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Prospect Capital (PSEC) Institutional Ownership

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$4.30 -0.05 (-1.15%)
Closing price 04:00 PM Eastern
Extended Trading
$4.32 +0.02 (+0.35%)
As of 07:59 PM Eastern
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Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Current
Institutional Ownership
Percentage
9.06%
Number of
Institutional Buyers
(last 12 months)
105
Total
Institutional Inflows
(last 12 months)
$99.05M
Number of
Institutional Sellers
(last 12 months)
49
Total
Institutional Outflows
(last 12 months)
$28.15M
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PSEC Institutional Buying and Selling by Quarter

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Prospect Capital Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
3/4/2025 Comprehensive Money Management Services LLC16,800$72K0.1%N/A0.004%
2/24/2025 Ameriflex Group Inc.14,486$62K0.0%N/A0.003%
2/18/2025 Alpine Global Management LLC80,300$346K0.1%N/A0.018%
2/18/2025 Focus Partners Advisor Solutions LLC25,229$109K0.0%+21.8%0.006%
2/17/2025 Squarepoint Ops LLC137,288$592K0.0%+33.3%0.031%
2/17/2025 Two Sigma Advisers LP313,600$1.35M0.0%+1,149.4%0.072%
2/17/2025 Two Sigma Investments LP684,812$2.95M0.0%+115.9%0.157%
2/17/2025 ProShare Advisors LLC69,988$302K0.0%+18.5%0.016%
2/17/2025 Global Assets Advisory LLC15,998$69K0.0%+33.4%0.004%
2/17/2025 D. E. Shaw & Co. Inc.136,238$587K0.0%N/A0.031%
2/17/2025 Cubist Systematic Strategies LLC160,882$693K0.0%N/A0.037%
2/17/2025 Brevan Howard Capital Management LP247,658$1.07M0.0%+1,161.6%0.057%
2/17/2025 Balyasny Asset Management L.P.2,478,914$10.68M0.0%+6,177.6%0.568%
2/17/2025 BNP Paribas Financial Markets259,449$1.12M0.0%+90.4%0.059%
2/14/2025 Mercer Global Advisors Inc. ADV21,458$92K0.0%-46.9%0.005%
2/14/2025 Northern Trust Corp598,848$2.58M0.0%+1.1%0.137%
2/14/2025 Aquatic Capital Management LLC73,024$315K0.0%+518.8%0.017%
2/14/2025 Oxford Asset Management LLP19,561$84K0.0%N/A0.004%
2/14/2025 Virtus ETF Advisers LLC279,372$1.20M0.5%+38.2%0.064%
2/14/2025 Two Sigma Securities LLC36,340$157K0.0%-57.8%0.008%
2/14/2025 Dark Forest Capital Management LP66,047$285K0.0%+311.1%0.015%
2/14/2025 Alpine Global Management LLC80,300$346K0.1%N/A0.018%
2/14/2025 Tower Research Capital LLC TRC 14,560$63K0.0%+732.0%0.003%
2/14/2025 BI Asset Management Fondsmaeglerselskab A S707,827$3.05M0.0%+49.4%0.162%
2/13/2025 CANADA LIFE ASSURANCE Co248,301$1.07M0.0%-7.1%0.057%
2/13/2025 Cravens & Co Advisors LLC20,000$86K0.1%N/A0.005%
2/13/2025 Garden State Investment Advisory Services LLC77,448$334K0.1%-12.8%0.018%
2/13/2025 Guggenheim Capital LLC88,830$383K0.0%+8.2%0.020%
2/13/2025 XTX Topco Ltd172,329$743K0.1%+943.8%0.040%
2/13/2025 Garner Asset Management Corp97,583$421K0.2%-8.4%0.022%
2/13/2025 Envision Financial Planning LLC12,999$56K0.0%N/A0.003%
2/13/2025 Townsquare Capital LLC12,097$52K0.0%-62.2%0.003%
2/13/2025 Philadelphia Trust Co.71,700$309K0.0%-8.6%0.016%
2/13/2025 Rockefeller Capital Management L.P.49,358$213K0.0%-88.5%0.011%
2/13/2025 Concorde Asset Management LLC29,250$126K0.1%N/A0.007%
2/13/2025 CenterBook Partners LP102,651$442K0.0%N/A0.024%
2/13/2025 Advisory Services Network LLC18,288$79K0.0%-75.9%0.004%
2/13/2025 Legal & General Group Plc2,898,651$12.51M0.0%-5.0%0.665%
2/13/2025 Cerity Partners LLC70,504$304K0.0%N/A0.016%
2/13/2025 Envestnet Asset Management Inc.946,648$4.08M0.0%+4,160.3%0.217%
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2/12/2025 ExodusPoint Capital Management LP183,854$792K0.0%N/A0.042%
2/12/2025 Thomas J. Herzfeld Advisors Inc.1,828,411$7.88M2.5%N/A0.419%
