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First Trust Mid Cap Growth AlphaDEX Fund (FNY) Institutional Ownership

First Trust Mid Cap Growth AlphaDEX Fund logo
$71.07 +0.14 (+0.20%)
Closing price 04/17/2025 03:58 PM Eastern
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$71.10 +0.03 (+0.04%)
As of 04/17/2025 04:05 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Mid Cap Growth AlphaDEX Fund (NASDAQ:FNY)

Number of
Institutional Buyers
(last 12 months)
50
Total
Institutional Inflows
(last 12 months)
$79.04M
Number of
Institutional Sellers
(last 12 months)
42
Total
Institutional Outflows
(last 12 months)
$13.07M
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FNY Institutional Buying and Selling by Quarter

First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/17/2025 Janney Montgomery Scott LLC50,468$3.78M0.0%+8.6%1.009%
4/16/2025 Wealth Enhancement Advisory Services LLC27,485$2.06M0.0%+0.9%0.550%
4/15/2025 GPS Wealth Strategies Group LLC648$49K0.0%N/A0.013%
4/15/2025 Integrated Advisors Network LLC4,036$302K0.0%-5.5%0.081%
4/10/2025 Wealth Management Partners LLC36,353$2.72M1.3%+1.2%0.727%
4/9/2025 NBC Securities Inc.675$50K0.0%N/A0.014%
3/17/2025 Wealth Enhancement Advisory Services LLC27,251$2.18M0.0%+6.0%0.545%
2/25/2025 Integrated Advisors Network LLC4,270$342K0.0%N/A0.085%
2/18/2025JT Stratford LLC17,663$1.41M0.2%N/A0.353%
2/18/2025Mpwm Advisory Solutions LLC794$64K0.0%N/A0.016%
2/17/2025Cetera Investment Advisers51,121$4.09M0.0%+24.6%1.022%
2/17/2025Baird Financial Group Inc.8,350$668K0.0%+9.4%0.167%
2/17/2025Benjamin Edwards Inc.66,740$5.34M0.1%-4.3%1.335%
2/14/2025Comerica Bank11,365$909K0.0%+13.0%0.227%
2/14/2025IHT Wealth Management LLC3,319$265K0.0%N/A0.066%
2/14/2025Stifel Financial Corp33,851$2.71M0.0%-14.9%0.677%
2/13/2025NewEdge Advisors LLC209,796$16.78M0.1%-1.6%4.196%
2/13/2025Mariner LLC5,600$448K0.0%-2.8%0.112%
2/13/2025Raymond James Financial Inc.177,072$14.17M0.0%N/A3.541%
2/13/2025Envestnet Asset Management Inc.13,346$1.07M0.0%+44.7%0.267%
2/13/2025KCM Investment Advisors LLC38,381$3.07M0.1%+1.8%0.768%
2/13/2025Wells Fargo & Company MN575,026$46.00M0.0%-8.0%11.501%
2/12/2025World Investment Advisors7,830$626K0.0%N/A0.157%
2/12/2025AssuredPartners Investment Advisors LLC12,012$961K0.2%N/A0.240%
2/12/2025JPMorgan Chase & Co.2,153$172K0.0%-29.0%0.043%
2/11/2025LPL Financial LLC569,446$45.56M0.0%+11.9%11.389%
2/10/2025Harbour Investments Inc.3,231$258K0.0%+14.1%0.065%
2/10/2025Commonwealth Equity Services LLC26,418$2.11M0.0%+39.2%0.528%
2/7/2025Independent Advisor Alliance2,863$229K0.0%N/A0.057%
2/7/2025PNC Financial Services Group Inc.482$39K0.0%-55.1%0.010%
2/6/2025Raymond James Financial Inc.177,072$14.17M0.0%N/A3.541%
2/6/2025Jones Financial Companies Lllp3,143$251K0.0%+78.3%0.063%
2/5/2025Brueske Advisory Services LLC14,310$1.15M1.0%N/A0.286%
2/5/2025Oppenheimer & Co. Inc.2,602$208K0.0%N/A0.052%
2/3/2025Sigma Planning Corp6,236$499K0.0%-2.6%0.125%
2/3/2025Element Wealth LLC5,320$426K0.2%-2.7%0.106%
2/3/2025Private Advisor Group LLC44,669$3.57M0.0%-1.4%0.893%
1/31/2025Global Retirement Partners LLC22,113$1.77M0.1%+10.9%0.447%
1/31/2025Atria Wealth Solutions Inc.29,205$2.34M0.0%-5.4%0.590%
1/31/2025D.A. Davidson & CO.4,942$395K0.0%-42.4%0.100%
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1/31/2025Truist Financial Corp2,816$225K0.0%N/A0.057%
1/30/2025Allworth Financial LP625$53K0.0%+23.8%0.013%
1/30/2025G&S Capital LLC11,838$947K0.4%N/A0.239%
1/29/2025BostonPremier Wealth LLC4,693$375K0.2%N/A0.099%
1/28/2025Kingsview Wealth Management LLC81,655$6.53M0.1%-9.7%1.719%
