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First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

First Trust Small Cap Core AlphaDEX Fund logo
$104.61 +1.63 (+1.58%)
As of 03:59 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
69
Total
Institutional Inflows
(last 12 months)
$70.95M
Number of
Institutional Sellers
(last 12 months)
56
Total
Institutional Outflows
(last 12 months)
$36.46M
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FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
1/21/2025Geneos Wealth Management Inc.16,293$1.65M0.1%N/A0.172%
1/17/2025 Independent Wealth Network Inc.4,473$452K0.2%-2.7%0.047%
1/17/2025 Janney Montgomery Scott LLC275,535$27.85M0.1%+3.2%2.916%
1/16/2025 Trueblood Wealth Management LLC4,388$443K0.2%+7.3%0.046%
1/16/2025 City Holding Co.16,188$1.64M0.2%+17.4%0.171%
1/15/2025 Wealth Alliance Advisory Group LLC124,369$12.57M2.7%-0.5%1.316%
1/15/2025 Arkadios Wealth Advisors3,008$304K0.0%N/A0.032%
1/14/2025 ARS Wealth Advisors Group LLC12,859$1.30M0.2%-8.1%0.136%
1/8/2025 Park National Corp OH38,291$3.87M0.1%-0.6%0.407%
12/26/2024JPMorgan Chase & Co.86,637$8.62M0.0%+32.8%0.942%
12/13/2024B. Riley Wealth Advisors Inc.11,383$1.12M0.0%+3.0%0.124%
12/12/2024Brass Tax Wealth Management Inc.2,090$208K0.1%N/A0.023%
11/25/2024Wilmington Savings Fund Society FSB850$85K0.0%N/A0.009%
11/25/2024Sanctuary Advisors LLC18,764$2.04M0.0%+10.6%0.204%
11/20/2024Virtu Financial LLC36,144$3.60M0.2%+201.6%0.393%
11/18/2024Main Line Retirement Advisors LLC118,201$11.77M8.1%+6.0%1.285%
11/15/2024Jane Street Group LLC7,627$759K0.0%-44.9%0.083%
11/15/2024Stifel Financial Corp56,100$5.58M0.0%+24.2%0.610%
11/15/2024IHT Wealth Management LLC2,116$211K0.0%N/A0.023%
11/15/2024Integrated Wealth Concepts LLC8,300$826K0.0%N/A0.090%
11/15/2024HighTower Advisors LLC39,486$3.93M0.0%-1.1%0.429%
11/15/2024Benjamin Edwards Inc.11,544$1.15M0.0%N/A0.125%
11/14/2024Flow Traders U.S. LLC3,339$332K0.0%+35.2%0.036%
11/14/2024Captrust Financial Advisors8,805$876K0.0%+8.3%0.096%
11/13/2024FMR LLC892$89K0.0%+111.4%0.010%
11/13/2024D.A. Davidson & CO.44,431$4.42M0.0%-0.6%0.483%
11/8/2024MTM Investment Management LLC33,180$3.25M1.3%+3.2%0.361%
11/7/2024Tidemark LLC3,586$357K0.1%-7.3%0.039%
11/6/2024Signature Estate & Investment Advisors LLC2,044$203K0.0%N/A0.022%
11/6/2024OneDigital Investment Advisors LLC27,890$2.78M0.0%+49.5%0.303%
11/5/2024Nations Financial Group Inc. IA ADV6,472$644K0.0%-3.6%0.070%
10/29/2024 Janney Montgomery Scott LLC266,935$26.57M0.1%-8.5%2.901%
10/29/2024Chicago Partners Investment Group LLC69,454$6.83M0.2%+2.4%0.755%
10/28/2024US Bancorp DE5,019$500K0.0%+2.0%0.055%
10/25/2024Gateway Wealth Partners LLC2,694$268K0.1%-4.2%0.029%
10/24/2024J.W. Cole Advisors Inc.2,071$206K0.0%N/A0.023%
10/24/2024 Wealth Enhancement Advisory Services LLC21,896$2.18M0.0%+12.4%0.238%
10/23/2024 Trueblood Wealth Management LLC4,090$407K0.2%+22.8%0.044%
10/23/2024American Institute for Advanced Investment Management LLP3,945$393K0.3%-2.8%0.043%
10/22/2024 International Assets Investment Management LLC42,798$4.26M0.0%+9,853.0%0.465%
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10/22/2024DHJJ Financial Advisors Ltd.4,812$479K0.2%-9.3%0.052%
10/22/2024Mainsail Financial Group LLC35,058$3.43M2.0%-10.5%0.381%
10/21/2024Genesee Capital Advisors LLC60,406$6.01M2.9%+0.7%0.657%
10/19/2024Cyndeo Wealth Partners LLC12,926$1.29M0.1%+50.4%0.141%
10/19/2024Cedrus LLC4,374$435K0.2%N/A0.048%
