Guggenheim Active Allocation Fund (GUG) Institutional Ownership $15.60 -0.05 (-0.32%) As of 04:00 PM Eastern This is a fair market value price provided by Polygon.io. Learn more. Add Compare Share Share Ownership Stock AnalysisChartCompetitorsDividendFinancialsHeadlinesInsider TradesOwnershipSEC FilingsShort InterestTrends Institutional Ownership Changes (13F Filings) for Guggenheim Active Allocation Fund (NYSE:GUG)Number ofInstitutional Buyers(last 12 months)22TotalInstitutional Inflows(last 12 months)$15.90MNumber ofInstitutional Sellers(last 12 months)12TotalInstitutional Outflows(last 12 months)$3.72M Get GUG Insider Trade Alerts Want to know when executives and insiders are buying or selling Guggenheim Active Allocation Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily. Email Address Skip Chart & View Institutional Buying and Selling Data GUG Institutional Buying and Selling by Quarter Guggenheim Active Allocation Fund Major Shareholders & Ownership History Export to ExcelReporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails1/29/2025 MGB Wealth Management LLC12,011$179K0.1%+6.6%0.000% 1/24/2025 Journey Strategic Wealth LLC37,142$552K0.0%-19.2%0.000% 1/24/2025 DAVENPORT & Co LLC25,200$375K0.0%-3.8%0.000% 1/22/2025 PFG Investments LLC18,850$280K0.0%-40.8%0.000% 1/17/2025 Avior Wealth Management LLC5,479$81K0.0%+53.6%0.000% 12/26/2024JPMorgan Chase & Co.3,800$63K0.0%N/A0.000% 12/13/2024B. Riley Wealth Advisors Inc.18,377$303K0.0%-83.4%0.000% 11/15/2024Kovitz Investment Group Partners LLC69,419$1.13M0.0%N/A0.000% 11/15/2024Stifel Financial Corp54,793$907K0.0%+16.8%0.000% 11/14/2024Arete Wealth Advisors LLC15,220$252K0.0%-30.4%0.000% Get the Latest News and Ratings for GUG and Related StocksEnter your email address below to receive the latest news and analysts' ratings for Guggenheim Active Allocation Fund and its competitors with MarketBeat's FREE daily newsletter. 11/14/2024Rockefeller Capital Management L.P.32,559$539K0.0%N/A0.000% 11/12/2024Penserra Capital Management LLC299,198$4.95M0.1%N/A0.000% 11/12/2024 Kingsview Wealth Management LLC19,860$329K0.0%+3.4%0.000% 11/8/2024Advisors Asset Management Inc.487,071$8.06M0.1%+27.2%0.000% 11/7/2024Pathstone Holdings LLC220,358$3.65M0.0%-14.9%0.000% 11/7/2024Aviance Capital Partners LLC17,760$294K0.0%-22.7%0.000% 11/6/2024Oppenheimer & Co. Inc.73,325$1.21M0.0%-15.3%0.000% 11/1/2024Corrado Advisors LLC171,743$2.84M1.8%-2.1%0.000% 10/31/2024Concurrent Investment Advisors LLC23,381$387K0.0%+52.1%0.000% 10/24/2024J.W. Cole Advisors Inc.39,853$660K0.0%-7.4%0.000% 10/22/2024 International Assets Investment Management LLC49,650$8.22M0.0%+1,555.0%0.000% 10/18/2024Raymond James & Associates249,825$4.14M0.0%+48.0%0.000% 8/19/2024B. Riley Wealth Advisors Inc.110,723$1.65M0.0%+5.1%0.000% 8/8/2024J.W. Cole Advisors Inc.43,018$642K0.0%+6.2%0.000% 8/7/2024Wedbush Securities Inc.15,111$226K0.0%-6.0%0.000% 8/7/2024 PFG Investments LLC31,850$476K0.0%N/A0.000% 7/31/2024Concurrent Investment Advisors LLC15,377$230K0.0%+4.6%0.000% 7/30/2024 International Assets Investment Management LLC3,000$45K0.0%N/A0.000% 7/25/2024Raymond James Trust N.A.17,830$266K0.0%+64.8%0.000% 7/19/2024Raymond James & Associates168,783$2.52M0.0%+12.9%0.000% 7/11/2024 U.S. Capital Wealth Advisors LLC72,702$1.09M0.0%-23.0%0.000% 5/16/2024B. Riley Wealth Advisors Inc.105,330$1.42M0.0%+3.1%0.000% 5/14/2024Advisors Asset Management Inc.270,825$3.98M0.1%+60.2%0.000% 5/9/2024Corrado Advisors LLC178,839$2.63M1.7%-5.3%0.000% 5/7/2024Concurrent Investment Advisors LLC14,702$216K0.0%N/A0.000% 4/30/2024J.W. Cole Advisors Inc.40,495$595K0.0%+6.3%0.000% 4/23/2024Raymond James