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Global X Adaptive U.S. Factor ETF (AUSF) Institutional Ownership

$45.47 -0.11 (-0.24%)
As of 03:15 PM Eastern
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Institutional Ownership Changes (13F Filings) for Global X Adaptive U.S. Factor ETF (NYSEARCA:AUSF)

Number of
Institutional Buyers
(last 12 months)
49
Total
Institutional Inflows
(last 12 months)
$187.47M
Number of
Institutional Sellers
(last 12 months)
6
Total
Institutional Outflows
(last 12 months)
$17.54M
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AUSF Institutional Buying and Selling by Quarter

Global X Adaptive U.S. Factor ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/13/2025Brown Advisory Inc.6,736$301K0.0%N/A0.045%
8/13/2025CW Advisors LLC6,070$271K0.0%N/A0.041%
8/13/2025Northwestern Mutual Wealth Management Co.174,885$7.82M0.0%+331.3%1.179%
8/12/2025 Laurel Wealth Advisors LLC47,874$2.14M0.0%+4,370.0%0.323%
8/12/2025 CreativeOne Wealth LLC18,726$837K0.0%-11.8%0.126%
8/12/2025 Titleist Asset Management LLC99,035$4.43M0.4%N/A0.668%
8/8/2025 Avantax Advisory Services Inc.66,388$2.97M0.0%+81.9%0.453%
8/8/2025 Cetera Investment Advisers156,018$6.97M0.0%+585.6%1.064%
8/8/2025 Meridian Wealth Management LLC109,786$4.91M0.2%N/A0.749%
8/6/2025 Able Wealth Management LLC86,623$3.87M2.0%+50.7%0.591%
8/4/2025 Kovack Advisors Inc.179,288$8.01M0.8%N/A1.223%
8/1/2025 Envestnet Asset Management Inc.92,703$4.14M0.0%+88.7%0.632%
7/31/2025 Leavell Investment Management Inc.11,114$497K0.0%N/A0.076%
7/28/2025 Harbour Investments Inc.28,753$1.29M0.0%N/A0.196%
7/25/2025 Atria Wealth Solutions Inc.47,081$2.11M0.0%N/A0.321%
7/25/2025 Envestnet Portfolio Solutions Inc.40,057$1.79M0.0%N/A0.273%
7/25/2025 Muirfield Wealth Advisors LLC17,152$767K0.6%-5.3%0.117%
7/25/2025 Concurrent Investment Advisors LLC73,109$3.27M0.1%-5.7%0.499%
7/24/2025 IFP Advisors Inc1,559$70K0.0%N/A0.011%
7/22/2025 Wealthcare Advisory Partners LLC5,285$236K0.0%N/A0.036%
7/21/2025 Clarity Capital Partners LLC11,459$512K0.2%-31.0%0.078%
7/21/2025 Ameritas Advisory Services LLC2,704$121K0.0%N/A0.018%
7/21/2025 Seros Financial LLC210,172$9.40M6.0%+4.8%1.434%
7/17/2025 Janney Montgomery Scott LLC21,764$973K0.0%+19.0%0.152%
7/14/2025 Golden State Equity Partners12,704$568K0.1%N/A0.088%
7/10/2025 Wealth Enhancement Advisory Services LLC4,563,502$207.82M0.3%-2.5%34.184%
7/9/2025 Channel Wealth LLC179,285$8.01M2.3%+2.9%1.343%
7/9/2025 Brand Asset Management Group Inc.8,674$388K0.1%+37.9%0.065%
7/7/2025 Nova Wealth Management Inc.7,625$341K0.3%+75.9%0.058%
5/16/2025Arete Wealth Advisors LLC29,986$1.31M0.1%+7.1%0.248%
5/14/2025Comerica Bank7,849$343K0.0%N/A0.070%
5/14/2025Northwestern Mutual Wealth Management Co.40,546$1.77M0.0%+43.1%0.362%
5/13/2025Raymond James Financial Inc.151,068$6.59M0.0%+7.3%1.348%
5/13/2025 Nations Financial Group Inc. IA ADV5,953$260K0.0%N/A0.053%
5/12/2025 Savvy Advisors Inc.9,178$401K0.0%N/A0.082%
5/9/2025 Tidemark LLC306,750$13.39M4.9%+6.4%2.736%
5/9/2025 Commonwealth Equity Services LLC623,248$27.21M0.0%+137.6%5.560%
5/7/2025 LPL Financial LLC421,757$18.41M0.0%+32.0%3.762%
5/7/2025 Waddell & Associates LLC1,423,088$62.12M7.5%N/A12.695%
5/6/2025 Cetera Investment Advisers22,757$993K0.0%+28.0%0.203%
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5/6/2025 Avantax Advisory Services Inc.36,494$1.59M0.0%+492.2%0.326%
5/6/2025 Advisors Preferred LLC3,652$159K0.0%N/A0.033%
5/5/2025ARQ Wealth Advisors LLC151,150$6.60M2.4%+8.3%1.348%
5/5/2025 Private Advisor Group LLC279,356$12.19M0.1%+28.1%2.492%
5/2/2025 Larson Financial Group LLC2,057$90K0.0%N/A0.018%
4/30/2025 Synergy Investment Management LLC1,145$50K0.0%+121.9%0.010%
4/29/2025 Envestnet Asset Management Inc.49,122$2.14M0.0%+63.8%0.438%
4/29/2025 Concurrent Investment Advisors LLC77,503$3.38M0.1%+3.1%0.691%
4/28/2025 Clarity Capital Partners LLC16,606$725K0.3%N/A0.148%
4/28/2025 Able Wealth Management LLC57,489$2.51M1.4%+40.6%0.513%
4/25/2025 Sollinda Capital Management LLC13,986$610K0.2%-6.7%0.125%
4/22/2025 Cambridge Investment Research Advisors Inc.6,156$269K0.0%+24.7%0.055%
4/17/2025 Janney Montgomery Scott LLC18,290$798K0.0%+18.0%0.172%
4/16/2025 Wealth Enhancement Advisory Services LLC4,679,485$204.26M0.4%-1.0%43.939%
4/16/2025 Seros Financial LLC200,629$8.76M6.5%N/A1.884%
4/10/2025 Channel Wealth LLC174,205$7.60M2.4%+21.8%1.636%
4/10/2025 Brand Asset Management Group Inc.6,290$275K0.1%N/A0.059%
3/17/2025 Wealth Enhancement Advisory Services LLC4,725,670$198.47M0.4%-0.5%45.352%
2/19/2025ARQ Wealth Advisors LLC139,575$5.87M2.2%+16.2%2.248%
2/19/2025WCG Wealth Advisors LLC19,791$831K0.1%N/A0.319%
2/17/2025Visionary Wealth Advisors17,705$744K0.0%+33.6%0.285%
2/17/2025 Cetera Investment Advisers17,779$747K0.0%+2.2%0.286%
2/13/2025 CreativeOne Wealth LLC21,176$889K0.0%N/A0.341%
2/13/2025Raymond James Financial Inc.140,834$5.92M0.0%N/A2.268%
2/13/2025 Envestnet Asset Management Inc.29,981$1.26M0.0%+65.2%0.483%
2/12/2025Arete Wealth Advisors LLC27,991$1.18M0.1%+1.4%0.451%
2/11/2025 LPL Financial LLC319,403$13.41M0.0%+55.2%5.143%
2/10/2025 Thrivent Financial for Lutherans13,228$556K0.0%+12.5%0.213%
2/10/2025 Tidemark LLC288,208$12.10M4.6%+8.3%4.641%
2/10/2025 Commonwealth Equity Services LLC262,316$11.02M0.0%+389.0%4.224%
2/10/2025 Avantax Advisory Services Inc.6,162$259K0.0%+4.4%0.099%
2/7/2025 Sollinda Capital Management LLC14,986$629K0.2%-3.2%0.241%
2/6/2025Raymond James Financial Inc.140,834$5.92M0.0%N/A2.268%
2/3/2025 Able Wealth Management LLC40,874$1.72M1.1%+27.1%0.658%
2/3/2025 Concurrent Investment Advisors LLC75,147$3.16M0.1%+4.3%1.210%
2/3/2025 Private Advisor Group LLC218,104$9.16M0.1%+8.9%3.512%
1/21/2025Geneos Wealth Management Inc.5,306$223K0.0%+68.6%0.085%
1/17/2025 Janney Montgomery Scott LLC15,497$651K0.0%+165.8%0.250%
1/15/2025 Channel Wealth LLC143,048$6.01M2.0%N/A2.304%
1/14/2025 Laurel Wealth Advisors LLC1,071$45K0.0%N/A0.017%
1/10/2025 Wealth Enhancement Advisory Services LLC4,749,122$202.79M0.4%+0.0%76.475%
11/18/2024Arete Wealth Advisors LLC27,603$1.17M0.1%+3.6%0.444%
11/7/2024 Tidemark LLC266,110$11.36M4.7%+8.2%4.285%
11/7/2024 Thrivent Financial for Lutherans11,754$502K0.0%+52.4%0.189%
11/1/2024 Able Wealth Management LLC32,156$1.37M1.0%+19.9%0.518%
10/31/2024 Concurrent Investment Advisors LLC72,033$3.08M0.1%-23.8%1.160%
10/25/2024 SteelPeak Wealth LLC7,990$341K0.0%N/A0.129%
10/24/2024 Wealth Enhancement Advisory Services LLC4,747,154$202.70M0.4%-3.7%76.444%
10/22/2024 Private Advisor Group LLC200,299$8.55M0.1%+7.3%3.225%
10/11/2024 Creative Planning6,554$280K0.0%N/A0.106%
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8/13/2024Merriman Wealth Management LLC21,952$871K0.0%-1.9%0.353%
8/5/2024 Private Advisor Group LLC186,695$7.41M0.0%N/A3.006%
7/31/2024 Sollinda Capital Management LLC15,486$614K0.2%N/A0.249%
7/31/2024 Concurrent Investment Advisors LLC94,489$3.75M0.1%+3.3%1.522%
7/17/2024 Sharkey Howes & Javer78,434$3.11M0.5%-1.6%1.263%
7/16/2024 Wealth Enhancement Advisory Services LLC4,930,624$195.63M0.5%-0.9%79.398%
7/13/2024 Muirfield Wealth Advisors LLC17,478$693K0.7%+2.4%0.281%
6/4/2024Tactive Advisors LLC38,839$1.59M0.8%N/A0.625%
5/8/2024 Legacy Capital Group California Inc.7,092$290K0.1%-21.6%0.114%
5/7/2024 Concurrent Investment Advisors LLC91,502$3.74M0.1%N/A1.473%
(Data available from 1/1/2016 forward)

AUSF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of AUSF shares?

During the previous two years, 57 institutional investors and hedge funds held shares of Global X Adaptive U.S. Factor ETF. The most heavily invested institutionals were Wealth Enhancement Advisory Services LLC ($207.82M), Waddell & Associates LLC ($62.12M), Commonwealth Equity Services LLC ($27.21M), LPL Financial LLC ($18.41M), Tidemark LLC ($13.39M), Private Advisor Group LLC ($12.19M), and Seros Financial LLC ($9.40M).Learn more on Global X Adaptive U.S. Factor ETF's institutional investors.

Which institutional investors have been buying Global X Adaptive U.S. Factor ETF's stock?

Of the 55 institutional investors that purchased Global X Adaptive U.S. Factor ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Waddell & Associates LLC ($1.42M), Commonwealth Equity Services LLC ($569.60K), Raymond James Financial Inc. ($291.90K), Private Advisor Group LLC ($279.36K), LPL Financial LLC ($215.96K), Seros Financial LLC ($210.17K), and Kovack Advisors Inc. ($179.29K).

How much institutional buying is happening at Global X Adaptive U.S. Factor ETF?

Institutional investors have bought a total of 4,306,044 shares in the last 24 months. This purchase volume represents approximately $187.47M in transactions.

Which of Global X Adaptive U.S. Factor ETF's major shareholders have been selling company stock?

The following institutional investors have sold Global X Adaptive U.S. Factor ETF stock in the last 24 months: Wealth Enhancement Advisory Services LLC ($367.12K), Concurrent Investment Advisors LLC ($26.85K), Clarity Capital Partners LLC ($5.15K), CreativeOne Wealth LLC ($2.51K), Sollinda Capital Management LLC ($1.50K), and Muirfield Wealth Advisors LLC ($955.00).

How much institutional selling is happening at Global X Adaptive U.S. Factor ETF?

Institutional investors have sold a total of 404,086 shares in the last 24 months. This volume of shares sold represents approximately $17.54M in transactions.



This page (NYSEARCA:AUSF) was last updated on 8/14/2025 by MarketBeat.com Staff
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