Free Trial
→ This Indicator called BOTH NVDA rallies (From ProsperityPub) (Ad) Free FGB Stock Alerts

First Trust Specialty Finance and Financial Opportunities Fund (FGB) Institutional Ownership

$4.14 -0.02 (-0.48%)
(As of 12/20/2024 04:33 PM ET)
Compare

Institutional Ownership Changes (13F Filings) for First Trust Specialty Finance and Financial Opportunities Fund (NYSE:FGB)

Number of
Institutional Buyers
(last 12 months)
14
Total
Institutional Inflows
(last 12 months)
$5.30M
Number of
Institutional Sellers
(last 12 months)
10
Total
Institutional Outflows
(last 12 months)
$3.80M
Get FGB Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Specialty Finance and Financial Opportunities Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

FGB Institutional Buying and Selling by Quarter

First Trust Specialty Finance and Financial Opportunities Fund Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
12/3/2024 Rivernorth Capital Management LLC393,429$1.60M0.1%+86.3%0.000%
11/15/2024 Jane Street Group LLC11,687$48K0.0%N/A0.000%
11/15/2024 Rivernorth Capital Management LLC384,102$1.56M0.1%+81.8%0.000%
11/14/2024 L.M. Kohn & Company11,800$48K0.0%N/A0.000%
10/31/2024 Shaker Financial Services LLC41,538$169K0.1%+212.2%0.000%
10/24/2024 Consolidated Portfolio Review Corp144,443$588K0.1%-33.8%0.000%
10/22/2024 Private Advisor Group LLC126,958$517K0.0%-25.7%0.000%
10/16/2024 Good Life Advisors LLC107,026$436K0.0%+102.8%0.000%
10/8/2024 Atomi Financial Group Inc.107,998$440K0.0%+13.0%0.000%
8/5/2024 Private Advisor Group LLC170,958$665K0.0%-49.3%0.000%
8/3/2024 Shaker Financial Services LLC13,304$52K0.0%N/A0.000%
8/1/2024 Consolidated Portfolio Review Corp218,118$848K0.2%-61.5%0.000%
7/31/2024Commonwealth Equity Services LLC173,378$674K0.0%+9.3%0.000%
7/26/2024 Atomi Financial Group Inc.95,590$372K0.0%N/A0.000%
5/24/2024Cetera Advisors LLC13,290$50K0.0%-65.2%0.000%
5/20/2024 Virtu Financial LLC13,892$52K0.0%N/A0.000%
5/15/2024 Alpine Global Management LLC100,000$377K0.1%+11.9%0.000%
5/6/2024 SYM FINANCIAL Corp41,994$158K0.0%-12.6%0.000%
5/4/2024 Csenge Advisory Group31,770$120K0.0%-13.2%0.000%
5/1/2024Matisse Capital205,217$774K0.4%-17.3%0.000%
4/30/2024 Private Advisor Group LLC337,075$1.27M0.0%+26.0%0.000%
4/30/2024 Consolidated Portfolio Review Corp566,162$2.13M0.6%-1.7%0.000%
4/30/2024 Hartline Investment Corp12,281$46K0.0%N/A0.000%
4/30/2024Commonwealth Equity Services LLC158,660$598K0.0%+7.1%0.000%
4/24/2024 Blue Bell Private Wealth Management LLC9,087$34K0.0%+147.9%0.000%
4/22/2024 PFG Investments LLC554,102$2.09M0.1%N/A0.000%
2/9/2024 L.M. Kohn & Company11,800$42K0.0%N/A0.000%
2/8/2024Matisse Capital248,189$889K0.5%+2.3%0.000%
2/7/2024 Shaker Financial Services LLC121,027$433K0.2%-56.3%0.000%
2/6/2024 Private Advisor Group LLC267,525$958K0.0%+41.4%0.000%
2/6/2024 SYM FINANCIAL Corp48,062$172K0.0%-43.1%0.000%
1/30/2024 Bay Colony Advisory Group Inc d b a Bay Colony Advisors44,650$160K0.0%-9.6%0.000%
1/29/2024 Consolidated Portfolio Review Corp575,664$2.06M0.5%-6.4%0.000%
1/16/2024Raymond James Financial Services Advisors Inc.142,249$509K0.0%-18.6%0.000%
1/10/2024 Quad Cities Investment Group LLC11,971$43K0.0%-37.7%0.000%
11/21/2023 Almitas Capital LLC12,134$41K0.0%N/A0.000%
11/14/2023 Alpine Global Management LLC89,346$301K0.1%+19.1%0.000%
11/13/2023 Bay Colony Advisory Group Inc d b a Bay Colony Advisors49,412$167K0.0%+45.3%0.000%
11/13/2023 Consolidated Portfolio Review Corp614,792$2.07M0.5%+0.6%0.000%
11/8/2023 Atria Wealth Solutions Inc.15,900$54K0.0%N/A0.000%
URGENT: This Altcoin Opportunity Won’t Wait – Act Now (Ad)

Crypto has officially entered the "banana zone" – that wild phase where prices can 1000x in days. It happens like clockwork every 4 years, during the December to February window of a Bitcoin halving year. This is where fortunes are made – often LITERALLY overnight.

