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UBS Group (UBS) SEC Filings & 10K Form

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$31.83 -0.02 (-0.06%)
(As of 11/20/2024 ET)
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Recent UBS Group SEC Filings

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DateFilerForm TypeView
11/14/2024
9:01 AM		UBS Group (Filer)
Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
11/08/2024
11:14 AM		NORGES BANK (Filed by)
UBS Group (Subject)
Form SC 13G
11/08/2024
5:23 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/08/2024
5:26 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/06/2024
11:04 AM		Infinera Corp (Subject)
UBS Group (Filed by)
Form SCHEDULE 13G
11/04/2024
9:49 AM		Rapid7, Inc. (Subject)
UBS Group (Filed by)
Form SCHEDULE 13G
11/01/2024
8:00 AM		abrdn Income Credit Strategies Fund (Subject)
UBS Group (Filed by)
Form SCHEDULE 13G/A
11/01/2024
6:13 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/01/2024
5:47 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
10/31/2024
9:43 AM		Thornburg Income Builder Opportunities Trust (Subject)
UBS Group (Filed by)
Form SCHEDULE 13G
10/30/2024
2:18 PM		Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. (Subject)
UBS Group (Filed by)
Form SCHEDULE 13G/A
10/30/2024
10:30 AM		Liberty Broadband Corp (Subject)
Liberty Broadband Corp (Subject)
Liberty Broadband Corp (Subject)
UBS Group (Filed by)
Form SCHEDULE 13G
10/30/2024
10:04 AM		Amneal Pharmaceuticals, Inc. (Subject)
UBS Group (Filed by)
Form SCHEDULE 13G
10/30/2024
5:39 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
10/30/2024
5:27 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
10/30/2024
5:31 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
10/30/2024
5:34 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
09/11/2024
8:42 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
09/11/2024
8:44 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
09/05/2024
2:28 PM		ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
UBS Group (Reporting)
Form 4/A
09/05/2024
1:47 PM		ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
UBS Group (Reporting)
Form 3/A
09/03/2024
2:25 PM		UBS Group (Filer)
Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company  
08/29/2024
3:30 PM		ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/29/2024
11:11 AM		ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
ENDRA Life Sciences Inc. (Issuer)
UBS Group (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
08/23/2024
7:33 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/23/2024
7:37 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/23/2024
7:27 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/23/2024
7:31 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/15/2024
9:29 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/14/2024
6:24 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/14/2024
6:29 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/14/2024
6:22 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/14/2024
6:09 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/14/2024
6:12 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/14/2024
6:19 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/08/2024
11:55 AM		Sight Sciences, Inc. (Subject)
UBS Group (Filed by)
Form SCHEDULE 13G/A
08/08/2024
11:48 AM		MARCUS CORP (Subject)
UBS Group (Filed by)
Form SCHEDULE 13G/A
08/08/2024
10:36 AM		ASLAN Pharmaceuticals Ltd (Subject)
UBS Group (Filed by)
Form SCHEDULE 13G/A
07/10/2024
1:24 PM		UBS Group (Reporting)
Volcon, Inc. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/10/2024
8:36 AM		UBS Group (Reporting)
Volcon, Inc. (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
06/28/2024
8:11 AM		GABELLI MULTIMEDIA TRUST INC. (Subject)
UBS Group (Filed by)
Form SC 13G/A
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06/28/2024
8:22 AM		GABELLI DIVIDEND & INCOME TRUST (Subject)
UBS Group (Filed by)
Form SC 13G/A
06/28/2024
7:49 AM		GABELLI DIVIDEND & INCOME TRUST (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/28/2024
7:58 AM		GABELLI EQUITY TRUST INC (Subject)
UBS Group (Filed by)
Form SC 13G/A
06/28/2024
7:37 AM		GABELLI EQUITY TRUST INC (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/27/2024
8:48 AM		GABELLI DIVIDEND & INCOME TRUST (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/26/2024
11:07 AM		GABELLI MULTIMEDIA TRUST INC. (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/26/2024
10:47 AM		GABELLI DIVIDEND & INCOME TRUST (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/26/2024
10:17 AM		UBS Group (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/26/2024
10:19 AM		UBS Group (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/26/2024
8:59 AM		GABELLI EQUITY TRUST INC (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/07/2024
11:53 AM		abrdn Income Credit Strategies Fund (Subject)
UBS Group (Filed by)
Form SC 13G/A
05/31/2024
6:33 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/30/2024
7:56 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/13/2024
8:39 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/13/2024
7:53 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/13/2024
5:45 AM		UBS Group (Filer)
Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
05/08/2024
5:25 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/07/2024
6:59 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/07/2024
7:02 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/07/2024
7:03 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/07/2024
7:04 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/07/2024
7:13 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/07/2024
7:14 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/03/2024
11:04 AM		Edible Garden AG Inc (Issuer)
Edible Garden AG Inc (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/03/2024
10:04 AM		Edible Garden AG Inc (Issuer)
Edible Garden AG Inc (Issuer)
UBS Group (Reporting)
Form 3/A
04/18/2024
1:41 PM		PIMCO NEW YORK MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4/A
04/18/2024
1:24 PM		PIMCO NEW YORK MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:31 PM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:52 PM		PIMCO MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:00 PM		PIMCO MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:06 PM		PIMCO NEW YORK MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:11 PM		PIMCO NEW YORK MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:16 PM		PIMCO CORPORATE & INCOME OPPORTUNITY FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:45 PM		PIMCO MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:33 PM		PIMCO Income Strategy Fund II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:39 PM		PIMCO HIGH INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
11:59 AM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:11 PM		PIMCO CORPORATE & INCOME STRATEGY FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:20 PM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:27 PM		PIMCO INCOME STRATEGY FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/17/2024
3:27 PM		PIMCO MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
3:27 PM		PIMCO NEW YORK MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:47 PM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:50 PM		PIMCO NEW YORK MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:54 PM		PIMCO CORPORATE & INCOME OPPORTUNITY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:38 PM		PIMCO HIGH INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:38 PM		PIMCO INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:44 PM		PIMCO MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:35 PM		PIMCO Income Strategy Fund II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
1:59 PM		PIMCO CORPORATE & INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
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04/17/2024
2:00 PM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
1:54 PM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/16/2024
6:56 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
04/02/2024
5:50 AM		UBS Group (Filer)
Form IRANNOTICE
03/28/2024
9:03 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
9:09 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:48 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:32 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:35 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
(Data available from 1/1/2016 forward)


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This page (NYSE:UBS) was last updated on 11/21/2024 by MarketBeat.com Staff
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