| 4/25/2025 | Almanack Investment Partners LLC. | 10,000 | $132K | 0.0% | N/A | 0.157% | |
| 2/17/2025 | Bank of America Corp DE | 40,675 | $526K | 0.0% | -27.8% | 0.640% | |
| 2/17/2025 | Ameriprise Financial Inc. | 65,005 | $841K | 0.0% | +13.9% | 1.022% | |
| 2/13/2025 | Raymond James Financial Inc. | 21,226 | $275K | 0.0% | N/A | 0.334% | |
| 2/13/2025 | Wedbush Securities Inc. | 15,272 | $198K | 0.0% | N/A | 0.240% | |
| 2/13/2025 | Wells Fargo & Company MN | 40,093 | $519K | 0.0% | -5.6% | 0.630% | |
| 2/11/2025 | LPL Financial LLC | 141,792 | $1.83M | 0.0% | -5.4% | 2.229% | |
| 2/6/2025 | Raymond James Financial Inc. | 21,226 | $275K | 0.0% | N/A | 0.334% | |
| 2/6/2025 | Jones Financial Companies Lllp | 3,526 | $46K | 0.0% | -49.4% | 0.055% | |
| 2/3/2025 | Wolverine Asset Management LLC | 7,094 | $92K | 0.0% | N/A | 0.112% | |
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| 1/23/2025 | Caprock Group LLC | 11,318 | $146K | 0.0% | N/A | 0.178% | |
| 1/15/2025 | Hennion & Walsh Asset Management Inc. | 21,652 | $280K | 0.0% | -54.6% | 0.340% | |
| 11/8/2024 | Advisors Asset Management Inc. | 43,308 | $612K | 0.0% | +30.4% | 0.681% | |
| 10/23/2024 | Hennion & Walsh Asset Management Inc. | 47,704 | $675K | 0.0% | -27.7% | 0.750% | |
| 10/22/2024 | International Assets Investment Management LLC | 14,153 | $200K | 0.0% | +1,313.9% | 0.222% | |
| 8/16/2024 | Northwestern Mutual Wealth Management Co. | 5,692 | $74K | 0.0% | N/A | 0.089% | |
| 8/2/2024 | Wolverine Asset Management LLC | 15,705 | $204K | 0.0% | N/A | 0.247% | |
| 7/20/2024 | Hennion & Walsh Asset Management Inc. | 66,015 | $856K | 0.0% | -46.8% | 1.038% | |
| 5/24/2024 | Cetera Advisors LLC | 15,000 | $201K | 0.0% | N/A | 0.236% | |
| 4/17/2024 | Hennion & Walsh Asset Management Inc. | 124,101 | $1.67M | 0.1% | -4.8% | 1.951% | |
| 2/13/2024 | 1607 Capital Partners LLC | 58,217 | $745K | 0.1% | +392.3% | 0.915% | |
| 2/9/2024 | D.A. Davidson & CO. | 11,699 | $150K | 0.0% | -18.2% | 0.184% | |
| 2/1/2024 | Wolverine Asset Management LLC | 31,980 | $409K | 0.0% | +535.4% | 0.503% | |
| 1/16/2024 | Raymond James Financial Services Advisors Inc. | 11,600 | $148K | 0.0% | N/A | 0.182% | |
| 11/15/2023 | 1607 Capital Partners LLC | 11,826 | $144K | 0.0% | -23.6% | 0.186% | |
| 11/15/2023 | Advisors Asset Management Inc. | 153,956 | $1.87M | 0.0% | -4.3% | 2.421% | |
| 11/8/2023 | D.A. Davidson & CO. | 14,299 | $174K | 0.0% | N/A | 0.225% | |
| 10/27/2023 | Hennion & Walsh Asset Management Inc. | 134,869 | $1.64M | 0.1% | -1.6% | 2.121% | |
| 8/7/2023 | Wolverine Asset Management LLC | 4,288 | $56K | 0.0% | N/A | 0.067% | |
| 5/11/2023 | Guggenheim Capital LLC | 150,337 | $2.03M | 0.0% | +8.1% | 2.363% | |
| 4/20/2023 | Hennion & Walsh Asset Management Inc. | 138,780 | $1.87M | 0.1% | +30.6% | 2.182% | |
| 1/12/2023 | Hennion & Walsh Asset Management Inc. | 106,300 | $1.53M | 0.1% | +76.3% | 1.671% | |
| 11/15/2022 | 1607 Capital Partners LLC | 16,001 | $209K | 0.0% | +107.8% | 0.252% | |
| 11/14/2022 | Guggenheim Capital LLC | 116,891 | $1.53M | 0.0% | +17.7% | 1.838% | |
| 11/14/2022 | Hennion & Walsh Asset Management Inc. | 60,291 | $789K | 0.1% | N/A | 0.948% | |
| 11/8/2022 | Advisors Asset Management Inc. | 163,989 | $2.15M | 0.0% | +6.0% | 2.578% | |
| 10/25/2022 | Raymond James Financial Services Advisors Inc. | 13,682 | $179K | 0.0% | +14.8% | 0.215% | |
| 8/9/2022 | Regatta Capital Group LLC | 11,734 | $160K | 0.1% | -76.1% | 0.184% | |
| 8/8/2022 | Advisors Asset Management Inc. | 154,766 | $2.11M | 0.0% | +179.8% | 2.433% | |
| 5/17/2022 | Regatta Capital Group LLC | 49,118 | $697K | 0.2% | +29.4% | 0.774% | |
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| 4/22/2022 | Allworth Financial LP | 3,000 | $43K | 0.0% | N/A | 0.047% | |
| 2/23/2022 | Regatta Capital Group LLC | 37,944 | $627K | 0.2% | N/A | 0.597% | |
| 1/31/2022 | D.A. Davidson & CO. | 10,994 | $182K | 0.0% | +9.2% | 0.173% | |
| 11/15/2021 | Guggenheim Capital LLC | 10,232 | $161K | 0.0% | N/A | 0.161% | |
| 11/15/2021 | First Foundation Advisors | 19,352 | $305K | 0.0% | -71.2% | 0.305% | |
| 11/12/2021 | Wolverine Asset Management LLC | 13,017 | $205K | 0.0% | N/A | 0.205% | |
| 8/13/2021 | First Foundation Advisors | 67,300 | $1.14M | 0.0% | -8.3% | 1.060% | |
| 8/2/2021 | Advisor Group Holdings Inc. | 20,832 | $351K | 0.0% | -9.6% | 0.328% | |
| 5/18/2021 | Morgan Stanley | 101,461 | $1.65M | 0.0% | +22.8% | 1.597% | |
| 5/18/2021 | First Foundation Advisors | 73,418 | $1.20M | 0.1% | -14.1% | 1.156% | |
| 5/12/2021 | UBS Group AG | 40,200 | $655K | 0.0% | +2.5% | 0.633% | |
| 5/7/2021 | Advisors Asset Management Inc. | 30,405 | $495K | 0.0% | -5.2% | 0.479% | |
