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First Trust Small Cap Value AlphaDEX Fund (FYT) Institutional Ownership

First Trust Small Cap Value AlphaDEX Fund logo
$56.46 -0.89 (-1.54%)
Closing price 09/12/2025 03:59 PM Eastern
Extended Trading
$56.42 -0.03 (-0.06%)
As of 09/12/2025 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Value AlphaDEX Fund (NASDAQ:FYT)

Number of
Institutional Buyers
(last 12 months)
34
Total
Institutional Inflows
(last 12 months)
$32.33M
Number of
Institutional Sellers
(last 12 months)
28
Total
Institutional Outflows
(last 12 months)
$35.07M
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Skip Chart & View Institutional Buying and Selling Data

FYT Institutional Buying and Selling by Quarter

First Trust Small Cap Value AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/15/2025 Tower Research Capital LLC TRC 8,251$416K0.0%-80.3%0.337%
8/14/2025 Jane Street Group LLC5,170$261K0.0%N/A0.211%
8/14/2025 Raymond James Financial Inc.53,485$2.70M0.0%-45.3%2.183%
8/13/2025 Proactive Wealth Strategies LLC69,381$3.50M1.7%-3.3%2.832%
8/13/2025 Gateway Wealth Partners LLC11,107$560K0.1%-8.2%0.453%
8/12/2025 Blueprint Investment Partners LLC122,035$6.15M1.1%-53.7%4.981%
8/12/2025 JPMorgan Chase & Co.698$35K0.0%-96.7%0.028%
8/12/2025 Winnow Wealth LLC1,000$50K0.0%N/A0.041%
8/8/2025 Kingsview Wealth Management LLC93,749$4.73M0.1%-1.4%3.826%
8/8/2025 Cetera Investment Advisers33,661$1.70M0.0%+41.8%1.374%
8/4/2025 Creative Financial Designs Inc. ADV1,482$75K0.0%+16.2%0.060%
8/1/2025 Envestnet Asset Management Inc.44,793$2.26M0.0%-8.5%1.828%
7/29/2025 Chicago Partners Investment Group LLC8,522$461K0.0%-9.2%0.348%
7/29/2025 Signature Estate & Investment Advisors LLC8,468$427K0.0%+59.4%0.346%
7/28/2025 Harbour Investments Inc.6,551$330K0.0%-13.7%0.267%
7/24/2025 Trust Co. of Toledo NA OH494$25K0.0%N/A0.020%
7/24/2025 US Bancorp DE29,976$1.51M0.0%+5.4%1.224%
7/23/2025 Prasad Wealth Partners LLC4,765$240K0.1%-64.9%0.194%
7/21/2025 Ameritas Advisory Services LLC1,079$54K0.0%N/A0.044%
7/18/2025 Truist Financial Corp43,017$2.17M0.0%-10.9%1.756%
7/17/2025 Wagner Wealth Management LLC3,455$174K0.0%-8.0%0.141%
7/10/2025 Wealth Enhancement Advisory Services LLC7,880$419K0.0%+3.1%0.322%
5/20/2025Belpointe Asset Management LLC13,378$665K0.0%-12.1%0.535%
5/16/2025Signature Estate & Investment Advisors LLC5,314$264K0.0%N/A0.213%
5/16/2025Jones Financial Companies Lllp14,724$673K0.0%+442.5%0.589%
5/15/2025Royal Bank of Canada107,175$5.33M0.0%-38.3%4.287%
5/14/2025Kestra Advisory Services LLC29,660$1.48M0.0%-11.0%1.186%
5/14/2025Capital Analysts LLC1,968$98K0.0%+39.5%0.079%
5/13/2025Raymond James Financial Inc.97,797$4.86M0.0%+76.1%3.912%
5/12/2025Blueprint Investment Partners LLC263,584$13.11M2.4%-8.7%10.543%
5/12/2025Benjamin Edwards Inc.13,970$695K0.0%N/A0.559%
5/9/2025Atria Wealth Solutions Inc.13,084$651K0.0%-38.1%0.523%
5/8/2025US Bancorp DE28,433$1.42M0.0%+4.3%1.137%
5/7/2025LPL Financial LLC220,729$10.98M0.0%-3.5%8.829%
5/6/2025Cetera Investment Advisers23,738$1.18M0.0%+39.1%0.950%
5/6/2025Avantax Advisory Services Inc.14,273$710K0.0%-2.4%0.571%
5/5/2025Private Advisor Group LLC19,560$973K0.0%-74.0%0.782%
5/2/2025Kingsview Wealth Management LLC95,056$4.73M0.1%-11.5%3.802%
5/1/2025Gateway Wealth Partners LLC12,094$601K0.1%+3.3%0.484%
4/29/2025Envestnet Asset Management Inc.48,962$2.44M0.0%-5.9%1.958%
4/23/2025Creative Financial Designs Inc. ADV1,275$63K0.0%-30.2%0.048%
4/23/2025Daymark Wealth Partners LLC20,914$1.04M0.0%N/A0.789%
4/23/2025Proactive Wealth Strategies LLC71,731$3.57M1.9%-2.8%2.707%
