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First Trust Mid Cap Growth AlphaDEX Fund (FNY) Institutional Ownership

First Trust Mid Cap Growth AlphaDEX Fund logo
$80.96 -3.25 (-3.86%)
As of 02/21/2025 04:00 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Mid Cap Growth AlphaDEX Fund (NASDAQ:FNY)

Number of
Institutional Buyers
(last 12 months)
48
Total
Institutional Inflows
(last 12 months)
$78.60M
Number of
Institutional Sellers
(last 12 months)
42
Total
Institutional Outflows
(last 12 months)
$13.26M
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FNY Institutional Buying and Selling by Quarter

First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
2/18/2025 JT Stratford LLC17,663$1.41M0.2%N/A0.353%
2/18/2025 Mpwm Advisory Solutions LLC794$64K0.0%N/A0.016%
2/17/2025 Cetera Investment Advisers51,121$4.09M0.0%+24.6%1.022%
2/17/2025 Baird Financial Group Inc.8,350$668K0.0%+9.4%0.167%
2/17/2025 Benjamin Edwards Inc.66,740$5.34M0.1%-4.3%1.335%
2/14/2025 Comerica Bank11,365$909K0.0%+13.0%0.227%
2/14/2025 IHT Wealth Management LLC3,319$265K0.0%N/A0.066%
2/14/2025 Stifel Financial Corp33,851$2.71M0.0%-14.9%0.677%
2/13/2025 NewEdge Advisors LLC209,796$16.78M0.1%-1.6%4.196%
2/13/2025 Mariner LLC5,600$448K0.0%-2.8%0.112%
2/13/2025 Raymond James Financial Inc.177,072$14.17M0.0%N/A3.541%
2/13/2025 Envestnet Asset Management Inc.13,346$1.07M0.0%+44.7%0.267%
2/13/2025 KCM Investment Advisors LLC38,381$3.07M0.1%+1.8%0.768%
2/13/2025 Wells Fargo & Company MN575,026$46.00M0.0%-8.0%11.501%
2/12/2025 World Investment Advisors7,830$626K0.0%N/A0.157%
2/12/2025 AssuredPartners Investment Advisors LLC12,012$961K0.2%N/A0.240%
2/12/2025 JPMorgan Chase & Co.2,153$172K0.0%-29.0%0.043%
2/11/2025 LPL Financial LLC569,446$45.56M0.0%+11.9%11.389%
2/10/2025 Harbour Investments Inc.3,231$258K0.0%+14.1%0.065%
2/10/2025 Commonwealth Equity Services LLC26,418$2.11M0.0%+39.2%0.528%
2/7/2025 Independent Advisor Alliance2,863$229K0.0%N/A0.057%
2/7/2025 PNC Financial Services Group Inc.482$39K0.0%-55.1%0.010%
2/6/2025 Raymond James Financial Inc.177,072$14.17M0.0%N/A3.541%
2/6/2025 Jones Financial Companies Lllp3,143$251K0.0%+78.3%0.063%
2/5/2025 Brueske Advisory Services LLC14,310$1.15M1.0%N/A0.286%
2/5/2025 Oppenheimer & Co. Inc.2,602$208K0.0%N/A0.052%
2/3/2025 Sigma Planning Corp6,236$499K0.0%-2.6%0.125%
2/3/2025 Element Wealth LLC5,320$426K0.2%-2.7%0.106%
2/3/2025 Private Advisor Group LLC44,669$3.57M0.0%-1.4%0.893%
1/31/2025 Global Retirement Partners LLC22,113$1.77M0.1%+10.9%0.447%
1/31/2025 Atria Wealth Solutions Inc.29,205$2.34M0.0%-5.4%0.590%
1/31/2025 D.A. Davidson & CO.4,942$395K0.0%-42.4%0.100%
1/31/2025 Truist Financial Corp2,816$225K0.0%N/A0.057%
1/30/2025 Allworth Financial LP625$53K0.0%+23.8%0.013%
1/30/2025 G&S Capital LLC11,838$947K0.4%N/A0.239%
1/29/2025 BostonPremier Wealth LLC4,693$375K0.2%N/A0.099%
1/28/2025 Kingsview Wealth Management LLC81,655$6.53M0.1%-9.7%1.719%
1/27/2025 Financial Advocates Investment Management3,563$285K0.0%+5.7%0.075%
1/27/2025 Stratos Wealth Partners LTD.6,046$484K0.0%-13.3%0.127%
1/24/2025 Sylvest Advisors LLC15,603$1.25M0.8%N/A0.332%
Nvidia’s CEO: “This Will Be a Multitrillion-Dollar Industry." (Ad)

