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Prospect Capital (PSEC) Institutional Ownership

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$4.59 -0.05 (-1.08%)
(As of 11/20/2024 ET)

Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Current
Institutional Ownership
Percentage
9.06%
Number of
Institutional Buyers
(last 12 months)
78
Total
Institutional Inflows
(last 12 months)
$69.85M
Number of
Institutional Sellers
(last 12 months)
37
Total
Institutional Outflows
(last 12 months)
$15.92M
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PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/20/2024Virtu Financial LLC162,844$871K0.0%+175.2%0.037%
11/18/2024 Arete Wealth Advisors LLC224,886$1.20M0.1%N/A0.052%
11/15/2024 XTX Topco Ltd16,509$88K0.0%N/A0.004%
11/15/2024 HighTower Advisors LLC22,615$120K0.0%-81.0%0.005%
11/15/2024 Paloma Partners Management Co108,056$578K0.0%N/A0.025%
11/14/2024 Captrust Financial Advisors14,247$76K0.0%+34.9%0.003%
11/13/2024 BNP Paribas Financial Markets136,249$729K0.0%+99.4%0.031%
11/13/2024 D.A. Davidson & CO.299,078$1.60M0.0%+2.6%0.069%
11/12/2024 Garner Asset Management Corp106,529$570K0.3%-17.0%0.025%
11/12/2024 Great Valley Advisor Group Inc.19,561$105K0.0%N/A0.005%
11/8/2024 SMH Capital Advisors Inc.145,605$779K2.4%+43.7%0.034%
11/8/2024 Advisors Asset Management Inc.303,806$1.63M0.0%-3.5%0.070%
11/8/2024 MWA Asset Management53,000$53K0.0%N/A0.012%
11/6/2024 Sheaff Brock Investment Advisors LLC29,260$157K0.0%+7.4%0.007%
11/2/2024 XML Financial LLC2,044,448$10.94M1.0%+8.1%0.472%
10/30/2024 Moloney Securities Asset Management LLC52,506$281K0.0%-17.7%0.012%
10/29/2024 Van ECK Associates Corp8,938,863$47.38M0.1%+23.3%2.065%
10/28/2024 US Bancorp DE180,000$963K0.0%-35.7%0.042%
10/25/2024 Vanguard Capital Wealth Advisors13,563$73K0.1%-33.2%0.003%
10/25/2024 Traynor Capital Management Inc.10,560$56K0.0%-26.4%0.003%
10/24/2024 Barrett & Company Inc.50,775$272K0.1%+14.5%0.012%
10/24/2024 J.W. Cole Advisors Inc.25,424$136K0.0%+18.0%0.006%
10/24/2024 PFG Investments LLC17,634$94K0.0%N/A0.004%
10/24/2024 Arkadios Wealth Advisors11,901$64K0.0%-48.1%0.003%
10/23/2024 West Michigan Advisors LLC16,992$92K0.0%N/A0.004%
10/23/2024 Global Assets Advisory LLC11,992$64K0.0%N/A0.003%
10/22/2024 International Assets Investment Management LLC933,083$4.99M0.0%+344.0%0.216%
10/22/2024 Sequoia Financial Advisors LLC24,150$129K0.0%N/A0.006%
10/17/2024Inspire Advisors LLC15,130$81K0.0%-32.4%0.004%
10/16/2024 Teamwork Financial Advisors LLC63,515$340K0.0%+17.3%0.015%
10/11/2024 Creative Planning168,803$903K0.0%-4.1%0.039%
10/10/2024 Inspire Investing LLC76,885$411K0.0%+21.0%0.018%
10/10/2024 Family Wealth Partners LLC13,888$74K0.0%N/A0.003%
10/8/2024 CWM LLC19,310$103K0.0%+101.4%0.004%
10/8/2024 Strategies Wealth Advisors LLC33,957$182K0.0%+7.2%0.008%
8/21/2024 Truist Financial Corp192,188$1.06M0.0%-4.2%0.046%
8/16/2024 Creative Planning175,953$973K0.0%+387.3%0.042%
8/16/2024 Kathmere Capital Management LLC69,462$384K0.0%+19.8%0.017%
8/15/2024 Dark Forest Capital Management LP46,411$257K0.0%+34.2%0.011%
8/14/2024 Squarepoint Ops LLC21,142$117K0.0%-71.7%0.005%
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8/14/2024 ProShare Advisors LLC49,209$272K0.0%-4.2%0.012%
8/13/2024 AE Wealth Management LLC14,473$80K0.0%N/A0.003%
8/12/2024 Mercer Global Advisors Inc. ADV35,867$198K0.0%-35.1%0.009%
8/8/2024 Vanguard Capital Wealth Advisors20,303$112K0.1%-18.3%0.005%
8/8/2024 Y.D. More Investments Ltd5,062,879$29.06M3.0%+303.6%1.212%
