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High Income Securities Fund (PCF) Institutional Ownership

High Income Securities Fund logo
$6.36 +0.02 (+0.32%)
(As of 12/20/2024 05:23 PM ET)

Institutional Ownership Changes (13F Filings) for High Income Securities Fund (NYSE:PCF)

Current
Institutional Ownership
Percentage
16.64%
Number of
Institutional Buyers
(last 12 months)
19
Total
Institutional Inflows
(last 12 months)
$23.11M
Number of
Institutional Sellers
(last 12 months)
5
Total
Institutional Outflows
(last 12 months)
$552.63K
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PCF Institutional Buying and Selling by Quarter

High Income Securities Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
12/3/2024 Rivernorth Capital Management LLC1,155,192$7.89M0.4%N/A6.590%
11/15/2024 Quarry LP50,296$344K0.1%+502,860.0%0.287%
11/15/2024 Rivernorth Capital Management LLC1,149,564$7.85M0.4%N/A6.558%
11/14/2024 L.M. Kohn & Company13,816$94K0.0%N/A0.079%
11/5/2024 Harbour Investments Inc.48,770$333K0.0%N/A0.278%
10/24/2024 Wealth Enhancement Advisory Services LLC36,916$252K0.0%N/A0.211%
10/22/2024 Eastern Bank7,000$48K0.0%N/A0.040%
10/19/2024McClarren Financial Advisors Inc.4,384$29K0.0%+72,966.7%0.025%
10/16/2024 SeaCrest Wealth Management LLC41,491$283K0.0%+6.0%0.237%
10/10/2024 Gilman Hill Asset Management LLC20,000$137K0.0%-42.9%0.114%
8/22/2024 Cetera Investment Advisers711,259$4.97M0.0%-6.3%4.057%
8/15/2024 Sea Otter Advisors LLC10,000$70K0.5%N/A0.057%
8/7/2024 Choreo LLC15,941$110K0.0%N/A0.091%
8/5/2024 Blue Bell Private Wealth Management LLC16,770$117K0.0%+452.4%0.096%
7/19/2024Raymond James & Associates192,919$1.35M0.0%+2.4%1.101%
7/12/2024 Gilman Hill Asset Management LLC35,000$245K0.0%+7.7%0.200%
7/10/2024 Simplicity Wealth LLC51,721$362K0.0%N/A0.295%
5/24/2024Cetera Advisors LLC746,732$5.06M0.0%N/A4.260%
5/24/2024 Cetera Investment Advisers758,730$5.14M0.0%-0.5%4.328%
2/9/2024 Founders Financial Alliance LLC38,537$247K0.1%+8.3%0.220%
2/9/2024 L.M. Kohn & Company15,316$98K0.0%-25.8%0.087%
2/7/2024 Shaker Financial Services LLC37,567$241K0.1%N/A0.214%
2/1/2024 Wolverine Asset Management LLC5,500$35K0.0%+148.4%0.031%
1/22/2024 Silverlake Wealth Management LLC25,160$162K0.1%-11.9%0.144%
1/18/2024 McGlone Suttner Wealth Management Inc.17,924$115K0.0%-25.1%0.102%
1/16/2024Raymond James Financial Services Advisors Inc.74,432$478K0.0%+2.4%0.425%
1/16/2024Raymond James & Associates132,858$853K0.0%+33.9%0.758%
10/26/2023 Detalus Advisors LLC12,342$76K0.0%-13.0%0.070%
10/24/2023Raymond James Financial Services Advisors Inc.72,657$450K0.0%-30.4%0.414%
10/19/2023 McGlone Suttner Wealth Management Inc.23,944$148K0.0%-17.6%0.137%
8/23/2023 CTC Alternative Strategies Ltd.17,000$110K0.1%N/A0.097%
8/18/2023 SFI Advisors LLC11,021$71K0.1%N/A0.063%
8/14/2023 CSS LLC IL23,452$152K0.0%+14.7%0.134%
8/10/2023 Cetera Investment Advisers863,933$5.60M0.0%-3.6%4.928%
8/8/2023 Blue Bell Private Wealth Management LLC4,700$30K0.0%N/A0.027%
7/31/2023 LPL Financial LLC85,518$554K0.0%-50.7%0.488%
7/25/2023Raymond James Financial Services Advisors Inc.104,364$676K0.0%+32.0%0.595%
7/25/2023Raymond James & Associates100,093$649K0.0%+2.5%0.571%
7/14/2023 Gilman Hill Asset Management LLC32,500$211K0.0%+8.3%0.185%
5/12/2023 SeaCrest Wealth Management LLC39,458$256K0.0%-4.5%0.225%
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5/8/2023 Shaker Financial Services LLC20,400$133K0.1%N/A0.116%
5/8/2023 Wolverine Asset Management LLC46,658$303K0.0%+101.7%0.266%
5/1/2023 Virtu Financial LLC24,560$160K0.0%N/A0.140%
4/21/2023 Kovack Advisors Inc.15,661$102K0.0%N/A0.089%
4/20/2023 McGlone Suttner Wealth Management Inc.29,055$189K0.0%-29.5%0.166%
