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First Trust Small Cap Growth AlphaDEX Fund (FYC) Institutional Ownership

First Trust Small Cap Growth AlphaDEX Fund logo
$72.64 -0.26 (-0.36%)
As of 03/25/2025 03:59 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)

Number of
Institutional Buyers
(last 12 months)
67
Total
Institutional Inflows
(last 12 months)
$112.45M
Number of
Institutional Sellers
(last 12 months)
26
Total
Institutional Outflows
(last 12 months)
$10.62M
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FYC Institutional Buying and Selling by Quarter

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First Trust Small Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
3/17/2025 Wealth Enhancement Advisory Services LLC4,519$350K0.0%N/A0.075%
3/6/2025 Plotkin Financial Advisors LLC2,583$200K0.1%N/A0.043%
2/19/2025 Richmond Investment Services LLC45,997$3.56M2.0%N/A0.767%
2/17/2025 Fiduciary Trust Co2,621$203K0.0%N/A0.044%
2/17/2025 Dunhill Financial LLC13,985$1.08M0.5%+93.5%0.233%
2/17/2025 Cetera Investment Advisers109,730$8.50M0.0%+27.8%1.829%
2/17/2025 Blue Capital Inc.8,417$652K0.5%N/A0.140%
2/17/2025 Citadel Advisors LLC27,579$2.14M0.0%N/A0.460%
2/17/2025 Baird Financial Group Inc.5,797$449K0.0%+27.4%0.097%
2/17/2025 Bank of America Corp DE132,219$10.24M0.0%+2.8%2.204%
2/17/2025 Benjamin Edwards Inc.44,440$3.45M0.0%-6.2%0.741%
2/17/2025 Ameriprise Financial Inc.6,268$485K0.0%N/A0.104%
2/14/2025 Jane Street Group LLC36,859$2.85M0.0%N/A0.614%
2/14/2025 Comerica Bank3,429$266K0.0%+169.2%0.057%
2/14/2025 Fischer Investment Strategies LLC51,020$3.95M3.1%N/A0.850%
2/14/2025 Stifel Financial Corp52,126$4.04M0.0%+3.0%0.869%
2/14/2025 OneDigital Investment Advisors LLC3,884$301K0.0%N/A0.065%
2/14/2025 Tower Research Capital LLC TRC 2,566$199K0.0%+3,367.6%0.043%
2/14/2025 First Trust Advisors LP250,691$19.41M0.0%-0.7%4.178%
2/14/2025 Concourse Financial Group Securities Inc.405$32K0.0%N/A0.007%
2/13/2025 Synovus Financial Corp2,761$214K0.0%N/A0.046%
2/13/2025 Envestnet Asset Management Inc.60,311$4.67M0.0%+12.7%1.005%
2/13/2025 Wells Fargo & Company MN410,264$31.77M0.0%+60.2%6.838%
2/12/2025 JPMorgan Chase & Co.397$31K0.0%N/A0.007%
2/11/2025 LPL Financial LLC573,829$44.43M0.0%+7.0%9.564%
2/10/2025 Harbour Investments Inc.3,917$303K0.0%+9.4%0.065%
2/10/2025 Commonwealth Equity Services LLC14,355$1.11M0.0%+38.8%0.239%
2/10/2025 Farther Finance Advisors LLC14,671$1.14M0.0%+122.9%0.245%
2/7/2025 HighTower Advisors LLC3,406$264K0.0%N/A0.057%
2/7/2025 Independent Advisor Alliance80,454$6.23M0.1%N/A1.341%
2/7/2025 Strategic Equity Management11,245$871K0.4%-19.2%0.187%
2/7/2025 PNC Financial Services Group Inc.52,961$4.10M0.0%+4.8%0.883%
2/7/2025 Ashton Thomas Private Wealth LLC5,500$426K0.0%N/A0.092%
2/6/2025 Raymond James Financial Inc.134,427$10.41M0.0%N/A2.240%
2/6/2025 Steward Partners Investment Advisory LLC16,859$1.31M0.0%-2.0%0.281%
2/6/2025 Bedel Financial Consulting Inc.53,636$4.32M0.6%+5.2%0.894%
2/6/2025 Jones Financial Companies Lllp3,453$267K0.0%+12.4%0.058%
2/5/2025 US Bancorp DE21,536$1.67M0.0%-3.0%0.359%
2/5/2025 Private Trust Co. NA2,488$193K0.0%+20.7%0.041%
2/5/2025 Brueske Advisory Services LLC107,001$8.29M7.4%N/A1.783%
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2/5/2025 Oppenheimer & Co. Inc.5,409$419K0.0%N/A0.090%
2/4/2025 IFP Advisors Inc90,909$7.04M0.2%-2.3%1.515%
2/4/2025 MONECO Advisors LLC15,799$1.22M0.1%-13.8%0.263%
2/4/2025 Marshall Investment Management LLC66,330$4.93M2.9%N/A1.106%
2/3/2025 Concurrent Investment Advisors LLC85,463$6.62M0.2%+7.7%1.424%
