Tri-Continental (TY) SEC Filings & 10K Form $30.58 -0.52 (-1.66%) Closing price 03/28/2025 03:58 PM EasternExtended Trading$30.58 0.00 (0.00%) As of 03/28/2025 04:05 PM Eastern Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more. Add Compare Share Share SEC Filings Stock AnalysisChartCompetitorsDividendFinancialsHeadlinesInsider TradesOwnershipSEC FilingsShort InterestTrendsBuy This Stock Recent Tri-Continental SEC Filings All Filing Types 1 10 10-D 10-K 10-M 10-Q 11-K 12b-25 13F 13H 144 15 15F 17-H 18 18-K 19b-4(e) 19b-4 19b-7 1-A 1-E 1-K 1-N 1-SA 1-U 1-Z 20-F 24F-2 25 2-E 3 4 40-F 5 6-K 7-M 8-A 8-K 8-M 9-M ABS DD-15E ABS-15G ABS-EE ADV ADV-E ADV-H ADV-NR ADV-W ATS ATS-R BD BD-N BDW C CA-1 CB CFPORTAL D F-1 F-10 F-3 F-4 F-6 F-7 F-8 F-80 F-N F-X ID MA MA-I MA-NR MA-W MSD MSDW n/a N-14 N-17D-1 N-17f-1 N-17f-2 N-18f-1 N-1A N-2 N-23c-3 N-27D-1 N-3 N-4 N-5 N-54A N-54C N-6 N-6EI-1 N-6F N-8A N-8B-2 N-8B-4 N-8F N-CR N-CSR N-MFP N-PX N-Q NRSRO N-SAR PF PILOT R31 S-1 S-11 S-20 S-3 S-4 S-6 S-8 SBSE SBSE-A SBSE-BD SBSE-C SBSE-W SCI SD SDR SE SF-1 SF-3 SIP T-1 T-2 T-3 T-4 T-6 TA-1 TA-2 TA-W TCR TH WB-APP X-17A-19 X-17A-5 Part I X-17A-5 Part II X-17A-5 Part IIA X-17A-5 Part IIB X-17A-5 Part III X-17A-5 Schedule I X-17F-1A Filing Types Include Ownership Filings Exclude Ownership Filings Only Show Ownership FIlings Ownership Filings Custom Range 1 Month 3 Months 6 Months Year-to-Date 1 Year 2 Years 3 Years Time Frame * Start Date * End Date Export to Excel DateFilerForm TypeView03/12/20251:42 PMTri-Continental (Filer)Form N-CENAnnual Report for Registered Investment Companies 03/11/20257:25 AMCarlton Pamela G (Reporting)Tri-Continental (Issuer)Form 4Statement of changes in beneficial ownership of securities 03/07/20259:49 AMTri-Continental (Filer)Form 8-KCurrent report pursuant to Section 13 or 15(d) 03/05/20251:54 PMTri-Continental (Filer)Form N-CSRCertified shareholder report of registered management investment companies 01/07/202512:41 PMColumbia Credit Income Opportunities Fund (Filer)COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (Filer)Tri-Continental (Filer)Form 40-APP11/25/202411:32 AMTri-Continental (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT11/19/20242:02 PMTri-Continental (Issuer)TRUSCOTT WILLIAM F (Reporting)Form 4Statement of changes in beneficial ownership of securities 11/19/20249:28 AMTri-Continental (Filer)Form 8-KCurrent report pursuant to Section 13 or 15(d) 11/13/20242:55 PMTri-Continental (Issuer)TRUSCOTT WILLIAM F (Reporting)Form 4Statement of changes in beneficial ownership of securities 10/15/20247:33 AMTri-Continental (Filer)Form 424B310/08/202410:23 AMSeaman Veronica A (Reporting)Tri-Continental (Issuer)Form 3Initial statement of beneficial ownership of securities 09/05/20248:48 AMTri-Continental (Filer)Form N-CSRS09/03/20249:09 AMTri-Continental (Filer)Form 8-KCurrent report pursuant to Section 13 or 15(d) 09/03/20248:50 AMTri-Continental (Filer)Form N-PXAnnual Report of Proxy Voting Record of Registered Management Investment Company 08/27/20246:35 AMTri-Continental (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT07/17/20249:13 AMColumbia ETF Trust I (Filer)Columbia ETF Trust II (Filer)COLUMBIA FUNDS SERIES TRUST (Filer)COLUMBIA FUNDS SERIES TRUST I (Filer)Columbia Funds Series Trust II (Filer)COLUMBIA FUNDS VARIABLE INSURANCE TRUST (Filer)Columbia Funds Variable Series Trust II (Filer)Columbia Seligman Premium Technology Growth Fund, Inc. (Filer)Tri-Continental (Filer)Form 40-17G07/01/20246:52 AMChiesa Charles H (Reporting)Tri-Continental (Issuer)Form 3Initial statement of beneficial ownership of securities 06/25/202411:27 AMTri-Continental (Filer)Form 8-KCurrent report pursuant to Section 13 or 15(d) 05/28/20248:28 AMTri-Continental (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT05/16/20249:40 AMTri-Continental (Filer)Form 8-KCurrent report pursuant to Section 13 or 15(d) 05/01/20247:18 AMTri-Continental (Filer)Form 497JCertification of no change in definitive materials under paragraph (j) of Securities Act Rule 49704/25/202410:54 AMTri-Continental (Filer)Form N-2ASR04/22/20241:47 PMTri-Continental (Filer)Form DEF 14A(Data available from 1/1/2016 forward) Remove Ads Related Companies and Tools Related Companies General American Investors 10Q Form BlackRock MuniYield Quality Fund 10Q Form BlackRock MuniYield Quality Fund III 10Q Form Western Asset Managed Municipals Fund 10Q Form BlackRock MuniYield Fund 10Q Form Nuveen Pennsylvania Quality Municipal Income Fund 10Q Form BlackRock MuniAssets Fund 10Q Form Putnam Premier Income Trust 10Q Form Putnam Municipal Opportunities Trust 10Q Form Cohen & Steers Total Return Realty Fund 10Q Form SEC Filings Tools Latest SEC FilingsInsider Trading Activity This page (NYSE:TY) was last updated on 3/31/2025 by MarketBeat.com Staff From Our PartnersA brutally honest economic warning for 2025 (see proof)New York Times best-selling financial author and world-renowned economist Addison Wiggin (a man who’s worked s...Banyan Hill Publishing | Sponsored$2 Trillion Disappears Because of Fed's Secretive New Move$2 trillion has disappeared from the US government's books. 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