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Empirical Asset Management, LLC Top Holdings and 13F Report (2024)

About Empirical Asset Management, LLC

Investment Activity

  • Empirical Asset Management, LLC has $280.88 million in total holdings as of September 30, 2024.
  • Empirical Asset Management, LLC owns shares of 308 different stocks, but just 134 companies or ETFs make up 80% of its holdings.
  • Approximately 15.24% of the portfolio was purchased this quarter.
  • About 14.72% of the portfolio was sold this quarter.
  • This quarter, Empirical Asset Management, LLC has purchased 348 new stocks and bought additional shares in 153 stocks.
  • Empirical Asset Management, LLC sold shares of 101 stocks and completely divested from 60 stocks this quarter.

Largest Holdings

Apple
$18,215,881
Microsoft
$6,712,243
NVIDIA
$5,553,097

Largest New Holdings this Quarter

American Express
$964,782 Holding
Arch Capital Group
$903,655 Holding
Assurant
$882,692 Holding
Vertex Pharmaceuticals
$878,536 Holding
Netflix
$816,370 Holding

Largest Purchases this Quarter

NVIDIA
14,640 shares (about $1.63M)
LHA Risk-Managed Income ETF
62,460 shares (about $1.58M)
U.S. Diversified Real Estate ETF
45,786 shares (about $1.57M)
Virtus Terranova U.S. Quality Momentum ETF
41,494 shares (about $1.53M)
FlexShares US Quality Large Cap Index Fund
23,018 shares (about $1.50M)

Largest Sales this Quarter

US Treasury 2 Year Note ETF
15,947 shares (about $777.49K)
WisdomTree Managed Futures Strategy Fund
17,871 shares (about $634.79K)
M&T Bank
3,040 shares (about $541.49K)

