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The Swiss Helvetia Fund (SWZ) Institutional Ownership

The Swiss Helvetia Fund logo
$6.16 -0.22 (-3.37%)
Closing price 04/17/2025 03:58 PM Eastern
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$6.16 -0.01 (-0.16%)
As of 04/17/2025 04:08 PM Eastern
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Institutional Ownership Changes (13F Filings) for The Swiss Helvetia Fund (NYSE:SWZ)

Current
Institutional Ownership
Percentage
41.12%
Number of
Institutional Buyers
(last 12 months)
12
Total
Institutional Inflows
(last 12 months)
$4.77M
Number of
Institutional Sellers
(last 12 months)
8
Total
Institutional Outflows
(last 12 months)
$3.40M
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SWZ Institutional Buying and Selling by Quarter

The Swiss Helvetia Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
2/17/2025Saba Capital Management L.P.325,779$2.44M0.1%+24.7%2.508%
2/17/2025Lazard Asset Management LLC719,312$5.39M0.0%-3.4%5.537%
2/17/2025Logan Stone Capital LLC31,779$238K0.1%N/A0.245%
2/17/2025Bank of America Corp DE13,672$102K0.0%+375.2%0.105%
2/14/2025AQR Arbitrage LLC33,571$251K0.0%-14.7%0.258%
2/14/2025Shaker Financial Services LLC252,561$1.89M0.7%-23.0%1.944%
2/13/20251607 Capital Partners LLC459,592$3.44M0.3%+12.8%3.538%
2/13/2025Envestnet Asset Management Inc.149,366$1.12M0.0%+55.0%1.150%
2/12/2025Gardner Russo & Quinn LLC288,801$2.16M0.0%+1.9%2.223%
2/7/2025PNC Financial Services Group Inc.6,244$47K0.0%+144.9%0.048%
2/3/2025Wolverine Asset Management LLC33,340$250K0.0%N/A0.257%
1/31/2025Sanctuary Advisors LLC97,879$733K0.0%+7.5%0.753%
1/29/2025Allspring Global Investments Holdings LLC1,967,302$14.74M0.0%-8.5%15.144%
11/25/2024Sanctuary Advisors LLC91,021$815K0.0%+1.6%0.701%
11/15/2024SageView Advisory Group LLC11,834$106K0.0%-33.4%0.091%
10/31/2024Shaker Financial Services LLC327,809$2.93M1.1%+1.2%2.523%
10/19/2024Allspring Global Investments Holdings LLC2,149,803$19.24M0.0%-1.1%16.550%
10/8/2024 Dynamic Advisor Solutions LLC20,479$183K0.0%-7.1%0.158%
9/5/2024Sanctuary Advisors LLC89,631$678K0.0%N/A0.690%
8/15/2024Logan Stone Capital LLC20,166$163K0.0%N/A0.155%
8/9/2024City of London Investment Management Co. Ltd.45,679$369K0.0%-39.1%0.352%
8/3/2024Shaker Financial Services LLC323,974$2.61M1.1%+10.8%2.494%
8/2/2024Wolverine Asset Management LLC36,192$292K0.0%+55.2%0.279%
7/31/2024Commonwealth Equity Services LLC124,122$1.00M0.0%-4.2%0.956%
7/26/2024Allspring Global Investments Holdings LLC2,174,265$17.55M0.0%+7.3%16.738%
5/15/2024Lazard Asset Management LLC770,537$6.11M0.0%-2.4%5.931%
5/14/2024Karpus Management Inc.223,655$1.77M0.1%+22.3%1.722%
4/30/2024Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.595%
4/18/2024Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.596%
2/13/2024Karpus Management Inc.182,830$1.50M0.0%+554.8%1.407%
2/13/20241607 Capital Partners LLC349,903$2.87M0.2%+4.0%2.694%
2/9/2024City of London Investment Management Co. Ltd.75,051$615K0.1%-14.0%0.578%
2/7/2024Shaker Financial Services LLC288,658$2.37M1.0%+1.4%2.222%
2/1/2024Wolverine Asset Management LLC29,892$245K0.0%N/A0.230%
1/25/2024Allspring Global Investments Holdings LLC2,090,825$17.15M0.0%-0.5%16.096%
1/11/2024 Dynamic Advisor Solutions LLC22,774$186K0.0%-17.6%0.175%
11/14/2023Lazard Asset Management LLC802,425$6.13M0.0%-0.2%6.177%
11/14/2023AQR Arbitrage LLC28,529$218K0.0%+63.9%0.220%
11/9/2023Karpus Management Inc.27,920$213K0.0%+21.9%0.215%
11/2/2023Shaker Financial Services LLC284,676$2.18M1.0%-1.5%2.191%
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10/27/2023Allspring Global Investments Holdings LLC2,102,344$16.06M0.0%+17.1%16.184%
10/24/2023Cambridge Investment Research Advisors Inc.11,097$85K0.0%-14.2%0.085%
8/14/2023CSS LLC IL297,160$2.44M0.2%+3.3%2.288%
8/11/2023SageView Advisory Group LLC31,900$262K0.0%N/A0.246%
8/11/2023Karpus Management Inc.22,910$188K0.0%N/A0.176%
