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Japan Smaller Capitalization Fund (JOF) Institutional Ownership

Japan Smaller Capitalization Fund logo
$7.74 +0.11 (+1.38%)
As of 01/30/2025 04:00 PM Eastern
This is a fair market value price provided by Polygon.io. Learn more.

Institutional Ownership Changes (13F Filings) for Japan Smaller Capitalization Fund (NYSE:JOF)

Number of
Institutional Buyers
(last 12 months)
25
Total
Institutional Inflows
(last 12 months)
$14.94M
Number of
Institutional Sellers
(last 12 months)
11
Total
Institutional Outflows
(last 12 months)
$14.77M
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JOF Institutional Buying and Selling by Quarter

Japan Smaller Capitalization Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
1/29/2025 Allspring Global Investments Holdings LLC5,238,656$40.18M0.1%-8.3%14.874%
1/28/2025 Triasima Portfolio Management inc.11,900$91K0.0%-51.6%0.034%
1/24/2025 Matisse Capital362,000$2.78M1.4%+37.2%1.028%
1/23/2025 Barry Investment Advisors LLC188,705$1.45M0.5%-3.1%0.536%
1/22/2025 Union Bancaire Privee UBP SA4,200$32K0.0%N/A0.012%
11/20/2024Virtu Financial LLC12,588$104K0.0%N/A0.036%
11/15/2024Kovitz Investment Group Partners LLC167,173$1.35M0.0%N/A0.475%
11/15/2024HighTower Advisors LLC22,471$181K0.0%+7.7%0.064%
11/14/2024Raffles Associates LP224,025$1.85M1.9%+16.1%0.636%
11/12/2024Pekin Hardy Strauss Inc.16,119$133K0.0%+23.6%0.046%
11/9/2024Landscape Capital Management L.L.C.139,930$1.16M0.1%+60.1%0.397%
11/8/2024RPO LLC76,345$631K0.5%+393.6%0.217%
11/4/2024Wolverine Asset Management LLC78,228$647K0.0%-10.7%0.222%
11/4/2024Beam Wealth Advisors Inc.38,400$318K0.1%-5.0%0.109%
10/31/2024Hara Capital LLC378,164$3.13M1.9%+12.8%1.074%
10/25/2024 Barry Investment Advisors LLC194,668$1.61M0.5%-1.1%0.553%
10/23/2024Mraz Amerine & Associates Inc.31,300$259K0.0%N/A0.089%
10/22/2024 International Assets Investment Management LLC38,042$315K0.0%+727.0%0.108%
10/19/2024 Allspring Global Investments Holdings LLC5,714,329$47.26M0.1%-0.3%16.225%
10/16/2024 SeaCrest Wealth Management LLC72,985$604K0.1%-8.6%0.207%
10/8/2024 Dynamic Advisor Solutions LLC74,189$614K0.0%-2.7%0.211%
8/16/2024Almitas Capital LLC360,847$2.74M1.1%+26.2%0.000%
8/15/2024Logan Stone Capital LLC63,356$480K0.1%+61.2%0.000%
8/14/2024Raffles Associates LP193,025$1.46M1.6%+24.9%0.000%
8/9/2024City of London Investment Management Co. Ltd.4,903,167$37.17M3.2%+8.8%0.000%
8/7/2024Beam Wealth Advisors Inc.40,400$306K0.1%N/A0.000%
8/2/2024Wolverine Asset Management LLC87,627$664K0.0%+9,241.9%0.000%
8/1/2024Waterfront Wealth Inc.13,000$99K0.0%-13.3%0.000%
7/30/2024 Matisse Capital246,456$1.87M0.9%+196.4%0.000%
7/30/2024 International Assets Investment Management LLC4,600$35K0.0%N/A0.000%
7/29/2024Hara Capital LLC335,111$2.54M1.6%+6.6%0.000%
7/26/2024 Allspring Global Investments Holdings LLC5,730,271$43.44M0.1%-0.1%0.000%
7/22/2024 SeaCrest Wealth Management LLC79,884$606K0.1%+3.0%0.000%
7/19/2024Raymond James & Associates179,281$1.36M0.0%+13.1%0.000%
5/15/2024Lazard Asset Management LLC3,022,450$24.12M0.0%-10.5%0.000%
5/14/2024Karpus Management Inc.1,068,314$8.53M0.2%+0.3%0.000%
5/10/2024City of London Investment Management Co. Ltd.4,507,877$35.97M3.0%+0.2%0.000%
4/30/2024 Allspring Global Investments Holdings LLC5,737,819$45.79M0.1%-7.5%0.000%
4/26/2024 Triasima Portfolio Management inc.24,600$196K0.0%+93.7%0.000%
4/18/2024 SeaCrest Wealth Management LLC77,543$619K0.1%N/A0.000%
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4/18/2024 Allspring Global Investments Holdings LLC5,737,819$45.79M0.1%-7.5%0.000%
4/18/2024 Barry Investment Advisors LLC205,857$1.64M0.5%-2.9%0.000%
3/5/2024Twin Focus Capital Partners LLC11,000$83K0.0%N/A0.000%
2/13/2024Karpus Management Inc.1,065,494$8.09M0.2%+3.5%0.000%
2/13/2024Bard Associates Inc.68,588$521K0.2%-5.5%0.000%