4/20/2023 Gilman Hill Asset Management LLC30,000$195K0.0%+71.4%0.171%
4/14/2023Raymond James Financial Services Advisors Inc.79,083$514K0.0%+6.2%0.451%
2/10/2023 Yakira Capital Management Inc.117,237$762K0.2%-2.2%0.669%
2/9/2023 McGlone Suttner Wealth Management Inc.41,237$268K0.1%N/A0.235%
2/8/2023Raymond James Financial Services Advisors Inc.74,476$484K0.0%-13.0%0.425%
2/8/2023 L.M. Kohn & Company21,765$141K0.1%+52.1%0.124%
2/8/2023Raymond James & Associates97,231$632K0.0%+58.0%0.555%
2/7/2023 LPL Financial LLC151,063$982K0.0%+18.3%0.862%
2/2/2023 Raymond James Trust N.A.10,003$65K0.0%N/A0.057%
2/1/2023 Wolverine Asset Management LLC23,128$150K0.0%N/A0.132%
1/31/2023 Melfa Wealth Management LLC30,082$196K0.2%N/A0.172%
1/20/2023 Gilman Hill Asset Management LLC17,500$114K0.0%N/A0.100%
11/16/2022 SeaCrest Wealth Management LLC40,727$281K0.0%+8.6%0.429%
11/15/2022 Bulldog Investors LLP284,687$1.96M0.6%-13.2%3.000%
11/14/2022 Thomas J. Herzfeld Advisors Inc.436,726$3.01M1.3%-49.5%4.602%
10/25/2022Raymond James & Associates61,557$424K0.0%-6.8%0.649%
10/25/2022Raymond James Financial Services Advisors Inc.85,628$590K0.0%+77.7%0.902%
8/15/2022 Bulldog Investors LLP327,846$2.39M0.7%-4.2%3.455%
8/11/2022 Cetera Investment Advisers965,528$7.03M0.1%-4.5%10.174%
8/11/2022 CoreCap Advisors LLC3,425$25K0.0%N/A0.036%
8/10/2022 Thomas J. Herzfeld Advisors Inc.864,245$6.29M2.6%+2.3%9.107%
8/8/2022 Baird Financial Group Inc.138,805$1.01M0.0%+4.6%1.463%
8/5/2022CTC Capital Management LLC17,000$124K0.1%N/A0.179%
8/3/2022 Envestnet Asset Management Inc.193,671$1.41M0.0%-8.1%2.041%
7/27/2022 Detalus Advisors LLC13,892$101K0.1%+16.8%0.146%
7/19/2022Commonwealth Equity Services LLC11,345$82K0.0%-20.0%0.120%
5/25/2022 L.M. Kohn & Company14,311$114K0.0%N/A0.151%
5/13/2022 Cetera Investment Advisers1,011,083$8.01M0.1%-3.7%10.654%
5/12/2022 Sit Investment Associates Inc.545,862$4.32M0.1%-45.0%5.752%
5/12/2022 Yakira Capital Management Inc.222,820$1.77M0.3%-10.5%2.348%
5/9/2022 Doliver Advisors LP26,894$213K0.1%-41.0%0.283%
5/4/2022 Wolverine Asset Management LLC18,474$146K0.0%+169.2%0.195%
5/4/2022Commonwealth Equity Services LLC14,176$112K0.0%+17.9%0.149%
5/4/2022 Envestnet Asset Management Inc.210,716$1.67M0.0%+14.2%2.220%
2/15/2022CTC Capital Management LLC17,000$147K0.4%N/A0.179%
2/15/2022 Cetera Investment Advisers1,049,833$9.08M0.1%N/A11.063%
2/14/2022 CSS LLC IL35,160$304K0.0%N/A0.370%
2/14/2022 Clough Capital Partners L P31,510$273K0.0%N/A0.332%
2/14/2022 Bulldog Investors LLP481,112$4.16M1.1%N/A5.070%
2/9/2022 Wolverine Asset Management LLC6,862$59K0.0%N/A0.072%
2/9/2022 Yakira Capital Management Inc.248,861$2.15M0.3%N/A2.622%
2/9/2022 Baird Financial Group Inc.116,509$1.01M0.0%+3.0%1.228%
2/8/2022Raymond James & Associates58,400$505K0.0%N/A0.615%
2/7/2022 Doliver Advisors LP45,556$392K0.1%+88.0%0.480%
2/4/2022 Envestnet Asset Management Inc.184,538$1.60M0.0%N/A1.945%
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2/3/2022 Advisor Group Holdings Inc.24,097$209K0.0%+61.7%0.254%
1/31/2022Commonwealth Equity Services LLC12,019$103K0.0%N/A0.127%
1/18/2022 Detalus Advisors LLC11,892$103K0.0%N/A0.125%
11/16/2021Cetera Advisor Networks LLC20,220$177K0.0%+67.1%0.213%
11/16/2021 SeaCrest Wealth Management LLC50,688$444K0.1%+34.7%0.534%
11/9/2021 Kerntke Otto McGlone Wealth Management Group11,591$102K0.3%-83.0%0.122%
11/5/2021 Advisor Group Holdings Inc.14,900$131K0.0%+62.0%0.157%
11/3/2021 Doliver Advisors LP24,229$212K0.1%N/A0.255%
10/27/2021Merit Financial Group LLC14,637$128K0.0%N/A0.154%
10/19/2021 Kestra Advisory Services LLC34,053$298K0.0%+78.1%0.359%
(Data available from 1/1/2016 forward)

