06/24/2024 7:06 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. 7.25% Notes due 2027 (Filed by)
| Form SC 13D/A | |
05/23/2024 7:43 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/23/2024 6:34 PM | Drapkin Matthew A (Reporting) Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/21/2024 7:03 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Hugar James H (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/15/2024 7:52 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Hugar James H (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/08/2024 3:41 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form 10-Q General form for quarterly reports under Section 13 or 15(d) | |
03/13/2024 7:35 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
|
03/11/2024 7:12 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/08/2024 7:28 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/07/2024 8:30 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/07/2024 8:35 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
03/06/2024 7:14 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/05/2024 7:57 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/04/2024 8:15 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/04/2024 8:19 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/29/2024 7:36 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/22/2024 7:02 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/21/2024 7:50 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/12/2024 8:33 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. 7.25% Notes due 2027 (Filed by)
| Form SC 13D/A | |
01/05/2024 4:06 PM | Great Elm Group, Inc. (Subject) Great Elm Group, Inc. 7.25% Notes due 2027 (Subject) Northern Right Capital Management, L.P. (Filed by)
| Form SC 13D/A | |
01/04/2024 6:42 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Scheyer Eric J (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
01/04/2024 6:44 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Hugar James H (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
01/04/2024 6:47 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Matter David (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
01/04/2024 6:51 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Parmelee James P (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
01/04/2024 6:38 PM | Drapkin Matthew A (Reporting) Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
12/13/2023 3:22 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
12/06/2023 6:26 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
12/01/2023 8:22 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
11/30/2023 8:08 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
11/24/2023 5:27 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
11/21/2023 7:19 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
11/16/2023 6:50 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Hugar James H (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
11/15/2023 8:06 PM | BC Advisors LLC (Reporting) Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Northern Right Capital , L.P. (0001451722) (Reporting) Northern Right Capital Management, L.P. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
11/15/2023 7:47 PM | Drapkin Matthew A (Reporting) Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
10/27/2023 3:44 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form ARS | |
10/27/2023 3:35 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form DEF 14A | |
10/27/2023 3:37 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form DEFA14A | |
09/27/2023 4:54 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/27/2023 3:12 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Milz Nichole (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/27/2023 3:16 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Kleinman Adam M (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/27/2023 3:18 PM | Davis Keri (Reporting) Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
Exposed: 3 CENT Crypto to Explode June 24th? (Ad) Chris Rowe – the man who recommended Amazon in 1998… Bitcoin and Ethereum in 2017…
And has spotted 44 different coins that have returned over 100%...
Today, he is now making the biggest crypto call of his ENTIRE career…![](https://www.marketbeat.com/scripts/TriggeredCampaignPixel.ashx?TriggeredCampaignID=8483&Placement=NativeDisplay&Source=NativeDisplay) Click For My #1 FREE Crypto for 2024 |
09/22/2023 7:13 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/22/2023 4:25 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. 7.25% Notes due 2027 (Filed by)
| Form SC 13D/A | |
09/20/2023 3:25 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form 10-K Annual report pursuant to Section 13 or 15(d) | |
09/20/2023 3:09 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
08/18/2023 3:10 PM | Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)
| Form 40-APP | |