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iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) Institutional Ownership

iShares U.S. Broker-Dealers & Securities Exchanges ETF logo
$174.53 +1.14 (+0.66%)
Closing price 08/8/2025 04:10 PM Eastern
Extended Trading
$174.82 +0.29 (+0.17%)
As of 08/8/2025 07:03 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for iShares U.S. Broker-Dealers & Securities Exchanges ETF (NYSEARCA:IAI)

Number of
Institutional Buyers
(last 12 months)
20
Total
Institutional Inflows
(last 12 months)
$123.28M
Number of
Institutional Sellers
(last 12 months)
12
Total
Institutional Outflows
(last 12 months)
$231.84M
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IAI Institutional Buying and Selling by Quarter

iShares U.S. Broker-Dealers & Securities Exchanges ETF Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/30/2025 Strategic Blueprint LLC1,513$256K0.0%+4.8%0.018%
7/29/2025 Private Trust Co. NA507$86K0.0%+299.2%0.006%
7/23/2025 WestEnd Advisors LLC527$89K0.0%-89.9%0.006%
7/23/2025 Kingswood Wealth Advisors LLC1,410$238K0.0%-34.4%0.017%
7/21/2025 Jackson Wealth Management LLC5,089$861K0.1%+2.2%0.060%
7/17/2025 Janney Montgomery Scott LLC27,847$4.71M0.0%-40.1%0.332%
7/17/2025 Fifth Third Securities Inc.5,917$1.00M0.1%-10.6%0.070%
7/16/2025 CX Institutional1,039$176K0.0%-24.9%0.012%
7/15/2025 North Star Investment Management Corp.1,645$278K0.0%-5.6%0.020%
7/11/2025 Farther Finance Advisors LLC1,188$201K0.0%+1,700.0%0.014%
7/11/2025 CX Institutional1,039$176K0.0%-24.9%0.013%
5/16/2025Jones Financial Companies Lllp8,917$1.25M0.0%+76.2%0.111%
5/1/2025 Fifth Third Securities Inc.6,616$927K0.1%+73.6%0.077%
4/29/2025 Bank of New York Mellon Corp2,084$292K0.0%-73.6%0.024%
4/29/2025 Strategic Blueprint LLC1,444$202K0.0%N/A0.017%
4/28/2025 Rossby Financial LCC272$38K0.0%N/A0.003%
4/25/2025 WestEnd Advisors LLC5,207$730K0.0%-99.3%0.061%
4/22/2025 Hudson Value Partners LLC4,490$629K0.2%+16.1%0.053%
4/22/2025 Cambridge Investment Research Advisors Inc.2,199$308K0.0%+16.6%0.026%
4/21/2025 Janney Capital Management LLC3,209$450K0.0%N/A0.038%
4/21/2025 Kingswood Wealth Advisors LLC2,149$301K0.0%-26.2%0.025%
4/17/2025 Janney Montgomery Scott LLC46,519$6.52M0.0%-93.9%0.477%
4/15/2025 CX Institutional1,383$194K0.0%-28.6%0.014%
4/10/2025 Thurston Springer Miller Herd & Titak Inc.294$41K0.0%+488.0%0.003%
4/8/2025 Global Financial Private Client LLC3,626$508K0.2%N/A0.037%
2/18/2025 Hudson Value Partners LLC3,869$558K0.2%N/A0.041%
2/17/2025Baird Financial Group Inc.7,858$1.13M0.0%-13.0%0.083%
2/17/2025Ameriprise Financial Inc.105,345$15.18M0.0%+308.0%1.115%
2/12/2025JPMorgan Chase & Co.19,891$2.87M0.0%+0.4%0.210%
2/10/2025 SouthState Corp264$38K0.0%N/A0.003%
2/6/2025Resolute Wealth Strategies LLC2,295$331K0.2%-8.6%0.024%
2/6/2025Jones Financial Companies Lllp5,061$729K0.0%+28.1%0.054%
2/5/2025Fisher Asset Management LLC745,956$107.49M0.0%-4.2%7.894%
2/4/2025 Bank of New York Mellon Corp7,906$1.14M0.0%-2.6%0.084%
2/3/2025 Transcend Capital Advisors LLC10,745$1.55M0.1%-9.8%0.114%
2/3/2025 Hudson Value Partners LLC3,869$558K0.2%N/A0.041%
1/28/2025 WestEnd Advisors LLC708,014$102.03M2.6%-7.5%7.492%
1/27/2025 Jackson Wealth Management LLC4,954$714K0.1%N/A0.052%
1/24/2025Q3 Asset Management10,176$1.46M0.9%+43.2%0.108%