10/18/2024 Wealth Alliance Advisory Group LLC124,938$12.44M2.6%+1.6%1.358%
10/18/2024Raymond James & Associates211,296$21.03M0.0%+0.2%2.297%
10/17/2024Sweet Financial Partners LLC42,620$4.24M0.9%+9.1%0.463%
10/15/2024Keystone Wealth Services LLC6,034$601K0.2%-4.8%0.066%
10/11/2024Creative Planning4,471$445K0.0%+6.8%0.039%
10/8/2024CWM LLC4,449$443K0.0%-22.0%0.039%
10/8/2024 City Holding Co.13,792$1.37M0.2%+24.7%0.150%
10/1/2024 Park National Corp OH38,535$3.84M0.1%-23.4%0.414%
9/5/2024Sanctuary Advisors LLC16,969$1.52M0.0%N/A0.182%
8/22/2024Cetera Investment Advisers151,632$13.72M0.0%-24.4%1.630%
8/21/2024Truist Financial Corp16,316$1.48M0.0%+0.8%0.175%
8/19/2024B. Riley Wealth Advisors Inc.11,055$1M0.0%N/A0.119%
8/16/2024Gateway Wealth Partners LLC2,813$254K0.1%N/A0.030%
8/16/2024Regal Investment Advisors LLC30,081$2.72M0.2%-0.6%0.323%
8/16/2024Northwestern Mutual Wealth Management Co.18,389$1.66M0.0%-4.5%0.198%
8/16/2024NewEdge Advisors LLC79,845$7.22M0.1%+1.6%0.859%
8/16/2024Creative Planning4,186$379K0.0%+10.7%0.045%
8/15/2024 Daymark Wealth Partners LLC8,115$734K0.0%-3.0%0.087%
8/10/2024Perennial Investment Advisors LLC25,317$2.29M0.3%+8.3%0.272%
8/10/2024Virtu Financial LLC11,985$1.08M0.1%+5.6%0.129%
8/8/2024Envestnet Asset Management Inc.40,478$3.66M0.0%-2.5%0.435%
8/8/2024LPL Financial LLC504,230$45.61M0.0%-6.0%5.422%
8/5/2024Private Advisor Group LLC7,460$675K0.0%-10.2%0.080%
8/1/2024D.A. Davidson & CO.44,683$4.04M0.0%-4.7%0.480%
7/31/2024Commonwealth Equity Services LLC65,741$5.95M0.0%+10.3%0.707%
7/31/2024 Wealth Alliance Advisory Group LLC123,010$11.13M2.5%+2.0%1.323%
7/31/2024IFG Advisory LLC52,053$4.72M0.3%-3.9%0.560%
7/30/2024 Kings Path Partners LLC1,627$147K0.1%N/A0.017%
7/30/2024 International Assets Investment Management LLC430$39K0.0%N/A0.005%
7/26/2024Hapanowicz & Associates Financial Services Inc240,291$21.74M12.4%+2.6%2.598%
7/26/2024Harbour Investments Inc.2,320$210K0.0%-11.9%0.025%
7/26/2024MTM Investment Management LLC32,164$2.91M1.2%-10.7%0.348%
7/26/2024TFG Advisers LLC3,409$308K0.1%-15.8%0.037%
7/24/2024LVZ Inc.11,532$1.04M0.1%-1.5%0.125%
7/20/2024Raymond James Financial Services Advisors Inc.197,170$17.84M0.0%+4.3%2.132%
7/19/2024MONECO Advisors LLC7,666$693K0.1%+11.1%0.083%
7/19/2024Western Wealth Management LLC57,382$5.19M0.4%-2.9%0.620%
7/19/2024Raymond James & Associates210,877$19.08M0.0%+2.1%2.280%
7/19/2024Genesee Capital Advisors LLC59,957$5.42M2.7%N/A0.648%
7/16/2024Envestnet Portfolio Solutions Inc.4,492$406K0.0%+6.8%0.049%
7/16/2024 Tsfg LLC366$33K0.0%-45.0%0.004%
7/16/2024Mainsail Financial Group LLC39,150$3.54M2.1%+20.7%0.423%
7/16/2024 Wealth Enhancement Advisory Services LLC19,483$1.76M0.0%+16.4%0.211%
7/15/2024 Park National Corp OH50,286$4.55M0.2%-41.6%0.544%
7/12/2024 City Holding Co.11,063$1.00M0.1%+38.2%0.120%
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7/10/2024CWM LLC5,707$516K0.0%+28.3%0.062%
7/5/2024 Thurston Springer Miller Herd & Titak Inc.1,172$106K0.0%N/A0.013%
7/2/2024 GAMMA Investing LLC1,405$127K0.0%+263.0%0.015%
5/24/2024Cetera Advisors LLC101,369$9.45M0.1%+358.6%1.061%
5/24/2024Cetera Investment Advisers200,490$18.69M0.0%+91.8%2.099%
5/20/2024Virtu Financial LLC11,352$1.06M0.1%N/A0.119%
5/17/2024Comerica Bank22,351$2.08M0.0%+1.3%0.234%
5/17/2024Coppell Advisory Solutions Corp.17,626$1.64M0.3%N/A0.185%
5/8/2024US Bancorp DE4,388$409K0.0%-10.7%0.046%
5/7/2024Oppenheimer & Co. Inc.3,768$351K0.0%-16.9%0.039%
(Data available from 1/1/2016 forward)

