Free Trial
→ I don’t see your name on the payout list… (From Investing Daily) (Ad) Free PSEC Stock Alerts

Prospect Capital (PSEC) Institutional Ownership

Prospect Capital logo
$4.23 -0.05 (-1.17%)
Closing price 02/4/2025 04:00 PM Eastern
Extended Trading
$4.24 +0.01 (+0.24%)
As of 06:53 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Current
Institutional Ownership
Percentage
9.06%
Number of
Institutional Buyers
(last 12 months)
78
Total
Institutional Inflows
(last 12 months)
$72.16M
Number of
Institutional Sellers
(last 12 months)
44
Total
Institutional Outflows
(last 12 months)
$26.66M
Get PSEC Insider Trade Alerts

Want to know when executives and insiders are buying or selling Prospect Capital stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
2/4/2025Cutter & CO Brokerage Inc.15,940$69K0.0%+27.8%0.004%
2/4/2025Denali Advisors LLC110,138$475K0.0%-65.3%0.025%
1/31/2025 Atria Wealth Solutions Inc.63,477$274K0.0%+158.5%0.015%
1/31/2025 D.A. Davidson & CO.342,831$1.48M0.0%+14.6%0.079%
1/30/2025 Tcfg Wealth Management LLC269,580$1.16M0.6%+1.7%0.062%
1/30/2025 Strategic Financial Concepts LLC11,400$49K0.0%-46.2%0.003%
1/29/2025 Van ECK Associates Corp8,127,617$35.03M0.0%-9.1%1.863%
1/29/2025 Carnegie Lake Advisors LLC18,115$78K0.0%-21.6%0.004%
1/28/2025 Empowered Funds LLC36,835$159K0.0%+144.1%0.008%
1/28/2025 Moloney Securities Asset Management LLC26,761$115K0.0%-49.0%0.006%
1/28/2025 Barrett & Company Inc.48,232$208K0.1%-5.0%0.011%
1/28/2025 Strategic Financial Concepts LLC49,134$212K0.0%+131.8%0.011%
1/27/2025 Choreo LLC252,737$1.09M0.0%N/A0.058%
1/24/2025 Spire Wealth Management92,144$397K0.0%+265.2%0.021%
1/23/2025 EMC Capital Management20,762$89K0.0%+107.6%0.005%
1/22/2025 Next Level Private LLC31,111$134K0.1%-35.6%0.007%
1/22/2025 Cherry Creek Investment Advisors Inc.47,838$206K0.1%+199.8%0.011%
1/21/2025 Navis Wealth Advisors LLC61,112$263K0.3%N/A0.014%
1/17/2025 Inspire Investing LLC93,199$402K0.0%+21.2%0.021%
1/17/2025 Teamwork Financial Advisors LLC35,484$154K0.0%-44.1%0.008%
1/17/2025 Janney Montgomery Scott LLC10,118$44K0.0%-19.7%0.002%
1/17/2025 XML Financial LLC946,006$4.08M0.4%-53.7%0.217%
1/15/2025 Merit Financial Group LLC18,266$79K0.0%N/A0.004%
1/15/2025 Family Wealth Partners LLC21,215$91K0.0%+52.8%0.005%
1/13/2025 Claro Advisors LLC27,165$117K0.0%-35.9%0.006%
1/8/2025 International Assets Investment Management LLC173,914$755K0.0%-81.4%0.040%
1/6/2025 Ridgeline Wealth LLC94,334$407K0.3%N/A0.022%
12/26/2024JPMorgan Chase & Co.68,854$368K0.0%-24.2%0.016%
12/12/2024 Legacy Wealth Management LLC MS84,316$451K0.2%N/A0.019%
11/20/2024Virtu Financial LLC162,844$871K0.0%+175.2%0.037%
11/18/2024Arete Wealth Advisors LLC224,886$1.20M0.1%N/A0.052%
11/15/2024XTX Topco Ltd16,509$88K0.0%N/A0.004%
11/15/2024HighTower Advisors LLC22,615$120K0.0%-81.0%0.005%
11/15/2024Paloma Partners Management Co108,056$578K0.0%N/A0.025%
11/14/2024Captrust Financial Advisors14,247$76K0.0%+34.9%0.003%
11/13/2024BNP Paribas Financial Markets136,249$729K0.0%+99.4%0.031%
11/13/2024 D.A. Davidson & CO.299,078$1.60M0.0%+2.6%0.069%
11/12/2024Garner Asset Management Corp106,529$570K0.3%-17.0%0.025%
11/12/2024Great Valley Advisor Group Inc.19,561$105K0.0%N/A0.005%
11/8/2024SMH Capital Advisors Inc.145,605$779K2.4%+43.7%0.034%
How 10 Minutes a Week Delivered 96.8% Accuracy for 9 Years (Ad)

I've just interviewed a private millionaire who uncovered some strange movements in the market...

