12/17/2024 7:30 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
12/13/2024 5:47 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Northern Right Capital Management, L.P. (Filed by)
| Form SC 13D/A | |
12/13/2024 3:41 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)
| Form SC 13D/A | |
12/12/2024 7:47 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form D Notice of Exempt Offering of Securities | |
12/12/2024 7:41 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
12/12/2024 7:44 AM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Summit Grove Partners, LLC (Filed by)
| Form SC 13G | |
10/31/2024 5:41 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
|
10/31/2024 5:22 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 10-Q General form for quarterly reports under Section 13 or 15(d) | |
10/28/2024 5:27 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 424B1 | |
10/28/2024 5:00 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 424B1 | |
10/25/2024 4:29 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 424B5 | |
10/18/2024 1:20 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Nasdaq Stock Market LLC (Filed by)
| Form 25-NSE | |
10/02/2024 9:49 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form APP ORDR | |
09/27/2024 6:26 PM | Davis Keri (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Issuer)
| Form 4/A | |
09/27/2024 6:30 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Issuer) Kleinman Adam M (Reporting)
| Form 4/A | |
09/25/2024 11:19 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form CERT | |
09/25/2024 8:29 AM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)
| Form SC 13D/A | |
09/25/2024 8:22 AM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4/A | |
09/24/2024 8:59 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/24/2024 8:51 PM | Davis Keri (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/24/2024 8:51 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Issuer) Kaplan Matthew D (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/24/2024 8:51 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Issuer) Kleinman Adam M (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/23/2024 8:00 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 8-A12B | |
09/19/2024 3:39 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
09/17/2024 8:15 AM | Drapkin Matthew A (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/16/2024 3:34 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 424B1 | |
09/13/2024 4:06 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 424B1 | |
09/13/2024 3:35 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
09/12/2024 11:15 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form EFFECT | |
09/12/2024 4:07 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form N-2MEF | |
09/12/2024 10:24 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 497 Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497 | |
09/09/2024 4:22 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form N-2/A | |
09/06/2024 1:53 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form APP NTC | |
08/29/2024 4:07 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Credit Income Fund, LLC (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)
| Form 40-APP/A | |
08/22/2024 3:33 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
08/21/2024 7:15 PM | Drapkin Matthew A (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
08/15/2024 7:01 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Imperial Capital Asset Management, LLC (Filed by)
| Form SC 13G/A | |
08/01/2024 3:28 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form N-2 Registration statement for closed-end management investment companies | |
07/19/2024 4:11 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 40-17G | |
07/11/2024 11:15 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form EFFECT | |
07/11/2024 3:52 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 424B3 | |
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06/24/2024 7:10 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form D Notice of Exempt Offering of Securities | |
06/24/2024 7:19 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Prosper Peak Holdings, LLC (Filed by)
| Form SC 13G | |
06/24/2024 7:06 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)
| Form SC 13D/A | |
06/24/2024 6:00 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
06/03/2024 5:02 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
05/30/2024 3:36 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form N-2/A | |
04/24/2024 7:17 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
04/18/2024 3:54 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form N-2 Registration statement for closed-end management investment companies | |
04/17/2024 4:29 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form CERT | |
04/17/2024 4:16 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 8-A12B | |
04/17/2024 3:55 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
04/12/2024 6:40 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form DEF 14A | |
04/12/2024 6:42 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form DEFA14A | |
04/10/2024 6:21 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 424B1 | |
04/09/2024 11:15 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form EFFECT | |
04/09/2024 3:39 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form N-2MEF | |
04/09/2024 8:07 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 497 Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497 | |
04/09/2024 7:07 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form N-2/A | |
03/11/2024 7:12 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/08/2024 7:28 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/07/2024 8:30 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/07/2024 4:25 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Credit Income Fund, LLC (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)
| Form 40-APP/A | |
03/06/2024 7:14 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/05/2024 7:57 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/04/2024 8:15 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/04/2024 8:19 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/29/2024 4:29 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form N-2 Registration statement for closed-end management investment companies | |
02/29/2024 6:21 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
02/29/2024 6:25 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Filer)
| Form 10-K Annual report pursuant to Section 13 or 15(d) | |
02/22/2024 7:02 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/13/2024 5:48 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Northern Right Capital Management, L.P. (Filed by)
| Form SC 13D/A | |
02/13/2024 4:28 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Issuer) Great Elm Strategic Partnership I, LLC (Reporting)
| Form 3 Initial statement of beneficial ownership of securities | |
02/12/2024 8:33 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.50% NOTES DUE 2029 (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)
| Form SC 13D/A | |