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Special Opportunities Fund (SPE) Institutional Ownership

Special Opportunities Fund logo
$15.65 +0.29 (+1.89%)
Closing price 08/22/2025 03:59 PM Eastern
Extended Trading
$15.62 -0.03 (-0.16%)
As of 08/22/2025 04:04 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for Special Opportunities Fund (NYSE:SPE)

Current
Institutional Ownership
Percentage
35.60%
Number of
Institutional Buyers
(last 12 months)
20
Total
Institutional Inflows
(last 12 months)
$12.58M
Number of
Institutional Sellers
(last 12 months)
4
Total
Institutional Outflows
(last 12 months)
$1.95M
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SPE Institutional Buying and Selling by Quarter

Special Opportunities Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/14/2025 Raymond James Financial Inc.31,197$483K0.0%+7.2%0.279%
8/13/2025 Scotia Capital Inc.105,746$1.64M0.0%+6.6%0.946%
8/12/2025 Advisors Asset Management Inc.114,199$1.77M0.0%+2.0%1.021%
8/8/2025 Cetera Investment Advisers23,341$362K0.0%+19.5%0.209%
8/5/2025 Shaker Financial Services LLC266,728$4.13M1.5%+246.0%2.386%
8/1/2025 Envestnet Asset Management Inc.26,167$405K0.0%+8.1%0.234%
5/16/2025 K2 Principal Fund L.P.11,878$178K0.0%+18.8%0.106%
5/16/2025 Advisors Asset Management Inc.111,905$1.68M0.0%N/A1.001%
5/16/2025 Ancora Advisors LLC18,560$279K0.0%-25.4%0.166%
5/15/2025 First Manhattan CO. LLC.31,510$473K0.0%+3.3%0.282%
5/9/2025 Shaker Financial Services LLC77,098$1.16M0.4%-51.1%0.689%
5/9/2025 Scotia Capital Inc.99,215$1.49M0.0%+10.7%0.887%
5/6/2025 Cetera Investment Advisers19,530$293K0.0%N/A0.175%
4/29/2025 Envestnet Asset Management Inc.24,197$363K0.0%N/A0.216%
4/23/2025 Oppenheimer & Co. Inc.24,766$372K0.0%+8.8%0.221%
4/9/2025 NBC Securities Inc.15,965$239K0.0%+106,333.3%0.143%
2/27/2025Jefferies Financial Group Inc.30,010$439K0.0%N/A0.268%
2/17/2025Jefferies Financial Group Inc.30,010$439K0.0%N/A0.268%
2/17/2025 K2 Principal Fund L.P.10,000$146K0.0%N/A0.089%
2/17/2025 CF Capital LLC27,500$402K0.4%N/A0.246%
2/17/2025 Ancora Advisors LLC24,892$364K0.0%-15.6%0.223%
2/14/2025 Quarry LP3,023$44K0.0%N/A0.027%
2/14/2025 Shaker Financial Services LLC157,812$2.31M0.9%+148.0%1.412%
2/13/2025 NewEdge Advisors LLC2,162$32K0.0%-85.9%0.019%
2/13/2025 Scotia Capital Inc.89,632$1.31M0.0%+6.1%0.802%
2/13/2025 Raymond James Financial Inc.30,984$453K0.0%N/A0.277%
2/7/2025 Independent Advisor Alliance94,349$1.38M0.0%N/A0.844%
2/7/2025 Bay Colony Advisory Group Inc d b a Bay Colony Advisors15,542$227K0.0%+41.7%0.139%
2/6/2025 Raymond James Financial Inc.30,984$453K0.0%N/A0.277%
2/5/2025 Oppenheimer & Co. Inc.22,766$333K0.0%N/A0.204%
1/31/2025 Global Retirement Partners LLC3,103$45K0.0%N/A0.028%
1/31/2025 Truist Financial Corp22,439$328K0.0%N/A0.201%
1/24/2025 Absolute Investment Advisers LLC10,504$154K0.0%N/A0.094%
1/16/2025 Aspiriant LLC13,246$194K0.0%N/A0.118%
12/3/2024 Rivernorth Capital Management LLC310,363$4.32M0.2%-4.3%2.776%
11/15/2024 Rivernorth Capital Management LLC310,363$4.32M0.2%-4.3%2.776%
11/9/2024 Landscape Capital Management L.L.C.14,755$205K0.0%+22.6%0.132%
10/31/2024 Shaker Financial Services LLC63,636$885K0.3%+8.0%0.569%
10/24/2024 Bay Colony Advisory Group Inc d b a Bay Colony Advisors10,972$153K0.0%N/A0.098%
8/16/2024 SkyView Investment Advisors LLC29,923$391K0.1%-7.9%0.268%
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8/3/2024 Shaker Financial Services LLC58,923$771K0.3%-42.7%0.527%
7/10/2024 Epiq Partners LLC87,134$1.14M0.8%-27.0%0.779%
5/3/2024 Patron Partners LLC13,825$175K0.1%N/A0.124%
