Great Elm Capital (GECC) SEC Filings & 10K Form

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Date	Filer	Form Type
10/31/2024 5:41 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
10/31/2024 5:22 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 10-Q General form for quarterly reports under Section 13 or 15(d)
10/28/2024 5:27 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 424B1
10/28/2024 5:00 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 424B1
10/25/2024 4:29 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 424B5
10/18/2024 1:20 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Nasdaq Stock Market LLC (Filed by)	Form 25-NSE
10/02/2024 9:49 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form APP ORDR
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09/27/2024 6:26 PM	Davis Keri (Reporting) Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer)	Form 4/A
09/27/2024 6:30 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Kleinman Adam M (Reporting)	Form 4/A
09/25/2024 11:19 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form CERT
09/25/2024 8:29 AM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)	Form SC 13D/A
09/25/2024 8:22 AM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 4/A
09/24/2024 8:59 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
09/24/2024 8:51 PM	Davis Keri (Reporting) Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer)	Form 4 Statement of changes in beneficial ownership of securities
09/24/2024 8:51 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Kaplan Matthew D (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
09/24/2024 8:51 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Kleinman Adam M (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
09/23/2024 8:00 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-A12B
09/19/2024 3:39 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
09/17/2024 8:15 AM	Drapkin Matthew A (Reporting) Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer)	Form 4 Statement of changes in beneficial ownership of securities
09/16/2024 3:34 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 424B1
09/13/2024 4:06 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 424B1
09/13/2024 3:35 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
09/12/2024 11:15 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form EFFECT
09/12/2024 4:07 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-2MEF
09/12/2024 10:24 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 497 Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
09/09/2024 4:22 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-2/A
09/06/2024 1:53 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form APP NTC
08/29/2024 4:07 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Credit Income Fund, LLC (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)	Form 40-APP/A
08/22/2024 3:33 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
08/21/2024 7:15 PM	Drapkin Matthew A (Reporting) Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer)	Form 4 Statement of changes in beneficial ownership of securities
08/15/2024 7:01 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Imperial Capital Asset Management, LLC (Filed by)	Form SC 13G/A
08/01/2024 3:28 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-2 Registration statement for closed-end management investment companies
07/19/2024 4:11 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 40-17G
07/11/2024 11:15 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form EFFECT
07/11/2024 3:52 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 424B3
06/24/2024 7:10 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form D Notice of Exempt Offering of Securities
06/24/2024 7:19 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Prosper Peak Holdings, LLC (Filed by)	Form SC 13G
06/24/2024 7:06 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)	Form SC 13D/A
06/24/2024 6:00 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
06/03/2024 5:02 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
05/30/2024 3:36 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-2/A
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04/24/2024 7:17 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
04/18/2024 3:54 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-2 Registration statement for closed-end management investment companies
04/17/2024 4:29 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form CERT
04/17/2024 4:16 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-A12B
04/17/2024 3:55 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
04/12/2024 6:40 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form DEF 14A
04/12/2024 6:42 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form DEFA14A
04/10/2024 6:21 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 424B1
04/09/2024 11:15 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form EFFECT
04/09/2024 3:39 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-2MEF
04/09/2024 8:07 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 497 Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
04/09/2024 7:07 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-2/A
03/11/2024 7:12 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/08/2024 7:28 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/07/2024 8:30 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/07/2024 4:25 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Credit Income Fund, LLC (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)	Form 40-APP/A
03/06/2024 7:14 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/05/2024 7:57 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/04/2024 8:15 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/04/2024 8:19 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
02/29/2024 4:29 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-2 Registration statement for closed-end management investment companies
02/29/2024 6:21 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
02/29/2024 6:25 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 10-K Annual report pursuant to Section 13 or 15(d)
02/22/2024 7:02 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
02/13/2024 5:48 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Northern Right Capital Management, L.P. (Filed by)	Form SC 13D/A
02/13/2024 4:28 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Strategic Partnership I, LLC (Reporting)	Form 3 Initial statement of beneficial ownership of securities
02/12/2024 8:33 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)	Form SC 13D/A
12/12/2023 3:40 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
12/06/2023 6:26 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
12/01/2023 8:22 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
11/27/2023 8:08 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
11/21/2023 7:19 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities

(Data available from 1/1/2016 forward)

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This page (NASDAQ:GECC) was last updated on 11/21/2024 by MarketBeat.com Staff

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