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First Trust Small Cap Growth AlphaDEX Fund (FYC) Institutional Ownership

First Trust Small Cap Growth AlphaDEX Fund logo
$65.85 +0.59 (+0.90%)
Closing price 04:00 PM Eastern
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$65.86 +0.01 (+0.01%)
As of 04:05 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)

Number of
Institutional Buyers
(last 12 months)
68
Total
Institutional Inflows
(last 12 months)
$113.82M
Number of
Institutional Sellers
(last 12 months)
26
Total
Institutional Outflows
(last 12 months)
$10.71M
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FYC Institutional Buying and Selling by Quarter

First Trust Small Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/17/2025Janney Montgomery Scott LLC11,650$802K0.0%+65.5%0.203%
4/15/2025 Strategic Equity Management10,000$688K0.3%-11.1%0.174%
4/14/2025 Wedmont Private Capital7,624$493K0.0%N/A0.133%
4/10/2025 Eclectic Associates Inc. ADV135,863$9.35M2.5%+6.0%2.342%
3/17/2025 Wealth Enhancement Advisory Services LLC4,519$350K0.0%N/A0.075%
3/6/2025Plotkin Financial Advisors LLC2,583$200K0.1%N/A0.043%
2/19/2025Richmond Investment Services LLC45,997$3.56M2.0%N/A0.767%
2/17/2025Fiduciary Trust Co2,621$203K0.0%N/A0.044%
2/17/2025Dunhill Financial LLC13,985$1.08M0.5%+93.5%0.233%
2/17/2025Cetera Investment Advisers109,730$8.50M0.0%+27.8%1.829%
2/17/2025Blue Capital Inc.8,417$652K0.5%N/A0.140%
2/17/2025Citadel Advisors LLC27,579$2.14M0.0%N/A0.460%
2/17/2025Baird Financial Group Inc.5,797$449K0.0%+27.4%0.097%
2/17/2025Bank of America Corp DE132,219$10.24M0.0%+2.8%2.204%
2/17/2025Benjamin Edwards Inc.44,440$3.45M0.0%-6.2%0.741%
2/17/2025Ameriprise Financial Inc.6,268$485K0.0%N/A0.104%
2/14/2025Jane Street Group LLC36,859$2.85M0.0%N/A0.614%
2/14/2025Comerica Bank3,429$266K0.0%+169.2%0.057%
2/14/2025Fischer Investment Strategies LLC51,020$3.95M3.1%N/A0.850%
2/14/2025Stifel Financial Corp52,126$4.04M0.0%+3.0%0.869%
2/14/2025OneDigital Investment Advisors LLC3,884$301K0.0%N/A0.065%
2/14/2025Tower Research Capital LLC TRC 2,566$199K0.0%+3,367.6%0.043%
2/14/2025First Trust Advisors LP250,691$19.41M0.0%-0.7%4.178%
2/14/2025Concourse Financial Group Securities Inc.405$32K0.0%N/A0.007%
2/13/2025Synovus Financial Corp2,761$214K0.0%N/A0.046%
2/13/2025Envestnet Asset Management Inc.60,311$4.67M0.0%+12.7%1.005%
2/13/2025Wells Fargo & Company MN410,264$31.77M0.0%+60.2%6.838%
2/12/2025JPMorgan Chase & Co.397$31K0.0%N/A0.007%
2/11/2025LPL Financial LLC573,829$44.43M0.0%+7.0%9.564%
2/10/2025Harbour Investments Inc.3,917$303K0.0%+9.4%0.065%
2/10/2025Commonwealth Equity Services LLC14,355$1.11M0.0%+38.8%0.239%
2/10/2025 Farther Finance Advisors LLC14,671$1.14M0.0%+122.9%0.245%
2/7/2025HighTower Advisors LLC3,406$264K0.0%N/A0.057%
2/7/2025Independent Advisor Alliance80,454$6.23M0.1%N/A1.341%
2/7/2025 Strategic Equity Management11,245$871K0.4%-19.2%0.187%
2/7/2025PNC Financial Services Group Inc.52,961$4.10M0.0%+4.8%0.883%
2/7/2025Ashton Thomas Private Wealth LLC5,500$426K0.0%N/A0.092%
2/6/2025Raymond James Financial Inc.134,427$10.41M0.0%N/A2.240%
2/6/2025Steward Partners Investment Advisory LLC16,859$1.31M0.0%-2.0%0.281%
2/6/2025Bedel Financial Consulting Inc.53,636$4.32M0.6%+5.2%0.894%
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2/6/2025Jones Financial Companies Lllp3,453$267K0.0%+12.4%0.058%
2/5/2025US Bancorp DE21,536$1.67M0.0%-3.0%0.359%
2/5/2025Private Trust Co. NA2,488$193K0.0%+20.7%0.041%
2/5/2025Brueske Advisory Services LLC107,001$8.29M7.4%N/A1.783%
