120$128K0.0%-9.4%0.038%
10/1/2024Bridge Advisory LLC16,712$687K0.3%-6.0%0.205%
8/22/2024Cetera Investment Advisers188,414$7.65M0.0%+8.5%2.312%
8/16/2024Northwestern Mutual Wealth Management Co.27,060$1.10M0.0%+36.6%0.332%
8/12/2024AllGen Financial Advisors Inc.63,510$2.58M1.0%+7.8%0.779%
8/5/2024Private Advisor Group LLC120,769$4.90M0.0%-34.7%1.482%
8/2/2024 Archer Investment Corp65,914$2.68M0.8%+0.8%0.809%
7/31/2024Commonwealth Equity Services LLC71,784$2.91M0.0%-16.9%0.881%
7/30/2024 International Assets Investment Management LLC1,116$45K0.0%N/A0.014%
7/29/2024 Nations Financial Group Inc. IA ADV10,097$410K0.0%-12.1%0.124%
7/26/2024Cambridge Investment Research Advisors Inc.67,245$2.73M0.0%+0.8%0.825%
7/23/2024Bridge Advisory LLC17,784$722K0.4%-24.9%0.218%
7/20/2024Raymond James Financial Services Advisors Inc.534,904$21.71M0.0%-2.4%6.563%
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7/19/2024Raymond James & Associates68,631$2.79M0.0%-5.5%0.842%
7/13/2024 Quad Cities Investment Group LLC41,898$1.70M0.9%+0.8%0.514%
7/8/2024 RVW Wealth LLC35,736$1.45M0.1%-9.1%0.441%
7/5/2024 HBW Advisory Services LLC28,600$1.16M0.2%+15.9%0.353%
5/24/2024Cetera Advisors LLC37,830$1.46M0.0%+21.2%0.467%
5/24/2024Cetera Investment Advisers173,610$6.72M0.0%+195.8%2.143%
5/17/2024Comerica Bank3,000$116K0.0%-16.7%0.037%
5/16/2024Jane Street Group LLC196,367$7.60M0.0%+417.7%2.424%
5/8/2024 Cornerstone Planning Group LLC236,577$9.55M3.0%+9.6%2.921%
5/7/2024Oppenheimer & Co. Inc.18,307$709K0.0%+1.6%0.226%
4/30/2024Private Advisor Group LLC184,860$7.16M0.1%-33.4%2.241%
4/29/2024Commonwealth Equity Services LLC86,351$3.34M0.0%-2.0%1.047%
4/25/2024Cambridge Investment Research Advisors Inc.66,722$2.58M0.0%-16.9%0.809%
4/24/2024 Spire Wealth Management4,863$188K0.0%-5.2%0.059%
4/23/2024AllGen Financial Advisors Inc.58,890$2.28M0.9%+9.2%0.714%
4/23/2024Raymond James Financial Services Advisors Inc.547,864$21.21M0.0%+4.2%6.641%
4/22/2024 American Financial Advisors LLC7,426$287K0.0%-28.0%0.090%
4/16/2024Bridge Advisory LLC23,682$917K0.5%-30.6%0.287%
4/13/2024 Quad Cities Investment Group LLC41,568$1.61M0.9%-0.8%0.498%
4/9/2024 Destiny Wealth Partners LLC5,267$204K0.0%N/A0.062%
4/8/2024 RVW Wealth LLC39,325$1.52M0.2%-5.4%0.465%
4/2/2024M&R Capital Management Inc.3,445$133K0.0%-31.2%0.040%
3/8/2024ICA Group Wealth Management LLC1,564$60K0.0%N/A0.018%
2/12/2024Steward Partners Investment Advisory LLC230,721$8.87M0.1%-0.8%2.698%
2/9/2024 Nations Financial Group Inc. IA ADV11,492$442K0.0%+10.8%0.134%
2/9/2024Cambridge Investment Research Advisors Inc.80,284$3.09M0.0%-0.9%0.939%
2/9/2024Wells Fargo & Company MN873,996$33.60M0.0%+2.4%10.222%
2/9/2024 Gladstone Institutional Advisory LLC8,024$308K0.0%-9.5%0.094%
2/9/2024UBS Group AG173,394$6.67M0.0%-13.1%2.028%
2/8/2024 Janney Montgomery Scott LLC13,937$536K0.0%-6.4%0.163%
2/7/2024 Principal Securities Inc.4,382$168K0.0%N/A0.051%
2/6/2024Private Advisor Group LLC277,650$10.67M0.1%+33.5%3.247%
2/6/2024 Spire Wealth Management5,131$190K0.0%-5.9%0.060%
2/6/2024AllGen Financial Advisors Inc.53,933$2.07M1.1%-0.6%0.631%
2/6/2024 Merit Financial Group LLC114,553$4.40M0.1%-5.2%1.340%
1/31/2024 American Financial Advisors LLC10,313$396K0.1%-15.1%0.121%
1/31/2024 Archer Investment Corp64,131$2.47M0.8%-2.0%0.750%
1/30/2024SFI Advisors LLC23,038$886K0.8%-2.8%0.269%
1/26/2024Cedrus LLC45,753$1.76M1.1%+9.8%0.535%
1/25/2024 International Assets Investment Management LLC57,237$2.20M0.0%N/A0.669%
1/24/2024 Stratos Wealth Partners LTD.7,445$286K0.0%+5.4%0.087%
1/24/2024 International Assets Investment Management LLC57,237$2.20M0.0%N/A0.669%
1/24/2024Private Trust Co. NA5,662$218K0.0%+25.2%0.066%
1/18/2024 Procyon Advisors LLC14,384$553K0.0%N/A0.168%
1/17/2024Bridge Advisory LLC34,119$1.31M0.7%-24.2%0.399%
1/16/2024 HBW Advisory Services LLC24,673$948K0.2%+2.6%0.289%
1/16/2024Raymond James Financial Services Advisors Inc.525,569$20.20M0.0%-1.3%6.147%
1/16/2024Raymond James & Associates74,343$2.86M0.0%-5.2%0.870%
1/16/2024Wealthsource Partners LLC58,429$2.25M0.1%-13.6%0.683%
1/12/2024Kure Advisory LLC65,606$2.52M1.3%+0.4%0.767%
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1/12/2024Sweet Financial Partners LLC19,233$739K0.2%+18.9%0.225%
1/11/2024 626 Financial LLC156,561$6.02M4.0%-16.1%1.831%
1/10/2024 Quad Cities Investment Group LLC41,913$1.59M1.0%-0.8%0.490%
1/8/2024 RVW Wealth LLC41,577$1.60M0.2%-11.8%0.486%
1/5/2024 WealthPLAN Partners LLC12,147$467K0.0%-11.1%0.138%
11/15/2023 WealthPlan Investment Management LLC13,660$525K0.1%N/A0.155%
11/14/2023 Mutual Advisors LLC14,521$558K0.0%-2.0%0.165%
11/13/2023LPL Financial LLC385,597$14.83M0.0%+6.3%4.382%
11/13/2023Wealthsource Partners LLC67,607$2.60M0.2%+1.0%0.768%
11/9/2023Fischer Investment Strategies LLC34,554$1.33M1.3%-7.9%0.393%
(Data available from 1/1/2016 forward)