2/3/2025 TKG Advisors LLC3,709$298K0.1%N/A0.062%
1/31/2025 Atria Wealth Solutions Inc.3,099$240K0.0%N/A0.052%
1/30/2025 G&S Capital LLC14,004$1.08M0.4%N/A0.233%
1/29/2025 MTM Investment Management LLC16,733$1.30M0.5%-1.1%0.279%
1/29/2025 Focus Financial Network Inc.13,178$1.02M0.0%N/A0.216%
1/28/2025 Kingsview Wealth Management LLC85,895$6.65M0.1%-10.4%1.408%
1/27/2025 Moneywise Inc.31,561$2.44M1.2%-18.2%0.517%
1/27/2025 Stratos Wealth Partners LTD.2,907$225K0.0%N/A0.048%
1/24/2025 HFG Advisors Inc.20,278$1.57M1.4%-2.3%0.332%
1/24/2025 Sylvest Advisors LLC6,432$498K0.3%N/A0.105%
1/23/2025 New Wave Wealth Advisors LLC122,226$9.46M3.9%+27.5%2.004%
1/23/2025 Gateway Wealth Partners LLC9,536$738K0.2%+4.8%0.156%
1/22/2025 Wealth Effects LLC3,907$303K0.1%+12.2%0.064%
1/22/2025 Nilsine Partners LLC7,645$592K0.1%+20.1%0.125%
1/21/2025 Eclectic Associates Inc. ADV128,192$9.93M2.9%+1,980.4%2.102%
1/17/2025 Independent Wealth Network Inc.7,655$593K0.2%+31.2%0.125%
1/17/2025 Janney Montgomery Scott LLC7,040$545K0.0%+35.0%0.115%
1/16/2025 Willner & Heller LLC7,497$580K0.5%+1.8%0.123%
1/14/2025 Pinnacle Bancorp Inc.2,439$189K0.1%-45.1%0.040%
11/15/2024 MML Investors Services LLC7,200$535K0.0%-20.0%0.155%
11/15/2024 Dunhill Financial LLC7,226$537K0.3%-6.4%0.155%
11/15/2024 Stifel Financial Corp50,607$3.76M0.0%+110.6%1.088%
11/15/2024 Benjamin Edwards Inc.47,381$3.53M0.1%N/A1.019%
11/13/2024 Private Trust Co. NA2,062$153K0.0%+213.9%0.044%
11/12/2024 Kingsview Wealth Management LLC95,911$7.13M0.2%+53.4%2.063%
11/12/2024 Great Valley Advisor Group Inc.2,693$200K0.0%N/A0.058%
11/12/2024 49 Wealth Management LLC3,655$272K0.0%-13.5%0.079%
11/8/2024 MTM Investment Management LLC16,917$1.24M0.5%-4.2%0.364%
11/8/2024 PNC Financial Services Group Inc.50,540$3.76M0.0%+0.6%1.087%
11/8/2024 Prospera Financial Services Inc5,845$435K0.0%+17.6%0.126%
11/5/2024 Harbour Investments Inc.3,582$266K0.0%-3.7%0.077%
10/31/2024 Concurrent Investment Advisors LLC79,322$5.90M0.2%-0.3%1.706%
10/29/2024 Farther Finance Advisors LLC6,581$489K0.0%N/A0.142%
10/28/2024 US Bancorp DE22,212$1.66M0.0%+3.1%0.478%
10/25/2024 MONECO Advisors LLC18,327$1.36M0.2%-14.5%0.394%
10/25/2024 Gateway Wealth Partners LLC9,103$677K0.2%+2.3%0.196%
10/23/2024 Heritage Oak Wealth Advisors LLC95,843$7.13M3.3%N/A2.084%
10/21/2024 Moneywise Inc.38,594$2.87M1.4%-7.8%0.839%
10/21/2024 Wealth Effects LLC3,482$259K0.1%+13.9%0.076%
10/18/2024Raymond James & Associates78,513$5.84M0.0%+52.3%1.707%
10/16/2024 HFG Advisors Inc.20,752$1.54M1.4%+1.0%0.456%
10/10/2024 Willner & Heller LLC7,364$548K0.5%-6.3%0.122%
10/5/2024 Eclectic Associates Inc. ADV6,162$458K0.2%N/A0.137%
8/22/2024 Cetera Investment Advisers56,902$3.75M0.0%+54.9%1.388%
8/21/2024 Truist Financial Corp3,241$214K0.0%N/A0.079%
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8/16/2024 Gateway Wealth Partners LLC8,896$586K0.2%N/A0.217%
8/8/2024 Envestnet Asset Management Inc.50,412$3.32M0.0%+1.4%1.230%
8/8/2024 LPL Financial LLC470,730$31.02M0.0%+1.5%11.481%
8/2/2024 Wealth Effects LLC3,057$201K0.1%-6.6%0.075%
7/31/2024 Strategic Equity Management7,327$483K0.3%N/A0.179%
7/31/2024 Commonwealth Equity Services LLC7,323$483K0.0%-3.2%0.179%
7/31/2024 Concurrent Investment Advisors LLC79,573$5.24M0.2%+1.0%1.941%
7/30/2024 International Assets Investment Management LLC2,048$135K0.0%N/A0.050%
7/29/2024 Financial Advocates Investment Management3,617$238K0.0%-4.8%0.089%
7/26/2024 Harbour Investments Inc.3,719$245K0.0%-14.1%0.092%
(Data available from 1/1/2016 forward)

