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First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

First Trust Small Cap Core AlphaDEX Fund logo
$96.35 -1.91 (-1.94%)
As of 08/1/2025 03:53 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
99
Total
Institutional Inflows
(last 12 months)
$185.56M
Number of
Institutional Sellers
(last 12 months)
69
Total
Institutional Outflows
(last 12 months)
$74.70M
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FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/1/2025 Envestnet Asset Management Inc.40,582$3.95M0.0%-9.3%0.486%
7/29/2025 Chicago Partners Investment Group LLC69,615$7.12M0.2%-0.9%0.834%
7/29/2025 Private Trust Co. NA3,080$300K0.0%+3.6%0.037%
7/28/2025 Harbour Investments Inc.2,767$269K0.0%-21.3%0.033%
7/25/2025 Envestnet Portfolio Solutions Inc.4,695$457K0.0%-12.7%0.056%
7/25/2025 Genesee Capital Advisors LLC60,083$5.85M2.6%+2.5%0.720%
7/25/2025 CWM LLC28,199$2.74M0.0%-49.8%0.338%
7/25/2025 Concurrent Investment Advisors LLC70,057$6.82M0.1%N/A0.839%
7/24/2025 Blair William & Co. IL758$74K0.0%N/A0.009%
7/23/2025 REAP Financial Group LLC911$89K0.0%-37.4%0.011%
7/23/2025 Tcfg Wealth Management LLC7,450$725K0.3%-4.0%0.089%
7/21/2025 Ameritas Advisory Services LLC1,236$120K0.0%-50.8%0.015%
7/21/2025 TFG Advisers LLC3,002$292K0.1%-13.3%0.036%
7/18/2025 QTR Family Wealth LLC3,012$293K0.2%+4.6%0.036%
7/18/2025 Truist Financial Corp12,577$1.22M0.0%-2.3%0.151%
7/17/2025 Mainsail Financial Group LLC38,555$3.78M1.8%+2.5%0.462%
7/17/2025 Janney Montgomery Scott LLC141,628$13.78M0.0%-43.6%1.696%
7/17/2025 City Holding Co.21,223$2.06M0.3%+15.0%0.254%
7/16/2025 Maridea Wealth Management LLC6,209$604K0.2%N/A0.074%
7/15/2025 Wealth Effects LLC2,709$264K0.1%-8.4%0.032%
7/15/2025 Farrell Financial LLC2,182$212K0.1%N/A0.026%
7/14/2025 Main Line Retirement Advisors LLC4,551$443K0.3%-96.0%0.055%
7/11/2025 Farther Finance Advisors LLC1,618$157K0.0%-42.2%0.019%
7/11/2025 Silver Oak Securities Incorporated30,439$2.96M0.2%+1.7%0.362%
7/10/2025 Three Seasons Wealth LLC14,638$1.42M0.2%-4.0%0.174%
7/10/2025 Wealth Enhancement Advisory Services LLC31,693$3.19M0.0%+4.0%0.377%
7/9/2025 Keystone Wealth Services LLC5,258$511K0.1%-12.9%0.063%
7/9/2025 Triumph Capital Management8,526$829K0.2%+32.6%0.102%
7/7/2025 Wealth Alliance Advisory Group LLC62,227$6.05M1.2%+4.0%0.741%
7/1/2025 Park National Corp OH27,044$2.63M0.1%-25.8%0.304%
5/21/2025 Main Line Retirement Advisors LLC113,690$10.24M6.7%+0.6%1.322%
5/21/2025Geneos Wealth Management Inc.16,064$1.45M0.0%-1.4%0.187%
5/20/2025 Belpointe Asset Management LLC4,193$378K0.0%-15.7%0.047%
5/20/2025Flaharty Asset Management LLC652$59K0.0%N/A0.007%
5/19/2025Jane Street Group LLC32,560$2.93M0.0%+707.1%0.366%
5/16/2025Coppell Advisory Solutions LLC3,646$319K0.0%-75.2%0.041%
5/16/2025Goldman Sachs Group Inc.20,641$1.86M0.0%+366.6%0.232%
5/16/2025Jones Financial Companies Lllp6,643$598K0.0%-53.6%0.075%
5/16/2025NewEdge Advisors LLC2,946$265K0.0%-21.8%0.033%
5/16/2025Integrated Wealth Concepts LLC9,568$862K0.0%+5.1%0.108%
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5/15/2025Royal Bank of Canada377,317$33.99M0.0%-0.3%4.240%
5/15/2025Baird Financial Group Inc.84,233$7.59M0.0%+2.5%0.946%
5/15/2025OLD Mission Capital LLC16,992$1.53M0.0%N/A0.191%
5/14/2025Per Stirling Capital Management LLC.29,069$2.62M0.4%+2.4%0.327%
5/14/2025Comerica Bank24,893$2.24M0.0%+2.7%0.280%
5/14/2025Synovus Financial Corp3,883$350K0.0%-18.2%0.044%
