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First Trust Small Cap Growth AlphaDEX Fund (FYC) Institutional Ownership

First Trust Small Cap Growth AlphaDEX Fund logo
$86.87 -0.49 (-0.56%)
Closing price 08/29/2025 03:59 PM Eastern
Extended Trading
$86.87 0.00 (0.00%)
As of 08/29/2025 04:04 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)

Number of
Institutional Buyers
(last 12 months)
82
Total
Institutional Inflows
(last 12 months)
$142.81M
Number of
Institutional Sellers
(last 12 months)
42
Total
Institutional Outflows
(last 12 months)
$26.76M
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Skip Chart & View Institutional Buying and Selling Data

FYC Institutional Buying and Selling by Quarter

First Trust Small Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/18/2025 Geneos Wealth Management Inc.12,956$1.03M0.0%+54.7%0.227%
8/15/2025 Tower Research Capital LLC TRC 4,766$379K0.0%-23.0%0.084%
8/15/2025 Equitable Holdings Inc.58,012$4.62M0.0%+8.9%1.018%
8/15/2025 MML Investors Services LLC6,931$552K0.0%-12.2%0.122%
8/15/2025 Great Valley Advisor Group Inc.2,645$211K0.0%-12.2%0.046%
8/15/2025 Benjamin Edwards Inc.5,662$451K0.0%-72.8%0.099%
8/15/2025 Bank of America Corp DE246,143$19.59M0.0%+92.8%4.318%
8/14/2025 Raymond James Financial Inc.129,114$10.28M0.0%-0.2%2.265%
8/14/2025 NewEdge Advisors LLC3,990$318K0.0%-9.0%0.070%
8/13/2025 Proactive Wealth Strategies LLC9,464$753K0.4%N/A0.166%
8/13/2025 Gateway Wealth Partners LLC8,061$642K0.1%-14.4%0.141%
8/13/2025 First Trust Advisors LP254,884$20.28M0.0%+2.8%4.472%
8/13/2025 Twin Peaks Wealth Advisors LLC818$68K0.0%N/A0.014%
8/13/2025 Northwestern Mutual Wealth Management Co.5,104$406K0.0%+484.7%0.090%
8/12/2025 Richmond Investment Services LLC136,207$10.84M2.3%+103.8%2.390%
8/12/2025 Financial Advocates Investment Management3,523$280K0.0%-11.2%0.062%
8/12/2025 Steward Partners Investment Advisory LLC15,711$1.25M0.0%-6.8%0.276%
8/12/2025 Ameritas Investment Partners Inc.10,245$815K0.0%+13.5%0.180%
8/11/2025 Plotkin Financial Advisors LLC2,583$206K0.1%N/A0.045%
8/11/2025 Western Wealth Management LLC8,131$647K0.0%+4.2%0.143%
8/8/2025 MTM Investment Management LLC15,753$1.25M0.4%-4.5%0.276%
8/8/2025 Kingsview Wealth Management LLC74,287$5.91M0.1%-2.0%1.303%
8/8/2025 Cetera Investment Advisers191,383$15.23M0.0%+23.5%3.358%
8/8/2025 Creative Planning2,532$202K0.0%N/A0.044%
8/8/2025 PNC Financial Services Group Inc.54,448$4.33M0.0%-7.6%0.955%
8/7/2025 49 Wealth Management LLC3,046$242K0.0%-9.6%0.053%
8/6/2025 Prospera Financial Services Inc5,786$460K0.0%-3.3%0.102%
8/6/2025 Summit Investment Advisors Inc.9,025$621K0.5%N/A0.158%
8/6/2025 Golden State Wealth Management LLC1,790$142K0.0%-66.6%0.031%
8/5/2025 HFG Advisors Inc.21,947$1.75M1.4%+6.2%0.385%
8/4/2025 Atria Investments Inc17,133$1.36M0.0%+208.0%0.301%
8/1/2025 Ashton Thomas Private Wealth LLC2,991$238K0.0%-85.9%0.052%
8/1/2025 Envestnet Asset Management Inc.61,512$4.90M0.0%-23.7%1.079%
7/29/2025 Stratos Wealth Partners LTD.4,193$334K0.0%+33.8%0.074%
7/29/2025 Private Trust Co. NA2,244$179K0.0%+20.6%0.039%
7/28/2025 Harbour Investments Inc.19,622$1.56M0.0%-3.2%0.344%
7/25/2025 Atria Wealth Solutions Inc.4,214$335K0.0%+10.7%0.073%
7/25/2025 Concurrent Investment Advisors LLC99,235$7.90M0.2%-1.0%1.726%
7/24/2025 US Bancorp DE20,463$1.63M0.0%+0.9%0.359%
