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First Trust Small Cap Value AlphaDEX Fund (FYT) Institutional Ownership

First Trust Small Cap Value AlphaDEX Fund logo
$56.64 +0.61 (+1.09%)
As of 03:56 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Value AlphaDEX Fund (NASDAQ:FYT)

Number of
Institutional Buyers
(last 12 months)
25
Total
Institutional Inflows
(last 12 months)
$49.56M
Number of
Institutional Sellers
(last 12 months)
16
Total
Institutional Outflows
(last 12 months)
$15.42M
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FYT Institutional Buying and Selling by Quarter

First Trust Small Cap Value AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
1/14/2025 Pinnacle Bancorp Inc.13,413$738K0.2%+17.5%0.433%
1/3/2025 GAMMA Investing LLC1,463$80K0.0%+16.2%0.048%
11/15/2024Stifel Financial Corp70,496$3.92M0.0%+32.0%2.311%
11/12/2024Kingsview Wealth Management LLC117,206$6.51M0.1%+55.6%3.843%
11/5/2024Proactive Wealth Strategies LLC78,119$4.34M2.4%N/A2.561%
11/5/2024Harbour Investments Inc.8,141$452K0.0%-88.0%0.267%
11/5/2024Northwest Wealth Management LLC3,731$207K0.0%N/A0.122%
10/29/2024Chicago Partners Investment Group LLC9,368$508K0.0%+2.3%0.307%
10/28/2024US Bancorp DE26,584$1.48M0.0%+4.0%0.872%
10/25/2024Gateway Wealth Partners LLC11,257$625K0.2%-5.1%0.369%
10/22/2024Private Advisor Group LLC78,702$4.37M0.0%-7.7%2.580%
10/10/2024Simplicity Wealth LLC289,519$16.08M1.5%+1.6%9.339%
9/5/2024Sanctuary Advisors LLC17,091$886K0.0%N/A0.534%
8/21/2024Truist Financial Corp51,285$2.65M0.0%-3.0%1.603%
8/16/2024Gateway Wealth Partners LLC11,866$614K0.2%N/A0.371%
8/16/2024Regal Investment Advisors LLC133,414$6.90M0.5%+4.5%4.169%
8/16/2024Northwestern Mutual Wealth Management Co.2,184$113K0.0%-10.1%0.068%
8/13/2024Benjamin F. Edwards & Company Inc.87,030$4.50M0.1%+4.7%2.720%
8/8/2024Envestnet Asset Management Inc.63,408$3.28M0.0%-4.2%1.982%
8/5/2024Private Advisor Group LLC85,266$4.41M0.0%-11.5%2.665%
8/3/20249258 Wealth Management LLC4,104$212K0.0%+9.0%0.128%
8/2/2024Belpointe Asset Management LLC16,244$841K0.1%-25.8%0.500%
7/31/2024Commonwealth Equity Services LLC53,983$2.79M0.0%-26.3%1.661%
7/30/2024 International Assets Investment Management LLC3,561$184K0.0%N/A0.110%
7/26/2024Harbour Investments Inc.67,634$3.50M0.1%+7.0%2.081%
7/22/2024Atria Wealth Solutions Inc.16,821$870K0.0%-43.5%0.502%
7/19/2024Raymond James & Associates79,662$4.12M0.0%-9.4%2.343%
7/10/2024Simplicity Wealth LLC284,978$14.75M0.3%+3.5%8.382%
7/2/2024M&R Capital Management Inc.7,720$400K0.1%-7.2%0.214%
7/2/2024 GAMMA Investing LLC1,259$65K0.0%N/A0.035%
5/17/2024Jaffetilchin Investment Partners LLC5,062$275K0.0%-78.1%0.141%
5/9/2024Kingsview Wealth Management LLC73,983$4.02M0.1%+9.6%2.084%
5/9/2024 Koshinski Asset Management Inc.4,461$242K0.0%-41.4%0.126%
5/8/2024Avantax Advisory Services Inc.9,960$541K0.0%+61.3%0.281%
5/8/2024US Bancorp DE25,157$1.37M0.0%+2.7%0.709%
5/4/20249258 Wealth Management LLC3,764$204K0.0%N/A0.105%
5/1/2024 Janney Montgomery Scott LLC5,656$307K0.0%-11.3%0.157%
4/30/2024Private Advisor Group LLC96,313$5.23M0.0%+4.9%2.675%
4/29/2024Commonwealth Equity Services LLC73,225$3.98M0.0%+1.3%2.034%
4/29/2024Benjamin F. Edwards & Company Inc.83,133$4.52M0.1%+10.6%2.309%
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4/24/2024Simplicity Wealth LLC275,221$14.95M0.4%N/A7.645%
4/23/2024Raymond James Financial Services Advisors Inc.42,399$2.30M0.0%-27.0%1.178%
4/22/2024Raymond James & Associates87,882$4.78M0.0%+255.1%2.441%
4/22/2024Accordant Advisory Group Inc1,000$54K0.0%N/A0.028%
2/13/2024Belpointe Asset Management LLC24,478$1.33M0.1%-6.7%0.662%
2/9/2024US Bancorp DE24,503$1.34M0.0%+4.8%0.662%
