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First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

First Trust Small Cap Core AlphaDEX Fund logo
$93.80 -0.50 (-0.53%)
As of 03/25/2025 03:59 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
91
Total
Institutional Inflows
(last 12 months)
$183.15M
Number of
Institutional Sellers
(last 12 months)
56
Total
Institutional Outflows
(last 12 months)
$31.66M
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FYX Institutional Buying and Selling by Quarter

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First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
3/17/2025 Wealth Enhancement Advisory Services LLC29,188$2.95M0.0%+33.3%0.309%
2/26/2025 Capital A Wealth Management LLC1,075$109K0.2%N/A0.011%
2/25/2025 B. Riley Wealth Advisors Inc.12,164$1.23M0.0%+6.9%0.129%
2/25/2025 Armis Advisers LLC2,030$205K0.0%N/A0.021%
2/18/2025 Mpwm Advisory Solutions LLC574$58K0.0%N/A0.006%
2/17/2025 Two Sigma Investments LP8,900$899K0.0%N/A0.094%
2/17/2025 Royal Bank of Canada378,492$38.25M0.0%-1.8%4.005%
2/17/2025 Cresset Asset Management LLC2,487$251K0.0%N/A0.026%
2/17/2025 Cetera Investment Advisers97,743$9.88M0.0%+1.1%1.034%
2/17/2025 Captrust Financial Advisors6,600$667K0.0%-25.0%0.070%
2/17/2025 Baird Financial Group Inc.82,172$8.30M0.0%+2.9%0.870%
2/17/2025 Bank of America Corp DE427,386$43.19M0.0%-5.6%4.523%
2/17/2025 Benjamin Edwards Inc.11,245$1.14M0.0%-2.6%0.119%
2/14/2025 Jane Street Group LLC4,034$408K0.0%-47.1%0.043%
2/14/2025 Triumph Capital Management9,696$980K0.3%-27.8%0.103%
2/14/2025 Comerica Bank24,229$2.45M0.0%+2.7%0.256%
2/14/2025 Lido Advisors LLC5,798$586K0.0%N/A0.061%
2/14/2025 Three Seasons Wealth LLC15,894$1.61M0.8%N/A0.168%
2/14/2025 Integrated Wealth Concepts LLC9,103$920K0.0%+9.7%0.096%
2/14/2025 Coppell Advisory Solutions LLC14,675$1.48M0.2%-4.4%0.155%
2/14/2025 Susquehanna International Group LLP29,914$3.02M0.0%-2.3%0.317%
2/14/2025 IHT Wealth Management LLC2,622$265K0.0%+23.9%0.028%
2/14/2025 Stifel Financial Corp46,628$4.71M0.0%-16.9%0.493%
2/14/2025 OneDigital Investment Advisors LLC28,391$2.87M0.0%+1.8%0.300%
2/14/2025 MML Investors Services LLC16,669$1.69M0.0%+15.2%0.176%
2/13/2025 NewEdge Advisors LLC3,766$381K0.0%-26.9%0.040%
2/13/2025 Regal Investment Advisors LLC30,741$3.11M0.2%+1.4%0.325%
2/13/2025 Belpointe Asset Management LLC4,976$492K0.0%+5.2%0.053%
2/13/2025 Mariner LLC3,476$351K0.0%-15.8%0.037%
2/13/2025 Keystone Financial Group13,665$1.38M0.1%N/A0.145%
2/13/2025 Synovus Financial Corp4,749$481K0.0%N/A0.050%
2/13/2025 Sagespring Wealth Partners LLC2,769$280K0.0%N/A0.029%
2/13/2025 Solano Wealth Investment Advisors LLC4,337$438K0.3%N/A0.046%
2/13/2025 Raymond James Financial Inc.443,861$44.86M0.0%N/A4.697%
2/13/2025 Envestnet Asset Management Inc.43,801$4.43M0.0%+9.5%0.464%
2/13/2025 Perennial Investment Advisors LLC23,160$2.34M0.3%-3.0%0.245%
2/13/2025 Wells Fargo & Company MN641,305$64.81M0.0%+3.4%6.786%
2/12/2025 JPMorgan Chase & Co.129,585$13.10M0.0%+49.6%1.371%
2/12/2025 Morey & Quinn Wealth Partners LLC4,793$484K0.4%N/A0.051%
2/12/2025 Potentia Wealth11,093$1.12M0.5%N/A0.117%
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2/11/2025 Signature Estate & Investment Advisors LLC2,346$237K0.0%+14.8%0.025%
2/11/2025 LPL Financial LLC594,657$60.10M0.0%+13.9%6.293%
2/10/2025 Tidemark LLC4,206$425K0.2%+17.3%0.045%
2/10/2025 Commonwealth Equity Services LLC87,977$8.89M0.0%+10.1%0.931%
2/10/2025 HBK Sorce Advisory LLC2,284$231K0.0%-5.0%0.024%
2/10/2025 Farther Finance Advisors LLC2,642$267K0.0%-3.6%0.028%