1/27/2025Financial Advocates Investment Management3,563$285K0.0%+5.7%0.075%
1/27/2025Stratos Wealth Partners LTD.6,046$484K0.0%-13.3%0.127%
1/24/2025Sylvest Advisors LLC15,603$1.25M0.8%N/A0.332%
1/23/2025New Wave Wealth Advisors LLC8,523$682K0.3%N/A0.181%
1/23/2025Synergy Asset Management LLC754$60K0.0%N/A0.016%
1/23/2025Gateway Wealth Partners LLC3,561$285K0.1%+6.2%0.076%
1/21/2025PCG Wealth Advisors LLC22,311$1.79M0.7%+6.8%0.475%
1/21/2025 Black Point Wealth Management9,231$738K0.9%-2.1%0.196%
1/17/2025 Janney Montgomery Scott LLC46,492$3.72M0.0%+375.4%0.989%
1/16/2025Purus Wealth Management LLC7,411$593K0.2%-21.0%0.158%
1/16/2025 Wealth Management Partners LLC35,924$2.87M1.2%+0.6%0.764%
1/14/2025 ARS Wealth Advisors Group LLC8,096$648K0.1%-14.0%0.172%
1/14/2025 Clarus Wealth Advisors9,060$727K0.4%-2.1%0.193%
11/25/2024Sanctuary Advisors LLC2,725$238K0.0%-42.3%0.061%
11/18/2024Arete Wealth Advisors LLC2,650$210K0.0%N/A0.060%
11/15/2024MML Investors Services LLC8,641$688K0.0%-24.2%0.194%
11/15/2024Jane Street Group LLC4,783$381K0.0%N/A0.107%
11/15/2024Stifel Financial Corp39,769$3.17M0.0%+190.5%0.894%
11/15/2024Benjamin Edwards Inc.69,721$5.56M0.1%N/A1.567%
11/12/2024Kingsview Wealth Management LLC90,431$7.20M0.2%+107.2%2.032%
11/12/2024Great Valley Advisor Group Inc.8,474$675K0.0%-2.4%0.190%
11/6/2024KCM Investment Advisors LLC37,693$3.00M0.1%-2.6%0.847%
11/5/2024Ashton Thomas Private Wealth LLC2,989$238K0.0%-4.6%0.067%
11/5/2024Harbour Investments Inc.2,831$225K0.0%-10.5%0.064%
11/5/2024Nations Financial Group Inc. IA ADV3,054$243K0.0%N/A0.069%
10/29/2024 Janney Montgomery Scott LLC9,780$779K0.0%-12.1%0.220%
10/25/2024Gateway Wealth Partners LLC3,352$267K0.1%+4.4%0.075%
10/24/2024 Wealth Enhancement Advisory Services LLC25,712$2.05M0.0%+12.6%0.578%
10/22/2024Private Advisor Group LLC45,293$3.61M0.0%-0.5%1.018%
10/21/2024Venture Visionary Partners LLC2,800$223K0.0%-6.7%0.063%
10/19/2024 Black Point Wealth Management9,427$751K0.9%-1.4%0.212%
10/18/2024Raymond James & Associates44,833$3.57M0.0%-2.5%1.007%
10/16/2024Global Retirement Partners LLC19,934$1.59M0.0%-1.5%0.448%
10/10/2024Koshinski Asset Management Inc.2,820$225K0.0%-24.2%0.048%
10/8/2024CWM LLC2,144$171K0.0%-31.8%0.047%
9/5/2024Sanctuary Advisors LLC4,724$338K0.0%N/A0.105%
8/22/2024Cetera Investment Advisers73,195$5.39M0.0%+2.3%1.627%
8/16/2024Gateway Wealth Partners LLC3,210$236K0.1%N/A0.071%
8/16/2024NewEdge Advisors LLC163,256$12.01M0.1%+0.1%3.628%
8/13/2024Benjamin F. Edwards & Company Inc.26,077$1.92M0.0%-61.0%0.579%
8/8/2024Zions Bancorporation N.A.1,800$132K0.0%N/A0.040%
8/8/2024LPL Financial LLC521,590$38.38M0.0%+8.4%11.591%
7/31/2024Commonwealth Equity Services LLC39,504$2.91M0.0%-0.8%0.878%
7/31/2024Concurrent Investment Advisors LLC5,670$417K0.0%N/A0.126%
7/30/2024WMG Financial Advisors LLC4,183$308K0.2%-6.1%0.093%
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7/26/2024Harbour Investments Inc.3,162$233K0.0%-14.0%0.070%
7/26/2024Cambridge Investment Research Advisors Inc.81,232$5.98M0.0%+514.0%1.805%
7/22/2024Atria Wealth Solutions Inc.31,364$2.31M0.0%-6.3%0.697%
7/19/2024Raymond James & Associates45,986$3.38M0.0%+248.3%1.022%
7/16/2024 Wealth Enhancement Advisory Services LLC22,844$1.68M0.0%-1.9%0.508%
7/16/2024PCG Wealth Advisors LLC21,574$1.59M0.7%-22.1%0.479%
7/11/2024 Clarus Wealth Advisors9,167$671K0.4%+1.8%0.204%
7/10/2024Dominguez Wealth Management Solutions Inc.7,940$584K0.4%-4.7%0.176%
5/24/2024Cetera Advisors LLC44,098$3.33M0.0%N/A0.969%
5/24/2024Cetera Investment Advisers71,556$5.41M0.0%+24.0%1.573%
(Data available from 1/1/2016 forward)