2/9/2024Tidemark LLC1,898$103K0.1%N/A0.051%
2/9/2024Wells Fargo & Company MN257,977$14.03M0.0%-8.9%6.972%
2/8/2024Kingsview Wealth Management LLC67,520$3.67M0.1%+36.8%1.825%
2/7/2024Avantax Advisory Services Inc.6,175$336K0.0%N/A0.167%
2/6/2024Private Advisor Group LLC91,824$4.99M0.0%+7.4%2.482%
2/6/2024Benjamin F. Edwards & Company Inc.75,140$4.09M0.1%+89.5%2.031%
2/2/2024Truist Financial Corp68,032$3.70M0.0%-57.4%1.890%
2/2/2024Atria Wealth Solutions Inc.31,185$1.70M0.0%+21.6%0.866%
1/29/2024Simplicity Solutions LLC273,559$14.88M0.4%+0.4%7.599%
1/29/2024 Koshinski Asset Management Inc.7,608$414K0.1%+46.2%0.211%
1/24/2024 International Assets Investment Management LLC258,896$14.08M0.0%N/A7.293%
1/19/2024Wagner Wealth Management LLC3,850$209K0.1%-11.9%0.110%
1/16/2024Raymond James Financial Services Advisors Inc.58,052$3.16M0.0%-12.3%1.659%
1/16/2024Raymond James & Associates24,748$1.35M0.0%-25.4%0.707%
1/10/2024Creative Financial Designs Inc. ADV15,632$850K0.1%+5.7%0.447%
1/10/2024Cornerstone Wealth Management LLC5,810$316K0.0%N/A0.166%
11/16/2023Blueprint Investment Partners LLC256,733$12.06M3.9%+0.9%7.664%
11/16/2023Harbour Investments Inc.58,686$2.76M0.1%+3.7%1.752%
11/16/2023Belpointe Asset Management LLC26,240$1.23M0.1%-30.2%0.783%
11/14/2023Tower Research Capital LLC TRC 16,176$760K0.0%-32.7%0.483%
11/13/2023LPL Financial LLC256,069$12.03M0.0%-12.3%7.644%
11/13/2023Envestnet Asset Management Inc.172,719$8.11M0.0%-11.2%5.156%
11/13/2023Kestra Advisory Services LLC25,818$1.21M0.0%-0.8%0.771%
11/9/2023UBS Group AG76,979$3.62M0.0%+8.9%2.298%
11/8/2023D.A. Davidson & CO.4,747$223K0.0%-17.5%0.142%
11/8/2023 Janney Montgomery Scott LLC5,655$266K0.0%+11.9%0.169%
11/8/2023Atria Wealth Solutions Inc.25,649$1.21M0.0%+32.1%0.766%
11/7/2023Kingsview Wealth Management LLC49,354$2.32M0.1%+1.9%1.473%
11/7/2023Great Valley Advisor Group Inc.7,006$329K0.0%-11.0%0.209%
11/4/2023NBC Securities Inc.700$32K0.0%N/A0.021%
11/3/2023MGO One Seven LLC11,515$541K0.0%-30.8%0.344%
11/3/2023Private Advisor Group LLC85,470$4.02M0.0%-0.8%2.551%
10/24/2023Raymond James Financial Services Advisors Inc.66,220$3.11M0.0%-0.6%1.977%
10/24/2023Raymond James & Associates33,160$1.56M0.0%-13.5%0.990%
10/24/2023Cambridge Investment Research Advisors Inc.13,863$651K0.0%-7.0%0.414%
10/23/2023Commonwealth Equity Services LLC29,750$1.40M0.0%-4.2%0.888%
10/19/2023Simplicity Solutions LLC272,563$12.80M0.4%+1.3%8.136%
10/18/2023 Pinnacle Bancorp Inc.11,413$536K0.2%+70.3%0.341%
8/11/2023Kestra Advisory Services LLC26,039$1.20M0.0%-2.5%0.755%
8/10/2023Commonwealth Equity Services LLC31,049$1.43M0.0%-47.3%0.900%
8/10/2023US Bancorp DE23,390$1.08M0.0%+1.4%0.678%
8/10/2023Private Advisor Group LLC86,128$3.97M0.0%-3.4%2.496%
8/4/2023Envestnet Asset Management Inc.194,561$8.96M0.0%+9.9%5.639%
8/3/2023Atria Wealth Solutions Inc.19,419$895K0.0%-31.9%0.563%
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8/1/2023Truist Financial Corp173,429$7.99M0.0%+2.2%5.027%
7/31/2023LPL Financial LLC292,148$13.46M0.0%-14.1%8.468%
7/28/2023 Koshinski Asset Management Inc.5,204$240K0.0%-31.9%0.151%
7/28/2023Wagner Wealth Management LLC4,521$208K0.1%-12.0%0.131%
7/26/2023Simplicity Solutions LLC269,153$12.40M0.3%+23.9%7.802%
7/25/2023Raymond James Financial Services Advisors Inc.66,619$3.07M0.0%-1.3%1.931%
7/25/2023Raymond James & Associates38,321$1.77M0.0%-67.1%1.111%
7/25/2023 Ameritas Advisory Services LLC8,453$386K0.0%+594.6%0.245%
7/13/2023Cambridge Investment Research Advisors Inc.14,903$687K0.0%-2.2%0.426%
5/11/2023Envestnet Asset Management Inc.177,088$8.09M0.0%+897.3%4.541%
(Data available from 1/1/2016 forward)