2/7/2025 HighTower Advisors LLC38,454$3.89M0.0%-2.6%0.407%
2/7/2025 Independent Advisor Alliance36,332$3.67M0.0%N/A0.384%
2/6/2025 Vestmark Advisory Solutions Inc.58,564$5.92M0.2%+0.6%0.620%
2/6/2025 Raymond James Financial Inc.443,861$44.86M0.0%N/A4.697%
2/6/2025 LVZ Inc.11,627$1.18M0.2%-1.5%0.123%
2/6/2025 Atria Investments Inc2,006$203K0.0%N/A0.021%
2/6/2025 Synergy Investment Management LLC532$54K0.0%N/A0.006%
2/6/2025 Jones Financial Companies Lllp14,321$1.45M0.0%+74.6%0.152%
2/5/2025 SRS Capital Advisors Inc.4,770$482K0.0%N/A0.050%
2/5/2025 US Bancorp DE4,919$497K0.0%-2.0%0.052%
2/5/2025 Private Trust Co. NA2,943$297K0.0%+14.3%0.031%
2/5/2025 Oppenheimer & Co. Inc.5,991$605K0.0%+62.4%0.063%
2/4/2025 IFP Advisors Inc1,294$131K0.0%+28.4%0.014%
2/4/2025 Partners Wealth Management LLC2,874$290K0.3%N/A0.030%
2/4/2025 MONECO Advisors LLC4,526$457K0.0%-40.9%0.048%
2/3/2025 Hapanowicz & Associates Financial Services Inc248,192$25.08M12.6%+0.3%2.626%
2/3/2025 Private Advisor Group LLC6,967$704K0.0%-6.6%0.074%
1/31/2025 Global Retirement Partners LLC350$35K0.0%-26.9%0.004%
1/31/2025 Atlas Legacy Advisors LLC4,682$473K0.1%N/A0.050%
1/31/2025 Truist Financial Corp20,619$2.08M0.0%+8.9%0.218%
1/30/2025 Principal Securities Inc.6,010$607K0.0%-8.9%0.064%
1/30/2025 Lakeridge Wealth Management LLC10,749$1.09M0.6%+1.8%0.114%
1/30/2025 Root Financial Partners LLC7,447$753K0.1%-9.8%0.079%
1/29/2025 MTM Investment Management LLC33,655$3.40M1.3%+1.4%0.356%
1/28/2025 Mainsail Financial Group LLC35,888$3.63M2.1%+2.4%0.380%
1/27/2025 Silver Oak Securities Incorporated29,662$2.99M0.3%-3.3%0.314%
1/24/2025 GPS Wealth Strategies Group LLC5,568$563K0.1%+4.3%0.059%
1/23/2025 American Institute for Advanced Investment Management LLP3,400$344K0.3%-13.8%0.036%
1/22/2025 Genesee Capital Advisors LLC61,552$6.22M2.9%+1.9%0.651%
1/22/2025 Main Line Retirement Advisors LLC113,053$11.43M7.5%-4.4%1.196%
1/21/2025 Geneos Wealth Management Inc.16,293$1.65M0.1%N/A0.172%
1/17/2025 Independent Wealth Network Inc.4,473$452K0.2%-2.7%0.047%
1/17/2025 Janney Montgomery Scott LLC275,535$27.85M0.1%+3.2%2.916%
1/16/2025 Trueblood Wealth Management LLC4,388$443K0.2%+7.3%0.046%
1/16/2025 City Holding Co.16,188$1.64M0.2%+17.4%0.171%
1/15/2025 Wealth Alliance Advisory Group LLC124,369$12.57M2.7%-0.5%1.316%
1/15/2025 Arkadios Wealth Advisors3,008$304K0.0%N/A0.032%
1/14/2025 ARS Wealth Advisors Group LLC12,859$1.30M0.2%-8.1%0.136%
1/8/2025 Park National Corp OH38,291$3.87M0.1%-0.6%0.407%
12/26/2024 JPMorgan Chase & Co.86,637$8.62M0.0%+32.8%0.942%
12/13/2024 B. Riley Wealth Advisors Inc.11,383$1.12M0.0%+3.0%0.124%
12/12/2024Brass Tax Wealth Management Inc.2,090$208K0.1%N/A0.023%
11/25/2024 Wilmington Savings Fund Society FSB850$85K0.0%N/A0.009%
11/25/2024 Sanctuary Advisors LLC18,764$2.04M0.0%+10.6%0.204%
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11/20/2024 Virtu Financial LLC36,144$3.60M0.2%+201.6%0.393%
11/18/2024 Main Line Retirement Advisors LLC118,201$11.77M8.1%+6.0%1.285%
11/15/2024 Jane Street Group LLC7,627$759K0.0%-44.9%0.083%
11/15/2024 Stifel Financial Corp56,100$5.58M0.0%+24.2%0.610%
11/15/2024 IHT Wealth Management LLC2,116$211K0.0%N/A0.023%
11/15/2024 Integrated Wealth Concepts LLC8,300$826K0.0%N/A0.090%
11/15/2024 HighTower Advisors LLC39,486$3.93M0.0%-1.1%0.429%
11/15/2024 Benjamin Edwards Inc.11,544$1.15M0.0%N/A0.125%
11/14/2024 Flow Traders U.S. LLC3,339$332K0.0%+35.2%0.036%
11/14/2024 Captrust Financial Advisors8,805$876K0.0%+8.3%0.096%
(Data available from 1/1/2016 forward)

