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Northpointe Bancshares (NPB) 10K Form and Latest SEC Filings 2026

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$17.64 -0.05 (-0.27%)
Closing price 05/7/2026 03:59 PM Eastern
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$17.66 +0.02 (+0.10%)
As of 05/7/2026 05:41 PM Eastern
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Latest Northpointe Bancshares SEC Filings & Recent Activity

Northpointe Bancshares (NYSE:NPB) has submitted 83+ documents to the U.S. Securities and Exchange Commission (SEC) since 2021. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. The most recent filing was a Form 4 submitted on May 4, 2026.

Form 4
NORTHPOINTE BANCSHARES INC Reports Ownership Change on May. 4, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

View insider ownership

8-K
Northpointe Bancshares Files Current Report on Apr. 21, 2026

An 8-K is filed when a material corporate event occurs, such as an acquisition, leadership change, or financial update.

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10-K
Northpointe Bancshares Files Annual Report on Mar. 27, 2026

The 10-K contains Northpointe Bancshares's audited financial statements, revenue, earnings, and risk factors for the prior fiscal year.

View earnings history

Northpointe Bancshares SEC Filing History

Browse Northpointe Bancshares' complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

DateFilerForm TypeView
05/04/2026 3:04 PM
Hooker David Stevens (2057486) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/04/2026 1:25 PM
Hooker David Stevens (2057486) Reporting
Northpointe Bancshares (1336706) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
04/21/2026 4:02 PM
Northpointe Bancshares (1336706) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/02/2026 3:09 PM
Charles A Williams TR Charles A Williams Trust (2056588) Reporting
Northpointe Bancshares (1336706) Issuer
Williams Charles Alan (2057567) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2026 3:09 PM
Butler Amy M (2056908) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2026 3:09 PM
Comps Kevin J (2056299) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2026 3:10 PM
Christel David J (2056291) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2026 3:10 PM
Howes Brad T (2056935) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2026 7:35 AM
Northpointe Bancshares (1336706) Filer
Form ARS
03/27/2026 3:43 PM
Northpointe Bancshares (1336706) Filer
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
03/23/2026 11:14 AM
Northpointe Bancshares (1336706) Filer
Form D
Notice of Exempt Offering of Securities 
03/13/2026 3:06 PM
Northpointe Bancshares (1336706) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/04/2026 3:21 PM
Lawrence David F. (2086313) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2026 7:45 PM
Castle Creek Capital Partners VII, LP (1746800) Filed by
Northpointe Bancshares (1336706) Subject
Form SCHEDULE 13G
02/13/2026 3:55 PM
Charles A Williams TR Charles A Williams Trust (2056588) Reporting
Northpointe Bancshares (1336706) Issuer
Williams Charles Alan (2057567) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
01/29/2026 4:33 PM
Butler Amy M (2056908) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
01/20/2026 4:03 PM
Northpointe Bancshares (1336706) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/15/2026 5:01 PM
Bay Pond Investors (0) Bermuda
Northpointe Bancshares (1336706) Subject
Form SCHEDULE 13G
12/31/2025 3:21 PM
Northpointe Bancshares (1336706) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/23/2025 9:09 AM
Northpointe Bancshares (1336706) Filer
Form D
Notice of Exempt Offering of Securities 
12/22/2025 3:18 PM
Howes Brad T (2056935) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/22/2025 3:18 PM
Comps Kevin J (2056299) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/22/2025 3:19 PM
Christel David J (2056291) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/22/2025 3:19 PM
Butler Amy M (2056908) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/18/2025 3:17 PM
Northpointe Bancshares (1336706) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/15/2025 4:05 PM
Charles A Williams TR Charles A Williams Trust (2056588) Reporting
Northpointe Bancshares (1336706) Issuer
Williams Charles Alan (2057567) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/09/2025 3:44 PM
Northpointe Bancshares (1336706) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/24/2025 6:54 PM
Edger Bruce L (2056933) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/13/2025 8:01 AM
Adage Capital Management, L.P. (1535978) Filed by
Northpointe Bancshares (1336706) Subject
Form SCHEDULE 13G
11/12/2025 3:29 PM
Northpointe Bancshares (1336706) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
10/29/2025 3:45 PM
Lawrence David F. (2086313) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
10/29/2025 3:30 PM
Lawrence David F. (2086313) Reporting
Northpointe Bancshares (1336706) Issuer
Form 3
Initial statement of beneficial ownership of securities  
10/29/2025 3:30 PM
Northpointe Bancshares (1336706) Issuer
Tuttle John Robert (2084620) Reporting
Form 3
Initial statement of beneficial ownership of securities  
10/29/2025 3:30 PM
Chaudhary Rajeev Kumar (2081867) Reporting
Northpointe Bancshares (1336706) Issuer
Form 3
Initial statement of beneficial ownership of securities  
10/21/2025 4:03 PM
Northpointe Bancshares (1336706) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/17/2025 11:25 AM
Gainey Annie (2059320) Filed by
Northpointe Bancshares (1336706) Subject
Form SCHEDULE 13G/A
09/19/2025 2:31 PM
Hooker David Stevens (2057486) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/14/2025 8:15 PM
Castle Creek Capital Partners VII, LP (1746800) Filed by
Northpointe Bancshares (1336706) Subject
Form SCHEDULE 13G
07/24/2025 3:48 PM
Northpointe Bancshares (1336706) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/22/2025 4:04 PM
Northpointe Bancshares (1336706) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/01/2025 1:34 PM
Northpointe Bancshares (1336706) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/30/2025 3:01 PM
Howes Brad T (2056935) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/30/2025 3:02 PM
Comps Kevin J (2056299) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/30/2025 3:02 PM
Christel David J (2056291) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/30/2025 3:03 PM
Butler Amy M (2056908) Reporting
Northpointe Bancshares (1336706) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/23/2025 3:39 PM
Northpointe Bancshares (1336706) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/14/2025 6:36 PM
Gainey Annie (2059320) Filed by
Northpointe Bancshares (1336706) Subject
Form SCHEDULE 13G
05/14/2025 6:36 PM
Charles A Williams TR Charles A Williams Trust (2056588) Filed by
Northpointe Bancshares (1336706) Subject
Form SCHEDULE 13G
05/14/2025 6:36 PM
Northpointe Bancshares (1336706) Subject
Second Rewrittwen Trust Indenture of the John S Simoni Living Trust (2056612) Filed by
Form SCHEDULE 13G
05/12/2025 3:53 PM
Northpointe Bancshares (1336706) Filer
Form ARS
(Data available from 1/1/2016 forward)

Northpointe Bancshares SEC Filings - Frequently Asked Questions

Northpointe Bancshares (NPB) has submitted 83+ filings to the SEC since 2021. You can browse the complete history or filter by form type using the tools above.

Northpointe Bancshares's fiscal year ends on December 31. The company typically files its 10-K annual report by the end of February, covering the prior fiscal year's financial results.

The most recent filing was a Form 4 submitted on May 4, 2026. This was an insider ownership change filed by 4 - NORTHPOINTE BANCSHARES INC (0001336706) (Issuer).

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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This page (NYSE:NPB) was last updated on 5/8/2026 by MarketBeat.com Staff.
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