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First Trust Senior Floating Rate Income Fund II (FCT) Institutional Ownership

First Trust Senior Floating Rate Income Fund II logo
$10.20
-0.11 (-1.07%)
(As of 11/4/2024 ET)

Institutional Ownership Changes (13F Filings) for First Trust Senior Floating Rate Income Fund II (NYSE:FCT)

Number of
Institutional Buyers
(last 12 months)
32
Total
Institutional Inflows
(last 12 months)
$16.84M
Number of
Institutional Sellers
(last 12 months)
12
Total
Institutional Outflows
(last 12 months)
$3.82M
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FCT Institutional Buying and Selling by Quarter

First Trust Senior Floating Rate Income Fund II Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/31/2024 Shaker Financial Services LLC57,300$594K0.2%-12.1%0.000%
10/22/2024 TFG Advisers LLC211,759$2.19M0.8%-2.1%0.000%
10/16/2024 SeaCrest Wealth Management LLC15,483$160K0.0%+11.1%0.000%
9/5/2024Sanctuary Advisors LLC50,672$523K0.0%N/A0.000%
8/7/2024Edgemoor Investment Advisors Inc.718,862$7.25M0.7%-2.5%0.000%
8/6/2024Strategic Financial Concepts LLC265,472$26K0.0%+1,095.8%0.000%
8/3/2024 Shaker Financial Services LLC65,165$657K0.3%+9.8%0.000%
8/2/2024Wolverine Asset Management LLC7,884$79K0.0%N/A0.000%
8/1/2024 GraniteShares Advisors LLC195,530$1.97M0.7%+14.3%0.000%
7/31/2024Commonwealth Equity Services LLC305,460$3.08M0.0%+17.4%0.000%
7/31/2024 Concurrent Investment Advisors LLC11,150$112K0.0%+11.5%0.000%
7/26/2024 TFG Advisers LLC216,234$2.18M0.8%+10.9%0.000%
7/17/2024 Whitener Capital Management Inc.10,140$102K0.0%-23.5%0.000%
7/10/2024 Simplicity Wealth LLC17,846$180K0.0%N/A0.000%
7/9/2024 Kingswood Wealth Advisors LLC39,252$396K0.0%+148.8%0.000%
5/24/2024Cetera Advisors LLC19,381$201K0.0%N/A0.000%
5/16/2024B. Riley Wealth Advisors Inc.39,157$392K0.0%+40.1%0.000%
5/14/2024Advisors Asset Management Inc.296,725$3.07M0.1%+12.6%0.000%
5/10/2024City of London Investment Management Co. Ltd.407,784$4.22M0.3%+10.1%0.000%
5/7/2024Oppenheimer & Co. Inc.17,600$182K0.0%+11.0%0.000%
5/6/2024 TFG Advisers LLC195,031$2.02M0.8%+3.2%0.000%
4/29/2024Commonwealth Equity Services LLC260,297$2.69M0.0%+43.4%0.000%
4/22/2024Strategic Financial Concepts LLC22,200$230K0.1%N/A0.000%
4/22/2024 GraniteShares Advisors LLC171,140$1.77M0.9%+14.6%0.000%
4/18/2024 SeaCrest Wealth Management LLC13,805$143K0.0%+29.3%0.000%
4/15/2024 Kingswood Wealth Advisors LLC15,778$163K0.0%-26.9%0.000%
4/11/2024RFG Advisory LLC12,576$130K0.0%N/A0.000%
4/5/2024 CWM LLC21,210$220K0.0%+15.0%0.000%
3/27/2024Nomura Holdings Inc.16,645$168K0.0%N/A0.000%
3/15/2024B. Riley Wealth Advisors Inc.27,955$282K0.0%-28.6%0.000%
2/14/2024Jones Road Capital Management L.P.370,054$3.73M1.0%+57.5%0.000%
2/13/2024Jones Financial Companies Lllp2,700$27K0.0%N/A0.000%
2/13/20241607 Capital Partners LLC677,415$6.84M0.5%+7.3%0.000%
2/12/2024Relative Value Partners Group LLC560,545$5.66M0.3%+33.5%0.000%
2/9/2024City of London Investment Management Co. Ltd.370,522$3.74M0.3%-10.9%0.000%
2/9/2024D.A. Davidson & CO.220,839$2.23M0.0%-6.3%0.000%
2/8/2024Matisse Capital35,989$363K0.2%-48.4%0.000%
2/7/2024Edgemoor Investment Advisors Inc.746,834$7.54M0.8%-4.1%0.000%
2/7/2024 Shaker Financial Services LLC26,675$269K0.1%+8.1%0.000%
2/1/2024 CWM LLC18,439$186K0.0%N/A0.000%
The Final Frontier (Ad)

And a lot of powerful investors would rather this exposé never saw the light of day. I suspect they’ll attempt to discredit it, tar and feather it, and convince you not to watch it. That’s because it tells the shocking truth about the current AI mania… and why investors in big tech companies like Nvidia, Meta, Alphabet, and Microsoft could be in for a whole world of pain.