Financial Services Advisors Inc.85,508$1.26M0.0%+155.0%0.000% 3/27/2024Nomura Holdings Inc.16,843$247K0.0%N/A0.000% 3/15/2024B. Riley Wealth Advisors Inc.102,203$1.50M0.0%-3.0%0.000% 2/13/2024Oppenheimer & Co. Inc.87,075$1.28M0.0%+12.5%0.000% A deadly mistake in my prediction… (Ad)I thought what happened 25 years ago was a once- in-a-lifetime event… but how wrong I was. Because here we are, a quarter of a century later, almost to the exact day, and it’s happening again. Here’s the full story for you.2/13/20241607 Capital Partners LLC74,845$1.10M0.1%+36.0%0.000% 2/12/2024Relative Value Partners Group LLC245,733$3.60M0.2%+14.5%0.000% 2/9/2024 Journey Strategic Wealth LLC38,792$569K0.0%+14.8%0.000% 2/6/2024Aviance Capital Partners LLC23,089$338K0.1%-7.1%0.000% 2/6/2024 U.S. Capital Wealth Advisors LLC122,067$1.79M0.1%-2.9%0.000% 2/1/2024Corrado Advisors LLC188,927$2.77M2.3%-2.3%0.000% 1/31/2024J.W. Cole Advisors Inc.38,101$559K0.0%+70.4%0.000% 1/25/2024 International Assets Investment Management LLC43,980$645K0.0%N/A0.000% 1/25/2024Blue Bell Private Wealth Management LLC4,200$62K0.0%N/A0.000% 1/24/2024 International Assets Investment Management LLC43,980$645K0.0%N/A0.000% 1/16/2024Raymond James Financial Services Advisors Inc.33,537$492K0.0%+89.4%0.000% 1/5/2024 BancFirst Trust & Investment Management19,377$285K0.1%N/A0.000% (Data available from 1/1/2016 forward) GUG Institutional Ownership - Frequently Asked Questions Who are the largest shareholders of GUG shares? During the previous two years, 31 institutional investors and hedge funds held shares of Guggenheim Active Allocation Fund. The most heavily invested institutionals were International Assets Investment Management LLC ($8.22M), Advisors Asset Management Inc. ($8.06M), Penserra Capital Management LLC ($4.95M), Raymond James & Associates ($4.14M), Pathstone Holdings LLC ($3.65M), Relative Value Partners Group LLC ($3.60M), and Corrado Advisors LLC ($2.84M).Learn more on GUG's institutional investors. Which institutional investors have been buying Guggenheim Active Allocation Fund stock? Of the 24 institutional investors that purchased Guggenheim Active Allocation Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Penserra Capital Management LLC ($299.20K), Advisors Asset Management Inc. ($206.08K), International Assets Investment Management LLC ($137.61K), Raymond James & Associates ($100.34K), Kovitz Investment Group Partners LLC ($69.42K), Raymond James Financial Services Advisors Inc. ($67.80K), and Rockefeller Capital Management L.P. ($32.56K). How much institutional buying is happening at Guggenheim Active Allocation Fund? Institutional investors have bought a total of 1,125,564 shares in the last 24 months. This purchase volume represents approximately $17.76M in transactions. Which Guggenheim Active Allocation Fund major shareholders have been selling company stock? Of the 12 institutional investors that sold Guggenheim Active Allocation Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: B. Riley Wealth Advisors Inc. ($95.47K), Pathstone Holdings LLC ($38.70K), U.S. Capital Wealth Advisors LLC ($25.36K), Corrado Advisors LLC ($18.33K), Oppenheimer & Co. Inc. ($13.25K), PFG Investments LLC ($13K), and Journey Strategic Wealth LLC ($8.85K). How much institutional selling is happening at Guggenheim Active Allocation Fund? Institutional investors have sold a total of 231,719 shares in the last 24 months. This volume of shares sold represents approximately $3.72M in transactions. Related Companies ASGI Institutional Ownership RILYN Institutional Ownership RILYK Institutional Ownership BAYAU Institutional Ownership