5/14/2025Northwestern Mutual Wealth Management Co.59,665$5.38M0.0%+280.6%0.670%
5/14/2025Kestra Advisory Services LLC63,327$5.71M0.0%-2.4%0.712%
5/14/2025Flow Traders U.S. LLC4,071$367K0.0%+49.8%0.046%
5/14/2025 Venture Visionary Partners LLC2,339$211K0.0%-50.0%0.026%
5/13/2025Raymond James Financial Inc.442,791$39.89M0.0%-0.2%4.975%
5/13/2025Nations Financial Group Inc. IA ADV6,086$548K0.0%-5.4%0.068%
5/13/2025Vestmark Advisory Solutions Inc.53,674$4.84M0.1%-8.3%0.603%
5/13/2025HighTower Advisors LLC37,725$3.40M0.0%-1.9%0.424%
5/12/2025Virtu Financial LLC22,383$2.02M0.1%N/A0.251%
5/12/2025Potentia Wealth10,335$931K0.4%-6.8%0.116%
5/9/2025 Chicago Partners Investment Group LLC70,237$6.21M0.2%+1.0%0.789%
5/9/2025Tidemark LLC3,042$274K0.1%-27.7%0.034%
5/9/2025 Three Seasons Wealth LLC15,251$1.37M0.7%-4.0%0.171%
5/8/2025IFG Advisory LLC42,995$3.87M0.2%-5.4%0.483%
5/8/2025 Harbour Investments Inc.3,517$317K0.0%+48.6%0.040%
5/8/2025Arkadios Wealth Advisors3,380$304K0.0%+12.4%0.038%
5/8/2025Geneos Wealth Management Inc.45,934$4.14M0.1%+181.9%0.516%
5/7/2025Atlas Legacy Advisors LLC2,402$216K0.1%-48.7%0.027%
5/7/2025LPL Financial LLC602,895$54.32M0.0%+1.4%6.774%
5/6/2025Cetera Investment Advisers139,804$12.60M0.0%+43.0%1.571%
5/6/2025 Triumph Capital Management6,430$579K0.2%-33.7%0.072%
5/5/2025 IFP Advisors Inc924$83K0.0%-28.6%0.010%
5/5/2025PCG Wealth Advisors LLC2,287$206K0.1%N/A0.026%
5/5/2025Private Advisor Group LLC5,914$533K0.0%-15.1%0.066%
5/1/2025MTM Investment Management LLC33,994$3.08M1.2%+1.0%0.382%
5/1/2025 CWM LLC56,209$5.06M0.0%+4.6%0.632%
5/1/2025Gateway Wealth Partners LLC2,464$222K0.0%-8.4%0.028%
4/29/2025 Envestnet Asset Management Inc.44,764$4.03M0.0%+2.2%0.503%
4/29/2025 Silver Oak Securities Incorporated29,939$2.72M0.2%+0.9%0.336%
4/28/2025 D.A. Davidson & CO.45,399$4.09M0.0%+2.2%0.510%
4/28/2025Hapanowicz & Associates Financial Services Inc70,292$6.33M3.5%-71.7%0.790%
4/23/2025Western Wealth Management LLC27,038$2.44M0.2%+2.1%0.302%
4/23/2025 Oppenheimer & Co. Inc.5,058$456K0.0%-15.6%0.057%
4/22/2025 Genesee Capital Advisors LLC58,628$5.28M2.6%-4.8%0.655%
4/21/2025 Silver Oak Securities Incorporated29,939$2.72M0.2%+0.9%0.335%
4/17/2025 Janney Montgomery Scott LLC250,935$22.61M0.1%-8.9%2.758%
4/17/2025American Institute for Advanced Investment Management LLP2,380$214K0.2%-30.0%0.026%
4/16/2025Lakeridge Wealth Management LLC11,384$1.03M0.5%+5.9%0.125%
4/16/2025 Wealth Enhancement Advisory Services LLC30,467$2.75M0.0%+4.4%0.335%
4/15/2025 Mainsail Financial Group LLC37,605$3.39M1.9%+4.8%0.413%
4/14/2025 Farther Finance Advisors LLC2,800$254K0.0%+6.0%0.031%
4/14/2025 City Holding Co.18,458$1.66M0.2%+14.0%0.203%
4/14/2025 ARS Wealth Advisors Group LLC12,475$1.12M0.2%-3.0%0.137%
4/10/2025 Wealth Alliance Advisory Group LLC59,835$5.39M1.1%-51.9%0.650%
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4/9/2025 NBC Securities Inc.2,335$210K0.0%+116,650.0%0.025%
4/7/2025 GAMMA Investing LLC126,576$11.40M0.0%+8,909.0%1.383%
4/2/2025 Park National Corp OH36,467$3.29M0.1%-4.8%0.386%
3/17/2025 Wealth Enhancement Advisory Services LLC29,188$2.95M0.0%+33.3%0.309%
2/26/2025Capital A Wealth Management LLC1,075$109K0.2%N/A0.011%
2/25/2025B. Riley Wealth Advisors Inc.12,164$1.23M0.0%+6.9%0.129%
2/25/2025 Armis Advisers LLC2,030$205K0.0%N/A0.021%
2/18/2025Mpwm Advisory Solutions LLC574$58K0.0%N/A0.006%
2/17/2025Two Sigma Investments LP8,900$899K0.0%N/A0.094%
2/17/2025Royal Bank of Canada378,492$38.25M0.0%-1.8%4.005%
(Data available from 1/1/2016 forward)