8/11/2023City of London Investment Management Co. Ltd.87,318$719K0.1%-80.4%0.672%
8/8/2023Blue Bell Private Wealth Management LLC93,436$768K0.2%-2.3%0.719%
8/7/2023Shaker Financial Services LLC289,157$2.38M1.0%+1.4%2.226%
7/25/2023Raymond James Financial Services Advisors Inc.20,175$166K0.0%-9.0%0.153%
7/24/2023Allspring Global Investments Holdings LLC1,795,664$14.76M0.0%+17.5%13.593%
7/18/2023Allspring Global Investments Holdings LLC1,795,664$14.76M0.0%+17.5%13.591%
5/11/2023Gardner Russo & Quinn LLC258,159$2.05M0.0%+1.6%1.954%
5/9/2023Atlas Wealth LLC62,392$495K0.1%-5.4%0.472%
5/8/2023Shaker Financial Services LLC285,163$2.26M1.0%+24.3%2.159%
5/8/2023Wolverine Asset Management LLC26,126$207K0.0%+128.4%0.198%
5/8/2023Blue Bell Private Wealth Management LLC95,683$759K0.2%-1.3%0.724%
4/13/2023Allspring Global Investments Holdings LLC1,527,643$12.11M0.0%+10.9%11.564%
2/14/2023Atlas Wealth LLC65,933$498K0.1%N/A0.499%
2/13/2023Gardner Russo & Quinn LLC254,146$1.92M0.0%+1.6%1.924%
2/10/2023City of London Investment Management Co. Ltd.566,411$4.28M0.3%-2.7%4.288%
2/8/2023Cambridge Investment Research Advisors Inc.12,618$95K0.0%N/A0.096%
2/7/2023Commonwealth Equity Services LLC130,786$988K0.0%-9.7%0.990%
2/3/2023Shaker Financial Services LLC229,494$1.74M0.8%-4.6%1.737%
2/1/2023Wolverine Asset Management LLC11,438$86K0.0%-43.4%0.087%
1/23/2023Allspring Global Investments Holdings LLC1,377,942$10.42M0.0%+15.4%10.429%
1/13/2023 Dynamic Advisor Solutions LLC24,965$189K0.0%+62.1%0.189%
11/15/20221607 Capital Partners LLC322,145$2.19M0.2%-2.4%2.439%
11/10/2022City of London Investment Management Co. Ltd.582,352$3.94M0.3%-18.2%4.408%
11/10/2022Gardner Russo & Quinn LLC250,137$1.70M0.0%+2.5%1.894%
11/10/2022Wolverine Asset Management LLC20,204$137K0.0%N/A0.153%
11/9/2022Shaker Financial Services LLC240,499$1.63M0.8%+81.4%1.821%
11/9/2022Blue Bell Private Wealth Management LLC97,562$662K0.2%-5.0%0.739%
10/26/2022Allspring Global Investments Holdings LLC1,193,811$8.11M0.0%+1.7%9.036%
10/25/2022Raymond James & Associates13,050$89K0.0%N/A0.099%
8/16/2022CSS LLC IL304,358$2.39M0.1%-11.5%2.304%
8/4/2022Gardner Russo & Quinn LLC244,154$1.92M0.0%+2.1%1.848%
8/2/2022Blue Bell Private Wealth Management LLC102,705$807K0.3%-8.1%0.777%
8/1/2022Shaker Financial Services LLC132,548$1.04M0.5%-17.7%1.000%
7/25/2022Allspring Global Investments Holdings LLC1,173,455$9.22M0.0%-0.6%8.850%
5/12/2022Gardner Russo & Quinn LLC239,081$2.20M0.0%+1.8%1.803%
5/12/2022Cornerstone Advisors LLC38,322$353K0.0%-60.1%0.289%
5/6/2022Shaker Financial Services LLC161,009$1.49M0.6%-6.6%1.214%
4/21/2022Blue Bell Private Wealth Management LLC111,742$1.03M0.3%+1.4%0.843%
4/11/2022 Dynamic Advisor Solutions LLC14,257$131K0.0%+12.2%0.108%
2/10/2022Gardner Russo & Quinn LLC234,799$2.33M0.0%+1.7%1.770%
2/9/2022Wolverine Asset Management LLC97,133$965K0.0%+12.5%0.732%
2/7/2022Shaker Financial Services LLC172,410$1.71M0.6%+20.1%1.300%
1/28/2022Allspring Global Investments Holdings LLC1,167,304$11.60M0.0%N/A8.802%
1/26/2022Blue Bell Private Wealth Management LLC110,154$1.10M0.3%+3.2%0.831%
1/26/2022 Dynamic Advisor Solutions LLC12,708$126K0.0%+11.6%0.096%
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11/16/2021Cetera Investment Advisers48,300$443K0.0%+77.6%0.364%
11/15/2021CSS LLC IL353,152$3.24M0.1%-22.5%2.663%
11/12/2021Wolverine Asset Management LLC86,352$792K0.0%+8.2%0.651%
11/12/2021Bulldog Investors LLP126,277$1.16M0.3%+103.8%0.952%
11/10/2021Blue Bell Private Wealth Management LLC106,724$979K0.3%-3.0%0.805%
11/8/2021Matisse Capital292,100$2.68M1.0%-6.3%2.203%
11/5/2021Advisor Group Holdings Inc.4,631$43K0.0%+183.9%0.035%
11/2/2021Shaker Financial Services LLC143,605$1.32M0.5%+13.1%1.083%
8/17/2021Wells Fargo & Company MN1,235,927$12.03M0.0%+0.9%9.319%
8/16/20211607 Capital Partners LLC353,517$3.44M0.2%-3.7%2.666%
(Data available from 1/1/2016 forward)