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FYC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYC shares?

During the previous two years, 94 institutional investors and hedge funds held shares of First Trust Small Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($44.43M), Wells Fargo & Company MN ($31.77M), First Trust Advisors LP ($19.41M), J Arnold Wealth Management Co ($13.14M), Raymond James Financial Inc. ($10.41M), Bank of America Corp DE ($10.24M), and Eclectic Associates Inc. ADV ($9.93M).Learn more on FYC's institutional investors.

Which institutional investors have been buying First Trust Small Cap Growth AlphaDEX Fund stock?

Of the 82 institutional investors that purchased First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($350.93K), J Arnold Wealth Management Co ($208.88K), Wells Fargo & Company MN ($154.10K), Raymond James Financial Inc. ($134.43K), Eclectic Associates Inc. ADV ($128.19K), Brueske Advisory Services LLC ($107.00K), and LPL Financial LLC ($105.14K).

How much institutional buying is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 2,422,480 shares in the last 24 months. This purchase volume represents approximately $178.19M in transactions.

Which First Trust Small Cap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 42 institutional investors that sold First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Services Advisors Inc. ($156.09K), Csenge Advisory Group ($67.79K), LPL Financial LLC ($54.64K), MONECO Advisors LLC ($40.65K), IAG Wealth Partners LLC ($40.54K), Moneywise Inc. ($18.12K), and Atria Wealth Solutions Inc. ($14.75K).

How much institutional selling is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 481,127 shares in the last 24 months. This volume of shares sold represents approximately $34.90M in transactions.


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This page (NASDAQ:FYC) was last updated on 3/26/2025 by MarketBeat.com Staff
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