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First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) Institutional Ownership

First Trust Emerging Markets Small Cap AlphaDEX Fund logo
$43.64 -0.41 (-0.92%)
As of 10:10 AM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Emerging Markets Small Cap AlphaDEX Fund (NASDAQ:FEMS)

Number of
Institutional Buyers
(last 12 months)
44
Total
Institutional Inflows
(last 12 months)
$80.61M
Number of
Institutional Sellers
(last 12 months)
27
Total
Institutional Outflows
(last 12 months)
$47.21M
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FEMS Institutional Buying and Selling by Quarter

First Trust Emerging Markets Small Cap AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/4/2025Osaic Holdings Inc.59,993$2.44M0.0%+3.2%0.937%
8/18/2025Geneos Wealth Management Inc.1,066$43K0.0%+100.0%0.017%
8/15/2025Captrust Financial Advisors24,862$1.01M0.0%-3.0%0.388%
8/15/2025MML Investors Services LLC14,956$607K0.0%-1.6%0.234%
8/14/2025Jane Street Group LLC31,172$1.27M0.0%+21.8%0.487%
8/14/2025Raymond James Financial Inc.373,424$15.17M0.0%-18.0%5.835%
8/14/2025Stonehaven Wealth & Tax Solutions LLC7,810$317K0.3%-26.7%0.122%
8/13/2025Baird Financial Group Inc.30,783$1.25M0.0%+2.5%0.481%
8/13/2025VestGen Advisors LLC42,191$1.71M0.1%-1.1%0.659%
8/12/2025Richmond Investment Services LLC10,864$441K0.1%+100.3%0.170%
8/12/2025Steward Partners Investment Advisory LLC3,983$162K0.0%-98.3%0.062%
8/11/2025SFI Advisors LLC20,340$826K0.6%-2.5%0.318%
8/11/2025Beta Wealth Group Inc.193,353$7.85M2.9%-17.9%3.021%
8/8/2025Cetera Investment Advisers62,344$2.53M0.0%-1.6%0.974%
8/4/2025Spire Wealth Management4,138$168K0.0%-15.7%0.065%
8/4/2025626 Financial LLC159,492$6.48M3.0%-0.2%2.492%
8/1/2025Envestnet Asset Management Inc.83,237$3.38M0.0%+7.6%1.301%
7/29/2025Private Trust Co. NA5,935$241K0.0%+9.4%0.093%
7/25/2025CWM LLC19,529$793K0.0%+1.3%0.305%
7/23/2025626 Financial LLC159,492$6.48M3.5%-0.2%2.492%
7/21/2025Ameritas Advisory Services LLC1,494$61K0.0%N/A0.023%
7/17/2025Trivium Point Advisory LLC59,745$2.43M0.3%+5.7%0.934%
7/17/2025Janney Montgomery Scott LLC10,592$430K0.0%-9.5%0.166%
7/15/2025RVW Wealth LLC13,602$552K0.0%-12.1%0.213%
7/11/2025Quad Cities Investment Group LLC45,376$1.84M0.8%+0.8%0.744%
7/2/2025HBW Advisory Services LLC34,927$1.42M0.2%+4.6%0.573%
5/19/2025Jane Street Group LLC25,596$951K0.0%-69.9%0.416%
5/16/2025Jones Financial Companies Lllp14,137$525K0.0%-79.6%0.223%
5/16/2025Integrated Wealth Concepts LLC113,951$4.24M0.0%+25.6%1.795%
5/15/2025Royal Bank of Canada96,673$3.59M0.0%+4.6%1.522%
5/15/2025OLD Mission Capital LLC131,159$4.88M0.1%-5.4%2.065%
5/14/2025Flow Traders U.S. LLC31,495$1.17M0.0%N/A0.496%
5/13/2025SFI Advisors LLC20,862$775K0.6%-1.8%0.329%
5/13/2025Steward Partners Investment Advisory LLC232,813$8.65M0.1%+2.5%3.666%
5/13/2025Raymond James Financial Inc.455,275$16.92M0.0%-18.5%7.170%
5/13/2025Nations Financial Group Inc. IA ADV9,198$342K0.0%-10.7%0.145%
5/13/2025Trivium Point Advisory LLC56,549$2.10M0.3%+47.9%0.891%
5/9/2025Beta Wealth Group Inc.235,509$8.75M3.1%N/A3.709%
5/8/2025RVW Wealth LLC15,475$575K0.1%-55.4%0.244%
5/7/2025LPL Financial LLC427,432$15.89M0.0%+0.7%6.731%
5/6/2025Cetera Investment Advisers63,377$2.36M0.0%+9.0%0.998%
5/6/2025Avantax Advisory Services Inc.17,795$661K0.0%+27.0%0.280%
5/5/2025Private Advisor Group LLC109,339$4.06M0.0%+0.4%1.722%
5/5/2025Archer Investment Corp67,078$2.49M0.6%-0.5%1.056%
4/30/2025Cornerstone Planning Group LLC310,707$11.34M2.7%+8.7%4.893%
