Guggenheim Active Allocation Fund (GUG) Institutional Ownership $15.38 +0.08 (+0.49%) As of 04:00 PM Eastern This is a fair market value price provided by Polygon.io. Learn more. Add Compare Share Share Ownership Stock AnalysisChartCompetitorsDividendFinancialsHeadlinesInsider TradesOwnershipSEC FilingsShort InterestTrends Institutional Ownership Changes (13F Filings) for Guggenheim Active Allocation Fund (NYSE:GUG)Number ofInstitutional Buyers(last 12 months)33TotalInstitutional Inflows(last 12 months)$35.84MNumber ofInstitutional Sellers(last 12 months)16TotalInstitutional Outflows(last 12 months)$6.62M Get GUG Insider Trade Alerts Want to know when executives and insiders are buying or selling Guggenheim Active Allocation Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily. Email Address Skip Chart & View Institutional Buying and Selling Data GUG Institutional Buying and Selling by Quarter Remove Ads Guggenheim Active Allocation Fund Major Shareholders & Ownership History Export to ExcelReporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails2/25/2025 B. Riley Wealth Advisors Inc.16,563$246K0.0%-9.9%0.000% 2/17/2025 Cetera Investment Advisers17,733$264K0.0%+12.4%0.000% 2/17/2025 Baird Financial Group Inc.735,643$10.94M0.0%+5.9%0.000% 2/17/2025 Bank of America Corp DE576,436$8.57M0.0%-3.9%0.000% 2/14/2025 Kovitz Investment Group Partners LLC157,875$2.35M0.0%+127.4%0.000% 2/13/2025 Walleye Capital LLC33,815$503K0.0%N/A0.000% 2/13/2025 Cohen & Steers Inc.786,149$11.69M0.0%-16.7%0.000% 2/13/2025 Rockefeller Capital Management L.P.23,366$347K0.0%-28.2%0.000% 2/13/2025 Raymond James Financial Inc.506,700$7.54M0.0%N/A0.000% 2/13/2025 Invesco Ltd.13,247$197K0.0%N/A0.000% Get the Latest News and Ratings for GUG and Related StocksEnter your email address below to receive the latest news and analysts' ratings for Guggenheim Active Allocation Fund and its competitors with MarketBeat's FREE daily newsletter. 2/13/2025 Envestnet Asset Management Inc.26,271$391K0.0%+7.5%0.000% 2/13/2025 Wedbush Securities Inc.22,658$337K0.0%+52.5%0.000% 2/13/2025 Wells Fargo & Company MN251,604$3.74M0.0%-0.5%0.000% 2/12/2025 Landscape Capital Management L.L.C.11,839$176K0.0%N/A0.000% 2/11/2025 LPL Financial LLC20,047$298K0.0%N/A0.000% 2/10/2025 Advisors Asset Management Inc.595,115$8.85M0.2%+22.2%0.000% 2/10/2025 SouthState Corp8,425$125K0.0%N/A0.000% 2/7/2025 HighTower Advisors LLC32,336$481K0.0%N/A0.000% 2/7/2025 Independent Advisor Alliance16,103$239K0.0%N/A0.000% 2/7/2025 Aviance Capital Partners LLC19,424$289K0.0%+9.4%0.000% 2/6/2025 Raymond James Financial Inc.506,700$7.54M0.0%N/A0.000% 2/6/2025 Steward Partners Investment Advisory LLC9,664$144K0.0%+94.7%0.000% 2/5/2025 Oppenheimer & Co. Inc.83,775$1.25M0.0%+14.3%0.000% 2/5/2025 Corrado Advisors LLC160,829$2.39M1.6%-6.4%0.000% 2/3/2025 Concurrent Investment Advisors LLC26,550$395K0.0%+13.6%0.000% 1/31/2025 J.W. Cole Advisors Inc.43,607$648K0.0%+9.4%0.000% 1/29/2025 MGB Wealth Management LLC12,011$179K0.1%+6.6%0.000% 1/24/2025 Journey Strategic Wealth LLC37,142$552K0.0%-19.2%0.000% 1/24/2025 DAVENPORT & Co LLC25,200$375K0.0%-3.8%0.000% 1/22/2025 PFG Investments LLC18,850$280K0.0%-40.8%0.000% 1/17/2025 Avior Wealth Management LLC5,479$81K0.0%+53.6%0.000% 12/26/2024 JPMorgan Chase & Co.3,800$63K0.0%N/A0.000% 12/13/2024 B. Riley Wealth Advisors Inc.18,377$303K0.0%-83.4%0.000% 11/15/2024 Kovitz Investment Group Partners LLC69,419$1.13M0.0%N/A0.000% 11/15/2024 Stifel Financial Corp54,793$907K0.0%+16.8%0.000% 11/14/2024 Arete Wealth Advisors LLC15,220$252K0.0%-30.4%0.000% 11/14/2024 Rockefeller Capital Management L.P.32,559$539K0.0%N/A0.000% 11/12/2024 Penserra Capital Management LLC299,198$4.95M0.1%N/A0.000% 11/12/2024 Kingsview Wealth Management LLC19,860$329K0.0%+3.4%0.000% 11/8/2024 Advisors Asset Management Inc.487,071$8.06M0.1%+27.2%0.000% Nvidia’s CEO: “This Will Be a Multitrillion-Dollar Industry." (Ad)If you missed out on the big boom in Nvidia… Listen up, because according to Nvidia's own CEO… Elon Musk’s new technology could help launch an entirely new multitrillion-dollar industry.You MUST act before March 17th.11/7/2024 Pathstone Holdings LLC220,358$3.65M0.0%-14.9%0.000% 11/7/2024 Aviance Capital Partners LLC17,760$294K0.0%-22.7%0.000% 11/6/2024 Oppenheimer & Co. Inc.73,325$1.21M0.0%-15.3%0.000% 11/1/2024 Corrado Advisors LLC171,743$2.84M1.8%-2.1%0.000% 10/31/2024 Concurrent Investment Advisors LLC23,381$387K0.0%+52.1%0.000% 10/24/2024 J.W. Cole Advisors Inc.39,853$660K0.0%-7.4%0.000% 10/22/2024 International Assets Investment Management LLC49,650$8.22M0.0%+1,555.0%0.000% 10/18/2024Raymond James & Associates249,825$4.14M0.0%+48.0%0.000% 8/19/2024 B. Riley Wealth Advisors Inc.110,723$1.65M0.0%+5.1%0.000% 8/8/2024 J.W. Cole Advisors Inc.43,018$642K0.0%+6.2%0.000% 8/7/2024 Wedbush Securities Inc.15,111$226K0.0%-6.0%0.000% 8/7/2024 PFG Investments LLC31,850$476K0.0%N/A0.000% 7/31/2024 Concurrent Investment Advisors LLC15,377$230K0.0%+4.6%0.000% 7/30/2024 International Assets Investment Management LLC3,000$45K0.0%N/A0.000% 7/25/2024Raymond James Trust N.A.17,830$266K0.0%+64.8%0.000% 7/19/2024Raymond James & Associates168,783$2.52M0.0%+12.9%0.000% 7/11/2024 U.S. Capital Wealth Advisors LLC72,702$1.09M0.0%-23.0%0.000% 5/16/2024 B. Riley Wealth Advisors Inc.105,330$1.42M0.0%+3.1%0.000% 5/14/2024 Advisors Asset Management Inc.270,825$3.98M0.1%+60.2%0.000% 5/9/2024 Corrado Advisors LLC178,839$2.63M1.7%-5.3%0.000% 5/7/2024 Concurrent Investment Advisors LLC14,702$216K0.0%N/A0.000% 4/30/2024 J.W. Cole Advisors Inc.40,495$595K0.0%+6.3%0.000% 4/23/2024Raymond James Financial Services Advisors Inc.85,508$1.26M0.0%+155.0%0.000% 3/27/2024 Nomura Holdings Inc.16,843$247K0.0%N/A0.000% 3/15/2024 B. Riley Wealth Advisors Inc.102,203$1.50M0.0%-3.0%0.000% 2/13/2024 Oppenheimer & Co. Inc.87,075$1.28M0.0%+12.5%0.000% 2/13/2024 1607 Capital Partners LLC74,845$1.10M0.1%+36.0%0.000% 2/12/2024Relative Value Partners Group LLC245,733$3.60M0.2%+14.5%0.000% 2/9/2024 Journey Strategic Wealth LLC38,792$569K0.0%+14.8%0.000% 2/6/2024 Aviance Capital Partners LLC23,089$338K0.1%-7.1%0.000% 2/6/2024 U.S. Capital Wealth Advisors LLC122,067$1.79M0.1%-2.9%0.000% 2/1/2024 Corrado Advisors LLC188,927$2.77M2.3%-2.3%0.000% 1/31/2024 J.W. Cole Advisors Inc.38,101$559K0.0%+70.4%0.000% 1/25/2024 International Assets Investment Management LLC43,980$645K0.0%N/A0.000% 1/25/2024 Blue Bell Private Wealth Management