1/23/2025 Fifth Third Securities Inc.3,811$549K0.0%N/A0.040%
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1/22/2025 Kingswood Wealth Advisors LLC2,911$419K0.0%N/A0.031%
1/17/2025 Janney Montgomery Scott LLC765,415$110.30M0.3%-6.8%8.100%
12/26/2024JPMorgan Chase & Co.19,811$2.55M0.0%-3.1%0.210%
11/25/2024 Wilmington Savings Fund Society FSB438$56K0.0%N/A0.005%
11/13/2024Fisher Asset Management LLC778,800$100.12M0.0%-3.1%8.241%
10/29/2024 Janney Montgomery Scott LLC821,548$105.62M0.3%N/A8.694%
10/25/2024 WestEnd Advisors LLC765,727$98.44M2.4%-2.5%8.103%
10/22/2024 Eastern Bank880$113K0.0%N/A0.009%
8/6/2024 Corbyn Investment Management Inc. MD1,721$201K0.1%-19.8%0.018%
8/3/20249258 Wealth Management LLC3,236$378K0.1%N/A0.034%
7/29/2024 WestEnd Advisors LLC785,417$91.84M2.4%N/A8.311%
7/26/2024 Bank of New York Mellon Corp4,996$584K0.0%N/A0.053%
7/2/2024 Transcend Capital Advisors LLC12,171$1.42M0.1%N/A0.129%
5/30/2024Cambridge Trust Co.880$102K0.0%N/A0.009%
4/25/2024Q3 Asset Management14,988$1.74M0.5%+7.0%0.162%
3/5/2024Fisher Asset Management LLC870,158$94.44M0.0%-2.6%20.236%
2/6/2024Fisher Asset Management LLC871,814$94.62M0.0%-2.4%20.275%
1/29/2024Q3 Asset Management14,008$1.51M0.4%N/A0.326%
10/24/2023 Cambridge Investment Research Advisors Inc.2,258$206K0.0%-7.9%0.053%
10/18/2023 CX Institutional8,136$741K0.0%-37.2%0.189%
10/18/2023 Private Trust Co. NA311$28K0.0%N/A0.007%
8/11/2023Summit Financial LLC2,443$222K0.0%N/A0.057%
8/9/2023Flow Traders U.S. LLC12,967$1.18M0.1%N/A0.302%
8/8/2023Fisher Asset Management LLC888,648$80.65M0.0%+6.9%20.666%
7/13/2023 Cambridge Investment Research Advisors Inc.2,453$223K0.0%-39.8%0.034%
5/5/2023 Assetmark Inc.1,264,970$115.92M0.5%-12.5%16.979%
5/4/2023Resolute Wealth Strategies LLC2,458$225K0.2%N/A0.033%
5/3/2023 Cookson Peirce & Co. Inc.2,352$216K0.0%N/A0.032%
5/1/2023Fisher Asset Management LLC831,546$76.20M0.0%+16,651.5%11.162%
4/17/2023 Ayalon Insurance Comp Ltd.800$73K0.0%-94.0%0.009%
2/8/2023 Cambridge Investment Research Advisors Inc.2,803$269K0.0%-23.4%0.032%
2/3/2023Fisher Asset Management LLC4,964$477K0.0%-24.9%0.056%
2/1/2023 Corbyn Investment Management Inc. MD2,243$216K0.1%N/A0.025%
1/24/2023WealthOne LLC3,388$326K0.1%N/A0.038%
1/18/2023 Well Done LLC42,434$4.08M0.9%+17.3%0.477%
1/11/2023 North Star Investment Management Corp.1,645$158K0.0%N/A0.019%
1/9/2023 MinichMacGregor Wealth Management LLC1,150$111K0.0%N/A0.013%
11/14/2022Barometer Capital Management Inc.6,600$564K0.2%N/A0.120%
11/8/2022Fisher Asset Management LLC6,608$564K0.0%+34.1%0.120%
11/2/2022 Hudock Inc.347$29K0.0%N/A0.006%
10/31/2022Leuthold Group LLC9,613$821K0.1%-31.1%0.175%
10/24/2022Great Diamond Partners LLC11,528$984K0.3%-5.1%0.212%
10/19/2022 Ayalon Insurance Comp Ltd.13,300$1.14M0.5%-25.9%0.244%
10/14/2022 Well Done LLC36,172$3.09M0.8%+10.4%0.664%
10/4/2022 AdvisorNet Financial Inc904$77K0.0%-23.3%0.020%
8/13/2022Flow Traders U.S. LLC7,711$647K0.0%-61.2%0.168%
8/4/2022 Cavalier Investments LLC60,173$5.05M1.8%+1.6%1.308%
8/3/2022 Dumont & Blake Investment Advisors LLC2,470$207K0.1%-24.2%0.054%
8/1/2022Leuthold Group LLC13,945$1.17M0.2%+37.6%0.303%
7/26/2022Great Diamond Partners LLC12,143$1.02M0.3%+8.0%0.264%
Presidential Bombshell: $150T Resource to Be Released as soon as this Summer? (Ad)

