Free Trial

First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

First Trust Small Cap Core AlphaDEX Fund logo
$107.26 +4.28 (+4.16%)
As of 08/22/2025 04:00 PM Eastern

Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
98
Total
Institutional Inflows
(last 12 months)
$208.76M
Number of
Institutional Sellers
(last 12 months)
70
Total
Institutional Outflows
(last 12 months)
$92.60M
Get FYX Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Small Cap Core AlphaDEX Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/19/2025 B. Riley Wealth Advisors Inc.13,647$1.33M0.1%N/A0.163%
8/18/2025 Geneos Wealth Management Inc.66,693$6.49M0.2%+315.2%0.799%
8/15/2025 Captrust Financial Advisors6,321$615K0.0%+2.5%0.076%
8/15/2025 MML Investors Services LLC15,626$1.52M0.0%-23.0%0.187%
8/15/2025 Bank of America Corp DE408,888$39.78M0.0%-8.1%4.897%
8/14/2025 Jane Street Group LLC22,778$2.22M0.0%-30.0%0.273%
8/14/2025 Raymond James Financial Inc.361,632$35.18M0.0%-18.3%4.331%
8/14/2025 Potentia Wealth8,344$812K0.5%-19.3%0.100%
8/14/2025 NewEdge Advisors LLC1,123$109K0.0%-61.9%0.013%
8/13/2025 Per Stirling Capital Management LLC.33,271$3.24M0.4%+14.5%0.398%
8/13/2025 Flow Traders U.S. LLC22,680$2.21M0.1%+457.1%0.272%
8/13/2025 Cresset Asset Management LLC2,363$230K0.0%-5.0%0.028%
8/13/2025 Baird Financial Group Inc.94,701$9.21M0.0%+12.4%1.134%
8/13/2025 Twin Peaks Wealth Advisors LLC578$59K0.0%N/A0.007%
8/13/2025 Northwestern Mutual Wealth Management Co.168,836$16.42M0.0%+183.0%2.022%
8/12/2025 JPMorgan Chase & Co.42,554$4.14M0.0%-68.4%0.510%
8/11/2025 Perennial Investment Advisors LLC11,864$1.15M0.1%-34.8%0.142%
8/11/2025 Pinnacle Wealth Planning Services Inc.2,123$207K0.0%N/A0.025%
8/11/2025 Western Wealth Management LLC27,752$2.70M0.2%+2.6%0.332%
8/8/2025 MTM Investment Management LLC35,223$3.43M1.2%+3.6%0.422%
8/8/2025 Cetera Investment Advisers133,400$12.98M0.0%-4.6%1.598%
8/8/2025 Creative Planning4,447$433K0.0%-10.8%0.053%
8/7/2025 Lakeridge Wealth Management LLC52,221$5.08M2.3%+358.7%0.625%
8/6/2025 Atlas Legacy Advisors LLC4,682$455K0.1%+94.9%0.056%
8/5/2025 GPS Wealth Strategies Group LLC6,134$597K0.1%+9.7%0.073%
8/4/2025 IFG Advisory LLC21,552$2.10M0.1%-49.9%0.258%
8/4/2025 Arkadios Wealth Advisors3,638$354K0.0%+7.6%0.044%
8/4/2025 Daymark Wealth Partners LLC7,723$751K0.0%-3.8%0.092%
8/1/2025 Envestnet Asset Management Inc.40,582$3.95M0.0%-9.3%0.486%
7/29/2025 Chicago Partners Investment Group LLC69,615$7.12M0.2%-0.9%0.834%
7/29/2025 Private Trust Co. NA3,080$300K0.0%+3.6%0.037%
7/28/2025 Harbour Investments Inc.2,767$269K0.0%-21.3%0.033%
7/25/2025 Envestnet Portfolio Solutions Inc.4,695$457K0.0%-12.7%0.056%
7/25/2025 Genesee Capital Advisors LLC60,083$5.85M2.6%+2.5%0.720%
7/25/2025 CWM LLC28,199$2.74M0.0%-49.8%0.338%
7/25/2025 Concurrent Investment Advisors LLC70,057$6.82M0.1%N/A0.839%
7/24/2025 Blair William & Co. IL758$74K0.0%N/A0.009%
7/23/2025 REAP Financial Group LLC911$89K0.0%-37.4%0.011%
7/23/2025 Tcfg Wealth Management LLC7,450$725K0.3%-4.0%0.089%
7/21/2025 Ameritas Advisory Services LLC1,236$120K0.0%-50.8%0.015%
One stock to replace Nvidia (Ad)

