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First Trust Small Cap Growth AlphaDEX Fund (FYC) Institutional Ownership

First Trust Small Cap Growth AlphaDEX Fund logo
$80.57 +1.57 (+1.99%)
As of 04:00 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)

Number of
Institutional Buyers
(last 12 months)
36
Total
Institutional Inflows
(last 12 months)
$64.60M
Number of
Institutional Sellers
(last 12 months)
21
Total
Institutional Outflows
(last 12 months)
$12.07M
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FYC Institutional Buying and Selling by Quarter

First Trust Small Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
1/21/2025Eclectic Associates Inc. ADV128,192$9.93M2.9%+1,980.4%2.102%
1/17/2025 Independent Wealth Network Inc.7,655$593K0.2%+31.2%0.125%
1/17/2025 Janney Montgomery Scott LLC7,040$545K0.0%+35.0%0.115%
1/16/2025 Willner & Heller LLC7,497$580K0.5%+1.8%0.123%
1/14/2025 Pinnacle Bancorp Inc.2,439$189K0.1%-45.1%0.040%
11/15/2024MML Investors Services LLC7,200$535K0.0%-20.0%0.155%
11/15/2024Dunhill Financial LLC7,226$537K0.3%-6.4%0.155%
11/15/2024Stifel Financial Corp50,607$3.76M0.0%+110.6%1.088%
11/15/2024Benjamin Edwards Inc.47,381$3.53M0.1%N/A1.019%
11/13/2024Private Trust Co. NA2,062$153K0.0%+213.9%0.044%
11/12/2024Kingsview Wealth Management LLC95,911$7.13M0.2%+53.4%2.063%
11/12/2024Great Valley Advisor Group Inc.2,693$200K0.0%N/A0.058%
11/12/202449 Wealth Management LLC3,655$272K0.0%-13.5%0.079%
11/8/2024MTM Investment Management LLC16,917$1.24M0.5%-4.2%0.364%
11/8/2024PNC Financial Services Group Inc.50,540$3.76M0.0%+0.6%1.087%
11/8/2024Prospera Financial Services Inc5,845$435K0.0%+17.6%0.126%
11/5/2024Harbour Investments Inc.3,582$266K0.0%-3.7%0.077%
10/31/2024Concurrent Investment Advisors LLC79,322$5.90M0.2%-0.3%1.706%
10/29/2024Farther Finance Advisors LLC6,581$489K0.0%N/A0.142%
10/28/2024US Bancorp DE22,212$1.66M0.0%+3.1%0.478%
10/25/2024MONECO Advisors LLC18,327$1.36M0.2%-14.5%0.394%
10/25/2024Gateway Wealth Partners LLC9,103$677K0.2%+2.3%0.196%
10/23/2024Heritage Oak Wealth Advisors LLC95,843$7.13M3.3%N/A2.084%
10/21/2024Moneywise Inc.38,594$2.87M1.4%-7.8%0.839%
10/21/2024Wealth Effects LLC3,482$259K0.1%+13.9%0.076%
10/18/2024Raymond James & Associates78,513$5.84M0.0%+52.3%1.707%
10/16/2024HFG Advisors Inc.20,752$1.54M1.4%+1.0%0.456%
10/10/2024 Willner & Heller LLC7,364$548K0.5%-6.3%0.122%
10/5/2024Eclectic Associates Inc. ADV6,162$458K0.2%N/A0.137%
8/22/2024Cetera Investment Advisers56,902$3.75M0.0%+54.9%1.388%
8/21/2024Truist Financial Corp3,241$214K0.0%N/A0.079%
8/16/2024Gateway Wealth Partners LLC8,896$586K0.2%N/A0.217%
8/8/2024Envestnet Asset Management Inc.50,412$3.32M0.0%+1.4%1.230%
8/8/2024LPL Financial LLC470,730$31.02M0.0%+1.5%11.481%
8/2/2024Wealth Effects LLC3,057$201K0.1%-6.6%0.075%
7/31/2024Strategic Equity Management7,327$483K0.3%N/A0.179%
7/31/2024Commonwealth Equity Services LLC7,323$483K0.0%-3.2%0.179%
7/31/2024Concurrent Investment Advisors LLC79,573$5.24M0.2%+1.0%1.941%
7/30/2024 International Assets Investment Management LLC2,048$135K0.0%N/A0.050%
7/29/2024Financial Advocates Investment Management3,617$238K0.0%-4.8%0.089%
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7/26/2024Harbour Investments Inc.3,719$245K0.0%-14.1%0.092%
7/26/2024Cambridge Investment Research Advisors Inc.87,270$5.75M0.0%+2.0%2.155%
7/19/2024MONECO Advisors LLC21,446$1.41M0.2%-19.0%0.530%
7/19/2024 Willner & Heller LLC7,856$518K0.5%+2.3%0.194%
7/19/2024Raymond James & Associates51,568$3.40M0.0%-0.5%1.258%
7/13/2024HFG Advisors Inc.20,547$1.35M1.3%+4.0%0.501%
5/24/2024Cetera Advisors LLC4,542$298K0.0%+32.7%0.111%
5/24/2024Cetera Investment Advisers36,744$2.41M0.0%N/A0.896%
5/17/2024Comerica Bank924$61K0.0%+28.7%0.023%
5/9/2024Kingsview Wealth Management LLC62,071$4.08M0.1%+9.5%1.514%
5/8/2024US Bancorp DE21,428$1.41M0.0%+8.3%0.523%
5/7/2024Bedel Financial Consulting Inc.46,698$3.07M0.5%+3.6%1.139%
5/7/2024Concurrent Investment Advisors LLC78,765$5.17M0.2%-4.9%1.921%
5/7/202449 Wealth Management LLC4,104$268K0.1%N/A0.100%
5/4/2024Geneos Wealth Management Inc.8,128$534K0.0%-1.9%0.198%
4/30/2024Private Advisor Group LLC8,410$553K0.0%N/A0.205%
4/29/2024Benjamin F. Edwards & Company Inc.52,451$3.45M0.1%-1.1%1.279%
4/26/2024MONECO Advisors LLC26,472$1.74M0.3%-27.8%0.646%
4/25/2024MTM Investment Management LLC17,667$1.16M0.5%-4.2%0.431%
4/25/2024Cambridge Investment Research Advisors Inc.85,555$5.62M0.0%+392.1%2.087%
4/24/2024Strid Group LLC4,410$290K0.1%-18.0%0.108%
4/23/2024Raymond James Financial Services Advisors Inc.60,414$3.97M0.0%-59.2%1.474%
4/18/2024HFG Advisors Inc.19,755$1.30M1.2%+8.1%0.482%
3/13/2024MONECO Advisors LLC36,666$2.31M0.4%-17.0%0.905%
3/6/2024 Willner & Heller LLC8,749$551K0.6%N/A0.216%
2/12/2024Steward Partners Investment Advisory LLC18,319$1.15M0.0%-2.6%0.452%
2/9/2024US Bancorp DE19,780$1.25M0.0%+6.2%0.488%
2/9/2024Tidemark LLC3,731$235K0.1%N/A0.092%
2/8/2024Kingsview Wealth Management LLC56,682$3.57M0.1%+38.4%1.400%
2/8/2024Bedel Financial Consulting Inc.45,086$2.84M0.5%-0.5%1.113%
2/6/2024Benjamin F. Edwards & Company Inc.53,047$3.34M0.1%+41.8%1.310%
2/5/2024MONECO Advisors LLC36,666$2.31M0.4%-17.0%0.905%
2/2/2024IAG Wealth Partners LLC1,059$67K0.0%-97.4%0.026%
2/1/2024CWM LLC1,168$74K0.0%+22.7%0.029%
1/31/2024Strid Group LLC5,377$338K0.1%-14.7%0.133%
1/29/2024Moneywise Inc.50,958$3.21M1.8%-8.7%1.258%
1/29/2024Wealth Effects LLC3,302$208K0.1%N/A0.082%
1/26/2024Geneos Wealth Management Inc.8,287$521K0.0%+24.4%0.205%
1/25/2024 International Assets Investment Management LLC166,360$10.47M0.0%N/A4.108%
1/24/2024 Arkadios Wealth Advisors4,022$253K0.0%N/A0.099%
1/24/2024 International Assets Investment Management LLC166,360$10.47M0.0%N/A4.108%
1/19/2024Wagner Wealth Management LLC2,922$184K0.1%-11.7%0.074%
1/17/2024J Arnold Wealth Management Co208,878$13.14M4.5%+5.4%5.645%
1/16/2024Raymond James Financial Services Advisors Inc.147,898$9.31M0.0%+1.9%3.997%
1/16/2024Raymond James & Associates53,083$3.34M0.0%-3.2%1.435%
1/16/2024MTM Investment Management LLC18,442$1.16M0.5%-4.0%0.498%
1/12/2024HFG Advisors Inc.18,267$1.15M1.1%+1.7%0.494%
1/12/2024 Independent Wealth Network Inc.5,474$344K0.2%-20.4%0.148%
1/9/2024IFP Advisors Inc119,687$7.53M0.4%+9.6%3.235%
11/14/2023Tower Research Capital LLC TRC 13,644$769K0.0%+8.3%0.345%
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11/13/2023LPL Financial LLC386,991$21.81M0.0%-12.4%9.797%
11/13/2023Kestra Advisory Services LLC18,666$1.05M0.0%+5.7%0.473%
11/9/2023UBS Group AG36,472$2.06M0.0%+44.1%0.923%
11/8/2023J Arnold Wealth Management Co198,184$11.17M4.5%N/A5.017%
11/8/2023 Janney Montgomery Scott LLC6,415$362K0.0%-3.0%0.162%
11/8/2023Atria Wealth Solutions Inc.4,632$261K0.0%-76.1%0.117%
11/8/2023Avantax Advisory Services Inc.8,148$459K0.0%+12.5%0.206%
11/7/2023Kingsview Wealth Management LLC40,964$2.31M0.1%+5.3%1.037%
11/6/2023MONECO Advisors LLC44,157$2.49M0.7%-6.3%1.118%
10/27/2023Financial Advocates Investment Management4,005$226K0.0%-7.0%0.097%
(Data available from 1/1/2016 forward)