Sector Allocation Over Time

Map of 500 Largest Holdings ofEmpirical Asset Management, LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
Apple Inc. stock logo
AAPL
Apple
$18,215,881$322,004 -1.7%288,9616.5%Computer and Technology
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$7,646,022$210,573 2.8%13,3262.7%Finance
Microsoft Co. stock logo
MSFT
Microsoft
$6,712,243$49,234 0.7%121,7472.4%Computer and Technology
iShares U.S. Technology ETF stock logo
IYW
iShares U.S. Technology ETF
$5,593,264$28,656 -0.5%36,8902.0%Manufacturing
NVIDIA Co. stock logo
NVDA
NVIDIA
$5,553,097$1,625,557 41.4%50,0122.0%Computer and Technology
The Home Depot, Inc. stock logo
HD
Home Depot
$5,348,405$18,530 -0.3%35,2131.9%Retail/Wholesale
abrdn Physical Gold Shares ETF stock logo
SGOL
abrdn Physical Gold Shares ETF
$4,680,876$296,434 -6.0%186,2661.7%ETF
Meta Platforms, Inc. stock logo
META
Meta Platforms
$4,334,011$74,059 -1.7%35,0541.5%Computer and Technology
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$4,124,972$262,278 6.8%59,3871.5%Retail/Wholesale
UTWO
US Treasury 2 Year Note ETF
$3,615,901$777,493 -17.7%74,1651.3%ETF
US Treasury 10 Year Note ETF stock logo
UTEN
US Treasury 10 Year Note ETF
$3,444,198$872,185 33.9%75,7801.2%ETF
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$2,993,910$10,740 -0.4%22,0231.1%Finance
Alphabet Inc. stock logo
GOOG
Alphabet
$2,896,980$64,203 2.3%17,3271.0%Computer and Technology
Invesco S&P 500 Equal Weight Technology ETF stock logo
RSPT
Invesco S&P 500 Equal Weight Technology ETF
$2,829,008$20,924 -0.7%75,0401.0%ETF
iShares U.S. Healthcare ETF stock logo
IYH
iShares U.S. Healthcare ETF
$2,568,150$78,650 -3.0%39,5100.9%ETF
The Procter & Gamble Company stock logo
PG
Procter & Gamble
$2,518,858$49,090 -1.9%37,3030.9%Consumer Staples
JOET
Virtus Terranova U.S. Quality Momentum ETF
$2,377,312$1,526,149 179.3%64,6360.8%ETF
U.S. Diversified Real Estate ETF stock logo
PPTY
U.S. Diversified Real Estate ETF
$2,370,862$1,572,652 197.0%69,0250.8%ETF
QLC
FlexShares US Quality Large Cap Index Fund
$2,360,172$1,497,091 173.5%36,2880.8%ETF
RECS
Columbia Research Enhanced Core ETF
$2,350,878$1,490,717 173.3%69,3270.8%ETF
GCC
WisdomTree Continuous Commodity Index Fund
$2,347,184$469,823 25.0%122,8890.8%ETF
iShares Silver Trust stock logo
SLV
iShares Silver Trust
$2,343,484$215,348 -8.4%82,4880.8%ETF
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$2,343,197$9,796 -0.4%15,5480.8%Finance
Exxon Mobil Co. stock logo
XOM
Exxon Mobil
$2,332,470$23,396 -1.0%29,3100.8%Oils/Energy
Texas Pacific Land Co. stock logo
TPL
Texas Pacific Land
$2,193,640$2,655 0.1%2,4790.8%Oils/Energy
McDonald's Co. stock logo
MCD
McDonald's
$2,152,224$35,776 -1.6%26,7100.8%Retail/Wholesale
IBB
iShares Biotechnology ETF
$2,134,205$42,224 2.0%14,6580.8%Finance
iShares International Treasury Bond ETF stock logo
IGOV
iShares International Treasury Bond ETF
$2,112,663$826,196 64.2%50,5180.8%ETF
RMIF
LHA Risk-Managed Income ETF
$2,112,332$1,581,041 297.6%83,4490.8%ETF
iShares S&P GSCI Commodity-Indexed Trust stock logo
GSG
iShares S&P GSCI Commodity-Indexed Trust
$2,110,500$1,460,592 224.7%100,5000.8%Finance
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$1,898,882$16,728 -0.9%3,2920.7%ETF
First Trust Mid Cap Core AlphaDEX Fund stock logo
FNX
First Trust Mid Cap Core AlphaDEX Fund
$1,825,917$1,070,527 141.7%15,5860.7%Manufacturing
Sunoco LP stock logo
SUN
Sunoco
$1,798,904$78,962 -4.2%33,5120.6%Oils/Energy
iShares Russell 2000 ETF stock logo
IWM
iShares Russell 2000 ETF