4/29/2025Envestnet Asset Management Inc.77,323$2.87M0.0%+6.9%1.218%
4/22/2025Cambridge Investment Research Advisors Inc.69,494$2.58M0.0%+44.2%1.069%
4/22/2025World Equity Group Inc.23,302$866K0.2%+16.2%0.358%
4/17/2025Janney Montgomery Scott LLC11,701$435K0.0%+2.8%0.180%
4/11/2025626 Financial LLC159,873$5.94M3.1%+10.4%2.334%
4/9/2025HBW Advisory Services LLC33,405$1.24M0.2%-1.2%0.488%
4/9/2025Quad Cities Investment Group LLC44,994$1.67M0.8%+3.8%0.657%
2/19/2025Richmond Investment Services LLC5,954$225K0.1%N/A0.080%
2/17/2025Cetera Investment Advisers58,162$2.19M0.0%-69.9%0.781%
2/17/2025Captrust Financial Advisors28,308$1.07M0.0%-12.0%0.380%
2/17/2025Citadel Advisors LLC28,677$1.08M0.0%N/A0.385%
2/14/2025Jane Street Group LLC85,030$3.21M0.0%+191.1%1.141%
2/14/2025Two Sigma Securities LLC5,688$215K0.0%N/A0.076%
2/14/2025Integrated Wealth Concepts LLC90,690$3.42M0.0%-29.6%1.217%
2/14/2025Stifel Financial Corp42,586$1.61M0.0%+3.5%0.572%
2/13/2025Stonehaven Wealth & Tax Solutions LLC10,278$388K0.4%N/A0.138%
2/13/2025Raymond James Financial Inc.558,447$21.07M0.0%N/A7.496%
2/13/2025Envestnet Asset Management Inc.72,326$2.73M0.0%+55.1%0.971%
2/13/2025Wells Fargo & Company MN548,130$20.68M0.0%-39.3%7.357%
2/12/2025OLD Mission Capital LLC138,717$5.23M0.1%+348.1%1.862%
2/11/2025LPL Financial LLC424,504$16.02M0.0%+1.0%5.698%
2/10/2025Commonwealth Equity Services LLC36,994$1.40M0.0%-30.4%0.497%
2/10/2025Avantax Advisory Services Inc.14,012$529K0.0%+38.4%0.188%
2/7/2025Independent Advisor Alliance74,261$2.80M0.0%N/A0.997%
2/6/2025Raymond James Financial Inc.558,447$21.07M0.0%N/A7.496%
2/6/2025Steward Partners Investment Advisory LLC227,025$8.57M0.1%-8.9%3.047%
2/6/2025Jones Financial Companies Lllp69,410$2.62M0.0%+94.4%0.932%
2/5/2025SRS Capital Advisors Inc.79,399$3.00M0.2%N/A1.066%
2/5/2025Private Trust Co. NA5,489$207K0.0%-23.9%0.074%
2/5/2025Oppenheimer & Co. Inc.19,420$733K0.0%+1.7%0.261%
2/4/2025World Equity Group Inc.20,045$756K0.2%+7.2%0.269%
2/3/2025Private Advisor Group LLC108,943$4.11M0.0%-4.2%1.462%
1/30/2025Nations Financial Group Inc. IA ADV10,297$389K0.0%+4.1%0.138%
1/30/2025Blue Trust Inc.1,137$43K0.0%+1,237.6%0.015%
1/29/2025Gladstone Institutional Advisory LLC6,219$235K0.0%-15.0%0.083%
1/29/2025Cornerstone Planning Group LLC285,729$10.72M2.6%+5.9%3.835%
1/28/2025Archer Investment Corp67,415$2.54M0.7%+1.5%0.905%
1/23/2025RVW Wealth LLC34,701$1.31M0.1%-1.1%0.466%
1/17/2025Janney Montgomery Scott LLC11,377$429K0.0%-11.7%0.153%
1/15/2025Merit Financial Group LLC82,130$3.10M0.1%+564.1%1.088%
1/14/2025626 Financial LLC144,845$5.46M2.9%+0.6%1.918%
1/14/2025Quad Cities Investment Group LLC43,327$1.64M0.8%+2.3%0.574%
1/10/2025HBW Advisory Services LLC33,821$1.28M0.2%+6.6%0.448%
11/15/2024MML Investors Services LLC53,429$2.20M0.0%+42.2%0.656%
11/15/2024Jane Street Group LLC29,214$1.20M0.0%-31.7%0.358%
11/15/2024Stifel Financial Corp41,153$1.69M0.0%+9.3%0.505%
11/15/2024Integrated Wealth Concepts LLC128,846$5.29M0.1%+1.3%1.581%
11/14/2024Flow Traders U.S. LLC34,822$1.43M0.1%+16.6%0.427%
11/14/2024Captrust Financial Advisors32,179$1.32M0.0%-15.5%0.395%
11/6/2024Archer Investment Corp66,423$2.73M0.7%+0.8%0.815%
11/6/2024Cornerstone Planning Group LLC269,734$10.54M2.3%+6.4%3.310%
10/30/2024World Equity Group Inc.18,703$768K0.3%+2.5%0.229%
10/24/2024AllGen Financial Advisors Inc.66,104$2.72M0.9%+4.1%0.811%
10/22/2024Private Advisor Group LLC113,766$4.67M0.0%-5.8%1.396%
10/19/2024Cedrus LLC61,574$2.53M0.9%+12.9%0.756%
(Data available from 1/1/2016 forward)