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1/23/2025 New Wave Wealth Advisors LLC8,523$682K0.3%N/A0.181%
1/23/2025 Synergy Asset Management LLC754$60K0.0%N/A0.016%
1/23/2025 Gateway Wealth Partners LLC3,561$285K0.1%+6.2%0.076%
1/21/2025 PCG Wealth Advisors LLC22,311$1.79M0.7%+6.8%0.475%
1/21/2025 Black Point Wealth Management9,231$738K0.9%-2.1%0.196%
1/17/2025 Janney Montgomery Scott LLC46,492$3.72M0.0%+375.4%0.989%
1/16/2025 Purus Wealth Management LLC7,411$593K0.2%-21.0%0.158%
1/16/2025 Wealth Management Partners LLC35,924$2.87M1.2%+0.6%0.764%
1/14/2025 ARS Wealth Advisors Group LLC8,096$648K0.1%-14.0%0.172%
1/14/2025 Clarus Wealth Advisors9,060$727K0.4%-2.1%0.193%
11/25/2024 Sanctuary Advisors LLC2,725$238K0.0%-42.3%0.061%
11/18/2024 Arete Wealth Advisors LLC2,650$210K0.0%N/A0.060%
11/15/2024 MML Investors Services LLC8,641$688K0.0%-24.2%0.194%
11/15/2024 Jane Street Group LLC4,783$381K0.0%N/A0.107%
11/15/2024 Stifel Financial Corp39,769$3.17M0.0%+190.5%0.894%
11/15/2024 Benjamin Edwards Inc.69,721$5.56M0.1%N/A1.567%
11/12/2024 Kingsview Wealth Management LLC90,431$7.20M0.2%+107.2%2.032%
11/12/2024Great Valley Advisor Group Inc.8,474$675K0.0%-2.4%0.190%
11/6/2024 KCM Investment Advisors LLC37,693$3.00M0.1%-2.6%0.847%
11/5/2024 Ashton Thomas Private Wealth LLC2,989$238K0.0%-4.6%0.067%
11/5/2024 Harbour Investments Inc.2,831$225K0.0%-10.5%0.064%
11/5/2024 Nations Financial Group Inc. IA ADV3,054$243K0.0%N/A0.069%
10/29/2024 Janney Montgomery Scott LLC9,780$779K0.0%-12.1%0.220%
10/25/2024 Gateway Wealth Partners LLC3,352$267K0.1%+4.4%0.075%
10/24/2024 Wealth Enhancement Advisory Services LLC25,712$2.05M0.0%+12.6%0.578%
10/22/2024 Private Advisor Group LLC45,293$3.61M0.0%-0.5%1.018%
10/21/2024 Venture Visionary Partners LLC2,800$223K0.0%-6.7%0.063%
10/19/2024 Black Point Wealth Management9,427$751K0.9%-1.4%0.212%
10/18/2024Raymond James & Associates44,833$3.57M0.0%-2.5%1.007%
10/16/2024 Global Retirement Partners LLC19,934$1.59M0.0%-1.5%0.448%
10/10/2024 Koshinski Asset Management Inc.2,820$225K0.0%-24.2%0.048%
10/8/2024 CWM LLC2,144$171K0.0%-31.8%0.047%
9/5/2024 Sanctuary Advisors LLC4,724$338K0.0%N/A0.105%
8/22/2024 Cetera Investment Advisers73,195$5.39M0.0%+2.3%1.627%
8/16/2024 Gateway Wealth Partners LLC3,210$236K0.1%N/A0.071%
8/16/2024 NewEdge Advisors LLC163,256$12.01M0.1%+0.1%3.628%
8/13/2024Benjamin F. Edwards & Company Inc.26,077$1.92M0.0%-61.0%0.579%
8/8/2024 Zions Bancorporation N.A.1,800$132K0.0%N/A0.040%
8/8/2024 LPL Financial LLC521,590$38.38M0.0%+8.4%11.591%
7/31/2024 Commonwealth Equity Services LLC39,504$2.91M0.0%-0.8%0.878%
7/31/2024 Concurrent Investment Advisors LLC5,670$417K0.0%N/A0.126%
7/30/2024 WMG Financial Advisors LLC4,183$308K0.2%-6.1%0.093%
7/26/2024 Harbour Investments Inc.3,162$233K0.0%-14.0%0.070%
7/26/2024 Cambridge Investment Research Advisors Inc.81,232$5.98M0.0%+514.0%1.805%
7/22/2024 Atria Wealth Solutions Inc.31,364$2.31M0.0%-6.3%0.697%
7/19/2024Raymond James & Associates45,986$3.38M0.0%+248.3%1.022%
7/16/2024 Wealth Enhancement Advisory Services LLC22,844$1.68M0.0%-1.9%0.508%
7/16/2024 PCG Wealth Advisors LLC21,574$1.59M0.7%-22.1%0.479%
7/11/2024 Clarus Wealth Advisors9,167$671K0.4%+1.8%0.204%
7/10/2024 Dominguez Wealth Management Solutions Inc.7,940$584K0.4%-4.7%0.176%
Nvidia’s CEO: “This Will Be a Multitrillion-Dollar Industry." (Ad)