4/15/2024 Epiq Partners LLC119,435$1.51M1.0%-15.4%1.068%
4/5/2024 NBC Securities Inc.15,478$195K0.0%+6.4%0.138%
2/12/2024 Scotia Capital Inc.91,266$1.08M0.0%+3.7%0.816%
2/8/2024 Matisse Capital22,786$270K0.1%N/A0.204%
2/7/2024 Shaker Financial Services LLC197,348$2.34M1.0%-7.6%1.765%
1/24/2024 Sowell Financial Services LLC18,427$219K0.0%-12.5%0.165%
1/16/2024Raymond James & Associates24,344$289K0.0%-18.7%0.218%
1/11/2024 Epiq Partners LLC141,195$1.68M1.2%-11.2%1.263%
11/21/2023 Almitas Capital LLC23,058$252K0.1%-15.4%0.206%
11/15/2023 Scotia Capital Inc.88,007$962K0.0%+6.9%0.787%
11/14/2023 Ancora Advisors LLC32,482$355K0.0%-7.6%0.291%
11/14/2023 Alpine Global Management LLC20,404$223K0.1%N/A0.183%
11/8/2023 Sowell Financial Services LLC21,050$230K0.0%N/A0.188%
11/6/2023 RPO LLC17,158$188K0.2%N/A0.153%
11/4/2023 NBC Securities Inc.14,711$160K0.0%N/A0.132%
11/2/2023 Shaker Financial Services LLC213,508$2.33M1.1%-5.6%1.910%
10/24/2023Raymond James & Associates29,943$327K0.0%-34.5%0.261%
10/18/2023 Epiq Partners LLC159,060$1.74M1.3%-6.7%1.388%
8/11/2023 Almitas Capital LLC27,258$315K0.1%+21.9%0.238%
8/7/2023 Wolverine Asset Management LLC19,739$221K0.0%-63.8%0.172%
8/7/2023 Shaker Financial Services LLC226,137$2.54M1.1%+9.6%1.973%
8/3/2023 Scotia Capital Inc.82,309$924K0.0%-2.3%0.718%
7/25/2023Raymond James & Associates45,704$513K0.0%+8.9%0.399%
7/20/2023 Csenge Advisory Group13,287$149K0.0%-8.9%0.116%
7/12/2023 Epiq Partners LLC170,422$1.91M1.3%-19.0%1.487%
5/11/2023 Scotia Capital Inc.84,288$922K0.0%+1.5%0.735%
5/11/2023 Meixler Investment Management Ltd.11,599$127K0.1%-14.7%0.101%
5/10/2023 Landscape Capital Management L.L.C.11,452$125K0.0%N/A0.100%
5/8/2023 Shaker Financial Services LLC206,268$2.26M1.0%+43.8%1.800%
5/8/2023 Wolverine Asset Management LLC54,600$597K0.0%N/A0.476%
5/8/2023 Live Oak Private Wealth LLC14,853$162K0.0%N/A0.130%
4/12/2023 Epiq Partners LLC210,426$2.30M1.6%-35.1%1.836%
2/9/2023 Scotia Capital Inc.83,028$947K0.0%-7.5%0.724%
2/3/2023 Shaker Financial Services LLC143,431$1.64M0.8%+82.4%1.252%
2/3/2023 U.S. Capital Wealth Advisors LLC4,250$48K0.0%N/A0.037%
1/27/2023Triad Investment Management20,614$235K0.4%+6.2%0.180%
1/18/2023 Private Advisor Group LLC14,462$164.87M0.0%-43.9%0.126%
1/6/2023 Epiq Partners LLC324,336$3.70M2.5%-2.9%2.829%
11/15/2022 First Manhattan Co.57,920$642K0.0%+6.0%0.681%
11/14/2022 Thomas J. Herzfeld Advisors Inc.83,913$931K0.4%-55.9%0.987%
11/9/2022 Shaker Financial Services LLC78,635$872K0.4%N/A0.925%
10/25/2022Raymond James & Associates33,733$374K0.0%+8.3%0.397%
10/18/2022Triad Investment Management19,414$215K0.4%N/A0.228%
10/4/2022 Csenge Advisory Group10,556$117K0.0%N/A0.124%
8/10/2022 Thomas J. Herzfeld Advisors Inc.190,145$2.35M1.0%+266.9%2.237%
8/5/2022 Scotia Capital Inc.85,702$1.06M0.0%+9.3%1.008%
8/4/2022 Steward Partners Investment Advisory LLC16,258$201K0.0%-51.1%0.191%
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8/4/2022 Robinson Capital Management LLC46,338$590K0.4%N/A0.545%
8/1/2022Lindbrook Capital LLC6,530$81K0.0%+158.1%0.077%
7/12/2022 Calton & Associates Inc.20,542$254K0.1%+6.7%0.242%
7/7/2022 Epiq Partners LLC333,873$4.13M2.5%+1,397.2%3.928%
5/16/2022 Rivernorth Capital Management LLC773,184$11.61M0.4%-28.1%9.095%
5/9/2022 Scotia Capital Inc.78,414$1.18M0.0%-12.5%0.922%
5/2/2022 Steward Partners Investment Advisory LLC33,241$499K0.0%+223.0%0.391%
4/27/2022 Crewe Advisors LLC6,970$105K0.0%-16.7%0.082%
4/27/2022 Epiq Partners LLC22,300$335K0.2%-94.6%0.262%
4/26/2022 Calton & Associates Inc.19,261$289K0.1%-10.0%0.227%
(Data available from 1/1/2016 forward)