4/22/2025Cambridge Investment Research Advisors Inc.12,956$644K0.0%-2.3%0.489%
4/16/2025Wealth Enhancement Advisory Services LLC7,640$380K0.0%-7.3%0.278%
4/14/2025Daymark Wealth Partners LLC20,914$1.04M0.0%N/A0.761%
4/7/2025GAMMA Investing LLC72,755$3.62M0.0%+4,873.0%2.553%
3/17/2025Wealth Enhancement Advisory Services LLC8,240$453K0.0%N/A0.266%
3/12/2025Centaurus Financial Inc.10,031$552K0.0%N/A0.324%
2/17/2025Waverly Advisors LLC4,507$248K0.0%N/A0.145%
2/17/2025Two Sigma Investments LP7,800$429K0.0%-27.1%0.252%
2/17/2025Cetera Investment Advisers17,062$939K0.0%+40.7%0.550%
2/17/2025Citadel Advisors LLC5,640$310K0.0%-86.9%0.182%
2/14/2025Jane Street Group LLC4,979$274K0.0%N/A0.161%
2/14/2025Stifel Financial Corp11,875$653K0.0%-83.2%0.383%
2/14/2025Tower Research Capital LLC TRC 42,152$2.32M0.0%+152.1%1.360%
2/13/2025Belpointe Asset Management LLC15,213$852K0.1%+4.3%0.491%
2/13/2025Raymond James Financial Inc.55,521$3.05M0.0%N/A1.791%
2/13/2025Envestnet Asset Management Inc.52,053$2.86M0.0%-18.6%1.679%
2/13/2025Wells Fargo & Company MN221,824$12.20M0.0%-7.8%7.156%
2/12/2025Level Four Advisory Services LLC3,691$203K0.0%N/A0.119%
2/11/2025LPL Financial LLC228,747$12.58M0.0%-3.4%7.379%
2/11/2025Blueprint Investment Partners LLC288,733$15.88M2.5%+12.8%9.314%
2/10/2025Harbour Investments Inc.7,738$426K0.0%-5.0%0.250%
2/10/2025Commonwealth Equity Services LLC40,241$2.21M0.0%+7.9%1.298%
2/10/2025Avantax Advisory Services Inc.14,627$805K0.0%+2.4%0.472%
2/7/2025Simplicity Wealth LLC290,153$15.96M3.3%+0.2%9.360%
2/7/2025PNC Financial Services Group Inc.1,688$93K0.0%+458.9%0.054%
2/6/2025Raymond James Financial Inc.55,521$3.05M0.0%N/A1.791%
2/6/2025Jones Financial Companies Lllp2,714$149K0.0%+69.8%0.088%
2/5/2025US Bancorp DE27,252$1.50M0.0%+2.5%0.879%
2/4/2025Prasad Wealth Partners LLC22,270$1.23M0.4%N/A0.718%
2/3/2025Private Advisor Group LLC75,180$4.14M0.0%-4.5%2.425%
1/31/2025Proactive Wealth Strategies LLC73,769$4.06M2.1%-5.6%2.380%
1/31/2025Atria Wealth Solutions Inc.21,134$1.16M0.0%+21.6%0.682%
1/31/2025D.A. Davidson & CO.3,924$216K0.0%-14.4%0.127%
1/31/2025Truist Financial Corp52,119$2.87M0.0%-1.9%1.681%
1/28/2025Kingsview Wealth Management LLC107,406$5.91M0.1%-8.4%3.465%
1/23/2025Gateway Wealth Partners LLC11,703$644K0.2%+4.0%0.378%
1/14/2025Pinnacle Bancorp Inc.13,413$738K0.2%+17.5%0.433%
1/3/2025GAMMA Investing LLC1,463$80K0.0%+16.2%0.048%
11/15/2024Stifel Financial Corp70,496$3.92M0.0%+32.0%2.311%
11/12/2024Kingsview Wealth Management LLC117,206$6.51M0.1%+55.6%3.843%
11/5/2024Proactive Wealth Strategies LLC78,119$4.34M2.4%N/A2.561%
11/5/2024Harbour Investments Inc.8,141$452K0.0%-88.0%0.267%
11/5/2024Northwest Wealth Management LLC3,731$207K0.0%N/A0.122%
10/29/2024Chicago Partners Investment Group LLC9,368$508K0.0%+2.3%0.307%
10/28/2024US Bancorp DE26,584$1.48M0.0%+4.0%0.872%
10/25/2024Gateway Wealth Partners LLC11,257$625K0.2%-5.1%0.369%
10/22/2024Private Advisor Group LLC78,702$4.37M0.0%-7.7%2.580%
10/10/2024Simplicity Wealth LLC289,519$16.08M1.5%+1.6%9.339%
9/5/2024Sanctuary Advisors LLC17,091$886K0.0%N/A0.534%
8/21/2024Truist Financial Corp51,285$2.65M0.0%-3.0%1.603%
8/16/2024Gateway Wealth Partners LLC11,866$614K0.2%N/A0.371%
8/16/2024Regal Investment Advisors LLC133,414$6.90M0.5%+4.5%4.169%
8/16/2024Northwestern Mutual Wealth Management Co.2,184$113K0.0%-10.1%0.068%
8/13/2024Benjamin F. Edwards & Company Inc.87,030$4.50M0.1%+4.7%2.720%
8/8/2024Envestnet Asset Management Inc.63,408$3.28M0.0%-4.2%1.982%
8/5/2024Private Advisor Group LLC85,266$4.41M0.0%-11.5%2.665%
8/3/20249258 Wealth Management LLC4,104$212K0.0%+9.0%0.128%
(Data available from 1/1/2016 forward)