7/22/2025 Willner & Heller LLC7,352$585K0.5%+4.9%0.129%
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7/21/2025 Ameritas Advisory Services LLC1,848$147K0.0%N/A0.032%
7/18/2025 New Wave Wealth Advisors LLC95,441$7.60M3.2%-2.1%1.631%
7/18/2025 Brueske Advisory Services LLC89,808$7.15M4.9%-6.6%1.535%
7/18/2025 Truist Financial Corp5,179$412K0.0%+29.6%0.089%
7/17/2025 Eclectic Associates Inc. ADV143,687$11.43M2.5%+5.8%2.456%
7/17/2025 Janney Montgomery Scott LLC18,804$1.50M0.0%+61.4%0.321%
7/17/2025 Wagner Wealth Management LLC2,737$218K0.0%-8.9%0.047%
7/16/2025 Independent Wealth Network Inc.8,163$650K0.2%+2.3%0.140%
7/16/2025 Moneywise Inc.26,188$2.08M1.0%-10.4%0.448%
7/16/2025 Sylvest Advisors LLC7,878$627K0.4%+7.7%0.135%
5/21/2025 Geneos Wealth Management Inc.8,377$576K0.0%+2.8%0.144%
5/19/2025 Jane Street Group LLC14,131$972K0.0%-61.7%0.246%
5/16/2025 Ashton Thomas Private Wealth LLC21,243$1.46M0.1%+286.2%0.369%
5/16/2025 Goldman Sachs Group Inc.37,546$2.58M0.0%-53.5%0.653%
5/16/2025 Jones Financial Companies Lllp50,739$3.49M0.0%+1,369.4%0.882%
5/15/2025 Royal Bank of Canada130,645$8.99M0.0%-1.2%2.272%
5/15/2025 Baird Financial Group Inc.3,824$263K0.0%-34.0%0.067%
5/14/2025 Comerica Bank3,725$256K0.0%+8.6%0.065%
5/14/2025 Northwestern Mutual Wealth Management Co.873$60K0.0%+102.6%0.015%
5/14/2025 Kestra Advisory Services LLC17,168$1.18M0.0%+0.8%0.299%
5/14/2025 Capital Analysts LLC590$41K0.0%N/A0.010%
5/13/2025 Raymond James Financial Inc.129,404$8.90M0.0%-3.7%2.251%
5/12/2025 Benjamin Edwards Inc.20,817$1.43M0.0%-53.2%0.362%
5/9/2025 Atria Wealth Solutions Inc.3,805$262K0.0%+22.8%0.066%
5/9/2025 PNC Financial Services Group Inc.58,953$4.06M0.0%+11.3%1.025%
5/8/2025 MONECO Advisors LLC14,496$997K0.1%-8.2%0.252%
5/8/2025 US Bancorp DE20,277$1.40M0.0%-5.8%0.353%
5/8/2025 Harbour Investments Inc.20,267$1.39M0.0%+417.4%0.352%
5/8/2025 Marshall Investment Management LLC35,453$2.44M1.5%-46.6%0.617%
5/7/2025 LPL Financial LLC592,006$40.73M0.0%+3.2%10.296%
5/7/2025 Bedel Financial Consulting Inc.71,104$4.95M0.7%+32.6%1.237%
5/6/2025 Cetera Investment Advisers154,934$10.66M0.0%+41.2%2.695%
5/5/2025 Montag A & Associates Inc.500$34K0.0%N/A0.009%
5/5/2025 IFP Advisors Inc87,236$6.00M0.2%-4.0%1.517%
5/5/2025 OneAscent Financial Services LLC5,562$383K0.0%N/A0.097%
5/5/2025 Willner & Heller LLC7,010$482K0.4%-6.5%0.122%
5/2/2025 Independent Wealth Network Inc.7,977$549K0.2%+4.2%0.139%
5/2/2025 Kingsview Wealth Management LLC75,809$5.22M0.1%-11.7%1.318%
5/1/2025 MTM Investment Management LLC16,503$1.14M0.4%-1.4%0.287%
5/1/2025 CWM LLC954$66K0.0%-25.5%0.017%
4/30/2025 Stratos Wealth Partners LTD.3,133$216K0.0%+7.8%0.054%
4/30/2025 49 Wealth Management LLC3,369$232K0.0%-9.8%0.059%
4/29/2025 Envestnet Asset Management Inc.80,600$5.55M0.0%+33.6%1.402%
4/29/2025 Concurrent Investment Advisors LLC100,194$6.89M0.2%+17.2%1.743%
4/29/2025 OneDigital Investment Advisors LLC5,389$371K0.0%+38.7%0.094%
4/28/2025 Private Trust Co. NA1,860$128K0.0%-25.2%0.032%
4/25/2025 G&S Capital LLC14,292$983K0.4%+2.1%0.253%
4/25/2025 New Wave Wealth Advisors LLC97,444$6.70M3.0%-20.3%1.725%
4/24/2025 Golden State Wealth Management LLC5,357$369K0.1%N/A0.095%
4/24/2025 Vista Investment Partners II LLC7,494$516K0.3%N/A0.133%
Musk’s Project Colossus could mint millionaires (Ad)