FNY Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FNY shares?

During the previous two years, 98 institutional investors and hedge funds held shares of First Trust Mid Cap Growth AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($46.00M), LPL Financial LLC ($45.56M), UBS Group AG ($21.49M), NewEdge Advisors LLC ($16.78M), Raymond James Financial Inc. ($14.17M), Kingsview Wealth Management LLC ($6.53M), and Raymond James Financial Services Advisors Inc. ($6.00M).Learn more on FNY's institutional investors.

Which institutional investors have been buying First Trust Mid Cap Growth AlphaDEX Fund stock?

Of the 71 institutional investors that purchased First Trust Mid Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($354.14K), Wells Fargo & Company MN ($317.71K), Cambridge Investment Research Advisors Inc. ($157.94K), LPL Financial LLC ($129.22K), Benjamin Edwards Inc. ($69.72K), Kingsview Wealth Management LLC ($59.94K), and Private Advisor Group LLC ($52.46K).

How much institutional buying is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,712,864 shares in the last 24 months. This purchase volume represents approximately $129.12M in transactions.

Which First Trust Mid Cap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 60 institutional investors that sold First Trust Mid Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Savior LLC ($165.75K), Benjamin F. Edwards & Company Inc. ($56.14K), Wells Fargo & Company MN ($50.32K), Kingsview Wealth Management LLC ($44.99K), Raymond James & Associates ($38.82K), Purus Wealth Management LLC ($16.63K), and LPL Financial LLC ($15.61K).

How much institutional selling is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 503,752 shares in the last 24 months. This volume of shares sold represents approximately $35.60M in transactions.


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This page (NASDAQ:FNY) was last updated on 4/18/2025 by MarketBeat.com Staff
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