Something extraordinary is happening in Washington. For the first time in over a century, a sitting President could release a national treasure that's been tied up in red tape, for generations. I'm talking about a $150 trillion American asset that's scattered across all 50 states. While the mainstream media focuses on political theater, this story is quietly developing behind closed doors.

We recently interviewed Rickards to get the full story and understand how everyday Americans can pre
7/26/2022 JCSD Capital LLC41,000$3.44M4.0%N/A0.891%
7/18/2022 Well Done LLC32,758$2.75M0.6%+14.8%0.697%
7/13/2022 Cambridge Investment Research Advisors Inc.3,717$312K0.0%-10.2%0.079%
7/12/2022 Ayalon Insurance Comp Ltd.17,950$1.51M0.7%-33.8%0.382%
5/5/2022Fisher Asset Management LLC4,855$485K0.0%+3.4%0.089%
5/5/2022Great Diamond Partners LLC11,242$1.12M0.3%+6.7%0.206%
5/4/2022 Janney Montgomery Scott LLC3,068$306K0.0%-10.8%0.056%
5/4/2022 Cavalier Investments LLC59,234$5.92M1.5%+8.2%1.077%
5/4/2022Leuthold Group LLC10,131$1.01M0.1%+10.1%0.184%
5/3/2022 Corbyn Investment Management Inc. MD2,436$243K0.1%-11.2%0.044%
(Data available from 1/1/2016 forward)

IAI Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of IAI shares?

During the previous two years, 32 institutional investors and hedge funds held shares of iShares U.S. Broker-Dealers & Securities Exchanges ETF. The most heavily invested institutionals were Fisher Asset Management LLC ($107.49M), Ameriprise Financial Inc. ($15.18M), Janney Montgomery Scott LLC ($4.71M), JPMorgan Chase & Co. ($2.87M), Transcend Capital Advisors LLC ($1.55M), Q3 Asset Management ($1.46M), and Jones Financial Companies Lllp ($1.25M).Learn more on iShares U.S. Broker-Dealers & Securities Exchanges ETF's institutional investors.

Which institutional investors have been buying iShares U.S. Broker-Dealers & Securities Exchanges ETF's stock?

Of the 26 institutional investors that purchased iShares U.S. Broker-Dealers & Securities Exchanges ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Janney Montgomery Scott LLC ($821.55K), WestEnd Advisors LLC ($785.42K), Ameriprise Financial Inc. ($79.52K), Q3 Asset Management ($18.06K), Transcend Capital Advisors LLC ($12.17K), Hudson Value Partners LLC ($8.36K), and Fifth Third Securities Inc. ($6.62K).

How much institutional buying is happening at iShares U.S. Broker-Dealers & Securities Exchanges ETF?

Institutional investors have bought a total of 944,398 shares in the last 24 months. This purchase volume represents approximately $123.28M in transactions.

Which of iShares U.S. Broker-Dealers & Securities Exchanges ETF's major shareholders have been selling company stock?

Of the 12 institutional investors that sold iShares U.S. Broker-Dealers & Securities Exchanges ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Janney Montgomery Scott LLC ($793.70K), WestEnd Advisors LLC ($784.89K), Fisher Asset Management LLC ($57.50K), Bank of New York Mellon Corp ($6.03K), Kingswood Wealth Advisors LLC ($1.50K), CX Institutional ($1.24K), and Baird Financial Group Inc. ($1.17K).

How much institutional selling is happening at iShares U.S. Broker-Dealers & Securities Exchanges ETF?

Institutional investors have sold a total of 1,648,840 shares in the last 24 months. This volume of shares sold represents approximately $231.84M in transactions.


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This page (NYSEARCA:IAI) was last updated on 8/10/2025 by MarketBeat.com Staff
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