FYT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYT shares?

During the previous two years, 52 institutional investors and hedge funds held shares of First Trust Small Cap Value AlphaDEX Fund. The most heavily invested institutionals were Simplicity Wealth LLC ($16.08M), Simplicity Solutions LLC ($14.88M), Wells Fargo & Company MN ($14.03M), Blueprint Investment Partners LLC ($12.06M), LPL Financial LLC ($12.03M), Regal Investment Advisors LLC ($6.90M), and Kingsview Wealth Management LLC ($6.51M).Learn more on FYT's institutional investors.

Which institutional investors have been buying First Trust Small Cap Value AlphaDEX Fund stock?

Of the 42 institutional investors that purchased First Trust Small Cap Value AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Simplicity Wealth LLC ($289.52K), International Assets Investment Management LLC ($279.16K), Simplicity Solutions LLC ($273.56K), Envestnet Asset Management Inc. ($178.06K), Truist Financial Corp ($165.67K), Raymond James & Associates ($117.44K), and Private Advisor Group LLC ($100.02K).

How much institutional buying is happening at First Trust Small Cap Value AlphaDEX Fund?

Institutional investors have bought a total of 1,917,832 shares in the last 24 months. This purchase volume represents approximately $136.29M in transactions.

Which First Trust Small Cap Value AlphaDEX Fund major shareholders have been selling company stock?

Of the 29 institutional investors that sold First Trust Small Cap Value AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Services Advisors Inc. ($141.60K), Raymond James & Associates ($140.06K), Truist Financial Corp ($93.29K), Great Valley Advisor Group Inc. ($87.28K), LPL Financial LLC ($84.20K), First Trust Advisors LP ($83.80K), and Harbour Investments Inc. ($59.49K).

How much institutional selling is happening at First Trust Small Cap Value AlphaDEX Fund?

Institutional investors have sold a total of 990,712 shares in the last 24 months. This volume of shares sold represents approximately $67.09M in transactions.


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This page (NASDAQ:FYT) was last updated on 1/21/2025 by MarketBeat.com Staff
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