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Prospect Capital (PSEC) Institutional Ownership

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$4.33 -0.01 (-0.23%)
As of 01/3/2025 05:45 PM Eastern

Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Current
Institutional Ownership
Percentage
9.06%
Number of
Institutional Buyers
(last 12 months)
79
Total
Institutional Inflows
(last 12 months)
$70.30M
Number of
Institutional Sellers
(last 12 months)
38
Total
Institutional Outflows
(last 12 months)
$16.03M
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PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
12/26/2024JPMorgan Chase & Co.68,854$368K0.0%-24.2%0.016%
12/12/2024Legacy Wealth Management LLC MS84,316$451K0.2%N/A0.019%
11/20/2024Virtu Financial LLC162,844$871K0.0%+175.2%0.037%
11/18/2024Arete Wealth Advisors LLC224,886$1.20M0.1%N/A0.052%
11/15/2024XTX Topco Ltd16,509$88K0.0%N/A0.004%
11/15/2024HighTower Advisors LLC22,615$120K0.0%-81.0%0.005%
11/15/2024Paloma Partners Management Co108,056$578K0.0%N/A0.025%
11/14/2024Captrust Financial Advisors14,247$76K0.0%+34.9%0.003%
11/13/2024BNP Paribas Financial Markets136,249$729K0.0%+99.4%0.031%
11/13/2024D.A. Davidson & CO.299,078$1.60M0.0%+2.6%0.069%
11/12/2024Garner Asset Management Corp106,529$570K0.3%-17.0%0.025%
11/12/2024Great Valley Advisor Group Inc.19,561$105K0.0%N/A0.005%
11/8/2024SMH Capital Advisors Inc.145,605$779K2.4%+43.7%0.034%
11/8/2024Advisors Asset Management Inc.303,806$1.63M0.0%-3.5%0.070%
11/8/2024MWA Asset Management53,000$53K0.0%N/A0.012%
11/6/2024Sheaff Brock Investment Advisors LLC29,260$157K0.0%+7.4%0.007%
11/2/2024XML Financial LLC2,044,448$10.94M1.0%+8.1%0.472%
10/30/2024Moloney Securities Asset Management LLC52,506$281K0.0%-17.7%0.012%
10/29/2024Van ECK Associates Corp8,938,863$47.38M0.1%+23.3%2.065%
10/28/2024US Bancorp DE180,000$963K0.0%-35.7%0.042%
10/25/2024Vanguard Capital Wealth Advisors13,563$73K0.1%-33.2%0.003%
10/25/2024Traynor Capital Management Inc.10,560$56K0.0%-26.4%0.003%
10/24/2024Barrett & Company Inc.50,775$272K0.1%+14.5%0.012%
10/24/2024J.W. Cole Advisors Inc.25,424$136K0.0%+18.0%0.006%
10/24/2024PFG Investments LLC17,634$94K0.0%N/A0.004%
10/24/2024Arkadios Wealth Advisors11,901$64K0.0%-48.1%0.003%
10/23/2024West Michigan Advisors LLC16,992$92K0.0%N/A0.004%
10/23/2024Global Assets Advisory LLC11,992$64K0.0%N/A0.003%
10/22/2024International Assets Investment Management LLC933,083$4.99M0.0%+344.0%0.216%
10/22/2024Sequoia Financial Advisors LLC24,150$129K0.0%N/A0.006%
10/17/2024Inspire Advisors LLC15,130$81K0.0%-32.4%0.004%
10/16/2024Teamwork Financial Advisors LLC63,515$340K0.0%+17.3%0.015%
10/11/2024Creative Planning168,803$903K0.0%-4.1%0.039%
10/10/2024Inspire Investing LLC76,885$411K0.0%+21.0%0.018%
10/10/2024Family Wealth Partners LLC13,888$74K0.0%N/A0.003%
10/8/2024CWM LLC19,310$103K0.0%+101.4%0.004%
10/8/2024Strategies Wealth Advisors LLC33,957$182K0.0%+7.2%0.008%
8/21/2024Truist Financial Corp192,188$1.06M0.0%-4.2%0.046%
8/16/2024Creative Planning175,953$973K0.0%+387.3%0.042%
8/16/2024Kathmere Capital Management LLC69,462$384K0.0%+19.8%0.017%
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8/15/2024Dark Forest Capital Management LP46,411$257K0.0%+34.2%0.011%
8/14/2024Squarepoint Ops LLC21,142$117K0.0%-71.7%0.005%
8/14/2024ProShare Advisors LLC49,209$272K0.0%-4.2%0.012%
8/13/2024AE Wealth Management LLC14,473$80K0.0%N/A0.003%
8/12/2024Mercer Global Advisors Inc. ADV35,867$198K0.0%-35.1%0.009%