FEMS Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FEMS shares?

During the previous two years, 70 institutional investors and hedge funds held shares of First Trust Emerging Markets Small Cap AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($33.60M), Raymond James Financial Services Advisors Inc. ($21.71M), LPL Financial LLC ($14.83M), Cornerstone Planning Group LLC ($10.72M), Steward Partners Investment Advisory LLC ($8.87M), Cetera Investment Advisers ($7.65M), and UBS Group AG ($6.67M).Learn more on FEMS's institutional investors.

Which institutional investors have been buying First Trust Emerging Markets Small Cap AlphaDEX Fund stock?

Of the 59 institutional investors that purchased First Trust Emerging Markets Small Cap AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Services Advisors Inc. ($542.62K), Private Advisor Group LLC ($277.65K), Destiny Wealth Partners LLC ($276.84K), Merit Financial Group LLC ($190.63K), LPL Financial LLC ($185.85K), Jane Street Group LLC ($158.44K), and Cetera Investment Advisers ($129.73K).

How much institutional buying is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?

Institutional investors have bought a total of 3,183,160 shares in the last 24 months. This purchase volume represents approximately $179.98M in transactions.

Which First Trust Emerging Markets Small Cap AlphaDEX Fund major shareholders have been selling company stock?

Of the 34 institutional investors that sold First Trust Emerging Markets Small Cap AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Private Advisor Group LLC ($163.88K), 626 Financial LLC ($51.25K), RVW Wealth LLC ($47.98K), Janney Montgomery Scott LLC ($39.66K), Raymond James & Associates ($34.30K), Bridge Advisory LLC ($30.11K), and UBS Group AG ($26.16K).

How much institutional selling is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?

Institutional investors have sold a total of 533,971 shares in the last 24 months. This volume of shares sold represents approximately $21.95M in transactions.



This page (NASDAQ:FEMS) was last updated on 2/1/2025 by MarketBeat.com Staff
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