Guggenheim Active Allocation Fund (GUG) SEC Filings & 10K Form $15.42 -0.06 (-0.36%) As of 01:29 PM Eastern This is a fair market value price provided by Polygon.io. Learn more. Add Compare Share Share SEC Filings Stock AnalysisChartCompetitorsDividendFinancialsHeadlinesInsider TradesOwnershipSEC FilingsShort InterestTrends Recent Guggenheim Active Allocation Fund SEC Filings All Filing Types 1 10 10-D 10-K 10-M 10-Q 11-K 12b-25 13F 13H 144 15 15F 17-H 18 18-K 19b-4(e) 19b-4 19b-7 1-A 1-E 1-K 1-N 1-SA 1-U 1-Z 20-F 24F-2 25 2-E 3 4 40-F 5 6-K 7-M 8-A 8-K 8-M 9-M ABS DD-15E ABS-15G ABS-EE ADV ADV-E ADV-H ADV-NR ADV-W ATS ATS-R BD BD-N BDW C CA-1 CB CFPORTAL D F-1 F-10 F-3 F-4 F-6 F-7 F-8 F-80 F-N F-X ID MA MA-I MA-NR MA-W MSD MSDW n/a N-14 N-17D-1 N-17f-1 N-17f-2 N-18f-1 N-1A N-2 N-23c-3 N-27D-1 N-3 N-4 N-5 N-54A N-54C N-6 N-6EI-1 N-6F N-8A N-8B-2 N-8B-4 N-8F N-CR N-CSR N-MFP N-PX N-Q NRSRO N-SAR PF PILOT R31 S-1 S-11 S-20 S-3 S-4 S-6 S-8 SBSE SBSE-A SBSE-BD SBSE-C SBSE-W SCI SD SDR SE SF-1 SF-3 SIP T-1 T-2 T-3 T-4 T-6 TA-1 TA-2 TA-W TCR TH WB-APP X-17A-19 X-17A-5 Part I X-17A-5 Part II X-17A-5 Part IIA X-17A-5 Part IIB X-17A-5 Part III X-17A-5 Schedule I X-17F-1A Filing Types Include Ownership Filings Exclude Ownership Filings Only Show Ownership FIlings Ownership Filings Custom Range 1 Month 3 Months 6 Months Year-to-Date 1 Year 2 Years 3 Years Time Frame * Start Date * End Date Export to Excel DateFilerForm TypeView02/05/202511:00 AMGuggenheim Active Allocation Fund (Filer)Form N-CSRS02/04/202512:54 PMGuggenheim Active Allocation Fund (Subject)MORGAN STANLEY (Filed by)Form SCHEDULE 13G/A01/29/202512:44 PMGuggenheim Active Allocation Fund (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT12/05/20242:46 PMGuggenheim Active Allocation Fund (Issuer)Miller Elisabeth (Reporting)Form 3Initial statement of beneficial ownership of securities 10/30/20241:08 PMGuggenheim Active Allocation Fund (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT10/04/202410:48 AMBarnes Randall C (Reporting)Guggenheim Active Allocation Fund (Issuer)Form 4Statement of changes in beneficial ownership of securities 09/03/20244:08 PMBrock-Kyle Angela (Reporting)Guggenheim Active Allocation Fund (Issuer)Form 4Statement of changes in beneficial ownership of securities 08/27/20242:38 PMGuggenheim Active Allocation Fund (Filer)Form N-PXAnnual Report of Proxy Voting Record of Registered Management Investment Company 08/20/202410:06 AMGuggenheim Active Allocation Fund (Filer)Form NPORT-P/A08/20/20247:14 AMGuggenheim Active Allocation Fund (Filer)Form NPORT-P/A08/14/20242:29 PMGuggenheim Active Allocation Fund (Filer)Form N-CENAnnual Report for Registered Investment Companies 07/31/20249:11 AMGuggenheim Active Allocation Fund (Filer)GUGGENHEIM FUNDS TRUST (Filer)GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (Filer)Guggenheim Strategy Funds Trust (Filer)Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (Filer)Guggenheim Variable Funds Trust (Filer)RYDEX DYNAMIC FUNDS (Filer)RYDEX SERIES FUNDS (Filer)RYDEX VARIABLE TRUST (Filer)Transparent Value Trust (Filer)Form 40-17G07/29/202412:41 PMGuggenheim Active Allocation Fund (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT04/01/202410:46 AMGuggenheim Active Allocation Fund (Issuer)TOUPIN RONALD E JR (Reporting)Form 4Statement of changes in beneficial ownership of securities 03/04/20244:29 PMGuggenheim Active Allocation Fund (Filer)GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (Filer)Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (Filer)Form DEF 14A03/01/20243:19 PMGuggenheim Active Allocation Fund (Filer)GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (Filer)Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (Filer)Form DEF 14A(Data available from 1/1/2016 forward) Related Companies and Tools Related Companies Abacus Life, Inc. 9.875% Fixed Rate Senior Notes due 2028 10K Form Abrdn Global Infrastructure Income Fund 10K Form Aimei Health Technology 10K Form AlphaTime Acquisition 10K Form Argo Blockchain plc 8.75% Senior Notes due 2026 10K Form Atlanticus Holdings Co. 6.125% Senior Notes due 2026 10K Form Atlas 10K Form B. Riley Financial, Inc. - 6.50 10K Form B. Riley Financial, Inc. 5.00% Senior Notes due 2026 10K Form B. Riley Financial, Inc. 5.25% Senior Notes due 2028 10K Form SEC Filings Tools Latest SEC FilingsInsider Trading Activity This page (NYSE:GUG) was last updated on 2/24/2025 by MarketBeat.com Staff From Our PartnersElon’s “New Gold”MIT scientists just developed a brand-new metal… A metal that’s shaping up to be, not only the biggest brea...True Market Insiders | Sponsored$2 Trillion Disappears Because of Fed's Secretive New Move$2 trillion has disappeared from the US government's books. The reason why is a new, secretive move being c...Stansberry Research | SponsoredHas Trump finally met his match?A new Chinese AI software called "DeepSeek" is sending shockwaves through the market. It's advanced enough ...Behind the Markets | SponsoredBetter than Bitcoin – and potentially more profitableThe world is obsessed with Bitcoin again... And for a good reason: It just soared beyond $100,000. 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