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Prospect Capital (PSEC) Institutional Ownership

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$3.49 -0.23 (-6.18%)
Closing price 04/10/2025 04:00 PM Eastern
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$3.56 +0.07 (+2.15%)
As of 07:07 AM Eastern
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Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Current
Institutional Ownership
Percentage
9.06%
Number of
Institutional Buyers
(last 12 months)
106
Total
Institutional Inflows
(last 12 months)
$98.85M
Number of
Institutional Sellers
(last 12 months)
49
Total
Institutional Outflows
(last 12 months)
$27.72M
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PSEC Institutional Buying and Selling by Quarter

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Prospect Capital Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/10/2025Teamwork Financial Advisors LLC31,237$128K0.0%-12.0%0.007%
4/9/2025 180 Wealth Advisors LLC17,887$73K0.0%N/A0.004%
4/8/2025 Parallel Advisors LLC6,473$27K0.0%-33.7%0.001%
3/21/2025Prostatis Group LLC22,732$98K0.0%N/A0.005%
3/12/2025Palogic Value Management L.P.351,294$1.51M0.0%+50.8%0.079%
3/4/2025Comprehensive Money Management Services LLC16,800$72K0.1%N/A0.004%
2/24/2025Ameriflex Group Inc.14,486$62K0.0%N/A0.003%
2/18/2025Alpine Global Management LLC80,300$346K0.1%N/A0.018%
2/18/2025Focus Partners Advisor Solutions LLC25,229$109K0.0%+21.8%0.006%
2/17/2025Squarepoint Ops LLC137,288$592K0.0%+33.3%0.031%
2/17/2025Two Sigma Advisers LP313,600$1.35M0.0%+1,149.4%0.072%
2/17/2025Two Sigma Investments LP684,812$2.95M0.0%+115.9%0.157%
2/17/2025ProShare Advisors LLC69,988$302K0.0%+18.5%0.016%
2/17/2025Global Assets Advisory LLC15,998$69K0.0%+33.4%0.004%
2/17/2025D. E. Shaw & Co. Inc.136,238$587K0.0%N/A0.031%
2/17/2025Cubist Systematic Strategies LLC160,882$693K0.0%N/A0.037%
2/17/2025Brevan Howard Capital Management LP247,658$1.07M0.0%+1,161.6%0.057%
2/17/2025Balyasny Asset Management L.P.2,478,914$10.68M0.0%+6,177.6%0.568%
2/17/2025BNP Paribas Financial Markets259,449$1.12M0.0%+90.4%0.059%
2/14/2025Mercer Global Advisors Inc. ADV21,458$92K0.0%-46.9%0.005%
2/14/2025Northern Trust Corp598,848$2.58M0.0%+1.1%0.137%
2/14/2025Aquatic Capital Management LLC73,024$315K0.0%+518.8%0.017%
2/14/2025Oxford Asset Management LLP19,561$84K0.0%N/A0.004%
2/14/2025Virtus ETF Advisers LLC279,372$1.20M0.5%+38.2%0.064%
2/14/2025Two Sigma Securities LLC36,340$157K0.0%-57.8%0.008%
2/14/2025Dark Forest Capital Management LP66,047$285K0.0%+311.1%0.015%
2/14/2025Alpine Global Management LLC80,300$346K0.1%N/A0.018%
2/14/2025Tower Research Capital LLC TRC 14,560$63K0.0%+732.0%0.003%
2/14/2025BI Asset Management Fondsmaeglerselskab A S707,827$3.05M0.0%+49.4%0.162%
2/13/2025CANADA LIFE ASSURANCE Co248,301$1.07M0.0%-7.1%0.057%
2/13/2025Cravens & Co Advisors LLC20,000$86K0.1%N/A0.005%
2/13/2025Garden State Investment Advisory Services LLC77,448$334K0.1%-12.8%0.018%
2/13/2025Guggenheim Capital LLC88,830$383K0.0%+8.2%0.020%
2/13/2025XTX Topco Ltd172,329$743K0.1%+943.8%0.040%
2/13/2025Garner Asset Management Corp97,583$421K0.2%-8.4%0.022%
2/13/2025Envision Financial Planning LLC12,999$56K0.0%N/A0.003%
2/13/2025Townsquare Capital LLC12,097$52K0.0%-62.2%0.003%
2/13/2025Philadelphia Trust Co.71,700$309K0.0%-8.6%0.016%
2/13/2025Rockefeller Capital Management L.P.49,358$213K0.0%-88.5%0.011%
2/13/2025Concorde Asset Management LLC29,250$126K0.1%N/A0.007%
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2/13/2025CenterBook Partners LP102,651$442K0.0%N/A0.024%
2/13/2025Advisory Services Network LLC18,288$79K0.0%-75.9%0.004%