>> Register for the Workshop Now
11/8/2023 Landscape Capital Management L.L.C.18,398$62K0.0%N/A0.000%
11/3/2023 Private Advisor Group LLC189,175$638K0.0%+74.4%0.000%
11/2/2023 Shaker Financial Services LLC276,825$933K0.4%+118.6%0.000%
11/1/2023 Csenge Advisory Group44,871$151K0.0%-32.7%0.000%
10/24/2023Raymond James Financial Services Advisors Inc.174,854$589K0.0%-6.7%0.000%
10/17/2023 Flagship Harbor Advisors LLC114,079$384K0.0%-8.4%0.000%
10/13/2023Matisse Capital242,712$818K0.6%N/A0.000%
10/12/2023IFP Advisors Inc8,518$29K0.0%-44.0%0.000%
10/5/2023 Quad Cities Investment Group LLC19,223$65K0.0%-31.7%0.000%
8/10/2023 Private Advisor Group LLC108,475$368K0.0%+601.0%0.000%
8/7/2023 Shaker Financial Services LLC126,660$413K0.2%-52.1%0.000%
7/31/2023 LPL Financial LLC628,980$2.05M0.0%+3.1%0.000%
7/20/2023 Csenge Advisory Group66,690$217K0.0%-7.7%0.000%
7/17/2023Silverhawk Asset Management LLC16,551$54K0.0%-29.0%0.000%
7/11/2023 Flagship Harbor Advisors LLC124,579$406K0.0%-11.1%0.000%
5/11/2023 Consolidated Portfolio Review Corp508,842$1.60M0.4%N/A0.000%
5/10/2023 Landscape Capital Management L.L.C.11,459$36K0.0%N/A0.000%
5/9/2023BDO Wealth Advisors LLC17,624$55K0.0%-38.5%0.000%
5/8/2023 Shaker Financial Services LLC264,448$830K0.4%+155.4%0.000%
5/1/2023 Csenge Advisory Group72,261$227K0.0%-4.6%0.000%
4/14/2023Raymond James Financial Services Advisors Inc.188,620$592K0.0%-2.5%0.000%
2/8/2023Raymond James Financial Services Advisors Inc.193,546$592K0.0%-34.0%0.000%
2/7/2023Commonwealth Equity Services LLC161,735$494K0.0%-8.8%0.000%
2/7/2023 LPL Financial LLC576,460$1.76M0.0%+5.8%0.000%
2/3/2023 Shaker Financial Services LLC103,546$317K0.1%-48.5%0.000%
1/18/2023Silverhawk Asset Management LLC23,300$71K0.1%N/A0.000%
11/9/2022 Shaker Financial Services LLC201,051$575K0.3%+86.9%0.000%
11/2/2022 Landscape Capital Management L.L.C.15,711$45K0.0%+53.5%0.000%
10/25/2022 Nova R Wealth Inc.34,673$99K0.1%-25.7%0.000%
10/25/2022Raymond James Financial Services Advisors Inc.293,279$839K0.0%-1.6%0.000%
10/13/2022 Flagship Harbor Advisors LLC143,004$409K0.0%-5.3%0.000%
8/8/2022 Quad Cities Investment Group LLC54,312$173K0.1%-7.8%0.000%
8/8/2022 Bay Colony Advisory Group Inc d b a Bay Colony Advisors30,065$106K0.0%N/A0.000%
8/5/2022 Landscape Capital Management L.L.C.10,233$33K0.0%N/A0.000%
8/1/2022 Castle Wealth Management LLC15,290$49K0.0%N/A0.000%
8/1/2022 Shaker Financial Services LLC107,564$343K0.2%+211.5%0.000%
7/27/2022 Csenge Advisory Group60,597$193K0.0%+84.0%0.000%
7/19/2022Commonwealth Equity Services LLC184,440$588K0.0%+1.7%0.000%
7/19/2022 SYM FINANCIAL Corp84,537$270K0.1%+12.8%0.000%
5/10/2022Strategic Wealth Advisors Group LLC52,500$221K0.0%N/A0.000%
5/10/2022 Nova R Wealth Inc.46,537$195K0.2%-70.2%0.000%
5/9/2022 Csenge Advisory Group32,941$138K0.0%N/A0.000%
5/6/2022 Shaker Financial Services LLC34,533$144K0.1%-60.1%0.000%
5/6/2022BDO Wealth Advisors LLC29,404$123K0.0%-8.8%0.000%
5/4/2022Commonwealth Equity Services LLC181,292$757K0.0%+2.9%0.000%
4/22/2022 SYM FINANCIAL Corp74,975$313K0.1%+42.4%0.000%
4/13/2022 Flagship Harbor Advisors LLC151,404$633K0.1%-3.1%0.000%
2/24/2022 Logan Stone Capital LLC25,604$105K0.1%N/A0.000%
2/10/2022 Good Life Advisors LLC49,821$204K0.0%-8.9%0.000%
2/9/2022 Wolverine Asset Management LLC79,968$327K0.0%+47.4%0.000%
Has Trump Finally Gone Too Far? (Ad)

Lately, there's been a lot of buzz around a secret loophole executive insiders are using to make millions buying and selling their own stocks. It's so powerful ... so profitable ... that most people immediately assume this is just another example of Trump doing what's best for business executives. But surprisingly, this loophole has been on the books for many years and executives have been using it to make HUNDREDS of millions of dollars. And here's the good news.