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FYX Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYX shares?

During the previous two years, 162 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($64.81M), LPL Financial LLC ($60.10M), Raymond James Financial Inc. ($44.86M), Bank of America Corp DE ($43.19M), Royal Bank of Canada ($38.25M), Janney Montgomery Scott LLC ($27.85M), and Hapanowicz & Associates Financial Services Inc ($25.08M).Learn more on FYX's institutional investors.

Which institutional investors have been buying First Trust Small Cap Core AlphaDEX Fund stock?

Of the 129 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($887.72K), Janney Montgomery Scott LLC ($133.68K), Main Line Retirement Advisors LLC ($104.92K), Cetera Investment Advisers ($99.49K), LPL Financial LLC ($82.07K), Raymond James & Associates ($81.90K), and Cetera Advisors LLC ($79.26K).

How much institutional buying is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have bought a total of 2,629,311 shares in the last 24 months. This purchase volume represents approximately $257.04M in transactions.

Which First Trust Small Cap Core AlphaDEX Fund major shareholders have been selling company stock?

Of the 90 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LPL Financial LLC ($185.25K), Wells Fargo & Company MN ($77.79K), Raymond James & Associates ($55.93K), Park National Corp OH ($51.22K), Cetera Investment Advisers ($48.86K), Janney Montgomery Scott LLC ($36.76K), and IFP Advisors Inc ($33.98K).

How much institutional selling is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have sold a total of 870,307 shares in the last 24 months. This volume of shares sold represents approximately $83.12M in transactions.


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This page (NASDAQ:FYX) was last updated on 3/26/2025 by MarketBeat.com Staff
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