12/17/2024 7:30 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
12/13/2024 5:47 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Northern Right Capital Management, L.P. (Filed by)
| Form SC 13D/A | |
12/13/2024 3:41 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)
| Form SC 13D/A | |
12/12/2024 7:47 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form D Notice of Exempt Offering of Securities | |
12/12/2024 7:41 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
12/12/2024 7:44 AM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Summit Grove Partners, LLC (Filed by)
| Form SC 13G | |
10/31/2024 5:41 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
|
10/31/2024 5:22 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 10-Q General form for quarterly reports under Section 13 or 15(d) | |
10/28/2024 5:27 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 424B1 | |
10/28/2024 5:00 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 424B1 | |
10/25/2024 4:29 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 424B5 | |
10/18/2024 1:20 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Nasdaq Stock Market LLC (Filed by)
| Form 25-NSE | |
10/02/2024 9:49 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form APP ORDR | |
09/27/2024 6:26 PM | Davis Keri (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Capital Corp. (Issuer)
| Form 4/A | |
09/27/2024 6:30 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Capital Corp. (Issuer) Kleinman Adam M (Reporting)
| Form 4/A | |
09/25/2024 11:19 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form CERT | |
09/25/2024 8:29 AM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)
| Form SC 13D/A | |
09/25/2024 8:22 AM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4/A | |
09/24/2024 8:59 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/24/2024 8:51 PM | Davis Keri (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Capital Corp. (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/24/2024 8:51 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Capital Corp. (Issuer) Kaplan Matthew D (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/24/2024 8:51 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Capital Corp. (Issuer) Kleinman Adam M (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/23/2024 8:00 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-A12B | |
09/19/2024 3:39 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
09/17/2024 8:15 AM | Drapkin Matthew A (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Capital Corp. (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/16/2024 3:34 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 424B1 | |
09/13/2024 4:06 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 424B1 | |
09/13/2024 3:35 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
09/12/2024 11:15 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form EFFECT | |
09/12/2024 4:07 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2MEF | |
09/12/2024 10:24 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 497 Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497 | |
09/09/2024 4:22 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2/A | |
09/06/2024 1:53 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form APP NTC | |
08/29/2024 4:07 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Credit Income Fund, LLC (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)
| Form 40-APP/A | |
08/22/2024 3:33 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
08/21/2024 7:15 PM | Drapkin Matthew A (Reporting) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Capital Corp. (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
08/15/2024 7:01 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Imperial Capital Asset Management, LLC (Filed by)
| Form SC 13G/A | |
08/01/2024 3:28 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2 Registration statement for closed-end management investment companies | |
07/19/2024 4:11 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 40-17G | |
07/11/2024 11:15 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form EFFECT | |
07/11/2024 3:52 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 424B3 | |
Why I'm telling friends to avoid gold stocks (Ad) Back in November, gold made a tiny move of 1.6%.
But according to my backtesting by using a special type of gold trade, I would have seen a 141% gain in just a week.
It happened again in March. Gold nudged up 1.2%.
This time? A 104% overnight gain.
And in June? A 1% gold move turned into a 74% gain in two weeks.
Granted, there would have been smaller wins and those that did not work out, but you see, there's a reason I'm telling all my friends to hold off from buying gold or regular gold stocks right now.
There's a more lucrative way to play the gold market as we enter a new breakout period.
It's all about catching what I call "Acceleration Cycles." And if you’d like to get your hands on this, here you go, the complete breakdown. |
06/24/2024 7:10 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form D Notice of Exempt Offering of Securities | |
06/24/2024 7:19 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Prosper Peak Holdings, LLC (Filed by)
| Form SC 13G | |
06/24/2024 7:06 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)
| Form SC 13D/A | |
06/24/2024 6:00 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
06/03/2024 5:02 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
05/30/2024 3:36 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2/A | |
04/24/2024 7:17 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
04/18/2024 3:54 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2 Registration statement for closed-end management investment companies | |
04/17/2024 4:29 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form CERT | |
04/17/2024 4:16 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-A12B | |
04/17/2024 3:55 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
04/12/2024 6:40 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form DEF 14A | |
04/12/2024 6:42 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form DEFA14A | |
04/10/2024 6:21 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 424B1 | |
04/09/2024 11:15 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form EFFECT | |
04/09/2024 3:39 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2MEF | |
04/09/2024 8:07 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 497 Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497 | |
04/09/2024 7:07 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2/A | |
03/11/2024 7:12 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/08/2024 7:28 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/07/2024 8:30 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/07/2024 4:25 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Credit Income Fund, LLC (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)
| Form 40-APP/A | |
03/06/2024 7:14 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/05/2024 7:57 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/04/2024 8:15 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/04/2024 8:19 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/29/2024 4:29 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form N-2 Registration statement for closed-end management investment companies | |
02/29/2024 6:21 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
02/29/2024 6:25 AM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. 8.75% Notes due 2028 (Filer) Great Elm Capital Corp. (Filer)
| Form 10-K Annual report pursuant to Section 13 or 15(d) | |
02/22/2024 7:02 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/13/2024 5:48 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Northern Right Capital Management, L.P. (Filed by)
| Form SC 13D/A | |
02/13/2024 4:28 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. 8.75% Notes due 2028 (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Strategic Partnership I, LLC (Reporting)
| Form 3 Initial statement of beneficial ownership of securities | |
02/12/2024 8:33 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. 8.75% Notes due 2028 (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)
| Form SC 13D/A | |