2/13/20241607 Capital Partners LLC5,053,077$38.35M2.7%+3.8%0.000%
2/12/2024Relative Value Partners Group LLC186,196$1.41M0.1%-0.7%0.000%
2/12/2024Weiss Asset Management LP10,642$81K0.0%N/A0.000%
2/9/2024Nomura Asset Management Co. Ltd.56,006$425K0.0%+3.4%0.000%
2/9/2024 Barry Investment Advisors LLC211,939$1.61M0.5%-13.3%0.000%
2/9/2024City of London Investment Management Co. Ltd.4,500,984$34.16M2.8%+1.2%0.000%
2/8/2024 Matisse Capital83,137$631K0.3%N/A0.000%
2/1/2024Wolverine Asset Management LLC54,375$413K0.0%+154.4%0.000%
1/29/2024 Triasima Portfolio Management inc.12,700$96K0.0%-46.4%0.000%
1/29/2024 Ingalls & Snyder LLC20,000$152K0.0%+100.0%0.000%
1/25/2024 Allspring Global Investments Holdings LLC6,202,586$47.08M0.1%-2.3%0.000%
1/24/2024 International Assets Investment Management LLC36,432$277K0.0%N/A0.000%
1/18/2024 Successful Portfolios LLC15,000$114K0.1%N/A0.000%
11/21/2023Almitas Capital LLC92,088$655K0.3%+16.4%0.000%
11/15/20231607 Capital Partners LLC4,866,818$34.60M2.6%-0.3%0.000%
11/14/2023Lazard Asset Management LLC3,690,817$26.24M0.0%0.0%0.000%
11/13/2023Wolverine Asset Management LLC21,376$152K0.0%N/A0.000%
11/13/2023PNC Financial Services Group Inc.16,145$115K0.0%+19.2%0.000%
11/9/2023City of London Investment Management Co. Ltd.4,447,382$31.62M2.8%-1.2%0.000%
11/9/2023Karpus Management Inc.1,029,482$7.32M0.2%+16.6%0.000%
11/9/2023Cornerstone Advisors LLC50,452$359K0.0%-60.4%0.000%
11/8/2023Landscape Capital Management L.L.C.11,190$80K0.0%N/A0.000%
11/6/2023Guild Investment Management Inc.86,863$618K1.0%-3.3%0.000%
11/2/2023Benedetti & Gucer Inc.45,300$322K0.2%-4.2%0.000%
11/2/2023 Ingalls & Snyder LLC10,000$71K0.0%N/A0.000%
10/27/2023 Allspring Global Investments Holdings LLC6,347,354$45.13M0.1%-0.3%0.000%
10/24/2023Raymond James & Associates96,199$684K0.0%-26.7%0.000%
10/11/2023 Dynamic Advisor Solutions LLC75,185$535K0.0%+6.0%0.000%
8/14/2023CSS LLC IL19,240$139K0.0%-13.9%0.000%
8/11/2023Cornerstone Advisors LLC127,295$917K0.0%-52.0%0.000%
8/11/2023Karpus Management Inc.882,560$6.35M0.2%+15.5%0.000%
8/11/2023City of London Investment Management Co. Ltd.4,499,713$32.40M2.6%-1.9%0.000%
8/11/2023Almitas Capital LLC79,124$589K0.3%-21.3%0.000%
8/8/2023Prospera Financial Services Inc81,727$588K0.0%N/A0.000%
8/8/2023 Triasima Portfolio Management inc.23,700$225.93M0.0%N/A0.000%
8/3/2023 Dynamic Advisor Solutions LLC70,914$511K0.0%+3.6%0.000%
8/3/2023 Barry Investment Advisors LLC263,453$1.90M0.6%-6.5%0.000%
7/25/2023Raymond James & Associates131,303$945K0.0%+31.8%0.000%
7/20/2023Benedetti & Gucer Inc.47,300$341K0.2%+14.5%0.000%
7/20/2023Guild Investment Management Inc.89,863$647K0.9%+41.2%0.000%
7/18/2023 Allspring Global Investments Holdings LLC6,365,689$45.83M0.1%-0.1%0.000%
6/28/2023Relative Value Partners Group LLC213,445$1.48M0.1%-5.7%0.000%
5/15/2023Hudson Portfolio Management LLC57,831$400K0.4%-5.0%0.204%
5/15/2023Relative Value Partners Group LLC213,445$1.48M0.1%-5.7%0.753%
5/11/2023Karpus Management Inc.763,823$5.28M0.2%+10.3%2.696%
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5/10/2023 Register Financial Advisors LLC3,604$25K0.0%+71.3%0.000%
5/10/2023Landscape Capital Management L.L.C.10,239$71K0.0%-15.6%0.000%
5/8/2023Wolverine Asset Management LLC148,187$1.02M0.0%+12.9%0.000%
4/28/2023 Barry Investment Advisors LLC281,698$1.95M0.6%-17.9%0.000%
4/27/2023Benedetti & Gucer Inc.41,300$285K0.2%N/A0.000%
4/26/2023 Integrated Capital Management Inc.52,359$193K0.2%+151.3%0.000%
4/18/2023 Park Avenue Securities LLC121,357$839K0.0%-9.5%0.000%
4/18/2023Guild Investment Management Inc.63,629$440K0.7%-9.0%0.000%
4/13/2023 Allspring Global Investments Holdings LLC6,369,189$44.01M0.1%-0.1%0.000%
2/15/2023Almitas Capital LLC81,958$531K0.2%+16,974.6%0.000%
(Data available from 1/1/2016 forward)