2/12/2025 Trexquant Investment LP331,608$1.43M0.0%N/A0.076%
2/12/2025 DnB Asset Management AS383,942$1.66M0.0%+3.1%0.088%
2/12/2025 Orion Portfolio Solutions LLC35,315$152K0.0%-6.4%0.008%
2/12/2025 Nomura Asset Management Co. Ltd.10,221$44K0.0%N/A0.002%
2/12/2025 JPMorgan Chase & Co.53,527$231K0.0%-22.3%0.012%
2/12/2025 Ausdal Financial Partners Inc.25,491$110K0.0%-35.0%0.006%
2/12/2025 TrueMark Investments LLC501,917$2.16M0.7%-32.0%0.115%
2/11/2025 Modern Wealth Management LLC32,566$136K0.0%+9.3%0.007%
2/11/2025 Samalin Investment Counsel LLC14,500$62K0.0%N/A0.003%
2/11/2025 Virtu Financial LLC205,041$884K0.0%+25.9%0.047%
2/11/2025 Palogic Value Management L.P.351,294$1.51M0.6%+50.8%0.081%
2/10/2025 Glenview Trust co90,719$391K0.0%N/A0.021%
2/10/2025 Corient Private Wealth LLC10,135$44K0.0%-61.3%0.002%
2/10/2025 Centurion Wealth Management LLC45,000$46K0.0%N/A0.010%
2/7/2025 PFG Advisors13,260$57K0.0%N/A0.003%
2/7/2025 HighTower Advisors LLC12,894$56K0.0%-43.0%0.003%
2/7/2025 Independent Advisor Alliance14,420$62K0.0%N/A0.003%
2/7/2025 Naviter Wealth LLC508,914$2.22M0.3%N/A0.117%
2/6/2025 WMG Financial Advisors LLC27,950$120K0.1%+22.3%0.006%
2/5/2025 US Bancorp DE130,000$560K0.0%-27.8%0.030%
2/5/2025 Kovack Advisors Inc.145,095$625K0.1%+1.9%0.033%
2/4/2025 Cutter & CO Brokerage Inc.15,940$69K0.0%+27.8%0.004%
2/4/2025 Denali Advisors LLC110,138$475K0.0%-65.3%0.025%
1/31/2025 Atria Wealth Solutions Inc.63,477$274K0.0%+158.5%0.015%
1/31/2025 D.A. Davidson & CO.342,831$1.48M0.0%+14.6%0.079%
1/30/2025 Tcfg Wealth Management LLC269,580$1.16M0.6%+1.7%0.062%
1/30/2025 Strategic Financial Concepts LLC11,400$49K0.0%-46.2%0.003%
1/29/2025 Van ECK Associates Corp8,127,617$35.03M0.0%-9.1%1.863%
1/29/2025 Carnegie Lake Advisors LLC18,115$78K0.0%-21.6%0.004%
1/28/2025 Empowered Funds LLC36,835$159K0.0%+144.1%0.008%
1/28/2025 Moloney Securities Asset Management LLC26,761$115K0.0%-49.0%0.006%
1/28/2025 Barrett & Company Inc.48,232$208K0.1%-5.0%0.011%
1/28/2025 Strategic Financial Concepts LLC49,134$212K0.0%+131.8%0.011%
1/27/2025 Choreo LLC252,737$1.09M0.0%N/A0.058%
1/24/2025 Spire Wealth Management92,144$397K0.0%+265.2%0.021%
1/23/2025 EMC Capital Management20,762$89K0.0%+107.6%0.005%
1/22/2025 Next Level Private LLC31,111$134K0.1%-35.6%0.007%
1/22/2025 Cherry Creek Investment Advisors Inc.47,838$206K0.1%+199.8%0.011%
1/21/2025 Navis Wealth Advisors LLC61,112$263K0.3%N/A0.014%
1/17/2025 Inspire Investing LLC93,199$402K0.0%+21.2%0.021%
1/17/2025 Teamwork Financial Advisors LLC35,484$154K0.0%-44.1%0.008%
1/17/2025 Janney Montgomery Scott LLC10,118$44K0.0%-19.7%0.002%
1/17/2025 XML Financial LLC946,006$4.08M0.4%-53.7%0.217%
1/15/2025 Merit Financial Group LLC18,266$79K0.0%N/A0.004%
1/15/2025 Family Wealth Partners LLC21,215$91K0.0%+52.8%0.005%
1/13/2025 Claro Advisors LLC27,165$117K0.0%-35.9%0.006%
1/8/2025 International Assets Investment Management LLC173,914$755K0.0%-81.4%0.040%
1/6/2025 Ridgeline Wealth LLC94,334$407K0.3%N/A0.022%
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12/26/2024 JPMorgan Chase & Co.68,854$368K0.0%-24.2%0.016%
12/12/2024 Legacy Wealth Management LLC MS84,316$451K0.2%N/A0.019%
11/20/2024 Virtu Financial LLC162,844$871K0.0%+175.2%0.037%
11/18/2024 Arete Wealth Advisors LLC224,886$1.20M0.1%N/A0.052%
11/15/2024 XTX Topco Ltd16,509$88K0.0%N/A0.004%
11/15/2024 HighTower Advisors LLC22,615$120K0.0%-81.0%0.005%
11/15/2024 Paloma Partners Management Co108,056$578K0.0%N/A0.025%
11/14/2024 Captrust Financial Advisors14,247$76K0.0%+34.9%0.003%
11/13/2024 BNP Paribas Financial Markets136,249$729K0.0%+99.4%0.031%
11/13/2024 D.A. Davidson & CO.299,078$1.60M0.0%+2.6%0.069%
(Data available from 1/1/2016 forward)