I've just interviewed a private millionaire who uncovered some strange movements in the market...
11/8/2024Advisors Asset Management Inc.303,806$1.63M0.0%-3.5%0.070%
11/8/2024 MWA Asset Management53,000$53K0.0%N/A0.012%
11/6/2024 Sheaff Brock Investment Advisors LLC29,260$157K0.0%+7.4%0.007%
11/2/2024 XML Financial LLC2,044,448$10.94M1.0%+8.1%0.472%
10/30/2024 Moloney Securities Asset Management LLC52,506$281K0.0%-17.7%0.012%
10/29/2024 Van ECK Associates Corp8,938,863$47.38M0.1%+23.3%2.065%
10/28/2024US Bancorp DE180,000$963K0.0%-35.7%0.042%
10/25/2024Vanguard Capital Wealth Advisors13,563$73K0.1%-33.2%0.003%
10/25/2024 Traynor Capital Management Inc.10,560$56K0.0%-26.4%0.003%
10/24/2024 Barrett & Company Inc.50,775$272K0.1%+14.5%0.012%
10/24/2024 J.W. Cole Advisors Inc.25,424$136K0.0%+18.0%0.006%
10/24/2024 PFG Investments LLC17,634$94K0.0%N/A0.004%
10/24/2024 Arkadios Wealth Advisors11,901$64K0.0%-48.1%0.003%
10/23/2024West Michigan Advisors LLC16,992$92K0.0%N/A0.004%
10/23/2024Global Assets Advisory LLC11,992$64K0.0%N/A0.003%
10/22/2024 International Assets Investment Management LLC933,083$4.99M0.0%+344.0%0.216%
10/22/2024Sequoia Financial Advisors LLC24,150$129K0.0%N/A0.006%
10/17/2024Inspire Advisors LLC15,130$81K0.0%-32.4%0.004%
10/16/2024 Teamwork Financial Advisors LLC63,515$340K0.0%+17.3%0.015%
10/11/2024Creative Planning168,803$903K0.0%-4.1%0.039%
10/10/2024 Inspire Investing LLC76,885$411K0.0%+21.0%0.018%
10/10/2024 Family Wealth Partners LLC13,888$74K0.0%N/A0.003%
10/8/2024CWM LLC19,310$103K0.0%+101.4%0.004%
10/8/2024Strategies Wealth Advisors LLC33,957$182K0.0%+7.2%0.008%
8/21/2024 Truist Financial Corp192,188$1.06M0.0%-4.2%0.046%
8/16/2024Creative Planning175,953$973K0.0%+387.3%0.042%
8/16/2024 Kathmere Capital Management LLC69,462$384K0.0%+19.8%0.017%
8/15/2024Dark Forest Capital Management LP46,411$257K0.0%+34.2%0.011%
8/14/2024Squarepoint Ops LLC21,142$117K0.0%-71.7%0.005%
8/14/2024ProShare Advisors LLC49,209$272K0.0%-4.2%0.012%
8/13/2024AE Wealth Management LLC14,473$80K0.0%N/A0.003%
8/12/2024Mercer Global Advisors Inc. ADV35,867$198K0.0%-35.1%0.009%
8/8/2024Vanguard Capital Wealth Advisors20,303$112K0.1%-18.3%0.005%
8/8/2024 Y.D. More Investments Ltd5,062,879$29.06M3.0%+303.6%1.212%
8/6/2024LSV Asset Management891,235$4.93M0.0%-44.6%0.213%
8/6/2024Ausdal Financial Partners Inc.39,166$217K0.0%+34.7%0.009%
8/2/2024Midland Wealth Advisors LLC18,416$102K0.0%N/A0.004%
7/31/2024 Spire Wealth Management58,476$323K0.0%+207.4%0.014%
7/31/2024 Van ECK Associates Corp7,248,573$40.09M0.1%+5.4%1.735%
7/31/2024IFG Advisory LLC36,195$200K0.0%+9.0%0.009%
7/31/2024Rothschild Investment LLC4,900$27K0.0%N/A0.001%
7/30/2024 Moloney Securities Asset Management LLC63,802$353K0.1%+4.7%0.015%
7/29/2024TrueMark Investments LLC380,932$2.11M0.7%N/A0.091%
7/23/2024 XML Financial LLC1,891,268$10.46M1.1%+10.4%0.453%
7/22/2024 Atria Wealth Solutions Inc.153,122$847K0.0%-12.9%0.037%
7/16/2024 Apeiron RIA LLC80,000$79K0.0%N/A0.019%
7/11/2024 OLD National Bancorp IN24,811$137K0.0%N/A0.006%
7/5/2024DNB Asset Management AS342,285$1.89M0.0%+7.3%0.082%
6/4/2024Tactive Advisors LLC321,095$1.77M0.9%+74.2%0.077%
5/20/2024Virtu Financial LLC40,423$223K0.0%-41.4%0.010%
How 10 Minutes a Week Delivered 96.8% Accuracy for 9 Years (Ad)

I've just interviewed a private millionaire who uncovered some strange movements in the market...