$1,788,393$694,946 63.6%8,0960.6%Finance
iShares Russell 1000 Growth ETF stock logo
IWF
iShares Russell 1000 Growth ETF
$1,745,6770.0%5,2940.6%ETF
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$1,735,980$2,185 -0.1%22,2420.6%ETF
Franklin U.S. Mid Cap Multifactor Index ETF stock logo
FLQM
Franklin U.S. Mid Cap Multifactor Index ETF
$1,697,032$284,463 20.1%30,4670.6%ETF
Arista Networks, Inc. stock logo
ANET
Arista Networks
$1,669,759$409,327 32.5%9,4680.6%Computer and Technology
Chevron Co. stock logo
CVX
Chevron
$1,668,882$26,365 -1.6%26,7760.6%Oils/Energy
WTMF
WisdomTree Managed Futures Strategy Fund
$1,659,743$634,791 -27.7%46,7260.6%Finance
Invesco S&P MidCap 400 QVM Multi-factor ETF stock logo
QVMM
Invesco S&P MidCap 400 QVM Multi-factor ETF
$1,654,989$1,071,120 183.5%57,2630.6%ETF
Walmart Inc. stock logo
WMT
Walmart
$1,616,745$1,373 0.1%20,0210.6%Retail/Wholesale
Xtrackers MSCI EAFE Hedged Equity ETF stock logo
DBEF
Xtrackers MSCI EAFE Hedged Equity ETF
$1,606,834$64,962 -3.9%38,2400.6%ETF
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$1,486,621$253,948 -14.6%7,5400.5%ETF
PepsiCo, Inc. stock logo
PEP
PepsiCo
$1,458,719$99,804 7.3%34,8150.5%Consumer Staples
Moody's Co. stock logo
MCO
Moody's
$1,449,023$307,555 26.9%3,0530.5%Finance
iShares Expanded Tech-Software Sector ETF stock logo
IGV
iShares Expanded Tech-Software Sector ETF
$1,438,857$33,514 -2.3%16,1000.5%ETF
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$1,410,903$3,882 0.3%50,1500.5%Medical
Chipotle Mexican Grill, Inc. stock logo
CMG
Chipotle Mexican Grill
$1,404,757$829,748 144.3%30,5890.5%Retail/Wholesale
Vanguard Long-Term Treasury Index ETF stock logo
VGLT
Vanguard Long-Term Treasury Index ETF
$1,383,289$429,424 45.0%22,4780.5%ETF
Cisco Systems, Inc. stock logo
CSCO
Cisco Systems
$1,379,997$336,110 -19.6%33,1830.5%Computer and Technology
The Hartford Financial Services Group, Inc. stock logo
HIG
The Hartford Financial Services Group
$1,372,557$894,691 187.2%11,6700.5%Finance
QUALCOMM Incorporated stock logo
QCOM
QUALCOMM
$1,367,223$10,738 0.8%14,5150.5%Computer and Technology
Visa Inc. stock logo
V
Visa
$1,366,092$30,291 2.3%49,8790.5%Business Services
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$1,358,063$423,015 45.2%13,4100.5%Finance
FLQS
Franklin U.S. Small Cap Multifactor Index ETF
$1,314,671$816,579 163.9%30,9920.5%ETF
iShares U.S. Small Cap Equity Factor ETF stock logo
SMLF
iShares U.S. Small Cap Equity Factor ETF
$1,312,800$819,355 166.0%19,7860.5%ETF
DGRS
WisdomTree U.S. SmallCap Quality Dividend Growth Fund
$1,311,750$819,483 166.5%25,4560.5%Manufacturing
iShares U.S. Industrials ETF stock logo
IYJ
iShares U.S. Industrials ETF
$1,299,539$14,570 1.1%9,7220.5%ETF
iShares Russell Mid-Cap ETF stock logo
IWR
iShares Russell Mid-Cap ETF
$1,272,077$48,655 4.0%14,4320.5%ETF
NYLI Hedge Multi-Strategy Tracker ETF stock logo
QAI
NYLI Hedge Multi-Strategy Tracker ETF
$1,257,179$304,663 -19.5%39,1890.4%ETF
Costco Wholesale Co. stock logo
COST
Costco Wholesale
$1,240,371$1,866 -0.2%17,2850.4%Retail/Wholesale
Schwab U.S. Aggregate Bond ETF stock logo
SCHZ
Schwab U.S. Aggregate Bond ETF
$1,199,057$4,942 0.4%25,2330.4%ETF
Ameriprise Financial, Inc. stock logo
AMP
Ameriprise Financial
$1,196,349$256,851 27.3%8,7100.4%Finance
Goldman Sachs ActiveBeta World Low Vol Plus Equity ETF stock logo
GLOV
Goldman Sachs ActiveBeta World Low Vol Plus Equity ETF
$1,195,400$769,575 180.7%23,5220.4%ETF
Invesco S&P 500 Revenue ETF stock logo
RWL
Invesco S&P 500 Revenue ETF