SWZ Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of SWZ shares?

During the previous two years, 23 institutional investors and hedge funds held shares of The Swiss Helvetia Fund. The most heavily invested institutionals were Allspring Global Investments Holdings LLC ($14.74M), Lazard Asset Management LLC ($5.39M), 1607 Capital Partners LLC ($3.44M), CSS LLC IL ($2.44M), Saba Capital Management L.P. ($2.44M), Gardner Russo & Quinn LLC ($2.16M), and Shaker Financial Services LLC ($1.89M).Learn more on SWZ's institutional investors.

What percentage of The Swiss Helvetia Fund stock is owned by institutional investors?

41.12% of The Swiss Helvetia Fund stock is owned by institutional investors. Learn more on SWZ's institutional investor holdings.

Which institutional investors have been buying The Swiss Helvetia Fund stock?

Of the 15 institutional investors that purchased The Swiss Helvetia Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Allspring Global Investments Holdings LLC ($991.03K), Karpus Management Inc. ($223.66K), Shaker Financial Services LLC ($99.08K), Sanctuary Advisors LLC ($97.88K), Wolverine Asset Management LLC ($90.79K), 1607 Capital Partners LLC ($65.69K), and Saba Capital Management L.P. ($64.60K).

How much institutional buying is happening at The Swiss Helvetia Fund?

Institutional investors have bought a total of 1,814,075 shares in the last 24 months. This purchase volume represents approximately $14.45M in transactions.

Which The Swiss Helvetia Fund major shareholders have been selling company stock?

Of the 12 institutional investors that sold The Swiss Helvetia Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: City of London Investment Management Co. Ltd. ($400.05K), Allspring Global Investments Holdings LLC ($348.22K), Shaker Financial Services LLC ($79.73K), Lazard Asset Management LLC ($45.72K), Dynamic Advisor Solutions LLC ($6.42K), SageView Advisory Group LLC ($5.94K), and AQR Arbitrage LLC ($5.79K).

How much institutional selling is happening at The Swiss Helvetia Fund?

Institutional investors have sold a total of 908,254 shares in the last 24 months. This volume of shares sold represents approximately $7.22M in transactions.


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This page (NYSE:SWZ) was last updated on 4/19/2025 by MarketBeat.com Staff
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