FYX Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYX shares?

During the previous two years, 165 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($64.81M), LPL Financial LLC ($54.32M), Bank of America Corp DE ($43.19M), Raymond James Financial Inc. ($39.89M), Royal Bank of Canada ($33.99M), Raymond James & Associates ($21.03M), and UBS Group AG ($19.86M).Learn more on First Trust Small Cap Core AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Small Cap Core AlphaDEX Fund's stock?

Of the 133 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($887.72K), Cetera Investment Advisers ($141.55K), GAMMA Investing LLC ($126.58K), Janney Montgomery Scott LLC ($98.84K), LPL Financial LLC ($80.63K), Cetera Advisors LLC ($79.26K), and Concurrent Investment Advisors LLC ($70.06K).

How much institutional buying is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have bought a total of 1,884,725 shares in the last 24 months. This purchase volume represents approximately $185.56M in transactions.

Which of First Trust Small Cap Core AlphaDEX Fund's major shareholders have been selling company stock?

Of the 69 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Hapanowicz & Associates Financial Services Inc ($177.90K), Janney Montgomery Scott LLC ($158.85K), Main Line Retirement Advisors LLC ($114.29K), Wealth Alliance Advisory Group LLC ($65.10K), Cetera Investment Advisers ($48.86K), LPL Financial LLC ($32.38K), and CWM LLC ($29.27K).

How much institutional selling is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have sold a total of 793,565 shares in the last 24 months. This volume of shares sold represents approximately $74.70M in transactions.


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This page (NASDAQ:FYX) was last updated on 8/3/2025 by MarketBeat.com Staff
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