$1,193,022$9,807 -0.8%12,1650.4%ETF
ARM HOLDINGS PLC
$1,190,558$200,214 20.2%8,3250.4%SPONSORED ADS
QWLD
SPDR MSCI World StrategicFactors ETF
$1,178,216$760,405 182.0%9,1480.4%ETF
Automatic Data Processing, Inc. stock logo
ADP
Automatic Data Processing
$1,171,171$99,540 -7.8%18,6960.4%Business Services
AGOX
Adaptive Growth Opportunities ETF
$1,166,214$3,260 0.3%40,4200.4%ETF
Franklin International Low Volatility High Dividend Index ETF stock logo
LVHI
Franklin International Low Volatility High Dividend Index ETF
$1,148,246$748,030 186.9%36,9450.4%ETF
iShares Core S&P Mid-Cap ETF stock logo
IJH
iShares Core S&P Mid-Cap ETF
$1,101,332$28,231 -2.5%17,6720.4%ETF
Copart, Inc. stock logo
CPRT
Copart
$1,085,414$494,237 83.6%20,7140.4%Business Services
iShares Core S&P U.S. Growth ETF stock logo
IUSG
iShares Core S&P U.S. Growth ETF
$1,065,066$39 0.0%300,7170.4%Manufacturing
Invesco S&P 500 Equal Weight Health Care ETF stock logo
RSPH
Invesco S&P 500 Equal Weight Health Care ETF
$1,063,912$13,053 -1.2%33,0100.4%ETF
Alphabet Inc. stock logo
GOOGL
Alphabet
$1,027,362$3,940 0.4%47,4530.4%Computer and Technology
Synopsys, Inc. stock logo
SNPS
Synopsys
$1,016,831$367,133 56.5%2,0080.4%Computer and Technology
SPDR Portfolio S&P 500 ETF stock logo
SPLG
SPDR Portfolio S&P 500 ETF
$1,004,268$60,953 -5.7%36,5440.4%ETF
American Express stock logo
AXP
American Express
$964,782$964,782 New Holding3,5570.3%Finance
Chubb Limited stock logo
CB
Chubb
$962,867$80,714 9.1%17,2140.3%Finance
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$947,770$132 0.0%7,2050.3%Finance
iShares Expanded Tech Sector ETF stock logo
IGM
iShares Expanded Tech Sector ETF
$945,1980.0%41,3690.3%ETF
The TJX Companies, Inc. stock logo
TJX
TJX Companies
$941,071$271,141 40.5%20,1340.3%Retail/Wholesale
iShares Core S&P U.S. Value ETF stock logo
IUSV
iShares Core S&P U.S. Value ETF
$930,9180.0%284,6060.3%Manufacturing
The Travelers Companies, Inc. stock logo
TRV
Travelers Companies
$921,503$201,294 27.9%14,9560.3%Finance
Vanguard Short-Term Corporate Bond ETF stock logo
VCSH
Vanguard Short-Term Corporate Bond ETF
$907,460$22,397 2.5%11,4260.3%ETF
FLSP
Franklin Systematic Style Premia ETF
$904,592$639,101 240.7%37,5580.3%ETF
Arch Capital Group Ltd. stock logo
ACGL
Arch Capital Group
$903,655$903,655 New Holding8,0770.3%Finance
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$901,978$67,888 -7.0%9,4200.3%ETF
Carvana Co. stock logo
CVNA
Carvana
$889,528$17,411 2.0%5,1090.3%Retail/Wholesale
Assurant, Inc. stock logo
AIZ
Assurant
$882,692$882,692 New Holding4,4390.3%Finance
Vertex Pharmaceuticals Incorporated stock logo
VRTX
Vertex Pharmaceuticals
$878,536$878,536 New Holding1,8890.3%Medical
CECO Environmental Corp. stock logo
CECO
CECO Environmental
$865,9940.0%30,7090.3%Industrial Products
iShares Core S&P Small-Cap ETF stock logo
IJR
iShares Core S&P Small-Cap ETF
$864,892$28,420 3.4%7,3950.3%ETF
3M stock logo
MMM
3M
$842,230$6,972 0.8%6,1610.3%Multi-Sector Conglomerates
DBEM
Xtrackers MSCI Emerging Markets Hedged Equity ETF
$837,436$707,391 -45.8%31,8180.3%ETF
W. R. Berkley Co. stock logo
WRB
W. R. Berkley
$830,834$485,509 140.6%14,6450.3%Finance
iShares MSCI USA Quality Factor ETF stock logo
QUAL
iShares MSCI USA Quality Factor ETF
$830,416$179,317 27.5%4,6310.3%ETF
Tesla, Inc. stock logo
TSLA
Tesla
$829,179$133,705 -13.9%3,1690.3%Auto/Tires/Trucks
Bank of America Co. stock logo
BAC
Bank of America
$818,984$37,327 -4.4%30,5200.3%Finance

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