LLC4,200$62K0.0%N/A0.000% 1/24/2024 International Assets Investment Management LLC43,980$645K0.0%N/A0.000% 1/16/2024Raymond James Financial Services Advisors Inc.33,537$492K0.0%+89.4%0.000% 1/5/2024 BancFirst Trust & Investment Management19,377$285K0.1%N/A0.000% (Data available from 1/1/2016 forward)Remove Ads GUG Institutional Ownership - Frequently Asked Questions Who are the largest shareholders of GUG shares? During the previous two years, 46 institutional investors and hedge funds held shares of Guggenheim Active Allocation Fund. The most heavily invested institutionals were Cohen & Steers Inc. ($11.69M), Baird Financial Group Inc. ($10.94M), Advisors Asset Management Inc. ($8.85M), Bank of America Corp DE ($8.57M), International Assets Investment Management LLC ($8.22M), Raymond James Financial Inc. ($7.54M), and Penserra Capital Management LLC ($4.95M).Learn more on GUG's institutional investors. Which institutional investors have been buying Guggenheim Active Allocation Fund stock? Of the 38 institutional investors that purchased Guggenheim Active Allocation Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($1.01M), Advisors Asset Management Inc. ($314.13K), Penserra Capital Management LLC ($299.20K), Kovitz Investment Group Partners LLC ($157.88K), International Assets Investment Management LLC ($137.61K), Raymond James & Associates ($100.34K), and Raymond James Financial Services Advisors Inc. ($67.80K). How much institutional buying is happening at Guggenheim Active Allocation Fund? Institutional investors have bought a total of 2,547,324 shares in the last 24 months. This purchase volume represents approximately $38.91M in transactions. Which Guggenheim Active Allocation Fund major shareholders have been selling company stock? Of the 16 institutional investors that sold Guggenheim Active Allocation Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Cohen & Steers Inc. ($158.10K), B. Riley Wealth Advisors Inc. ($97.29K), Pathstone Holdings LLC ($38.70K), Corrado Advisors LLC ($29.25K), U.S. Capital Wealth Advisors LLC ($25.36K), Bank of America Corp DE ($23.39K), and Oppenheimer & Co. Inc. ($13.25K). How much institutional selling is happening at Guggenheim Active Allocation Fund? Institutional investors have sold a total of 436,461 shares in the last 24 months. This volume of shares sold represents approximately $6.76M in transactions. Related Companies ASGI Institutional Ownership RILYK Institutional Ownership BAYAU Institutional Ownership BANFP Institutional Ownership ECAT Institutional Ownership BMEZ Institutional Ownership BHFAL Institutional Ownership CPZ Institutional Ownership DLY Institutional Ownership This page (NYSE:GUG) was last updated on 3/12/2025 by MarketBeat.com Staff From Our PartnersTrump announces revenge on BidenA former CIA insider just made a stunning prediction: Trump’s revenge on Biden will end America’s energy cr...Paradigm Press | SponsoredTrump Orders 'National Digital Asset Stockpile'Trump Orders ‘National Digital Asset Stockpile’ THIS could be the coin they choose…Crypto 101 Media | SponsoredAlert: DOGE goes liveElon will most likely be at the helm of it all. 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