2/13/2025Legal & General Group Plc2,898,651$12.51M0.0%-5.0%0.665%
2/13/2025Cerity Partners LLC70,504$304K0.0%N/A0.016%
2/13/2025Envestnet Asset Management Inc.946,648$4.08M0.0%+4,160.3%0.217%
2/12/2025ExodusPoint Capital Management LP183,854$792K0.0%N/A0.042%
2/12/2025Thomas J. Herzfeld Advisors Inc.1,828,411$7.88M2.5%N/A0.419%
2/12/2025Trexquant Investment LP331,608$1.43M0.0%N/A0.076%
2/12/2025DnB Asset Management AS383,942$1.66M0.0%+3.1%0.088%
2/12/2025Orion Portfolio Solutions LLC35,315$152K0.0%-6.4%0.008%
2/12/2025Nomura Asset Management Co. Ltd.10,221$44K0.0%N/A0.002%
2/12/2025JPMorgan Chase & Co.53,527$231K0.0%-22.3%0.012%
2/12/2025Ausdal Financial Partners Inc.25,491$110K0.0%-35.0%0.006%
2/12/2025TrueMark Investments LLC501,917$2.16M0.7%-32.0%0.115%
2/11/2025Modern Wealth Management LLC32,566$136K0.0%+9.3%0.007%
2/11/2025Samalin Investment Counsel LLC14,500$62K0.0%N/A0.003%
2/11/2025Virtu Financial LLC205,041$884K0.0%+25.9%0.047%
2/11/2025Palogic Value Management L.P.351,294$1.51M0.6%+50.8%0.081%
2/10/2025Glenview Trust co90,719$391K0.0%N/A0.021%
2/10/2025Corient Private Wealth LLC10,135$44K0.0%-61.3%0.002%
2/10/2025Centurion Wealth Management LLC45,000$46K0.0%N/A0.010%
2/7/2025PFG Advisors13,260$57K0.0%N/A0.003%
2/7/2025HighTower Advisors LLC12,894$56K0.0%-43.0%0.003%
2/7/2025Independent Advisor Alliance14,420$62K0.0%N/A0.003%
2/7/2025Naviter Wealth LLC508,914$2.22M0.3%N/A0.117%
2/6/2025WMG Financial Advisors LLC27,950$120K0.1%+22.3%0.006%
2/5/2025US Bancorp DE130,000$560K0.0%-27.8%0.030%
2/5/2025Kovack Advisors Inc.145,095$625K0.1%+1.9%0.033%
2/4/2025Cutter & CO Brokerage Inc.15,940$69K0.0%+27.8%0.004%
2/4/2025Denali Advisors LLC110,138$475K0.0%-65.3%0.025%
1/31/2025Atria Wealth Solutions Inc.63,477$274K0.0%+158.5%0.015%
1/31/2025D.A. Davidson & CO.342,831$1.48M0.0%+14.6%0.079%
1/30/2025Tcfg Wealth Management LLC269,580$1.16M0.6%+1.7%0.062%
1/30/2025Strategic Financial Concepts LLC11,400$49K0.0%-46.2%0.003%
1/29/2025Van ECK Associates Corp8,127,617$35.03M0.0%-9.1%1.863%
1/29/2025Carnegie Lake Advisors LLC18,115$78K0.0%-21.6%0.004%
1/28/2025Empowered Funds LLC36,835$159K0.0%+144.1%0.008%
1/28/2025Moloney Securities Asset Management LLC26,761$115K0.0%-49.0%0.006%
1/28/2025Barrett & Company Inc.48,232$208K0.1%-5.0%0.011%
1/28/2025Strategic Financial Concepts LLC49,134$212K0.0%+131.8%0.011%
1/27/2025Choreo LLC252,737$1.09M0.0%N/A0.058%
1/24/2025Spire Wealth Management92,144$397K0.0%+265.2%0.021%
1/23/2025EMC Capital Management20,762$89K0.0%+107.6%0.005%
1/22/2025Next Level Private LLC31,111$134K0.1%-35.6%0.007%
1/22/2025Cherry Creek Investment Advisors Inc.47,838$206K0.1%+199.8%0.011%
1/21/2025Navis Wealth Advisors LLC61,112$263K0.3%N/A0.014%
1/17/2025Inspire Investing LLC93,199$402K0.0%+21.2%0.021%
1/17/2025Teamwork Financial Advisors LLC35,484$154K0.0%-44.1%0.008%
1/17/2025Janney Montgomery Scott LLC10,118$44K0.0%-19.7%0.002%
1/17/2025XML Financial LLC946,006$4.08M0.4%-53.7%0.217%
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1/15/2025 Merit Financial Group LLC18,266$79K0.0%N/A0.004%
1/15/2025Family Wealth Partners LLC21,215$91K0.0%+52.8%0.005%
1/13/2025Claro Advisors LLC27,165$117K0.0%-35.9%0.006%
1/8/2025International Assets Investment Management LLC173,914$755K0.0%-81.4%0.040%
1/6/2025Ridgeline Wealth LLC94,334$407K0.3%N/A0.022%
12/26/2024JPMorgan Chase & Co.68,854$368K0.0%-24.2%0.016%
12/12/2024 Legacy Wealth Management LLC MS84,316$451K0.2%N/A0.019%
11/20/2024Virtu Financial LLC162,844$871K0.0%+175.2%0.037%
11/18/2024Arete Wealth Advisors LLC224,886$1.20M0.1%N/A0.052%
11/15/2024XTX Topco Ltd16,509$88K0.0%N/A0.004%
(Data available from 1/1/2016 forward)

