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First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

First Trust Small Cap Core AlphaDEX Fund logo
$98.46
+0.30 (+0.31%)
(As of 11/4/2024 ET)
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
68
Total
Institutional Inflows
(last 12 months)
$74.26M
Number of
Institutional Sellers
(last 12 months)
54
Total
Institutional Outflows
(last 12 months)
$42.84M
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FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/29/2024 Janney Montgomery Scott LLC266,935$26.57M0.1%-8.5%2.901%
10/29/2024 Chicago Partners Investment Group LLC69,454$6.83M0.2%+2.4%0.755%
10/28/2024 US Bancorp DE5,019$500K0.0%+2.0%0.055%
10/25/2024 Gateway Wealth Partners LLC2,694$268K0.1%-4.2%0.029%
10/24/2024 J.W. Cole Advisors Inc.2,071$206K0.0%N/A0.023%
10/24/2024 Wealth Enhancement Advisory Services LLC21,896$2.18M0.0%+12.4%0.238%
10/23/2024 Trueblood Wealth Management LLC4,090$407K0.2%+22.8%0.044%
10/23/2024 American Institute for Advanced Investment Management LLP3,945$393K0.3%-2.8%0.043%
10/22/2024 International Assets Investment Management LLC42,798$4.26M0.0%+9,853.0%0.465%
10/22/2024 DHJJ Financial Advisors Ltd.4,812$479K0.2%-9.3%0.052%
10/22/2024 Mainsail Financial Group LLC35,058$3.43M2.0%-10.5%0.381%
10/21/2024 Genesee Capital Advisors LLC60,406$6.01M2.9%+0.7%0.657%
10/19/2024Cyndeo Wealth Partners LLC12,926$1.29M0.1%+50.4%0.141%
10/19/2024Cedrus LLC4,374$435K0.2%N/A0.048%
10/18/2024Wealth Alliance Advisory Group LLC124,938$12.44M2.6%+1.6%1.358%
10/18/2024Raymond James & Associates211,296$21.03M0.0%+0.2%2.297%
10/17/2024 Sweet Financial Partners LLC42,620$4.24M0.9%+9.1%0.463%
10/15/2024 Keystone Wealth Services LLC6,034$601K0.2%-4.8%0.066%
10/11/2024 Creative Planning4,471$445K0.0%+6.8%0.039%
10/8/2024 CWM LLC4,449$443K0.0%-22.0%0.039%
10/8/2024 City Holding Co.13,792$1.37M0.2%+24.7%0.150%
10/1/2024 Park National Corp OH38,535$3.84M0.1%-23.4%0.414%
9/5/2024Sanctuary Advisors LLC16,969$1.52M0.0%N/A0.182%
8/22/2024Cetera Investment Advisers151,632$13.72M0.0%-24.4%1.630%
8/21/2024Truist Financial Corp16,316$1.48M0.0%+0.8%0.175%
8/19/2024B. Riley Wealth Advisors Inc.11,055$1M0.0%N/A0.119%
8/16/2024 Gateway Wealth Partners LLC2,813$254K0.1%N/A0.030%
8/16/2024Regal Investment Advisors LLC30,081$2.72M0.2%-0.6%0.323%
8/16/2024Northwestern Mutual Wealth Management Co.18,389$1.66M0.0%-4.5%0.198%
8/16/2024NewEdge Advisors LLC79,845$7.22M0.1%+1.6%0.859%
8/16/2024 Creative Planning4,186$379K0.0%+10.7%0.045%
8/15/2024 Daymark Wealth Partners LLC8,115$734K0.0%-3.0%0.087%
8/10/2024Perennial Investment Advisors LLC25,317$2.29M0.3%+8.3%0.272%
8/10/2024Virtu Financial LLC11,985$1.08M0.1%+5.6%0.129%
8/8/2024Envestnet Asset Management Inc.40,478$3.66M0.0%-2.5%0.435%
8/8/2024LPL Financial LLC504,230$45.61M0.0%-6.0%5.422%
8/5/2024 Private Advisor Group LLC7,460$675K0.0%-10.2%0.080%
8/1/2024D.A. Davidson & CO.44,683$4.04M0.0%-4.7%0.480%
7/31/2024Commonwealth Equity Services LLC65,741$5.95M0.0%+10.3%0.707%
7/31/2024Wealth Alliance Advisory Group LLC123,010$11.13M2.5%+2.0%1.323%
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7/31/2024 IFG Advisory LLC52,053$4.72M0.3%-3.9%0.560%
7/30/2024 Kings Path Partners LLC1,627$147K0.1%N/A0.017%
7/30/2024 International Assets Investment Management LLC430$39K0.0%N/A0.005%
7/26/2024 Hapanowicz & Associates Financial Services Inc240,291$21.74M12.4%+2.6%2.598%
7/26/2024Harbour Investments Inc.2,320$210K0.0%-11.9%0.025%
7/26/2024MTM Investment Management LLC32,164$2.91M1.2%-10.7%0.348%