8/6/2024 LSV Asset Management891,235$4.93M0.0%-44.6%0.213%
8/6/2024 Ausdal Financial Partners Inc.39,166$217K0.0%+34.7%0.009%
8/2/2024 Midland Wealth Advisors LLC18,416$102K0.0%N/A0.004%
7/31/2024 Spire Wealth Management58,476$323K0.0%+207.4%0.014%
7/31/2024 Van ECK Associates Corp7,248,573$40.09M0.1%+5.4%1.735%
7/31/2024 IFG Advisory LLC36,195$200K0.0%+9.0%0.009%
7/31/2024Rothschild Investment LLC4,900$27K0.0%N/A0.001%
7/30/2024 Moloney Securities Asset Management LLC63,802$353K0.1%+4.7%0.015%
7/29/2024 TrueMark Investments LLC380,932$2.11M0.7%N/A0.091%
7/23/2024 XML Financial LLC1,891,268$10.46M1.1%+10.4%0.453%
7/22/2024 Atria Wealth Solutions Inc.153,122$847K0.0%-12.9%0.037%
7/16/2024 Apeiron RIA LLC80,000$79K0.0%N/A0.019%
7/11/2024OLD National Bancorp IN24,811$137K0.0%N/A0.006%
7/5/2024 DNB Asset Management AS342,285$1.89M0.0%+7.3%0.082%
6/4/2024Tactive Advisors LLC321,095$1.77M0.9%+74.2%0.077%
5/20/2024Virtu Financial LLC40,423$223K0.0%-41.4%0.010%
5/20/2024 EMC Capital Management20,762$115K0.1%+24.5%0.005%
5/17/2024 XML Financial LLC1,712,938$9.46M1.0%+29.1%0.410%
5/17/2024 Garner Asset Management Corp128,455$709K0.4%-15.8%0.031%
5/17/2024 Comerica Bank24,000$132K0.0%+166.7%0.006%
5/16/2024 Caxton Associates LP124,102$685K0.0%-47.4%0.030%
5/15/2024 Quadrature Capital Ltd118,502$655K0.0%-20.1%0.028%
5/14/2024 Advisors Asset Management Inc.444,540$2.45M0.0%-1.3%0.106%
5/14/2024 CANADA LIFE ASSURANCE Co294,706$1.63M0.0%+13.1%0.071%
5/9/2024 Kingsview Wealth Management LLC16,538$91K0.0%N/A0.004%
5/8/2024 Entropy Technologies LP25,000$138K0.0%N/A0.006%
5/8/2024 ProShare Advisors LLC51,349$283K0.0%+18.8%0.012%
5/8/2024 Headlands Technologies LLC7,574$42K0.0%+2,266.9%0.002%
5/8/2024Inspire Advisors LLC21,333$118K0.0%-10.7%0.005%
5/7/2024 Empowered Funds LLC13,202$73K0.0%N/A0.003%
5/6/2024 LSV Asset Management1,608,614$8.88M0.0%-21.0%0.387%
5/6/2024 Envestnet Portfolio Solutions Inc.17,000$94K0.0%N/A0.004%
5/4/2024 Csenge Advisory Group44,128$244K0.0%N/A0.011%
5/3/2024 BI Asset Management Fondsmaeglerselskab A S394,365$2.18M0.0%+59.7%0.095%
5/2/2024Mckinley Capital Management LLC408,441$2.26M0.3%-3.1%0.098%
5/1/2024 Janney Montgomery Scott LLC23,633$130K0.0%+51.2%0.006%
5/1/2024 BNP Paribas Financial Markets43,616$241K0.0%+275.0%0.011%
4/30/2024 J.W. Cole Advisors Inc.21,922$121K0.0%-39.8%0.005%
4/30/2024 Cutter & CO Brokerage Inc.11,700$65K0.0%N/A0.003%
4/30/2024 Van ECK Associates Corp6,880,161$37.98M0.1%+11.7%1.657%
4/30/2024 SpiderRock Advisors LLC15,225$83K0.0%N/A0.004%
4/25/2024Triumph Capital Management26,472$145K0.1%-67.9%0.006%
4/24/2024 Spire Wealth Management19,021$105K0.0%-13.8%0.005%
4/23/2024 Sage Mountain Advisors LLC25,948$143K0.0%N/A0.006%
4/22/2024 Strategic Financial Concepts LLC18,099$100K0.0%N/A0.004%
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4/22/2024 Strategies Wealth Advisors LLC30,621$169K0.0%+6.6%0.007%
4/22/2024 Edge Financial Advisors LLC10,000$55K0.0%N/A0.002%
4/19/2024 Kovack Advisors Inc.138,549$765K0.1%-4.4%0.033%
4/16/2024 Vanguard Capital Wealth Advisors24,852$137K0.1%-34.0%0.006%
4/15/2024 Wealthcare Advisory Partners LLC14,834$82K0.0%N/A0.004%
4/12/2024 Global Assets Advisory LLC44,689$247K0.0%N/A0.011%
3/25/2024 Quadrature Capital Ltd148,229$888K0.0%N/A0.036%
3/22/2024 PNC Financial Services Group Inc.33,998$204K0.0%-69.4%0.008%
2/26/2024Virtu Financial LLC68,929$413K0.0%N/A0.017%
2/15/2024 Palogic Value Management L.P.164,334$984K0.4%-5.3%0.040%
(Data available from 1/1/2016 forward)