BANFP Institutional Ownership ECAT Institutional Ownership BMEZ Institutional Ownership BHFAL Institutional Ownership CPZ Institutional Ownership DLY Institutional Ownership This page (NYSE:GUG) was last updated on 1/30/2025 by MarketBeat.com Staff From Our PartnersTexas approves new currencyRural Texas Town Ramps Up Global Currency War A small town has joined a radical $1.9 trillion attack on the...Stansberry Research | SponsoredHas Trump finally met his match?Dylan Jovine predicted the 2008 crash over a year before it happened. Folks who listened to him had the chance...Behind the Markets | SponsoredI was wrong. Dead wrong. I thought what happened 25 years ago was a once- in-a-lifetime event… but how wrong I was. Because here we...Porter & Company | SponsoredURGENT: This Altcoin Opportunity Won’t Wait – Act NowCrypto has officially entered the "banana zone" – that wild phase where prices can 1000x in days. It happen...Crypto Swap Profits | SponsoredAlert: DOGE goes live"It's Elon's world, and the rest of us live in it." Every investor in America is trying to figure out what ...Altimetry | SponsoredBuy NVDA Now? After weeks of volatility, did President Trump just turn Nvidia (NVDA) into a raging BUY? The beloved chip...Chaikin Analytics | Sponsored Is Starlink Set For The Largest IPO In History?He turned PayPal from a tiny, off-the-radar startup… to a massive $64 billion giant. Then, he did it again ...Paradigm Press | SponsoredTrump’s New AI Move Could Trigger Massive Melt UPIn his first week in office, President Trump already revoked President Biden's disastrous AI executive order.....InvestorPlace | Sponsored Adding Choose a watchlist: Watchlist Adding You have already added five stocks to your watchlist. Upgrade to MarketBeat All Access to add more stocks to your watchlist. Adding Guggenheim Active Allocation Fund Please log in to your account or sign up in order to add this asset to your watchlist. Share Guggenheim Active Allocation Fund With A Colleague Link copied to clipboard. Get 30 Days of MarketBeat All Access for Free Sign up for MarketBeat All Access to gain access to MarketBeat's full suite of research tools. Start Your 30-Day Trial MarketBeat All Access Features Best-in-Class Portfolio Monitoring Get personalized stock ideas. Compare portfolio to indices. Check stock news, ratings, SEC filings, and more. Stock Ideas and Recommendations See daily stock ideas from top analysts. Receive short-term trading ideas from MarketBeat. Identify trending stocks on social media. Advanced Stock Screeners and Research Tools Use our seven stock screeners to find suitable stocks. Stay informed with MarketBeat's real-time news. Export data to Excel for personal analysis. Sign in to your free account to enjoy these benefits In-depth profiles and analysis for 20,000 public companies. Real-time analyst ratings, insider transactions, earnings data, and more. Our daily ratings and market update email newsletter. Sign in to your free account to enjoy all that MarketBeat has to offer. Sign In Create Account Your Email Address: Email Address Required Your Password: Password Required Log In or Sign in with Facebook Sign in with Google Forgot your password? Your Email Address: Please enter your email address. Please enter a valid email address Choose a Password: Please enter your password. Your password must be at least 8 characters long and contain at least 1 number, 1 letter, and 1 special character. Create My Account (Free) or Sign in with Facebook Sign in with Google By creating a free account, you agree to our terms of service. This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