7/26/2024 TFG Advisers LLC3,409$308K0.1%-15.8%0.037%
7/24/2024 LVZ Inc.11,532$1.04M0.1%-1.5%0.125%
7/20/2024Raymond James Financial Services Advisors Inc.197,170$17.84M0.0%+4.3%2.132%
7/19/2024 MONECO Advisors LLC7,666$693K0.1%+11.1%0.083%
7/19/2024Western Wealth Management LLC57,382$5.19M0.4%-2.9%0.620%
7/19/2024Raymond James & Associates210,877$19.08M0.0%+2.1%2.280%
7/19/2024 Genesee Capital Advisors LLC59,957$5.42M2.7%N/A0.648%
7/16/2024 Envestnet Portfolio Solutions Inc.4,492$406K0.0%+6.8%0.049%
7/16/2024 Tsfg LLC366$33K0.0%-45.0%0.004%
7/16/2024 Mainsail Financial Group LLC39,150$3.54M2.1%+20.7%0.423%
7/16/2024 Wealth Enhancement Advisory Services LLC19,483$1.76M0.0%+16.4%0.211%
7/15/2024 Park National Corp OH50,286$4.55M0.2%-41.6%0.544%
7/12/2024 City Holding Co.11,063$1.00M0.1%+38.2%0.120%
7/10/2024 CWM LLC5,707$516K0.0%+28.3%0.062%
7/5/2024 Thurston Springer Miller Herd & Titak Inc.1,172$106K0.0%N/A0.013%
7/2/2024 GAMMA Investing LLC1,405$127K0.0%+263.0%0.015%
5/24/2024Cetera Advisors LLC101,369$9.45M0.1%+358.6%1.061%
5/24/2024Cetera Investment Advisers200,490$18.69M0.0%+91.8%2.099%
5/20/2024Virtu Financial LLC11,352$1.06M0.1%N/A0.119%
5/17/2024Comerica Bank22,351$2.08M0.0%+1.3%0.234%
5/17/2024Coppell Advisory Solutions Corp.17,626$1.64M0.3%N/A0.185%
5/8/2024 US Bancorp DE4,388$409K0.0%-10.7%0.046%
5/7/2024Oppenheimer & Co. Inc.3,768$351K0.0%-16.9%0.039%
5/6/2024 Envestnet Portfolio Solutions Inc.4,207$392K0.0%+11.6%0.044%
5/1/2024 Janney Montgomery Scott LLC288,217$26.87M0.1%+28.7%3.018%
4/30/2024 Private Advisor Group LLC8,309$775K0.0%+10.3%0.087%
4/30/2024 Arkadios Wealth Advisors5,162$481K0.0%-27.0%0.054%
4/30/2024 Lakeridge Wealth Management LLC10,311$961K0.6%-2.0%0.108%
4/29/2024Commonwealth Equity Services LLC59,581$5.56M0.0%+25.3%0.624%
4/29/2024Benjamin F. Edwards & Company Inc.10,612$989K0.0%-5.1%0.111%
4/26/2024 Chicago Partners Investment Group LLC66,212$5.93M0.3%+2.4%0.693%
4/26/2024 MONECO Advisors LLC7,153$667K0.1%-59.5%0.075%
4/25/2024MTM Investment Management LLC36,029$3.36M1.4%-5.1%0.377%
4/23/2024 Global Retirement Partners LLC584$54K0.0%+26.7%0.006%
4/23/2024 Sweet Financial Partners LLC39,050$3.64M0.8%+15.4%0.409%
4/23/2024Nations Financial Group Inc. IA ADV6,802$634K0.1%-35.6%0.071%
4/23/2024Raymond James Financial Services Advisors Inc.189,060$17.63M0.0%+4.5%1.980%
4/22/2024Raymond James & Associates206,529$19.26M0.0%-21.3%2.163%
4/22/2024 American Institute for Advanced Investment Management LLP4,215$393K0.3%+9.2%0.044%
4/19/2024 Retirement Guys Formula LLC22,687$2.12M1.0%-10.7%0.238%
4/19/2024 Mainsail Financial Group LLC32,428$3.02M2.1%+0.9%0.340%
4/18/2024 Iams Wealth Management LLC3,464$312K0.2%N/A0.036%
4/18/2024Main Line Retirement Advisors LLC107,087$9.98M7.8%+6.0%1.121%
4/16/2024 Wealth Enhancement Advisory Services LLC16,741$1.56M0.0%+16.1%0.175%
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4/12/2024 Keystone Wealth Services LLC6,435$600K0.2%-2.3%0.067%
4/11/2024 City Holding Co.8,005$746K0.1%+50.2%0.084%
4/11/2024 DHJJ Financial Advisors Ltd.5,354$499K0.2%-4.9%0.056%
4/1/2024 Park National Corp OH86,065$8.03M0.3%-2.1%0.887%
2/23/2024 TKG Advisors LLC2,929$268K0.2%N/A0.030%
2/23/2024 Chicago Partners Investment Group LLC64,629$5.69M0.3%+3.9%0.666%
2/16/2024 PCA Investment Advisory Services Inc.8,764$802K0.5%-23.6%0.090%
2/15/2024Comerica Bank22,058$2.02M0.0%-0.6%0.227%
2/14/2024Regal Investment Advisors LLC81,176$7.43M0.6%-1.4%0.837%
2/14/2024Personal CFO Solutions LLC2,972$272K0.0%-11.8%0.031%
(Data available from 1/1/2016 forward)

