Free Trial
→ [Action Required] Claim Your FREE IRS Loophole Guide (From Colonial Metals) (Ad) Buy FGB Stock  Free FGB Stock Alerts

First Trust Specialty Finance and Financial Opportunities Fund (FGB) Institutional Ownership

$3.85 +0.08 (+2.12%)
Closing price 04/17/2025 03:58 PM Eastern
Extended Trading
$3.85 0.00 (0.00%)
As of 04/17/2025 04:05 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for First Trust Specialty Finance and Financial Opportunities Fund (NYSE:FGB)

Number of
Institutional Buyers
(last 12 months)
25
Total
Institutional Inflows
(last 12 months)
$10.81M
Number of
Institutional Sellers
(last 12 months)
10
Total
Institutional Outflows
(last 12 months)
$3.81M
Get FGB Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Specialty Finance and Financial Opportunities Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

FGB Institutional Buying and Selling by Quarter

First Trust Specialty Finance and Financial Opportunities Fund Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/9/2025 NBC Securities Inc.72,081$309K0.0%+1,201,250.0%0.000%
2/18/2025CSS LLC IL58,141$245K0.0%+357.9%0.000%
2/17/2025Saba Capital Management L.P.699,009$2.94M0.1%-6.5%0.000%
2/17/2025Citadel Advisors LLC23,500$99K0.0%N/A0.000%
2/17/2025CF Capital LLC179,500$756K0.8%N/A0.000%
2/17/2025Almitas Capital LLC213,162$897K0.2%+18.8%0.000%
2/14/2025Quarry LP20,407$86K0.0%N/A0.000%
2/14/2025Two Sigma Securities LLC19,854$84K0.0%N/A0.000%
2/14/2025Shaker Financial Services LLC31,134$131K0.1%-25.0%0.000%
2/13/2025Raymond James Financial Inc.72,855$307K0.0%N/A0.000%
2/13/2025Sit Investment Associates Inc.1,010,916$4.26M0.1%+255.1%0.000%
2/13/2025Wells Fargo & Company MN81,175$342K0.0%+64.9%0.000%
2/11/2025Virtu Financial LLC10,220$43K0.0%N/A0.000%
2/6/2025Raymond James Financial Inc.72,855$307K0.0%N/A0.000%
2/3/2025Private Advisor Group LLC20,958$88K0.0%-83.5%0.000%
2/3/2025 Good Life Advisors LLC42,631$179K0.0%-60.2%0.000%
1/24/2025Absolute Investment Advisers LLC52,512$221K0.0%N/A0.000%
1/24/2025SYM FINANCIAL Corp62,248$262K0.0%+48.2%0.000%
1/21/2025Flagship Harbor Advisors LLC104,374$439K0.0%-5.9%0.000%
1/17/2025Atomi Financial Group Inc.114,888$484K0.0%+6.4%0.000%
12/3/2024Rivernorth Capital Management LLC393,429$1.60M0.1%+86.3%0.000%
11/15/2024Jane Street Group LLC11,687$48K0.0%N/A0.000%
11/15/2024Rivernorth Capital Management LLC384,102$1.56M0.1%+81.8%0.000%
11/14/2024L.M. Kohn & Company11,800$48K0.0%N/A0.000%
10/31/2024Shaker Financial Services LLC41,538$169K0.1%+212.2%0.000%
10/24/2024Consolidated Portfolio Review Corp144,443$588K0.1%-33.8%0.000%
10/22/2024Private Advisor Group LLC126,958$517K0.0%-25.7%0.000%
10/16/2024 Good Life Advisors LLC107,026$436K0.0%+102.8%0.000%
10/8/2024Atomi Financial Group Inc.107,998$440K0.0%+13.0%0.000%
8/5/2024Private Advisor Group LLC170,958$665K0.0%-49.3%0.000%
8/3/2024Shaker Financial Services LLC13,304$52K0.0%N/A0.000%
8/1/2024Consolidated Portfolio Review Corp218,118$848K0.2%-61.5%0.000%
7/31/2024Commonwealth Equity Services LLC173,378$674K0.0%+9.3%0.000%
7/26/2024Atomi Financial Group Inc.95,590$372K0.0%N/A0.000%
5/24/2024Cetera Advisors LLC13,290$50K0.0%-65.2%0.000%
5/20/2024Virtu Financial LLC13,892$52K0.0%N/A0.000%
5/15/2024Alpine Global Management LLC100,000$377K0.1%+11.9%0.000%
5/6/2024SYM FINANCIAL Corp41,994$158K0.0%-12.6%0.000%
5/4/2024Csenge Advisory Group31,770$120K0.0%-13.2%0.000%
5/1/2024Matisse Capital205,217$774K0.4%-17.3%0.000%
Elon Set to Shock the World by May 1st ? (Ad)

Tech legend Jeff Brown recently traveled to the industrial zone of South Memphis to investigate what he believes will be Elon’s greatest invention ever… Yes, even bigger than Tesla or SpaceX.