I predict this single breakthrough could make Elon the world’s first trillionaire — and mint more new millionaires than any tech advance in history. And for a limited time, you have the chance to claim a stake in this project, even though it’s housed inside Elon’s private company, xAI.tc pixel

All the details are waiting for you now — but you need to act before the September 1st funding windo
4/23/2025 Sylvest Advisors LLC7,313$503K0.3%+13.7%0.128%
4/23/2025 Pinnacle Bancorp Inc.2,826$194K0.1%+15.9%0.050%
4/23/2025 Golden State Wealth Management LLC10,714$737K0.1%N/A0.188%
4/23/2025 Moneywise Inc.29,221$2.01M1.1%-7.4%0.513%
4/22/2025 Brueske Advisory Services LLC96,179$6.62M6.3%-10.1%1.687%
4/22/2025 Cambridge Investment Research Advisors Inc.34,508$2.37M0.0%-59.3%0.605%
4/22/2025 Nilsine Partners LLC8,410$579K0.1%+10.0%0.148%
4/22/2025 World Equity Group Inc.5,925$412K0.1%N/A0.104%
4/21/2025 Clear Point Advisors Inc.7,886$543K0.5%-6.6%0.138%
4/21/2025 HFG Advisors Inc.20,658$1.42M1.2%+1.9%0.362%
(Data available from 1/1/2016 forward)

FYC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYC shares?

During the previous two years, 112 institutional investors and hedge funds held shares of First Trust Small Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($40.73M), Wells Fargo & Company MN ($31.77M), First Trust Advisors LP ($20.28M), Bank of America Corp DE ($19.59M), Cetera Investment Advisers ($15.23M), J Arnold Wealth Management Co ($13.14M), and Eclectic Associates Inc. ADV ($11.43M).Learn more on First Trust Small Cap Growth AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Small Cap Growth AlphaDEX Fund's stock?

Of the 97 institutional investors that purchased First Trust Small Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($334.77K), J Arnold Wealth Management Co ($208.88K), Cetera Investment Advisers ($162.43K), Wells Fargo & Company MN ($154.10K), Eclectic Associates Inc. ADV ($143.69K), Raymond James Financial Inc. ($134.43K), and Bank of America Corp DE ($122.02K).

How much institutional buying is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,876,496 shares in the last 24 months. This purchase volume represents approximately $142.81M in transactions.

Which of First Trust Small Cap Growth AlphaDEX Fund's major shareholders have been selling company stock?

Of the 42 institutional investors that sold First Trust Small Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Cambridge Investment Research Advisors Inc. ($50.18K), Goldman Sachs Group Inc. ($43.18K), Benjamin Edwards Inc. ($41.72K), Marshall Investment Management LLC ($30.88K), New Wave Wealth Advisors LLC ($26.79K), Jane Street Group LLC ($22.73K), and Kingsview Wealth Management LLC ($21.62K).

How much institutional selling is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 370,938 shares in the last 24 months. This volume of shares sold represents approximately $26.76M in transactions.


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This page (NASDAQ:FYC) was last updated on 8/31/2025 by MarketBeat.com Staff
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