2/5/2025Oppenheimer & Co. Inc.5,409$419K0.0%N/A0.090%
2/4/2025IFP Advisors Inc90,909$7.04M0.2%-2.3%1.515%
2/4/2025MONECO Advisors LLC15,799$1.22M0.1%-13.8%0.263%
2/4/2025Marshall Investment Management LLC66,330$4.93M2.9%N/A1.106%
2/3/2025Concurrent Investment Advisors LLC85,463$6.62M0.2%+7.7%1.424%
2/3/2025TKG Advisors LLC3,709$298K0.1%N/A0.062%
1/31/2025Atria Wealth Solutions Inc.3,099$240K0.0%N/A0.052%
1/30/2025G&S Capital LLC14,004$1.08M0.4%N/A0.233%
1/29/2025MTM Investment Management LLC16,733$1.30M0.5%-1.1%0.279%
1/29/2025 Focus Financial Network Inc.13,178$1.02M0.0%N/A0.216%
1/28/2025Kingsview Wealth Management LLC85,895$6.65M0.1%-10.4%1.408%
1/27/2025Moneywise Inc.31,561$2.44M1.2%-18.2%0.517%
1/27/2025Stratos Wealth Partners LTD.2,907$225K0.0%N/A0.048%
1/24/2025HFG Advisors Inc.20,278$1.57M1.4%-2.3%0.332%
1/24/2025Sylvest Advisors LLC6,432$498K0.3%N/A0.105%
1/23/2025New Wave Wealth Advisors LLC122,226$9.46M3.9%+27.5%2.004%
1/23/2025Gateway Wealth Partners LLC9,536$738K0.2%+4.8%0.156%
1/22/2025Wealth Effects LLC3,907$303K0.1%+12.2%0.064%
1/22/2025Nilsine Partners LLC7,645$592K0.1%+20.1%0.125%
1/21/2025 Eclectic Associates Inc. ADV128,192$9.93M2.9%+1,980.4%2.102%
1/17/2025Independent Wealth Network Inc.7,655$593K0.2%+31.2%0.125%
1/17/2025Janney Montgomery Scott LLC7,040$545K0.0%+35.0%0.115%
1/16/2025Willner & Heller LLC7,497$580K0.5%+1.8%0.123%
1/14/2025Pinnacle Bancorp Inc.2,439$189K0.1%-45.1%0.040%
11/15/2024MML Investors Services LLC7,200$535K0.0%-20.0%0.155%
11/15/2024Dunhill Financial LLC7,226$537K0.3%-6.4%0.155%
11/15/2024Stifel Financial Corp50,607$3.76M0.0%+110.6%1.088%
11/15/2024Benjamin Edwards Inc.47,381$3.53M0.1%N/A1.019%
11/13/2024Private Trust Co. NA2,062$153K0.0%+213.9%0.044%
11/12/2024Kingsview Wealth Management LLC95,911$7.13M0.2%+53.4%2.063%
11/12/2024Great Valley Advisor Group Inc.2,693$200K0.0%N/A0.058%
11/12/202449 Wealth Management LLC3,655$272K0.0%-13.5%0.079%
11/8/2024MTM Investment Management LLC16,917$1.24M0.5%-4.2%0.364%
11/8/2024PNC Financial Services Group Inc.50,540$3.76M0.0%+0.6%1.087%
11/8/2024Prospera Financial Services Inc5,845$435K0.0%+17.6%0.126%
11/5/2024Harbour Investments Inc.3,582$266K0.0%-3.7%0.077%
10/31/2024Concurrent Investment Advisors LLC79,322$5.90M0.2%-0.3%1.706%
10/29/2024 Farther Finance Advisors LLC6,581$489K0.0%N/A0.142%
10/28/2024US Bancorp DE22,212$1.66M0.0%+3.1%0.478%
10/25/2024MONECO Advisors LLC18,327$1.36M0.2%-14.5%0.394%
10/25/2024Gateway Wealth Partners LLC9,103$677K0.2%+2.3%0.196%
10/23/2024Heritage Oak Wealth Advisors LLC95,843$7.13M3.3%N/A2.084%
10/21/2024Moneywise Inc.38,594$2.87M1.4%-7.8%0.839%
10/21/2024Wealth Effects LLC3,482$259K0.1%+13.9%0.076%
10/18/2024Raymond James & Associates78,513$5.84M0.0%+52.3%1.707%
10/16/2024HFG Advisors Inc.20,752$1.54M1.4%+1.0%0.456%
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10/10/2024Willner & Heller LLC7,364$548K0.5%-6.3%0.122%
10/5/2024 Eclectic Associates Inc. ADV6,162$458K0.2%N/A0.137%
8/22/2024Cetera Investment Advisers56,902$3.75M0.0%+54.9%1.388%
8/21/2024Truist Financial Corp3,241$214K0.0%N/A0.079%
8/16/2024Gateway Wealth Partners LLC8,896$586K0.2%N/A0.217%
8/8/2024Envestnet Asset Management Inc.50,412$3.32M0.0%+1.4%1.230%
8/8/2024LPL Financial LLC470,730$31.02M0.0%+1.5%11.481%
8/2/2024Wealth Effects LLC3,057$201K0.1%-6.6%0.075%
7/31/2024 Strategic Equity Management7,327$483K0.3%N/A0.179%
7/31/2024Commonwealth Equity Services LLC7,323$483K0.0%-3.2%0.179%
(Data available from 1/1/2016 forward)

