10/31/2024 5:41 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
10/31/2024 5:22 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 10-Q General form for quarterly reports under Section 13 or 15(d) | |
10/28/2024 5:27 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 424B1 | |
10/28/2024 5:00 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 424B1 | |
10/25/2024 4:29 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 424B5 | |
10/18/2024 1:20 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Nasdaq Stock Market LLC (Filed by)
| Form 25-NSE | |
10/02/2024 9:49 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form APP ORDR | |
|
09/27/2024 6:26 PM | Davis Keri (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer)
| Form 4/A | |
09/27/2024 6:30 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Kleinman Adam M (Reporting)
| Form 4/A | |
09/25/2024 11:19 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form CERT | |
09/25/2024 8:29 AM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)
| Form SC 13D/A | |
09/25/2024 8:22 AM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4/A | |
09/24/2024 8:59 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/24/2024 8:51 PM | Davis Keri (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/24/2024 8:51 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Kaplan Matthew D (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/24/2024 8:51 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Kleinman Adam M (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/23/2024 8:00 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 8-A12B | |
09/19/2024 3:39 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
09/17/2024 8:15 AM | Drapkin Matthew A (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/16/2024 3:34 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 424B1 | |
09/13/2024 4:06 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 424B1 | |
09/13/2024 3:35 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
09/12/2024 11:15 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form EFFECT | |
09/12/2024 4:07 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form N-2MEF | |
09/12/2024 10:24 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 497 Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497 | |
09/09/2024 4:22 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form N-2/A | |
09/06/2024 1:53 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form APP NTC | |
08/29/2024 4:07 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Credit Income Fund, LLC (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)
| Form 40-APP/A | |
08/22/2024 3:33 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
08/21/2024 7:15 PM | Drapkin Matthew A (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
08/15/2024 7:01 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Imperial Capital Asset Management, LLC (Filed by)
| Form SC 13G/A | |
08/01/2024 3:28 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form N-2 Registration statement for closed-end management investment companies | |
07/19/2024 4:11 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 40-17G | |
07/11/2024 11:15 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form EFFECT | |
07/11/2024 3:52 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 424B3 | |
06/24/2024 7:10 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form D Notice of Exempt Offering of Securities | |
06/24/2024 7:19 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Prosper Peak Holdings, LLC (Filed by)
| Form SC 13G | |
06/24/2024 7:06 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)
| Form SC 13D/A | |
06/24/2024 6:00 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
06/03/2024 5:02 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
05/30/2024 3:36 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form N-2/A | |
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And without it, the entire AI industry would collapse. You must read this new presentation from Porter Stansberry. |
04/24/2024 7:17 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
04/18/2024 3:54 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form N-2 Registration statement for closed-end management investment companies | |
04/17/2024 4:29 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form CERT | |
04/17/2024 4:16 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 8-A12B | |
04/17/2024 3:55 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
04/12/2024 6:40 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form DEF 14A | |
04/12/2024 6:42 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form DEFA14A | |
04/10/2024 6:21 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 424B1 | |
04/09/2024 11:15 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form EFFECT | |
04/09/2024 3:39 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form N-2MEF | |
04/09/2024 8:07 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 497 Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497 | |
04/09/2024 7:07 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form N-2/A | |
03/11/2024 7:12 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/08/2024 7:28 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/07/2024 8:30 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/07/2024 4:25 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Credit Income Fund, LLC (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)
| Form 40-APP/A | |
03/06/2024 7:14 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/05/2024 7:57 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/04/2024 8:15 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/04/2024 8:19 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/29/2024 4:29 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form N-2 Registration statement for closed-end management investment companies | |
02/29/2024 6:21 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
02/29/2024 6:25 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 10-K Annual report pursuant to Section 13 or 15(d) | |
02/22/2024 7:02 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/13/2024 5:48 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Northern Right Capital Management, L.P. (Filed by)
| Form SC 13D/A | |
02/13/2024 4:28 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Strategic Partnership I, LLC (Reporting)
| Form 3 Initial statement of beneficial ownership of securities | |
02/12/2024 8:33 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)
| Form SC 13D/A | |
12/12/2023 3:40 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
12/06/2023 6:26 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
12/01/2023 8:22 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
11/27/2023 8:08 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
11/21/2023 7:19 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |