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Shiller CAPE U.S. Equities ETF (CAPE) Institutional Ownership

Shiller CAPE U.S. Equities ETF logo
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Institutional Ownership Changes (13F Filings) for Shiller CAPE U.S. Equities ETF (NYSEARCA:CAPE)

Current
Institutional Ownership
Percentage
25.05%
Number of
Institutional Buyers
(last 12 months)
23
Total
Institutional Inflows
(last 12 months)
$117.76M
Number of
Institutional Sellers
(last 12 months)
16
Total
Institutional Outflows
(last 12 months)
$132.50M
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CAPE Institutional Buying and Selling by Quarter

Shiller CAPE U.S. Equities ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/14/2025 Main Street Financial Solutions LLC99,646$3.17M0.2%-11.4%0.996%
8/13/2025 Northwestern Mutual Wealth Management Co.1,408$45K0.0%N/A0.014%
8/12/2025 Armor Investment Advisors LLC17,022$541K0.2%+8.4%0.170%
8/12/2025 Walled Lake Planning & Wealth Management LLC872,962$27.77M9.1%+0.6%8.730%
8/8/2025 Foundations Investment Advisors LLC352,924$11.23M0.2%+23.5%3.529%
8/6/2025 Legacy Wealth Managment LLC ID3,178$101K0.1%-25.6%0.032%
8/4/2025 Creative Financial Designs Inc. ADV14,755$469K0.0%+1,080.4%0.151%
7/29/2025 Socha Financial Group LLC96,935$3.08M1.4%-14.5%0.989%
7/23/2025 Kingswood Wealth Advisors LLC18,550$590K0.0%-71.8%0.189%
7/22/2025 Evensky & Katz LLC551,666$17.55M1.1%-0.7%5.629%
7/17/2025 Capital Investment Advisors LLC93,602$2.98M0.1%+10.9%0.955%
7/17/2025 Clear Point Advisors Inc.171,108$5.44M4.6%+2.4%1.746%
7/15/2025 Avaii Wealth Management LLC25,078$798K0.4%+3.8%0.256%
7/15/2025 Santori & Peters Inc.255,800$8.14M2.9%-0.7%2.610%
7/10/2025 HF Advisory Group LLC120,089$3.82M1.5%+5.4%1.225%
5/16/2025 Arete Wealth Advisors LLC7,913$240K0.0%-19.4%0.081%
5/16/2025 Legacy Wealth Managment LLC ID4,271$130K0.1%N/A0.044%
5/14/2025 Capital Analysts LLC2,846$86K0.0%-14.9%0.029%
5/13/2025 Evensky & Katz LLC555,300$16.88M1.1%-4.2%5.598%
5/8/2025 Walled Lake Planning & Wealth Management LLC867,953$26.38M9.4%+0.2%8.750%
5/7/2025 Foundations Investment Advisors LLC285,712$8.68M0.2%+2.3%2.880%
5/7/2025 Waddell & Associates LLC1,982,264$60.24M7.3%+0.7%19.983%
5/5/2025 Csenge Advisory Group106,400$3.09M0.2%-50.6%1.073%
5/2/2025 Armor Investment Advisors LLC15,709$477K0.2%+3.7%0.158%
4/25/2025 Socha Financial Group LLC113,347$3.45M1.7%-50.4%1.143%
4/24/2025 Transcend Capital Advisors LLC7,649$232K0.0%-6.8%0.077%
4/24/2025 Santori & Peters Inc.257,690$7.83M3.2%-3.9%2.598%
4/23/2025 International Assets Investment Management LLC79,139$2.41M0.1%-2.5%0.798%
4/22/2025 Cambridge Investment Research Advisors Inc.122,814$3.73M0.0%+2.1%1.238%
4/21/2025 Clear Point Advisors Inc.167,108$5.08M4.6%-19.7%1.685%
4/21/2025 Kingswood Wealth Advisors LLC65,800$2.00M0.1%+125.3%0.663%
4/14/2025 Capital Investment Advisors LLC84,408$2.57M0.1%-8.1%0.851%
4/10/2025 HF Advisory Group LLC113,913$3.46M1.5%+4.8%1.148%
2/18/2025 Pettinga Financial Advisors LLC16,300$488K0.1%N/A0.117%
2/17/2025 Evensky & Katz LLC579,390$17.36M1.1%-2.0%4.150%
2/17/2025 Citadel Advisors LLC100,649$3.02M0.0%+368.1%0.721%
2/14/2025 Comerica Bank16,417$492K0.0%+7.9%0.118%
2/13/2025 Waddell & Associates LLC1,969,289$59.01M6.0%-0.2%14.107%
2/13/2025Straightline Group LLC1,009,918$30.26M19.8%N/A7.234%
2/13/2025 Bank of Montreal Can95,480$2.86M0.0%-1.3%0.684%
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2/12/2025 Arete Wealth Advisors LLC9,817$294K0.0%-14.6%0.070%
2/12/2025 Walled Lake Planning & Wealth Management LLC866,211$25.96M9.7%+1.5%6.205%
2/10/2025 Creative Financial Designs Inc. ADV1,250$37K0.0%+150.0%0.009%
2/6/2025 Dana Investment Advisors Inc.22,814$684K0.0%+10.0%0.163%
2/3/2025 Transcend Capital Advisors LLC8,206$246K0.0%-39.0%0.059%
2/3/2025 Clear Point Advisors Inc.208,015$6.23M5.3%-4.2%1.490%
1/30/2025 Csenge Advisory Group215,569$6.46M0.4%-0.3%1.544%
1/28/2025 Santori & Peters Inc.268,043$8.03M3.1%+1.2%1.920%
1/28/2025 Socha Financial Group LLC228,325$6.84M3.2%-87.7%1.636%
1/22/2025 Foundations Investment Advisors LLC279,300$8.37M0.2%+99.1%2.001%
1/22/2025 Kingswood Wealth Advisors LLC29,200$875K0.1%+122.9%0.209%
1/15/2025 HF Advisory Group LLC108,698$3.26M1.5%+3.0%0.779%
1/13/2025 Capital Investment Advisors LLC91,822$2.75M0.1%+4.3%0.658%
1/8/2025 International Assets Investment Management LLC81,199$2.42M0.1%-96.6%0.582%
11/18/2024 Arete Wealth Advisors LLC11,498$339K0.0%-48.5%0.082%
11/13/2024 Bank of Montreal Can96,765$2.86M0.0%+1.8%0.693%
11/12/2024 Waddell & Associates LLC1,973,909$58.41M7.1%+1.1%14.140%
11/6/2024 Main Street Financial Solutions LLC101,061$2.99M0.3%+35.6%0.724%
10/31/2024 Socha Financial Group LLC1,851,841$54.80M23.8%-0.4%13.265%
10/30/2024 Armor Investment Advisors LLC15,008$444K0.2%+18.9%0.108%
10/30/2024 HF Advisory Group LLC105,481$3.12M1.5%+1.5%0.756%
10/23/2024 Santori & Peters Inc.264,802$7.84M3.1%-5.2%1.897%
10/22/2024 International Assets Investment Management LLC2,402,678$71.10M0.0%+2,859.0%17.211%
10/21/2024 Foundations Investment Advisors LLC140,309$4.15M0.1%+172.2%1.005%
10/19/2024 OLD National Bancorp IN20,984$621K0.0%N/A0.150%
10/18/2024 Capital Investment Advisors LLC88,002$2.60M0.1%-1.7%0.630%
10/16/2024 Avaii Wealth Management LLC24,056$712K0.4%+2.9%0.172%
10/8/2024 Evensky & Katz LLC591,164$17.49M1.1%-0.4%4.235%
8/27/2024 Dana Investment Advisors Inc.20,146$558K0.0%-4.2%0.144%
8/14/2024 Clear Point Advisors Inc.219,122$6.07M5.0%-17.3%1.570%
8/14/2024 Bank of Montreal Can95,011$2.64M0.0%+4.7%0.681%
8/13/2024 Kayne Anderson Rudnick Investment Management LLC49,489$1.37M0.0%-14.3%0.355%
8/8/2024 Main Street Financial Solutions LLC74,515$2.07M0.2%N/A0.534%
8/6/2024 Waddell & Associates LLC1,952,955$54.14M7.1%-0.1%13.990%
8/2/2024 Foundations Investment Advisors LLC51,554$1.43M0.0%N/A0.369%
7/26/2024 Evensky & Katz LLC593,745$16.46M1.1%-2.1%4.253%
7/12/2024 Capital Investment Advisors LLC89,484$2.48M0.1%-4.9%0.641%
7/10/2024 Csenge Advisory Group216,162$5.99M0.3%+2.0%1.548%
7/2/2024 Transcend Capital Advisors LLC13,653$378K0.0%+9.2%0.098%
5/17/2024 Clear Point Advisors Inc.264,850$7.42M6.1%-1.1%1.897%
5/9/2024 Socha Financial Group LLC1,910,318$53.49M23.5%-0.3%13.684%
5/4/2024 Csenge Advisory Group211,928$5.93M0.3%+9.0%1.518%
5/1/2024 StoneX Group Inc.20,433$572K0.1%-60.4%0.146%
4/22/2024 HF Advisory Group LLC96,828$2.71M1.5%+0.7%0.690%
4/19/2024 Santori & Peters Inc.285,807$8.00M3.5%-0.6%2.036%
4/16/2024Transform Wealth LLC86,165$2.41M0.2%-36.1%0.745%
4/15/2024 Kingswood Wealth Advisors LLC12,400$347K0.0%+33.3%0.107%
4/8/2024 Evensky & Katz LLC606,677$16.99M1.2%-1.6%5.248%
2/14/2024 Waddell & Associates LLC2,003,677$53.16M7.1%-12.0%17.333%
2/13/2024 Walled Lake Planning & Wealth Management LLC845,782$22.44M10.4%+1.6%7.316%
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2/12/2024 StoneX Group Inc.51,621$1.37M0.2%+1.9%0.447%
2/12/2024 TD Capital Management LLC2,085$55K0.0%N/A0.018%
2/9/2024 UBS Group AG2,131,780$56.55M0.0%+610.6%18.441%
2/7/2024 Dana Investment Advisors Inc.21,548$572K0.0%+3.4%0.186%
2/5/2024 Santori & Peters Inc.287,432$7.63M3.6%-1.6%2.486%
2/5/2024 Avaii Wealth Management LLC20,470$543K0.4%+46.1%0.177%
2/5/2024 Transcend Capital Advisors LLC10,917$290K0.0%+27.7%0.094%
2/1/2024 Socha Financial Group LLC1,915,407$50.82M24.4%-1.4%16.569%
1/25/2024 International Assets Investment Management LLC81,399$2.16M0.0%-3.0%0.704%
1/24/2024 International Assets Investment Management LLC2,159,475$57.29M0.0%+2,472.5%18.681%
(Data available from 1/1/2016 forward)

CAPE Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CAPE shares?

During the previous two years, 34 institutional investors and hedge funds held shares of Shiller CAPE U.S. Equities ETF. The most heavily invested institutionals were Waddell & Associates LLC ($60.24M), UBS Group AG ($56.55M), Straightline Group LLC ($30.26M), Walled Lake Planning & Wealth Management LLC ($27.77M), Evensky & Katz LLC ($17.55M), Foundations Investment Advisors LLC ($11.23M), and Santori & Peters Inc. ($8.14M).Learn more on Shiller CAPE U.S. Equities ETF's institutional investors.

What percentage of Shiller CAPE U.S. Equities ETF's stock is owned by institutional investors?

25.05% of Shiller CAPE U.S. Equities ETF's stock is owned by institutional investors. Learn more on CAPE's institutional investor holdings.

Which institutional investors have been buying Shiller CAPE U.S. Equities ETF's stock?

Of the 29 institutional investors that purchased Shiller CAPE U.S. Equities ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($4.40M), UBS Group AG ($1.95M), Straightline Group LLC ($1.01M), Foundations Investment Advisors LLC ($352.92K), Main Street Financial Solutions LLC ($101.06K), Citadel Advisors LLC ($79.15K), and Kingswood Wealth Advisors LLC ($65.10K).

How much institutional buying is happening at Shiller CAPE U.S. Equities ETF?

Institutional investors have bought a total of 3,951,408 shares in the last 24 months. This purchase volume represents approximately $117.76M in transactions.

Which of Shiller CAPE U.S. Equities ETF's major shareholders have been selling company stock?

Of the 15 institutional investors that sold Shiller CAPE U.S. Equities ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: International Assets Investment Management LLC ($2.32M), Socha Financial Group LLC ($1.76M), Csenge Advisory Group ($109.90K), Clear Point Advisors Inc. ($50.07K), Kingswood Wealth Advisors LLC ($47.25K), Evensky & Katz LLC ($42.08K), and Santori & Peters Inc. ($26.87K).

How much institutional selling is happening at Shiller CAPE U.S. Equities ETF?

Institutional investors have sold a total of 4,411,992 shares in the last 24 months. This volume of shares sold represents approximately $132.50M in transactions.


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This page (NYSEARCA:CAPE) was last updated on 8/27/2025 by MarketBeat.com Staff
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