FYX Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYX shares?

During the previous two years, 136 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($47.75M), Bank of America Corp DE ($46.65M), LPL Financial LLC ($45.61M), Royal Bank of Canada ($32.15M), Janney Montgomery Scott LLC ($26.57M), Hapanowicz & Associates Financial Services Inc ($21.74M), and Raymond James & Associates ($21.03M).Learn more on FYX's institutional investors.

Which institutional investors have been buying First Trust Small Cap Core AlphaDEX Fund stock?

Of the 109 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Janney Montgomery Scott LLC ($139.39K), Cetera Investment Advisers ($98.44K), Main Line Retirement Advisors LLC ($98.23K), Raymond James & Associates ($81.90K), Cetera Advisors LLC ($79.26K), LPL Financial LLC ($71.46K), and Raymond James Financial Services Advisors Inc. ($66.09K).

How much institutional buying is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have bought a total of 1,606,099 shares in the last 24 months. This purchase volume represents approximately $170.33M in transactions.

Which First Trust Small Cap Core AlphaDEX Fund major shareholders have been selling company stock?

Of the 82 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LPL Financial LLC ($185.25K), Bank of America Corp DE ($157.51K), Wells Fargo & Company MN ($77.79K), Raymond James & Associates ($72.30K), Park National Corp OH ($51.59K), Cetera Investment Advisers ($48.86K), and Janney Montgomery Scott LLC ($36.76K).

How much institutional selling is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have sold a total of 1,060,295 shares in the last 24 months. This volume of shares sold represents approximately $116.94M in transactions.


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This page (NASDAQ:FYX) was last updated on 11/4/2024 by MarketBeat.com Staff
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