Click here now because after May 1st, it could be too late.
4/30/2024Private Advisor Group LLC337,075$1.27M0.0%+26.0%0.000%
4/30/2024Consolidated Portfolio Review Corp566,162$2.13M0.6%-1.7%0.000%
4/30/2024Hartline Investment Corp12,281$46K0.0%N/A0.000%
4/30/2024Commonwealth Equity Services LLC158,660$598K0.0%+7.1%0.000%
4/24/2024Blue Bell Private Wealth Management LLC9,087$34K0.0%+147.9%0.000%
4/22/2024PFG Investments LLC554,102$2.09M0.1%N/A0.000%
2/9/2024L.M. Kohn & Company11,800$42K0.0%N/A0.000%
2/8/2024Matisse Capital248,189$889K0.5%+2.3%0.000%
2/7/2024Shaker Financial Services LLC121,027$433K0.2%-56.3%0.000%
2/6/2024Private Advisor Group LLC267,525$958K0.0%+41.4%0.000%
2/6/2024SYM FINANCIAL Corp48,062$172K0.0%-43.1%0.000%
1/30/2024Bay Colony Advisory Group Inc d b a Bay Colony Advisors44,650$160K0.0%-9.6%0.000%
1/29/2024Consolidated Portfolio Review Corp575,664$2.06M0.5%-6.4%0.000%
1/16/2024Raymond James Financial Services Advisors Inc.142,249$509K0.0%-18.6%0.000%
1/10/2024 Quad Cities Investment Group LLC11,971$43K0.0%-37.7%0.000%
11/21/2023Almitas Capital LLC12,134$41K0.0%N/A0.000%
11/14/2023Alpine Global Management LLC89,346$301K0.1%+19.1%0.000%
11/13/2023Bay Colony Advisory Group Inc d b a Bay Colony Advisors49,412$167K0.0%+45.3%0.000%
11/13/2023Consolidated Portfolio Review Corp614,792$2.07M0.5%+0.6%0.000%
11/8/2023Atria Wealth Solutions Inc.15,900$54K0.0%N/A0.000%
11/8/2023Landscape Capital Management L.L.C.18,398$62K0.0%N/A0.000%
11/3/2023Private Advisor Group LLC189,175$638K0.0%+74.4%0.000%
11/2/2023Shaker Financial Services LLC276,825$933K0.4%+118.6%0.000%
11/1/2023Csenge Advisory Group44,871$151K0.0%-32.7%0.000%
10/24/2023Raymond James Financial Services Advisors Inc.174,854$589K0.0%-6.7%0.000%
10/17/2023Flagship Harbor Advisors LLC114,079$384K0.0%-8.4%0.000%
10/13/2023Matisse Capital242,712$818K0.6%N/A0.000%
10/12/2023IFP Advisors Inc8,518$29K0.0%-44.0%0.000%
10/5/2023 Quad Cities Investment Group LLC19,223$65K0.0%-31.7%0.000%
8/10/2023Private Advisor Group LLC108,475$368K0.0%+601.0%0.000%
8/7/2023Shaker Financial Services LLC126,660$413K0.2%-52.1%0.000%
7/31/2023LPL Financial LLC628,980$2.05M0.0%+3.1%0.000%
7/20/2023Csenge Advisory Group66,690$217K0.0%-7.7%0.000%
7/17/2023Silverhawk Asset Management LLC16,551$54K0.0%-29.0%0.000%
7/11/2023Flagship Harbor Advisors LLC124,579$406K0.0%-11.1%0.000%
5/11/2023Consolidated Portfolio Review Corp508,842$1.60M0.4%N/A0.000%
5/10/2023Landscape Capital Management L.L.C.11,459$36K0.0%N/A0.000%
5/9/2023BDO Wealth Advisors LLC17,624$55K0.0%-38.5%0.000%
5/8/2023Shaker Financial Services LLC264,448$830K0.4%+155.4%0.000%
5/1/2023Csenge Advisory Group72,261$227K0.0%-4.6%0.000%
4/14/2023Raymond James Financial Services Advisors Inc.188,620$592K0.0%-2.5%0.000%
2/8/2023Raymond James Financial Services Advisors Inc.193,546$592K0.0%-34.0%0.000%
2/7/2023Commonwealth Equity Services LLC161,735$494K0.0%-8.8%0.000%
2/7/2023LPL Financial LLC576,460$1.76M0.0%+5.8%0.000%
2/3/2023Shaker Financial Services LLC103,546$317K0.1%-48.5%0.000%
1/18/2023Silverhawk Asset Management LLC23,300$71K0.1%N/A0.000%
11/9/2022Shaker Financial Services LLC201,051$575K0.3%+86.9%0.000%
11/2/2022Landscape Capital Management L.L.C.15,711$45K0.0%+53.5%0.000%
10/25/2022Nova R Wealth Inc.34,673$99K0.1%-25.7%0.000%
10/25/2022Raymond James Financial Services Advisors Inc.293,279$839K0.0%-1.6%0.000%
Warning: “DOGE Collapse” imminent (Ad)

Elon Strikes Back You may already sense that the tide is turning against Elon Musk and DOGE. Just this week, President Trump promised to buy a Tesla to help support Musk in the face of a boycott against his company. But according to one research group, with connections to the Pentagon and the U.S. government, Elon's preparing to strike back in a much bigger way in the days ahead.