I've just interviewed a private millionaire who uncovered some strange movements in the market...
5/20/2024 EMC Capital Management20,762$115K0.1%+24.5%0.005%
5/17/2024 XML Financial LLC1,712,938$9.46M1.0%+29.1%0.410%
5/17/2024Garner Asset Management Corp128,455$709K0.4%-15.8%0.031%
5/17/2024Comerica Bank24,000$132K0.0%+166.7%0.006%
5/16/2024Caxton Associates LP124,102$685K0.0%-47.4%0.030%
5/15/2024Quadrature Capital Ltd118,502$655K0.0%-20.1%0.028%
5/14/2024Advisors Asset Management Inc.444,540$2.45M0.0%-1.3%0.106%
5/14/2024CANADA LIFE ASSURANCE Co294,706$1.63M0.0%+13.1%0.071%
5/9/2024 Kingsview Wealth Management LLC16,538$91K0.0%N/A0.004%
5/8/2024 Entropy Technologies LP25,000$138K0.0%N/A0.006%
(Data available from 1/1/2016 forward)

PSEC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSEC shares?

During the previous two years, 168 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Van ECK Associates Corp ($35.03M), Y.D. More Investments Ltd ($29.06M), LSV Asset Management ($4.93M), XML Financial LLC ($4.08M), Paragon Wealth Strategies LLC ($3.59M), First Republic Investment Management Inc. ($3.47M), and J.P. Morgan Private Wealth Advisors LLC ($3.44M).Learn more on PSEC's institutional investors.

What percentage of Prospect Capital stock is owned by institutional investors?

9.06% of Prospect Capital stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Which institutional investors have been buying Prospect Capital stock?

Of the 146 institutional investors that purchased Prospect Capital stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank Julius Baer & Co. Ltd Zurich ($9.83M), Van ECK Associates Corp ($5.75M), Y.D. More Investments Ltd ($5.08M), XML Financial LLC ($1.40M), International Assets Investment Management LLC ($792.75K), Paragon Wealth Strategies LLC ($593.10K), and TrueMark Investments LLC ($380.93K).

How much institutional buying is happening at Prospect Capital?

Institutional investors have bought a total of 30,316,245 shares in the last 24 months. This purchase volume represents approximately $181.06M in transactions.

Which Prospect Capital major shareholders have been selling company stock?

Of the 65 institutional investors that sold Prospect Capital stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LSV Asset Management ($1.27M), XML Financial LLC ($1.16M), International Assets Investment Management LLC ($1.08M), Van ECK Associates Corp ($811.25K), Muzinich & Co. Inc. ($564.21K), Sumitomo Mitsui Trust Holdings Inc. ($523.49K), and Kestra Advisory Services LLC ($495.00K).

How much institutional selling is happening at Prospect Capital?

Institutional investors have sold a total of 8,019,157 shares in the last 24 months. This volume of shares sold represents approximately $43.03M in transactions.


Related Companies

This page (NASDAQ:PSEC) was last updated on 2/5/2025 by MarketBeat.com Staff
From Our Partners
NVDA Crash Update
An overseas AI rival sent shockwaves through the U.S. tech market last week... Leaving millions of investor...
Chaikin Analytics | Sponsored
He called the top and bottom of Bitcoin nearly to the day … Here’s what he says is next.
With Donald Trump’s return to the oval office, the war on crypto is over. The digital currency is not only ...
Weiss Ratings | Sponsored
Is Starlink Set For The Largest IPO In History?
He turned PayPal from a tiny, off-the-radar startup… to a massive $64 billion giant. Then, he did it again ...
Paradigm Press | Sponsored
Collect $7k per month from Tesla’s SECRET dividend
Tesla doesn't pay a traditional dividend.... But I just discovered a secret backdoor to collect a secret 69...
Investors Alley | Sponsored
Buy this AI Stock Before Elon’s Announcement
With Trump back in office, xAI is primed to become the leader in generative AI, leaving competitors in the dus...
InvestorPlace | Sponsored
$2 Trillion Disappears Because of Fed's Secretive New Move
$2 trillion has disappeared from the US government's books. The reason why is a new, secretive move being c...
Stansberry Research | Sponsored
New crypto boom will be greatest in history
Urgent Notice from Ian King, the Crypto Expert Who Made 18,325% in a Year: “Donald Trump’s second term is t...
Banyan Hill Publishing | Sponsored
Elon’s #1 AI Stock” SET TO SOAR
Forget ChatGPT! Because Elon Musk's AI promises to be 100x more powerful.
Behind the Markets | Sponsored