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PSEC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSEC shares?

During the previous two years, 195 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Van ECK Associates Corp ($35.03M), Y.D. More Investments Ltd ($29.06M), Legal & General Group Plc ($12.51M), Balyasny Asset Management L.P. ($10.68M), Thomas J. Herzfeld Advisors Inc. ($7.88M), LSV Asset Management ($4.93M), and Envestnet Asset Management Inc. ($4.08M).Learn more on PSEC's institutional investors.

What percentage of Prospect Capital stock is owned by institutional investors?

9.06% of Prospect Capital stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Which institutional investors have been buying Prospect Capital stock?

Of the 168 institutional investors that purchased Prospect Capital stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank Julius Baer & Co. Ltd Zurich ($9.83M), Van ECK Associates Corp ($5.55M), Y.D. More Investments Ltd ($3.81M), Balyasny Asset Management L.P. ($2.44M), Thomas J. Herzfeld Advisors Inc. ($1.83M), Envestnet Asset Management Inc. ($924.43K), and XML Financial LLC ($816.06K).

How much institutional buying is happening at Prospect Capital?

Institutional investors have bought a total of 36,868,205 shares in the last 24 months. This purchase volume represents approximately $202.75M in transactions.

Which Prospect Capital major shareholders have been selling company stock?

Of the 74 institutional investors that sold Prospect Capital stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LSV Asset Management ($1.23M), XML Financial LLC ($1.16M), International Assets Investment Management LLC ($1.08M), Van ECK Associates Corp ($811.25K), Sumitomo Mitsui Trust Holdings Inc. ($523.49K), Muzinich & Co. Inc. ($508.85K), and Kestra Advisory Services LLC ($495.00K).

How much institutional selling is happening at Prospect Capital?

Institutional investors have sold a total of 8,857,140 shares in the last 24 months. This volume of shares sold represents approximately $46.02M in transactions.


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This page (NASDAQ:PSEC) was last updated on 3/11/2025 by MarketBeat.com Staff
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