Click here to see what they’re predicting now.
10/13/2022Flagship Harbor Advisors LLC143,004$409K0.0%-5.3%0.000%
8/8/2022 Quad Cities Investment Group LLC54,312$173K0.1%-7.8%0.000%
8/8/2022Bay Colony Advisory Group Inc d b a Bay Colony Advisors30,065$106K0.0%N/A0.000%
8/5/2022Landscape Capital Management L.L.C.10,233$33K0.0%N/A0.000%
8/1/2022Castle Wealth Management LLC15,290$49K0.0%N/A0.000%
8/1/2022Shaker Financial Services LLC107,564$343K0.2%+211.5%0.000%
7/27/2022Csenge Advisory Group60,597$193K0.0%+84.0%0.000%
7/19/2022Commonwealth Equity Services LLC184,440$588K0.0%+1.7%0.000%
7/19/2022SYM FINANCIAL Corp84,537$270K0.1%+12.8%0.000%
5/10/2022Strategic Wealth Advisors Group LLC52,500$221K0.0%N/A0.000%
(Data available from 1/1/2016 forward)

FGB Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FGB shares?

During the previous two years, 40 institutional investors and hedge funds held shares of First Trust Specialty Finance and Financial Opportunities Fund. The most heavily invested institutionals were Sit Investment Associates Inc. ($4.26M), Saba Capital Management L.P. ($2.94M), PFG Investments LLC ($2.09M), LPL Financial LLC ($2.05M), Rivernorth Capital Management LLC ($1.60M), Almitas Capital LLC ($897K), and Matisse Capital ($774K).Learn more on FGB's institutional investors.

Which institutional investors have been buying First Trust Specialty Finance and Financial Opportunities Fund stock?

Of the 31 institutional investors that purchased First Trust Specialty Finance and Financial Opportunities Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sit Investment Associates Inc. ($726.22K), PFG Investments LLC ($554.10K), Consolidated Portfolio Review Corp ($512.34K), Rivernorth Capital Management LLC ($355.09K), Shaker Financial Services LLC ($352.61K), Private Advisor Group LLC ($321.60K), and Matisse Capital ($248.19K).

How much institutional buying is happening at First Trust Specialty Finance and Financial Opportunities Fund?

Institutional investors have bought a total of 4,103,832 shares in the last 24 months. This purchase volume represents approximately $15.52M in transactions.

Which First Trust Specialty Finance and Financial Opportunities Fund major shareholders have been selling company stock?

Of the 16 institutional investors that sold First Trust Specialty Finance and Financial Opportunities Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Consolidated Portfolio Review Corp ($470.35K), Private Advisor Group LLC ($316.12K), Shaker Financial Services LLC ($303.99K), Good Life Advisors LLC ($64.40K), Saba Capital Management L.P. ($48.93K), Raymond James Financial Services Advisors Inc. ($45.10K), and Matisse Capital ($42.97K).

How much institutional selling is happening at First Trust Specialty Finance and Financial Opportunities Fund?

Institutional investors have sold a total of 1,472,994 shares in the last 24 months. This volume of shares sold represents approximately $5.58M in transactions.


Related Companies

This page (NYSE:FGB) was last updated on 4/19/2025 by MarketBeat.com Staff
From Our Partners
Elon Set to Shock the World by May 1st ?
Tech legend Jeff Brown recently traveled to the industrial zone of South Memphis to investigate what he believ...
Brownstone Research | Sponsored
[Action Required] Claim Your FREE IRS Loophole Guide
This shouldn't surprise anyone who's been paying attention, but... Pres. Trump may be about to unleash the ...
Colonial Metals | Sponsored
Get Your Bank Account “Fed Invasion” Ready with THESE 4 Simple Steps
Starting as soon as a few months from now, the United States government will make a sweeping change to bank ac...
Weiss Ratings | Sponsored
URGENT: This Altcoin Opportunity Won’t Wait – Act Now
My friends Joel and Adam have a simple motto: "For us, it's always a bull market." That’s because their 92%...
Crypto Swap Profits | Sponsored
$2 Trillion Disappears Because of Fed's Secretive New Move
$2 trillion has disappeared from the US government's books. The reason why is a new, secretive move being c...
Stansberry Research | Sponsored
Altucher: Turn $900 into $108,000 in just 12 months?
We are entering the final Trump Bump of our lives. But the biggest returns will not be in the stock market.
Paradigm Press | Sponsored
Gold Hits New Highs as Global Markets Spiral
When Trump took office in 2017, gold was just $1,100 an ounce. By the time he left, it had soared to $1,839. ...
Premier Gold Co | Sponsored
The Crypto Market is About to Change Lives
I've discovered something so significant about the 2025 crypto market that I had to put everything else aside ...
Crypto 101 Media | Sponsored