Free Trial

LPL Financial (LPLA) SEC Filings & 10K Form

LPL Financial logo
$376.79 -2.39 (-0.63%)
Closing price 04:00 PM Eastern
Extended Trading
$368.73 -8.06 (-2.14%)
As of 06:18 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.

Recent LPL Financial SEC Filings

DateFilerForm TypeView
07/08/2025
3:14 PM
Gates Greg (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/03/2025
12:17 PM
Gates Greg (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
06/16/2025
3:19 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/16/2025
3:20 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/16/2025
3:22 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/02/2025
10:04 AM
Jambusaria Aneri (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/28/2025
3:41 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2025
3:47 PM
LPL Financial (Issuer)
MULCAHY ANNE M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2025
3:50 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2025
3:53 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2025
3:56 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2025
3:25 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2025
3:30 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2025
3:27 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/03/2025
7:07 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
04/02/2025
3:28 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/02/2025
5:09 AM
LPL Financial (Filer)
Form 424B5
04/01/2025
3:41 PM
LPL Financial (Subject)
Form FWP
04/01/2025
7:07 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
03/31/2025
5:49 AM
LPL Financial (Filer)
Form 424B5
03/31/2025
5:15 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/26/2025
3:29 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/26/2025
3:31 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/25/2025
11:15 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form EFFECT
03/25/2025
3:30 PM
LPL Financial (Filer)
Form DEF 14A
03/25/2025
3:31 PM
LPL Financial (Filer)
Form DEFA14A
03/25/2025
3:33 PM
LPL Financial (Filer)
Form ARS
03/17/2025
3:24 PM
Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2025
3:19 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/14/2025
8:45 AM
Jambusaria Aneri (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
03/06/2025
7:30 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/03/2025
3:33 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form S-3
Registration statement under Securities Act of 1933  
02/27/2025
5:05 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:08 PM
Brown Althea (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:14 PM
Cohen Marc Eliot (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:18 PM
Dadyar Sara (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:23 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:29 PM
Gates Greg (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:33 PM
Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:36 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2025
11:01 AM
Cohen Marc Eliot (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
Trump’s Endgame? (R.I.P. China) (Ad)

Tucked inside a Silicon Valley factory, a bold new tech is quietly emerging—one that could ignite a $12 trillion U.S. manufacturing boom. Dubbed Trump’s “New Golden Age” tech, this breakthrough has drawn praise from Elon Musk and NVIDIA’s CEO—and early investors may have a rare chance to get in ahead of the crowd.

See why this could be the biggest shift in manufacturing in decades
02/26/2025
8:44 AM
Audette Matthew J (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/25/2025
4:22 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
02/24/2025
4:25 PM
LPL Financial (Subject)
Form FWP
02/24/2025
7:44 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
02/18/2025
12:07 PM
LPL Financial (Subject)
Steinmeier Richard (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/10/2025
9:12 AM
Enyedi Matthew (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/05/2025
3:20 PM
Audette Matthew J (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
01/30/2025
3:14 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/31/2024
5:34 PM
Cohen Marc Eliot (Reporting)
LPL Financial (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
12/19/2024
9:13 AM
Arnold Dan H. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/18/2024
3:07 PM
Arnold Dan H. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/09/2024
4:11 PM
Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/09/2024
3:31 PM
LPL Financial (Filer)
Form 8-K/A
12/09/2024
7:17 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/05/2024
4:19 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/05/2024
4:05 PM
Jambusaria Aneri (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/04/2024
3:18 PM
LPL Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
10/30/2024
3:08 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/22/2024
5:06 PM
BlackRock, Inc. (Filed by)
LPL Financial (Subject)
Form SC 13G/A
10/21/2024
3:23 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/01/2024
3:30 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/27/2024
3:45 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
3:51 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
3:56 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
3:36 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/13/2024
4:12 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/25/2024
3:07 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
(Data available from 1/1/2016 forward)


Related Companies and Tools


This page (NASDAQ:LPLA) was last updated on 7/24/2025 by MarketBeat.com Staff
From Our Partners