8/8/2024Vanguard Capital Wealth Advisors20,303$112K0.1%-18.3%0.005%
8/8/2024Y.D. More Investments Ltd5,062,879$29.06M3.0%+303.6%1.212%
8/6/2024LSV Asset Management891,235$4.93M0.0%-44.6%0.213%
8/6/2024Ausdal Financial Partners Inc.39,166$217K0.0%+34.7%0.009%
8/2/2024Midland Wealth Advisors LLC18,416$102K0.0%N/A0.004%
7/31/2024Spire Wealth Management58,476$323K0.0%+207.4%0.014%
7/31/2024Van ECK Associates Corp7,248,573$40.09M0.1%+5.4%1.735%
7/31/2024IFG Advisory LLC36,195$200K0.0%+9.0%0.009%
7/31/2024Rothschild Investment LLC4,900$27K0.0%N/A0.001%
7/30/2024Moloney Securities Asset Management LLC63,802$353K0.1%+4.7%0.015%
7/29/2024TrueMark Investments LLC380,932$2.11M0.7%N/A0.091%
7/23/2024XML Financial LLC1,891,268$10.46M1.1%+10.4%0.453%
7/22/2024Atria Wealth Solutions Inc.153,122$847K0.0%-12.9%0.037%
7/16/2024Apeiron RIA LLC80,000$79K0.0%N/A0.019%
7/11/2024OLD National Bancorp IN24,811$137K0.0%N/A0.006%
7/5/2024DNB Asset Management AS342,285$1.89M0.0%+7.3%0.082%
6/4/2024Tactive Advisors LLC321,095$1.77M0.9%+74.2%0.077%
5/20/2024Virtu Financial LLC40,423$223K0.0%-41.4%0.010%
5/20/2024EMC Capital Management20,762$115K0.1%+24.5%0.005%
5/17/2024XML Financial LLC1,712,938$9.46M1.0%+29.1%0.410%
5/17/2024Garner Asset Management Corp128,455$709K0.4%-15.8%0.031%
5/17/2024Comerica Bank24,000$132K0.0%+166.7%0.006%
5/16/2024Caxton Associates LP124,102$685K0.0%-47.4%0.030%
5/15/2024Quadrature Capital Ltd118,502$655K0.0%-20.1%0.028%
5/14/2024Advisors Asset Management Inc.444,540$2.45M0.0%-1.3%0.106%
5/14/2024CANADA LIFE ASSURANCE Co294,706$1.63M0.0%+13.1%0.071%
5/9/2024Kingsview Wealth Management LLC16,538$91K0.0%N/A0.004%
5/8/2024Entropy Technologies LP25,000$138K0.0%N/A0.006%
5/8/2024ProShare Advisors LLC51,349$283K0.0%+18.8%0.012%
5/8/2024Headlands Technologies LLC7,574$42K0.0%+2,266.9%0.002%
5/8/2024Inspire Advisors LLC21,333$118K0.0%-10.7%0.005%
5/7/2024Empowered Funds LLC13,202$73K0.0%N/A0.003%
5/6/2024LSV Asset Management1,608,614$8.88M0.0%-21.0%0.387%
5/6/2024Envestnet Portfolio Solutions Inc.17,000$94K0.0%N/A0.004%
5/4/2024Csenge Advisory Group44,128$244K0.0%N/A0.011%
5/3/2024BI Asset Management Fondsmaeglerselskab A S394,365$2.18M0.0%+59.7%0.095%
5/2/2024Mckinley Capital Management LLC408,441$2.26M0.3%-3.1%0.098%
5/1/2024Janney Montgomery Scott LLC23,633$130K0.0%+51.2%0.006%
5/1/2024BNP Paribas Financial Markets43,616$241K0.0%+275.0%0.011%
4/30/2024J.W. Cole Advisors Inc.21,922$121K0.0%-39.8%0.005%
4/30/2024Cutter & CO Brokerage Inc.11,700$65K0.0%N/A0.003%
4/30/2024Van ECK Associates Corp6,880,161$37.98M0.1%+11.7%1.657%
4/30/2024SpiderRock Advisors LLC15,225$83K0.0%N/A0.004%
4/25/2024Triumph Capital Management26,472$145K0.1%-67.9%0.006%
4/24/2024Spire Wealth Management19,021$105K0.0%-13.8%0.005%
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4/23/2024Sage Mountain Advisors LLC25,948$143K0.0%N/A0.006%
4/22/2024Strategic Financial Concepts LLC18,099$100K0.0%N/A0.004%
4/22/2024Strategies Wealth Advisors LLC30,621$169K0.0%+6.6%0.007%
4/22/2024Edge Financial Advisors LLC10,000$55K0.0%N/A0.002%
4/19/2024Kovack Advisors Inc.138,549$765K0.1%-4.4%0.033%
4/16/2024Vanguard Capital Wealth Advisors24,852$137K0.1%-34.0%0.006%
4/15/2024Wealthcare Advisory Partners LLC14,834$82K0.0%N/A0.004%
4/12/2024Global Assets Advisory LLC44,689$247K0.0%N/A0.011%
3/25/2024Quadrature Capital Ltd148,229$888K0.0%N/A0.036%
3/22/2024PNC Financial Services Group Inc.33,998$204K0.0%-69.4%0.008%
(Data available from 1/1/2016 forward)