Investing Legend Hints the End May be Near for These 3 Iconic Stocks One company to replace Amazon… another to rival Tesla… and a third to upset Nvidia. These little-known stocks are poised to overtake the three reigning tech darlings in a move that could completely reorder the top dogs of the stock market. Eric Fry gives away names, tickers and full analysis in this first-ever free broadcast.tc pixel

Click to get the full details on Eric Fry's "Nvidia alternative" right here.
7/21/2025 TFG Advisers LLC3,002$292K0.1%-13.3%0.036%
7/18/2025 QTR Family Wealth LLC3,012$293K0.2%+4.6%0.036%
7/18/2025 Truist Financial Corp12,577$1.22M0.0%-2.3%0.151%
7/17/2025 Mainsail Financial Group LLC38,555$3.78M1.8%+2.5%0.462%
7/17/2025 Janney Montgomery Scott LLC141,628$13.78M0.0%-43.6%1.696%
7/17/2025 City Holding Co.21,223$2.06M0.3%+15.0%0.254%
7/16/2025 Maridea Wealth Management LLC6,209$604K0.2%N/A0.074%
7/15/2025 Wealth Effects LLC2,709$264K0.1%-8.4%0.032%
7/15/2025 Farrell Financial LLC2,182$212K0.1%N/A0.026%
7/14/2025 Main Line Retirement Advisors LLC4,551$443K0.3%-96.0%0.055%
7/11/2025 Farther Finance Advisors LLC1,618$157K0.0%-42.2%0.019%
7/11/2025 Silver Oak Securities Incorporated30,439$2.96M0.2%+1.7%0.362%
7/10/2025 Three Seasons Wealth LLC14,638$1.42M0.2%-4.0%0.174%
7/10/2025 Wealth Enhancement Advisory Services LLC31,693$3.19M0.0%+4.0%0.377%
7/9/2025 Keystone Wealth Services LLC5,258$511K0.1%-12.9%0.063%
7/9/2025 Triumph Capital Management8,526$829K0.2%+32.6%0.102%
7/7/2025 Wealth Alliance Advisory Group LLC62,227$6.05M1.2%+4.0%0.741%
7/1/2025 Park National Corp OH27,044$2.63M0.1%-25.8%0.304%
5/21/2025 Main Line Retirement Advisors LLC113,690$10.24M6.7%+0.6%1.322%
5/21/2025 Geneos Wealth Management Inc.16,064$1.45M0.0%-1.4%0.187%
5/20/2025 Belpointe Asset Management LLC4,193$378K0.0%-15.7%0.047%
5/20/2025 Flaharty Asset Management LLC652$59K0.0%N/A0.007%
5/19/2025 Jane Street Group LLC32,560$2.93M0.0%+707.1%0.366%
5/16/2025 Coppell Advisory Solutions LLC3,646$319K0.0%-75.2%0.041%
5/16/2025 Goldman Sachs Group Inc.20,641$1.86M0.0%+366.6%0.232%
5/16/2025 Jones Financial Companies Lllp6,643$598K0.0%-53.6%0.075%
5/16/2025 NewEdge Advisors LLC2,946$265K0.0%-21.8%0.033%
5/16/2025 Integrated Wealth Concepts LLC9,568$862K0.0%+5.1%0.108%
5/15/2025 Royal Bank of Canada377,317$33.99M0.0%-0.3%4.240%
5/15/2025 Baird Financial Group Inc.84,233$7.59M0.0%+2.5%0.946%
5/15/2025 OLD Mission Capital LLC16,992$1.53M0.0%N/A0.191%
5/14/2025 Per Stirling Capital Management LLC.29,069$2.62M0.4%+2.4%0.327%
5/14/2025 Comerica Bank24,893$2.24M0.0%+2.7%0.280%
5/14/2025 Synovus Financial Corp3,883$350K0.0%-18.2%0.044%
5/14/2025 Northwestern Mutual Wealth Management Co.59,665$5.38M0.0%+280.6%0.670%
5/14/2025 Kestra Advisory Services LLC63,327$5.71M0.0%-2.4%0.712%
5/14/2025 Flow Traders U.S. LLC4,071$367K0.0%+49.8%0.046%
5/14/2025 Venture Visionary Partners LLC2,339$211K0.0%-50.0%0.026%
5/13/2025 Raymond James Financial Inc.442,791$39.89M0.0%-0.2%4.975%
5/13/2025 Nations Financial Group Inc. IA ADV6,086$548K0.0%-5.4%0.068%
5/13/2025 Vestmark Advisory Solutions Inc.53,674$4.84M0.1%-8.3%0.603%
5/13/2025 HighTower Advisors LLC37,725$3.40M0.0%-1.9%0.424%
5/12/2025 Virtu Financial LLC22,383$2.02M0.1%N/A0.251%
5/12/2025 Potentia Wealth10,335$931K0.4%-6.8%0.116%
5/9/2025 Chicago Partners Investment Group LLC70,237$6.21M0.2%+1.0%0.789%
5/9/2025 Tidemark LLC3,042$274K0.1%-27.7%0.034%
5/9/2025 Three Seasons Wealth LLC15,251$1.37M0.7%-4.0%0.171%
5/8/2025 IFG Advisory LLC42,995$3.87M0.2%-5.4%0.483%
5/8/2025 Harbour Investments Inc.3,517$317K0.0%+48.6%0.040%
5/8/2025 Arkadios Wealth Advisors3,380$304K0.0%+12.4%0.038%
One stock to replace Nvidia (Ad)