FYC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYC shares?

During the previous two years, 67 institutional investors and hedge funds held shares of First Trust Small Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($31.02M), J Arnold Wealth Management Co ($13.14M), Eclectic Associates Inc. ADV ($9.93M), IFP Advisors Inc ($7.53M), Kingsview Wealth Management LLC ($7.13M), Heritage Oak Wealth Advisors LLC ($7.13M), and Concurrent Investment Advisors LLC ($5.90M).Learn more on FYC's institutional investors.

Which institutional investors have been buying First Trust Small Cap Growth AlphaDEX Fund stock?

Of the 55 institutional investors that purchased First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($350.93K), J Arnold Wealth Management Co ($208.88K), Eclectic Associates Inc. ADV ($128.19K), LPL Financial LLC ($120.30K), Raymond James Financial Services Advisors Inc. ($96.35K), Heritage Oak Wealth Advisors LLC ($95.84K), and Cambridge Investment Research Advisors Inc. ($69.88K).

How much institutional buying is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,650,328 shares in the last 24 months. This purchase volume represents approximately $123.71M in transactions.

Which First Trust Small Cap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 37 institutional investors that sold First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: J Arnold Wealth Management Co ($158.50K), Raymond James Financial Services Advisors Inc. ($156.09K), Csenge Advisory Group ($67.79K), LPL Financial LLC ($54.64K), IAG Wealth Partners LLC ($40.54K), MONECO Advisors LLC ($38.35K), and Raymond James & Associates ($22.05K).

How much institutional selling is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 625,065 shares in the last 24 months. This volume of shares sold represents approximately $51.83M in transactions.


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This page (NASDAQ:FYC) was last updated on 1/21/2025 by MarketBeat.com Staff
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