PSEC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSEC shares?

During the previous two years, 168 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Van ECK Associates Corp ($47.38M), Y.D. More Investments Ltd ($29.06M), XML Financial LLC ($10.94M), International Assets Investment Management LLC ($4.99M), LSV Asset Management ($4.93M), Paragon Wealth Strategies LLC ($3.59M), and Mckinley Capital Management LLC Delaware ($3.59M).Learn more on PSEC's institutional investors.

What percentage of Prospect Capital stock is owned by institutional investors?

9.06% of Prospect Capital stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Which institutional investors have been buying Prospect Capital stock?

Of the 148 institutional investors that purchased Prospect Capital stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank Julius Baer & Co. Ltd Zurich ($9.83M), Van ECK Associates Corp ($5.75M), Y.D. More Investments Ltd ($5.08M), XML Financial LLC ($1.40M), International Assets Investment Management LLC ($1.14M), Paragon Wealth Strategies LLC ($593.10K), and TrueMark Investments LLC ($380.93K).

How much institutional buying is happening at Prospect Capital?

Institutional investors have bought a total of 30,150,864 shares in the last 24 months. This purchase volume represents approximately $181.78M in transactions.

Which Prospect Capital major shareholders have been selling company stock?

Of the 65 institutional investors that sold Prospect Capital stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LSV Asset Management ($1.27M), Sumitomo Mitsui Trust Holdings Inc. ($578.85K), Muzinich & Co. Inc. ($564.21K), Kestra Advisory Services LLC ($495.00K), International Assets Investment Management LLC ($353.89K), Arkadios Wealth Advisors ($163.32K), and Money Concepts Capital Corp ($128.35K).

How much institutional selling is happening at Prospect Capital?

Institutional investors have sold a total of 5,340,578 shares in the last 24 months. This volume of shares sold represents approximately $32.30M in transactions.



This page (NASDAQ:PSEC) was last updated on 1/4/2025 by MarketBeat.com Staff
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