PSEC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSEC shares?

During the previous two years, 168 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Van ECK Associates Corp ($47.38M), Y.D. More Investments Ltd ($29.06M), XML Financial LLC ($10.94M), International Assets Investment Management LLC ($4.99M), LSV Asset Management ($4.93M), Paragon Wealth Strategies LLC ($3.59M), and Mckinley Capital Management LLC Delaware ($3.59M).Learn more on PSEC's institutional investors.

What percentage of Prospect Capital stock is owned by institutional investors?

9.06% of Prospect Capital stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Which institutional investors have been buying Prospect Capital stock?

Of the 147 institutional investors that purchased Prospect Capital stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank Julius Baer & Co. Ltd Zurich ($9.83M), Van ECK Associates Corp ($5.75M), Y.D. More Investments Ltd ($5.08M), XML Financial LLC ($1.40M), International Assets Investment Management LLC ($1.14M), Paragon Wealth Strategies LLC ($593.10K), and TrueMark Investments LLC ($380.93K).

How much institutional buying is happening at Prospect Capital?

Institutional investors have bought a total of 30,066,548 shares in the last 24 months. This purchase volume represents approximately $181.33M in transactions.

Which Prospect Capital major shareholders have been selling company stock?

Of the 66 institutional investors that sold Prospect Capital stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LSV Asset Management ($1.27M), Sumitomo Mitsui Trust Holdings Inc. ($578.85K), Muzinich & Co. Inc. ($564.21K), Kestra Advisory Services LLC ($495.00K), International Assets Investment Management LLC ($353.89K), Arkadios Wealth Advisors ($163.32K), and Money Concepts Capital Corp ($128.35K).

How much institutional selling is happening at Prospect Capital?

Institutional investors have sold a total of 5,363,870 shares in the last 24 months. This volume of shares sold represents approximately $32.46M in transactions.



This page (NASDAQ:PSEC) was last updated on 11/21/2024 by MarketBeat.com Staff
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