1/30/2024 GraniteShares Advisors LLC149,356$1.51M1.4%N/A0.000%
1/25/2024 International Assets Investment Management LLC94,231$9.34M0.0%N/A0.000%
1/24/2024 International Assets Investment Management LLC94,231$9.34M0.0%N/A0.000%
1/19/2024 Realta Investment Advisors14,414$145K0.0%+21.2%0.000%
1/19/2024 Wagner Wealth Management LLC292,322$2.95M1.0%-4.8%0.000%
1/18/2024 SeaCrest Wealth Management LLC10,675$104K0.0%N/A0.000%
1/16/2024 Kingswood Wealth Advisors LLC21,591$218K0.0%N/A0.000%
1/16/2024Raymond James & Associates12,401$125K0.0%+21.3%0.000%
12/1/2023B. Riley Wealth Advisors Inc.39,157$392K0.0%+12.0%0.000%
11/15/2023Stonebridge Capital Advisors LLC3,180$32K0.0%N/A0.000%
11/15/2023Advisors Asset Management Inc.303,075$3.03M0.1%+8.5%0.000%
11/14/2023AQR Arbitrage LLC126,563$1.27M0.1%-13.9%0.000%
11/14/2023Clough Capital Partners L P16,586$166K0.0%-74.9%0.000%
11/13/2023LPL Financial LLC1,371,779$13.72M0.0%+12.0%0.000%
11/9/2023City of London Investment Management Co. Ltd.415,950$4.16M0.4%-16.3%0.000%
11/9/2023UBS Group AG220,635$2.21M0.0%+2.0%0.000%
11/8/2023Westchester Capital Management LLC43,269$433K0.0%+83.4%0.000%
11/8/2023D.A. Davidson & CO.235,759$2.36M0.0%-13.5%0.000%
11/7/2023Virtus ETF Advisers LLC68,101$681K0.4%+84.4%0.000%
11/4/2023 NBC Securities Inc.2,842$28K0.0%N/A0.000%
11/2/2023Cullen Frost Bankers Inc.10,000$100K0.0%+42.9%0.000%
11/2/2023 Shaker Financial Services LLC24,676$247K0.1%-76.9%0.000%
10/24/2023Raymond James & Associates10,226$102K0.0%-14.7%0.000%
10/23/2023Commonwealth Equity Services LLC167,800$1.68M0.0%+112.9%0.000%
10/19/2023 TFG Advisers LLC188,548$1.89M0.9%+0.9%0.000%
10/18/2023 Wagner Wealth Management LLC306,961$3.07M1.1%+66.8%0.000%
10/13/2023Matisse Capital69,740$697K0.5%-49.1%0.000%
8/18/2023SFI Advisors LLC12,633$125K0.1%+9.5%0.000%
8/15/2023Prevail Innovative Wealth Advisors LLC28,630$283K0.2%N/A0.000%
8/11/2023Landscape Capital Management L.L.C.13,355$132K0.0%-80.3%0.000%
8/11/2023Guggenheim Capital LLC467,270$4.63M0.0%-9.0%0.000%
8/11/2023D.A. Davidson & CO.272,709$2.70M0.0%-0.5%0.000%
8/10/2023Cetera Investment Advisers33,736$334K0.0%+34.8%0.000%
8/9/2023Edgemoor Investment Advisors Inc.792,435$7.85M0.9%-1.6%0.000%
8/9/2023 Coastal Investment Advisors Inc.11,895$118K0.0%-8.6%0.000%
8/7/2023 Shaker Financial Services LLC106,695$1.06M0.5%-24.6%0.000%
8/4/2023Cullen Frost Bankers Inc.7,000$69K0.0%N/A0.000%
8/3/2023Shufro Rose & Co. LLC51,600$511K0.0%-2.8%0.000%
8/3/2023Oppenheimer & Co. Inc.15,854$157K0.0%N/A0.000%
7/31/2023LPL Financial LLC1,224,814$12.13M0.0%+17.9%0.000%
7/28/2023 Wagner Wealth Management LLC183,992$1.82M0.7%-4.9%0.000%
7/27/2023B. Riley Wealth Advisors Inc.34,961$346K0.0%+10.5%0.000%
7/25/2023Raymond James & Associates11,991$119K0.0%-15.6%0.000%
7/6/2023 Glassy Mountain Advisors Inc.16,312$161K0.1%N/A0.000%
6/28/2023Relative Value Partners Group LLC340,985$3.39M0.2%+21.3%0.000%
5/25/2023 AEGON USA Investment Management LLC30,017$299K0.1%+11.1%0.000%
5/17/2023 Wagner Wealth Management LLC193,376$1.92M0.9%+56.8%0.000%
5/15/2023Relative Value Partners Group LLC340,985$3.39M0.2%+21.3%0.000%
5/12/2023Jones Road Capital Management L.P.165,000$1.64M1.2%N/A0.000%
5/11/2023Elequin Securities LLC13,351$133K0.1%-65.5%0.000%
The Final Frontier (Ad)