FYT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYT shares?

During the previous two years, 68 institutional investors and hedge funds held shares of First Trust Small Cap Value AlphaDEX Fund. The most heavily invested institutionals were Simplicity Wealth LLC ($15.96M), Simplicity Solutions LLC ($14.88M), Wells Fargo & Company MN ($12.20M), LPL Financial LLC ($10.98M), Regal Investment Advisors LLC ($6.90M), Blueprint Investment Partners LLC ($6.15M), and Royal Bank of Canada ($5.33M).Learn more on First Trust Small Cap Value AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Small Cap Value AlphaDEX Fund's stock?

Of the 50 institutional investors that purchased First Trust Small Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Simplicity Wealth LLC ($290.15K), International Assets Investment Management LLC ($262.46K), Raymond James Financial Inc. ($153.32K), Proactive Wealth Strategies LLC ($78.12K), GAMMA Investing LLC ($72.76K), Kingsview Wealth Management LLC ($67.42K), and Raymond James & Associates ($63.13K).

How much institutional buying is happening at First Trust Small Cap Value AlphaDEX Fund?

Institutional investors have bought a total of 606,900 shares in the last 24 months. This purchase volume represents approximately $32.33M in transactions.

Which of First Trust Small Cap Value AlphaDEX Fund's major shareholders have been selling company stock?

Of the 28 institutional investors that sold First Trust Small Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Blueprint Investment Partners LLC ($166.70K), Royal Bank of Canada ($66.51K), Private Advisor Group LLC ($65.71K), Harbour Investments Inc. ($60.94K), Stifel Financial Corp ($58.62K), Raymond James Financial Inc. ($44.31K), and Citadel Advisors LLC ($37.33K).

How much institutional selling is happening at First Trust Small Cap Value AlphaDEX Fund?

Institutional investors have sold a total of 676,917 shares in the last 24 months. This volume of shares sold represents approximately $35.07M in transactions.


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This page (NASDAQ:FYT) was last updated on 9/14/2025 by MarketBeat.com Staff
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