Investing Legend Hints the End May be Near for These 3 Iconic Stocks One company to replace Amazon… another to rival Tesla… and a third to upset Nvidia. These little-known stocks are poised to overtake the three reigning tech darlings in a move that could completely reorder the top dogs of the stock market. Eric Fry gives away names, tickers and full analysis in this first-ever free broadcast.tc pixel

Click to get the full details on Eric Fry's "Nvidia alternative" right here.
5/8/2025 Geneos Wealth Management Inc.45,934$4.14M0.1%+181.9%0.516%
5/7/2025 Atlas Legacy Advisors LLC2,402$216K0.1%-48.7%0.027%
5/7/2025 LPL Financial LLC602,895$54.32M0.0%+1.4%6.774%
5/6/2025 Cetera Investment Advisers139,804$12.60M0.0%+43.0%1.571%
5/6/2025 Triumph Capital Management6,430$579K0.2%-33.7%0.072%
5/5/2025 IFP Advisors Inc924$83K0.0%-28.6%0.010%
5/5/2025 PCG Wealth Advisors LLC2,287$206K0.1%N/A0.026%
5/5/2025 Private Advisor Group LLC5,914$533K0.0%-15.1%0.066%
5/1/2025 MTM Investment Management LLC33,994$3.08M1.2%+1.0%0.382%
5/1/2025 CWM LLC56,209$5.06M0.0%+4.6%0.632%
(Data available from 1/1/2016 forward)

FYX Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYX shares?

During the previous two years, 163 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($64.81M), LPL Financial LLC ($54.32M), Bank of America Corp DE ($39.78M), Raymond James Financial Inc. ($35.18M), Royal Bank of Canada ($33.99M), Raymond James & Associates ($21.03M), and UBS Group AG ($19.86M).Learn more on First Trust Small Cap Core AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Small Cap Core AlphaDEX Fund's stock?

Of the 132 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($887.72K), Northwestern Mutual Wealth Management Co. ($153.16K), Cetera Investment Advisers ($139.05K), GAMMA Investing LLC ($126.58K), Janney Montgomery Scott LLC ($98.84K), Geneos Wealth Management Inc. ($96.56K), and LPL Financial LLC ($80.63K).

How much institutional buying is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have bought a total of 2,121,952 shares in the last 24 months. This purchase volume represents approximately $208.76M in transactions.

Which of First Trust Small Cap Core AlphaDEX Fund's major shareholders have been selling company stock?

Of the 70 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Hapanowicz & Associates Financial Services Inc ($177.90K), Janney Montgomery Scott LLC ($158.85K), Main Line Retirement Advisors LLC ($114.29K), JPMorgan Chase & Co. ($91.99K), Raymond James Financial Inc. ($82.23K), Wealth Alliance Advisory Group LLC ($65.10K), and Bank of America Corp DE ($61.17K).

How much institutional selling is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have sold a total of 971,595 shares in the last 24 months. This volume of shares sold represents approximately $92.60M in transactions.



This page (NASDAQ:FYX) was last updated on 8/23/2025 by MarketBeat.com Staff
From Our Partners