11/12/2024 5:49 AM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
10/29/2024 5:50 PM | Great Elm Group, Inc. (Subject) Great Elm Group, Inc. 7.25% Notes due 2027 (Subject) Imperial Capital Asset Management, LLC (Filed by)
| Form SC 13D/A | |
10/29/2024 4:25 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
10/23/2024 5:22 PM | Great Elm Group, Inc. (Subject) Great Elm Group, Inc. 7.25% Notes due 2027 (Subject) Northern Right Capital Management, L.P. (Filed by)
| Form SC 13D/A | |
10/22/2024 8:27 PM | BC Advisors LLC (Reporting) Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Northern Right Capital , L.P. (0001451722) (Reporting) Northern Right Capital Management, L.P. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
10/21/2024 5:01 AM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form DEFR14A | |
10/18/2024 4:18 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form DEF 14A | |
|
10/18/2024 4:19 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form DEFA14A | |
10/18/2024 4:20 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form ARS | |
09/25/2024 8:29 AM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. 7.25% Notes due 2027 (Filed by)
| Form SC 13D/A | |
09/25/2024 8:22 AM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 4/A | |
09/24/2024 8:59 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/24/2024 8:35 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Kleinman Adam M (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/24/2024 8:38 PM | Davis Keri (Reporting) Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/24/2024 8:40 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Milz Nichole (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/24/2024 3:28 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
09/16/2024 3:39 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
06/24/2024 7:06 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. 7.25% Notes due 2027 (Filed by)
| Form SC 13D/A | |
05/23/2024 7:43 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/23/2024 6:34 PM | Drapkin Matthew A (Reporting) Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/21/2024 7:03 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Hugar James H (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/15/2024 7:52 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Hugar James H (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
05/08/2024 3:41 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form 10-Q General form for quarterly reports under Section 13 or 15(d) | |
03/13/2024 7:35 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
03/11/2024 7:12 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/08/2024 7:28 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/07/2024 8:30 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/07/2024 8:35 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
03/06/2024 7:14 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/05/2024 7:57 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/04/2024 8:15 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
03/04/2024 8:19 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/29/2024 7:36 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/22/2024 7:02 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/21/2024 7:50 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
02/12/2024 8:33 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. 7.25% Notes due 2027 (Filed by)
| Form SC 13D/A | |
01/05/2024 4:06 PM | Great Elm Group, Inc. (Subject) Great Elm Group, Inc. 7.25% Notes due 2027 (Subject) Northern Right Capital Management, L.P. (Filed by)
| Form SC 13D/A | |
01/04/2024 6:42 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Scheyer Eric J (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
01/04/2024 6:44 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Hugar James H (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
01/04/2024 6:47 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Matter David (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
01/04/2024 6:51 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Parmelee James P (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
Missed Nvidia? Watch this ASAP (Ad) This little-known project that Bill Gates has been quietly working on that’s about to unleash an AI breakthrough so advanced, it’s going to make ChatGPT look like VHS.
But what’s even more unbelievable?
I believe it’ll make Nvidia’s meteoric rise look like a backyard bottle rocket. Click here and I’ll tell you everything you need to know. |
01/04/2024 6:38 PM | Drapkin Matthew A (Reporting) Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |
12/13/2023 3:22 PM | Great Elm Group, Inc. (Filer) Great Elm Group, Inc. 7.25% Notes due 2027 (Filer)
| Form 8-K Current report pursuant to Section 13 or 15(d) | |
12/06/2023 6:26 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
12/01/2023 8:22 PM | Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 144 Notice of proposed sale of securities pursuant to Rule 144 | |
11/30/2023 8:08 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
11/24/2023 5:27 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Imperial Capital Asset Management, LLC (Reporting) Imperial Capital Group Holdings II, LLC (Reporting) LONG BALL PARTNERS LLC (Reporting) Reese Jason W. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
11/21/2023 7:19 PM | Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. 7.25% Notes due 2027 (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
11/16/2023 6:50 PM | Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Hugar James H (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
11/15/2023 8:06 PM | BC Advisors LLC (Reporting) Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer) Northern Right Capital , L.P. (0001451722) (Reporting) Northern Right Capital Management, L.P. (Reporting)
| Form 4 Statement of changes in beneficial ownership of securities | |
11/15/2023 7:47 PM | Drapkin Matthew A (Reporting) Great Elm Group, Inc. (Issuer) Great Elm Group, Inc. 7.25% Notes due 2027 (Issuer)
| Form 4 Statement of changes in beneficial ownership of securities | |