PCF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PCF shares?

During the previous two years, 32 institutional investors and hedge funds held shares of High Income Securities Fund. The most heavily invested institutionals were Rivernorth Capital Management LLC ($7.89M), Cetera Advisors LLC ($5.06M), Cetera Investment Advisers ($4.97M), Raymond James & Associates ($1.35M), Yakira Capital Management Inc. ($762K), LPL Financial LLC ($554K), and Raymond James Financial Services Advisors Inc. ($478K).Learn more on PCF's institutional investors.

What percentage of High Income Securities Fund stock is owned by institutional investors?

16.64% of High Income Securities Fund stock is owned by institutional investors. Learn more on PCF's institutional investor holdings.

Which institutional investors have been buying High Income Securities Fund stock?

Of the 28 institutional investors that purchased High Income Securities Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Rivernorth Capital Management LLC ($2.30M), Cetera Advisors LLC ($746.73K), Raymond James & Associates ($76.27K), Shaker Financial Services LLC ($57.97K), Simplicity Wealth LLC ($51.72K), Quarry LP ($50.29K), and Wolverine Asset Management LLC ($49.94K).

How much institutional buying is happening at High Income Securities Fund?

Institutional investors have bought a total of 3,748,271 shares in the last 24 months. This purchase volume represents approximately $25.42M in transactions.

Which High Income Securities Fund major shareholders have been selling company stock?

Of the 10 institutional investors that sold High Income Securities Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LPL Financial LLC ($87.80K), Cetera Investment Advisers ($83.68K), Raymond James Financial Services Advisors Inc. ($42.86K), McGlone Suttner Wealth Management Inc. ($23.31K), Gilman Hill Asset Management LLC ($15K), L.M. Kohn & Company ($5.32K), and Silverlake Wealth Management LLC ($3.40K).

How much institutional selling is happening at High Income Securities Fund?

Institutional investors have sold a total of 267,730 shares in the last 24 months. This volume of shares sold represents approximately $1.75M in transactions.



This page (NYSE:PCF) was last updated on 12/21/2024 by MarketBeat.com Staff
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