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First Trust Small Cap Growth AlphaDEX Fund (FYC) Institutional Ownership

$78.80 +1.06 (+1.36%)
(As of 12/20/2024 05:16 PM ET)
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)

Number of
Institutional Buyers
(last 12 months)
37
Total
Institutional Inflows
(last 12 months)
$56.39M
Number of
Institutional Sellers
(last 12 months)
22
Total
Institutional Outflows
(last 12 months)
$12.19M
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FYC Institutional Buying and Selling by Quarter

First Trust Small Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/15/2024 MML Investors Services LLC7,200$535K0.0%-20.0%0.155%
11/15/2024 Dunhill Financial LLC7,226$537K0.3%-6.4%0.155%
11/15/2024 Stifel Financial Corp50,607$3.76M0.0%+110.6%1.088%
11/15/2024 Benjamin Edwards Inc.47,381$3.53M0.1%N/A1.019%
11/13/2024 Private Trust Co. NA2,062$153K0.0%+213.9%0.044%
11/12/2024 Kingsview Wealth Management LLC95,911$7.13M0.2%+53.4%2.063%
11/12/2024 Great Valley Advisor Group Inc.2,693$200K0.0%N/A0.058%
11/12/2024 49 Wealth Management LLC3,655$272K0.0%-13.5%0.079%
11/8/2024 MTM Investment Management LLC16,917$1.24M0.5%-4.2%0.364%
11/8/2024 PNC Financial Services Group Inc.50,540$3.76M0.0%+0.6%1.087%
11/8/2024 Prospera Financial Services Inc5,845$435K0.0%+17.6%0.126%
11/5/2024 Harbour Investments Inc.3,582$266K0.0%-3.7%0.077%
10/31/2024 Concurrent Investment Advisors LLC79,322$5.90M0.2%-0.3%1.706%
10/29/2024 Farther Finance Advisors LLC6,581$489K0.0%N/A0.142%
10/28/2024 US Bancorp DE22,212$1.66M0.0%+3.1%0.478%
10/25/2024 MONECO Advisors LLC18,327$1.36M0.2%-14.5%0.394%
10/25/2024 Gateway Wealth Partners LLC9,103$677K0.2%+2.3%0.196%
10/23/2024 Heritage Oak Wealth Advisors LLC95,843$7.13M3.3%N/A2.084%
10/21/2024 Moneywise Inc.38,594$2.87M1.4%-7.8%0.839%
10/21/2024 Wealth Effects LLC3,482$259K0.1%+13.9%0.076%
10/18/2024Raymond James & Associates78,513$5.84M0.0%+52.3%1.707%
10/16/2024 HFG Advisors Inc.20,752$1.54M1.4%+1.0%0.456%
10/10/2024 Willner & Heller LLC7,364$548K0.5%-6.3%0.122%
10/5/2024 Eclectic Associates Inc. ADV6,162$458K0.2%N/A0.137%
8/22/2024 Cetera Investment Advisers56,902$3.75M0.0%+54.9%1.388%
8/21/2024 Truist Financial Corp3,241$214K0.0%N/A0.079%
8/16/2024 Gateway Wealth Partners LLC8,896$586K0.2%N/A0.217%
8/8/2024 Envestnet Asset Management Inc.50,412$3.32M0.0%+1.4%1.230%
8/8/2024 LPL Financial LLC470,730$31.02M0.0%+1.5%11.481%
8/2/2024 Wealth Effects LLC3,057$201K0.1%-6.6%0.075%
7/31/2024 Strategic Equity Management7,327$483K0.3%N/A0.179%
7/31/2024Commonwealth Equity Services LLC7,323$483K0.0%-3.2%0.179%
7/31/2024 Concurrent Investment Advisors LLC79,573$5.24M0.2%+1.0%1.941%
7/30/2024 International Assets Investment Management LLC2,048$135K0.0%N/A0.050%
7/29/2024 Financial Advocates Investment Management3,617$238K0.0%-4.8%0.089%
7/26/2024 Harbour Investments Inc.3,719$245K0.0%-14.1%0.092%
7/26/2024 Cambridge Investment Research Advisors Inc.87,270$5.75M0.0%+2.0%2.155%
7/19/2024 MONECO Advisors LLC21,446$1.41M0.2%-19.0%0.530%
7/19/2024 Willner & Heller LLC7,856$518K0.5%+2.3%0.194%
7/19/2024Raymond James & Associates51,568$3.40M0.0%-0.5%1.258%
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7/13/2024 HFG Advisors Inc.20,547$1.35M1.3%+4.0%0.501%
5/24/2024Cetera Advisors LLC4,542$298K0.0%+32.7%0.111%
5/24/2024 Cetera Investment Advisers36,744$2.41M0.0%N/A0.896%
5/17/2024 Comerica Bank924$61K0.0%+28.7%0.023%
5/9/2024 Kingsview Wealth Management LLC62,071$4.08M0.1%+9.5%1.514%
5/8/2024 US Bancorp DE21,428$1.41M0.0%+8.3%0.523%