JOF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of JOF shares?

During the previous two years, 48 institutional investors and hedge funds held shares of Japan Smaller Capitalization Fund. The most heavily invested institutionals were Allspring Global Investments Holdings LLC ($40.18M), 1607 Capital Partners LLC ($38.35M), City of London Investment Management Co. Ltd. ($37.17M), Lazard Asset Management LLC ($24.12M), Karpus Management Inc. ($8.53M), Hara Capital LLC ($3.13M), and Matisse Capital ($2.78M).Learn more on JOF's institutional investors.

Which institutional investors have been buying Japan Smaller Capitalization Fund stock?

Of the 37 institutional investors that purchased Japan Smaller Capitalization Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: City of London Investment Management Co. Ltd. ($455.79K), Karpus Management Inc. ($375.66K), Matisse Capital ($344.65K), Wolverine Asset Management LLC ($197.05K), 1607 Capital Partners LLC ($186.26K), Almitas Capital LLC ($169.35K), and Kovitz Investment Group Partners LLC ($167.17K).

How much institutional buying is happening at Japan Smaller Capitalization Fund?

Institutional investors have bought a total of 2,826,744 shares in the last 24 months. This purchase volume represents approximately $21.26M in transactions.

Which Japan Smaller Capitalization Fund major shareholders have been selling company stock?

Of the 24 institutional investors that sold Japan Smaller Capitalization Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Allspring Global Investments Holdings LLC ($1.60M), Lazard Asset Management LLC ($356.16K), Cornerstone Advisors LLC ($214.97K), City of London Investment Management Co. Ltd. ($205.74K), Barry Investment Advisors LLC ($126.26K), Raymond James & Associates ($35.10K), and Relative Value Partners Group LLC ($26.96K).

How much institutional selling is happening at Japan Smaller Capitalization Fund?

Institutional investors have sold a total of 2,715,781 shares in the last 24 months. This volume of shares sold represents approximately $20.79M in transactions.



This page (NYSE:JOF) was last updated on 1/31/2025 by MarketBeat.com Staff
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