If you missed out on the big boom in Nvidia… Listen up, because according to Nvidia's own CEO… Elon Musk’s new technology could help launch an entirely new multitrillion-dollar industry.

You MUST act before March 17th.
5/24/2024Cetera Advisors LLC44,098$3.33M0.0%N/A0.969%
5/24/2024 Cetera Investment Advisers71,556$5.41M0.0%+24.0%1.573%
5/17/2024 Jaffetilchin Investment Partners LLC4,605$348K0.0%N/A0.101%
5/17/2024 Comerica Bank10,150$767K0.0%-4.2%0.223%
5/17/2024 Clear Point Advisors Inc.5,190$392K0.3%-2.6%0.114%
5/9/2024 Kingsview Wealth Management LLC43,931$3.32M0.1%+6.2%0.966%
5/9/2024 Koshinski Asset Management Inc.3,400$257K0.0%-50.7%0.075%
5/8/2024 Avantax Advisory Services Inc.3,122$236K0.0%-7.7%0.069%
5/7/2024 KCM Investment Advisors LLC38,618$2.92M0.1%-2.5%0.849%
5/1/2024 Janney Montgomery Scott LLC10,811$817K0.0%+1.4%0.238%
(Data available from 1/1/2016 forward)

FNY Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FNY shares?

During the previous two years, 97 institutional investors and hedge funds held shares of First Trust Mid Cap Growth AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($46.00M), LPL Financial LLC ($45.56M), UBS Group AG ($21.49M), NewEdge Advisors LLC ($16.78M), Raymond James Financial Inc. ($14.17M), Kingsview Wealth Management LLC ($6.53M), and Raymond James Financial Services Advisors Inc. ($6.00M).Learn more on FNY's institutional investors.

Which institutional investors have been buying First Trust Mid Cap Growth AlphaDEX Fund stock?

Of the 72 institutional investors that purchased First Trust Mid Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($354.14K), Wells Fargo & Company MN ($317.71K), Cambridge Investment Research Advisors Inc. ($157.94K), LPL Financial LLC ($129.22K), Benjamin Edwards Inc. ($69.72K), Raymond James & Associates ($67.13K), and Kingsview Wealth Management LLC ($59.94K).

How much institutional buying is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,737,588 shares in the last 24 months. This purchase volume represents approximately $132.56M in transactions.

Which First Trust Mid Cap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 59 institutional investors that sold First Trust Mid Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Savior LLC ($165.75K), Benjamin F. Edwards & Company Inc. ($56.14K), Wells Fargo & Company MN ($50.32K), Kingsview Wealth Management LLC ($44.99K), Raymond James & Associates ($38.82K), Purus Wealth Management LLC ($16.63K), and LPL Financial LLC ($15.61K).

How much institutional selling is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 505,505 shares in the last 24 months. This volume of shares sold represents approximately $35.82M in transactions.


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This page (NASDAQ:FNY) was last updated on 2/22/2025 by MarketBeat.com Staff
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