5/7/2024 Bedel Financial Consulting Inc.46,698$3.07M0.5%+3.6%1.139%
5/7/2024 Concurrent Investment Advisors LLC78,765$5.17M0.2%-4.9%1.921%
5/7/2024 49 Wealth Management LLC4,104$268K0.1%N/A0.100%
5/4/2024 Geneos Wealth Management Inc.8,128$534K0.0%-1.9%0.198%
4/30/2024 Private Advisor Group LLC8,410$553K0.0%N/A0.205%
4/29/2024Benjamin F. Edwards & Company Inc.52,451$3.45M0.1%-1.1%1.279%
4/26/2024 MONECO Advisors LLC26,472$1.74M0.3%-27.8%0.646%
4/25/2024 MTM Investment Management LLC17,667$1.16M0.5%-4.2%0.431%
4/25/2024 Cambridge Investment Research Advisors Inc.85,555$5.62M0.0%+392.1%2.087%
4/24/2024 Strid Group LLC4,410$290K0.1%-18.0%0.108%
4/23/2024Raymond James Financial Services Advisors Inc.60,414$3.97M0.0%-59.2%1.474%
4/18/2024 HFG Advisors Inc.19,755$1.30M1.2%+8.1%0.482%
3/13/2024 MONECO Advisors LLC36,666$2.31M0.4%-17.0%0.905%
3/6/2024 Willner & Heller LLC8,749$551K0.6%N/A0.216%
2/12/2024 Steward Partners Investment Advisory LLC18,319$1.15M0.0%-2.6%0.452%
2/9/2024 US Bancorp DE19,780$1.25M0.0%+6.2%0.488%
2/9/2024 Tidemark LLC3,731$235K0.1%N/A0.092%
2/8/2024 Kingsview Wealth Management LLC56,682$3.57M0.1%+38.4%1.400%
2/8/2024 Bedel Financial Consulting Inc.45,086$2.84M0.5%-0.5%1.113%
2/6/2024Benjamin F. Edwards & Company Inc.53,047$3.34M0.1%+41.8%1.310%
2/5/2024 MONECO Advisors LLC36,666$2.31M0.4%-17.0%0.905%
2/2/2024 IAG Wealth Partners LLC1,059$67K0.0%-97.4%0.026%
2/1/2024 CWM LLC1,168$74K0.0%+22.7%0.029%
1/31/2024 Strid Group LLC5,377$338K0.1%-14.7%0.133%
1/29/2024 Moneywise Inc.50,958$3.21M1.8%-8.7%1.258%
1/29/2024 Wealth Effects LLC3,302$208K0.1%N/A0.082%
1/26/2024 Geneos Wealth Management Inc.8,287$521K0.0%+24.4%0.205%
1/25/2024 International Assets Investment Management LLC166,360$10.47M0.0%N/A4.108%
1/24/2024 Arkadios Wealth Advisors4,022$253K0.0%N/A0.099%
1/24/2024 International Assets Investment Management LLC166,360$10.47M0.0%N/A4.108%
1/19/2024 Wagner Wealth Management LLC2,922$184K0.1%-11.7%0.074%
1/17/2024J Arnold Wealth Management Co208,878$13.14M4.5%+5.4%5.645%
1/16/2024Raymond James Financial Services Advisors Inc.147,898$9.31M0.0%+1.9%3.997%
1/16/2024Raymond James & Associates53,083$3.34M0.0%-3.2%1.435%
1/16/2024 MTM Investment Management LLC18,442$1.16M0.5%-4.0%0.498%
1/12/2024 HFG Advisors Inc.18,267$1.15M1.1%+1.7%0.494%
1/12/2024 Independent Wealth Network Inc.5,474$344K0.2%-20.4%0.148%
1/9/2024IFP Advisors Inc119,687$7.53M0.4%+9.6%3.235%
11/14/2023 Tower Research Capital LLC TRC 13,644$769K0.0%+8.3%0.345%
11/13/2023 LPL Financial LLC386,991$21.81M0.0%-12.4%9.797%
11/13/2023 Kestra Advisory Services LLC18,666$1.05M0.0%+5.7%0.473%
11/9/2023 UBS Group AG36,472$2.06M0.0%+44.1%0.923%
11/8/2023J Arnold Wealth Management Co198,184$11.17M4.5%N/A5.017%
11/8/2023 Janney Montgomery Scott LLC6,415$362K0.0%-3.0%0.162%
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11/8/2023 Atria Wealth Solutions Inc.4,632$261K0.0%-76.1%0.117%
11/8/2023 Avantax Advisory Services Inc.8,148$459K0.0%+12.5%0.206%
11/7/2023 Kingsview Wealth Management LLC40,964$2.31M0.1%+5.3%1.037%
11/6/2023 MONECO Advisors LLC44,157$2.49M0.7%-6.3%1.118%
10/27/2023 Financial Advocates Investment Management4,005$226K0.0%-7.0%0.097%
10/27/2023 Dunhill Financial LLC27,062$1.52M1.0%+5.0%0.652%
10/24/2023 IAG Wealth Partners LLC40,437$2.28M0.6%-2.8%0.974%
10/24/2023 Clearwater Capital Advisors LLC8,097$456K0.1%-11.8%0.195%
10/24/2023Raymond James Financial Services Advisors Inc.145,149$8.18M0.0%-7.0%3.498%
10/24/2023Raymond James & Associates54,821$3.09M0.0%-2.0%1.321%
(Data available from 1/1/2016 forward)