FYC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYC shares?

During the previous two years, 95 institutional investors and hedge funds held shares of First Trust Small Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($44.43M), Wells Fargo & Company MN ($31.77M), First Trust Advisors LP ($19.41M), J Arnold Wealth Management Co ($13.14M), Raymond James Financial Inc. ($10.41M), Bank of America Corp DE ($10.24M), and New Wave Wealth Advisors LLC ($9.46M).Learn more on FYC's institutional investors.

Which institutional investors have been buying First Trust Small Cap Growth AlphaDEX Fund stock?

Of the 83 institutional investors that purchased First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($350.93K), J Arnold Wealth Management Co ($208.88K), Wells Fargo & Company MN ($154.10K), Eclectic Associates Inc. ADV ($135.86K), Raymond James Financial Inc. ($134.43K), Brueske Advisory Services LLC ($107.00K), and LPL Financial LLC ($105.14K).

How much institutional buying is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 2,366,918 shares in the last 24 months. This purchase volume represents approximately $170.83M in transactions.

Which First Trust Small Cap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 42 institutional investors that sold First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Services Advisors Inc. ($156.09K), Csenge Advisory Group ($67.79K), LPL Financial LLC ($54.64K), MONECO Advisors LLC ($40.65K), IAG Wealth Partners LLC ($40.54K), Moneywise Inc. ($18.12K), and Atria Wealth Solutions Inc. ($14.75K).

How much institutional selling is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 478,846 shares in the last 24 months. This volume of shares sold represents approximately $34.58M in transactions.


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This page (NASDAQ:FYC) was last updated on 4/17/2025 by MarketBeat.com Staff
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