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PSEC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSEC shares?

During the previous two years, 193 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Van ECK Associates Corp ($35.03M), Y.D. More Investments Ltd ($29.06M), Legal & General Group Plc ($12.51M), Balyasny Asset Management L.P. ($10.68M), Thomas J. Herzfeld Advisors Inc. ($7.88M), LSV Asset Management ($4.93M), and Envestnet Asset Management Inc. ($4.08M).Learn more on PSEC's institutional investors.

What percentage of Prospect Capital stock is owned by institutional investors?

9.06% of Prospect Capital stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Which institutional investors have been buying Prospect Capital stock?

Of the 165 institutional investors that purchased Prospect Capital stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank Julius Baer & Co. Ltd Zurich ($9.83M), Van ECK Associates Corp ($5.55M), Y.D. More Investments Ltd ($3.81M), Balyasny Asset Management L.P. ($2.44M), Thomas J. Herzfeld Advisors Inc. ($1.83M), Envestnet Asset Management Inc. ($924.43K), and XML Financial LLC ($816.06K).

How much institutional buying is happening at Prospect Capital?

Institutional investors have bought a total of 36,936,601 shares in the last 24 months. This purchase volume represents approximately $202.80M in transactions.

Which Prospect Capital major shareholders have been selling company stock?

Of the 74 institutional investors that sold Prospect Capital stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LSV Asset Management ($1.23M), XML Financial LLC ($1.16M), International Assets Investment Management LLC ($1.08M), Van ECK Associates Corp ($811.25K), Sumitomo Mitsui Trust Holdings Inc. ($523.49K), Muzinich & Co. Inc. ($508.85K), and Kestra Advisory Services LLC ($495.00K).

How much institutional selling is happening at Prospect Capital?

Institutional investors have sold a total of 8,863,103 shares in the last 24 months. This volume of shares sold represents approximately $46.04M in transactions.



This page (NASDAQ:PSEC) was last updated on 4/11/2025 by MarketBeat.com Staff
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