FYC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYC shares?

During the previous two years, 70 institutional investors and hedge funds held shares of First Trust Small Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($31.02M), J Arnold Wealth Management Co ($13.14M), IFP Advisors Inc ($7.53M), Kingsview Wealth Management LLC ($7.13M), Heritage Oak Wealth Advisors LLC ($7.13M), Concurrent Investment Advisors LLC ($5.90M), and Raymond James & Associates ($5.84M).Learn more on FYC's institutional investors.

Which institutional investors have been buying First Trust Small Cap Growth AlphaDEX Fund stock?

Of the 56 institutional investors that purchased First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($350.93K), J Arnold Wealth Management Co ($208.88K), LPL Financial LLC ($120.30K), Raymond James Financial Services Advisors Inc. ($96.35K), Heritage Oak Wealth Advisors LLC ($95.84K), Cambridge Investment Research Advisors Inc. ($69.88K), and IFP Advisors Inc ($69.03K).

How much institutional buying is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,531,102 shares in the last 24 months. This purchase volume represents approximately $114.69M in transactions.

Which First Trust Small Cap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 38 institutional investors that sold First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: J Arnold Wealth Management Co ($158.50K), Raymond James Financial Services Advisors Inc. ($156.09K), Csenge Advisory Group ($67.79K), LPL Financial LLC ($54.64K), IAG Wealth Partners LLC ($40.54K), MONECO Advisors LLC ($38.35K), and Raymond James & Associates ($22.05K).

How much institutional selling is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 624,879 shares in the last 24 months. This volume of shares sold represents approximately $51.87M in transactions.


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This page (NASDAQ:FYC) was last updated on 12/21/2024 by MarketBeat.com Staff
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