SPE Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of SPE shares?

During the previous two years, 32 institutional investors and hedge funds held shares of Special Opportunities Fund. The most heavily invested institutionals were Rivernorth Capital Management LLC ($4.32M), Shaker Financial Services LLC ($4.13M), Advisors Asset Management Inc. ($1.77M), Scotia Capital Inc. ($1.64M), Independent Advisor Alliance ($1.38M), Epiq Partners LLC ($1.14M), and Raymond James Financial Inc. ($483K).Learn more on Special Opportunities Fund's institutional investors.

What percentage of Special Opportunities Fund's stock is owned by institutional investors?

35.60% of Special Opportunities Fund's stock is owned by institutional investors. Learn more on SPE's institutional investor holdings.

Which institutional investors have been buying Special Opportunities Fund's stock?

Of the 25 institutional investors that purchased Special Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Shaker Financial Services LLC ($288.52K), Advisors Asset Management Inc. ($114.20K), Independent Advisor Alliance ($94.35K), Raymond James Financial Inc. ($64.05K), Jefferies Financial Group Inc. ($60.02K), NBC Securities Inc. ($31.59K), and Scotia Capital Inc. ($30.21K).

How much institutional buying is happening at Special Opportunities Fund?

Institutional investors have bought a total of 843,584 shares in the last 24 months. This purchase volume represents approximately $12.58M in transactions.

Which of Special Opportunities Fund's major shareholders have been selling company stock?

The following institutional investors have sold Special Opportunities Fund stock in the last 24 months: Shaker Financial Services LLC ($80.71K), Rivernorth Capital Management LLC ($27.69K), NewEdge Advisors LLC ($13.20K), and Ancora Advisors LLC ($10.92K).

How much institutional selling is happening at Special Opportunities Fund?

Institutional investors have sold a total of 132,518 shares in the last 24 months. This volume of shares sold represents approximately $1.95M in transactions.


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This page (NYSE:SPE) was last updated on 8/24/2025 by MarketBeat.com Staff
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