Register For The Webinar To Discover
2/8/2022Raymond James Financial Services Advisors Inc.326,775$1.34M0.0%-5.6%0.000%
2/7/2022 Shaker Financial Services LLC86,527$354K0.1%-25.5%0.000%
2/2/2022 Quad Cities Investment Group LLC61,095$250K0.2%-12.8%0.000%
2/1/2022 Landscape Capital Management L.L.C.23,987$98K0.0%N/A0.000%
1/27/2022 Nova R Wealth Inc.155,926$638K0.5%N/A0.000%
11/12/2021 Wolverine Asset Management LLC54,243$215K0.0%N/A0.000%
11/5/2021 Advisory Services Network LLC20,792$83K0.0%-45.3%0.000%
11/5/2021 Lindbrook Capital LLC7,000$28K0.0%-30.0%0.000%
11/5/2021 Advisor Group Holdings Inc.125,473$498K0.0%-2.4%0.000%
11/2/2021 Shaker Financial Services LLC116,118$461K0.2%+91.0%0.000%
(Data available from 1/1/2016 forward)

FGB Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FGB shares?

During the previous two years, 29 institutional investors and hedge funds held shares of First Trust Specialty Finance and Financial Opportunities Fund. The most heavily invested institutionals were PFG Investments LLC ($2.09M), LPL Financial LLC ($2.05M), Rivernorth Capital Management LLC ($1.60M), Matisse Capital ($774K), Commonwealth Equity Services LLC ($674K), Consolidated Portfolio Review Corp ($588K), and Private Advisor Group LLC ($517K).Learn more on FGB's institutional investors.

Which institutional investors have been buying First Trust Specialty Finance and Financial Opportunities Fund stock?

Of the 21 institutional investors that purchased First Trust Specialty Finance and Financial Opportunities Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: PFG Investments LLC ($554.10K), Consolidated Portfolio Review Corp ($512.34K), Rivernorth Capital Management LLC ($355.09K), Shaker Financial Services LLC ($352.61K), Private Advisor Group LLC ($321.60K), Matisse Capital ($248.19K), and Atomi Financial Group Inc. ($108.00K).

How much institutional buying is happening at First Trust Specialty Finance and Financial Opportunities Fund?

Institutional investors have bought a total of 2,770,429 shares in the last 24 months. This purchase volume represents approximately $9.84M in transactions.

Which First Trust Specialty Finance and Financial Opportunities Fund major shareholders have been selling company stock?

Of the 15 institutional investors that sold First Trust Specialty Finance and Financial Opportunities Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Consolidated Portfolio Review Corp ($470.35K), Shaker Financial Services LLC ($391.09K), Private Advisor Group LLC ($210.12K), Raymond James Financial Services Advisors Inc. ($149.76K), Matisse Capital ($42.97K), SYM FINANCIAL Corp ($42.54K), and Csenge Advisory Group ($35.67K).

How much institutional selling is happening at First Trust Specialty Finance and Financial Opportunities Fund?

Institutional investors have sold a total of 1,454,565 shares in the last 24 months. This volume of shares sold represents approximately $5.26M in transactions.


Related Companies

This page (NYSE:FGB) was last updated on 12/22/2024 by MarketBeat.com Staff
From Our Partners
This Crypto Is Set to Explode in December
It's a groundbreaking opportunity that could be poised for extraordinary gains. The catalyst behind this su...
Crypto 101 Media | Sponsored
Did You See Trump’s Bombshell Exec. Order 001?
Starting with what I call Exec. Order 001. It’s a bombshell law that I believe Trump will sign within minut...
Banyan Hill Publishing | Sponsored
WARNING: “Buffett Indicator” flashing for first time in 50 years
Warren Buffett has sold a staggering $97 billion worth of stocks this year... But why? Our research indi...
Behind the Markets | Sponsored
Your bank is lying to you.
You might think you have your money in a high-yield savings account, but do you really? The national average A...
MyBankTracker | Sponsored
Rare "crisis signal" triggers for third time in U.S. market
A rare pattern has just repeated for the third time in U.S. history. The last two times this happened, the...
Stansberry Research | Sponsored
AI breakthrough about to upend industry
Everyone is talking about AI right now. The talk has been endless ever since ChatGPT was released to the m...
Porter & Company | Sponsored
Could This Tiny Device Help You Make an Extra $30k a Year?
I believe it’s going to power Elon Musk’s next AI revolution… A revolution he believes will be worth more t...
Brownstone Research | Sponsored
Elon Musk’s chilling warning for humanity
The 'invasion' I've discovered has nothing to do with the border crisis. What's happening at our southern bord...
The Freeport Society | Sponsored