FEMS Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FEMS shares?

During the previous two years, 74 institutional investors and hedge funds held shares of First Trust Emerging Markets Small Cap AlphaDEX Fund. The most heavily invested institutionals were Raymond James Financial Services Advisors Inc. ($21.71M), Wells Fargo & Company MN ($20.68M), LPL Financial LLC ($15.89M), Raymond James Financial Inc. ($15.17M), Cornerstone Planning Group LLC ($11.34M), Beta Wealth Group Inc. ($7.85M), and UBS Group AG ($6.67M).Learn more on First Trust Emerging Markets Small Cap AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Emerging Markets Small Cap AlphaDEX Fund's stock?

Of the 61 institutional investors that purchased First Trust Emerging Markets Small Cap AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($1.12M), Beta Wealth Group Inc. ($235.51K), Jane Street Group LLC ($219.83K), Merit Financial Group LLC ($190.63K), Cetera Investment Advisers ($134.95K), International Assets Investment Management LLC ($115.59K), and OLD Mission Capital LLC ($107.76K).

How much institutional buying is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?

Institutional investors have bought a total of 2,135,246 shares in the last 24 months. This purchase volume represents approximately $80.61M in transactions.

Which of First Trust Emerging Markets Small Cap AlphaDEX Fund's major shareholders have been selling company stock?

Of the 27 institutional investors that sold First Trust Emerging Markets Small Cap AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Wells Fargo & Company MN ($354.88K), Steward Partners Investment Advisory LLC ($251.12K), Raymond James Financial Inc. ($185.02K), Cetera Investment Advisers ($136.21K), Jane Street Group LLC ($73.01K), Jones Financial Companies Lllp ($55.27K), and Beta Wealth Group Inc. ($42.16K).

How much institutional selling is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?

Institutional investors have sold a total of 1,224,171 shares in the last 24 months. This volume of shares sold represents approximately $47.21M in transactions.


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This page (NASDAQ:FEMS) was last updated on 9/10/2025 by MarketBeat.com Staff
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