FYX Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYX shares?

During the previous two years, 143 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($47.75M), Bank of America Corp DE ($46.65M), LPL Financial LLC ($45.61M), Janney Montgomery Scott LLC ($27.85M), Hapanowicz & Associates Financial Services Inc ($21.74M), Raymond James & Associates ($21.03M), and UBS Group AG ($19.86M).Learn more on FYX's institutional investors.

Which institutional investors have been buying First Trust Small Cap Core AlphaDEX Fund stock?

Of the 117 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Janney Montgomery Scott LLC ($147.99K), Main Line Retirement Advisors LLC ($104.92K), Cetera Investment Advisers ($98.44K), Raymond James & Associates ($81.90K), Cetera Advisors LLC ($79.26K), LPL Financial LLC ($71.46K), and Raymond James Financial Services Advisors Inc. ($66.09K).

How much institutional buying is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have bought a total of 1,662,434 shares in the last 24 months. This purchase volume represents approximately $172.21M in transactions.

Which First Trust Small Cap Core AlphaDEX Fund major shareholders have been selling company stock?

Of the 80 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LPL Financial LLC ($185.25K), Bank of America Corp DE ($157.51K), Wells Fargo & Company MN ($77.79K), Raymond James & Associates ($72.30K), Park National Corp OH ($51.83K), Cetera Investment Advisers ($48.86K), and Janney Montgomery Scott LLC ($36.76K).

How much institutional selling is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have sold a total of 1,032,188 shares in the last 24 months. This volume of shares sold represents approximately $112.37M in transactions.


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This page (NASDAQ:FYX) was last updated on 1/21/2025 by MarketBeat.com Staff
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