And a lot of powerful investors would rather this exposé never saw the light of day. I suspect they’ll attempt to discredit it, tar and feather it, and convince you not to watch it. That’s because it tells the shocking truth about the current AI mania… and why investors in big tech companies like Nvidia, Meta, Alphabet, and Microsoft could be in for a whole world of pain.

5/11/2023Guggenheim Capital LLC513,543$5.11M0.0%-14.0%0.000%
5/10/2023Landscape Capital Management L.L.C.67,864$675K0.1%+79.6%0.000%
5/10/2023LPL Financial LLC1,038,834$10.34M0.0%+6.2%0.000%
5/9/2023Edgemoor Investment Advisors Inc.805,165$8.01M1.0%-0.6%0.000%
5/8/2023 Shaker Financial Services LLC141,517$1.41M0.6%+285.9%0.000%
5/8/2023Wolverine Asset Management LLC141,581$1.41M0.0%+5.2%0.000%
5/8/2023Pekin Hardy Strauss Inc.11,753$117K0.0%N/A0.000%
5/4/2023OTA Financial Group L.P.20,208$201K0.2%N/A0.000%
5/2/2023 TFG Advisers LLC187,723$1.87M0.9%-1.4%0.000%
4/27/2023Matisse Capital136,900$1.36M0.9%+84.3%0.000%
(Data available from 1/1/2016 forward)

FCT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FCT shares?

During the previous two years, 64 institutional investors and hedge funds held shares of First Trust Senior Floating Rate Income Fund II. The most heavily invested institutionals were LPL Financial LLC ($13.72M), International Assets Investment Management LLC ($9.34M), Edgemoor Investment Advisors Inc. ($7.25M), 1607 Capital Partners LLC ($6.84M), Relative Value Partners Group LLC ($5.66M), Guggenheim Capital LLC ($4.63M), and City of London Investment Management Co. Ltd. ($4.22M).Learn more on FCT's institutional investors.

Which institutional investors have been buying First Trust Senior Floating Rate Income Fund II stock?

Of the 57 institutional investors that purchased First Trust Senior Floating Rate Income Fund II stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: LPL Financial LLC ($393.90K), Jones Road Capital Management L.P. ($300.05K), Relative Value Partners Group LLC ($288.66K), Strategic Financial Concepts LLC ($265.47K), Commonwealth Equity Services LLC ($212.96K), International Assets Investment Management LLC ($208.40K), and GraniteShares Advisors LLC ($195.53K).

How much institutional buying is happening at First Trust Senior Floating Rate Income Fund II?

Institutional investors have bought a total of 3,455,187 shares in the last 24 months. This purchase volume represents approximately $34.51M in transactions.

Which First Trust Senior Floating Rate Income Fund II major shareholders have been selling company stock?

Of the 30 institutional investors that sold First Trust Senior Floating Rate Income Fund II stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Gradient Investments LLC ($424.22K), Guggenheim Capital LLC ($130.14K), City of London Investment Management Co. Ltd. ($126.42K), Shaker Financial Services LLC ($124.71K), Edgemoor Investment Advisors Inc. ($107.55K), Matisse Capital ($100.91K), and D.A. Davidson & CO. ($63.63K).

How much institutional selling is happening at First Trust Senior Floating Rate Income Fund II?

Institutional investors have sold a total of 1,472,736 shares in the last 24 months. This volume of shares sold represents approximately $14.64M in transactions.



This page (NYSE:FCT) was last updated on 11/4/2024 by MarketBeat.com Staff
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