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Regal Investment Advisors LLC Top Holdings and 13F Report (2024)

About Regal Investment Advisors LLC

Investment Activity

  • Regal Investment Advisors LLC has $1.43 billion in total holdings as of September 30, 2024.
  • Regal Investment Advisors LLC owns shares of 500 different stocks, but just 147 companies or ETFs make up 80% of its holdings.
  • Approximately 6.92% of the portfolio was purchased this quarter.
  • About 18.46% of the portfolio was sold this quarter.
  • This quarter, Regal Investment Advisors LLC has purchased 570 new stocks and bought additional shares in 213 stocks.
  • Regal Investment Advisors LLC sold shares of 246 stocks and completely divested from 90 stocks this quarter.

Largest Holdings

Apple
$31,247,514
Invesco QQQ
$30,925,771
Microsoft
$25,992,992

Largest Purchases this Quarter

Invesco QQQ
17,063 shares (about $8.33M)
iShares Core Total USD Bond Market ETF
171,964 shares (about $8.10M)
iShares MSCI EAFE Value ETF
111,891 shares (about $6.44M)
iShares 10-20 Year Treasury Bond ETF
32,512 shares (about $3.55M)

Largest Sales this Quarter

Fidelity NASDAQ Composite Index ETF
251,555 shares (about $18.01M)
iShares Core S&P Total U.S. Stock Market ETF
140,721 shares (about $17.68M)
Invesco S&P 500 GARP ETF
95,303 shares (about $9.98M)
iShares Currency Hedged MSCI EAFE ETF
237,450 shares (about $8.41M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofRegal Investment Advisors LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$78,052,706$2,361,493 -2.9%135,3165.5%ETF
Apple Inc. stock logo
AAPL
Apple
$31,247,514$1,997,516 -6.0%134,1092.2%Computer and Technology
Invesco QQQ stock logo
QQQ
Invesco QQQ
$30,925,771$8,327,990 36.9%63,3632.2%Finance
Microsoft Co. stock logo
MSFT
Microsoft
$25,992,992$3,995,744 -13.3%60,4071.8%Computer and Technology
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$23,480,136$2,343,251 -9.1%40,9231.6%Finance
iShares iBoxx $ Investment Grade Corporate Bond ETF stock logo
LQD
iShares iBoxx $ Investment Grade Corporate Bond ETF
$22,149,845$413,281 1.9%196,0511.6%Finance
AbbVie Inc. stock logo
ABBV
AbbVie
$22,067,884$536,358 2.5%111,7471.5%Medical
iShares Core Total USD Bond Market ETF stock logo
IUSB
iShares Core Total USD Bond Market ETF
$22,056,491$8,102,960 58.1%468,0911.5%Manufacturing
First Trust Capital Strength ETF stock logo
FTCS
First Trust Capital Strength ETF
$20,987,811$490,684 2.4%231,1431.5%ETF
Schwab US Dividend Equity ETF stock logo
SCHD
Schwab US Dividend Equity ETF
$20,118,361$194,165 1.0%238,0031.4%ETF
Vanguard Growth ETF stock logo
VUG
Vanguard Growth ETF
$19,117,645$584,721 3.2%49,7951.3%ETF
iShares MSCI USA Quality Factor ETF stock logo
QUAL
iShares MSCI USA Quality Factor ETF
$16,855,088$2,331,257 16.1%94,0051.2%ETF
The Procter & Gamble Company stock logo
PG
Procter & Gamble
$16,751,046$457,595 2.8%96,7151.2%Consumer Staples
Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF stock logo
GSLC
Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
$14,896,220$789,902 -5.0%131,8951.0%ETF
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$14,817,296$661,528 4.7%91,4311.0%Medical
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$14,588,087$419,470 3.0%276,2371.0%ETF
NVIDIA Co. stock logo
NVDA
NVIDIA
$14,577,841$8,110,945 -35.7%120,0421.0%Computer and Technology
Vanguard Dividend Appreciation ETF stock logo
VIG
Vanguard Dividend Appreciation ETF
$13,683,227$223,812 1.7%69,0851.0%ETF
iShares Core S&P Small-Cap ETF stock logo
IJR
iShares Core S&P Small-Cap ETF
$13,545,675$484,685 -3.5%115,8140.9%ETF
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$13,339,947$1,846,738 16.1%139,3200.9%ETF
Verizon Communications Inc. stock logo
VZ
Verizon Communications
$11,221,573$846,913 8.2%249,8680.8%Computer and Technology
iShares Preferred and Income Securities ETF stock logo
PFF
iShares Preferred and Income Securities ETF
$11,158,992$362,838 3.4%335,8110.8%ETF
Aflac Incorporated stock logo
AFL
Aflac
$10,798,649$362,903 -3.3%96,5890.8%Finance
Medtronic plc stock logo
MDT
Medtronic
$10,223,769$481,942 4.9%113,5570.7%Medical
DYNF
iShares U.S. Equity Factor Rotation Active ETF
$10,138,584$2,537,218 33.4%204,9440.7%ETF
Vanguard S&P 500 ETF stock logo
VOO
Vanguard S&P 500 ETF
$9,885,575$4,944,898 -33.3%18,7340.7%ETF
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$9,814,155$4,350,791 -30.7%52,6710.7%Retail/Wholesale
iShares MSCI EAFE Value ETF stock logo
EFV
iShares MSCI EAFE Value ETF
$9,639,929$6,437,071 201.0%167,5640.7%ETF
Emerson Electric Co. stock logo
EMR
Emerson Electric
$9,601,578$175,539 -1.8%87,7900.7%Industrial Products
iShares MSCI EAFE Growth ETF stock logo
EFG
iShares MSCI EAFE Growth ETF
$9,347,760$1,428,188 18.0%86,8350.7%ETF
McDonald's Co. stock logo
MCD
McDonald's
$9,275,879$86,175 0.9%30,4620.6%Retail/Wholesale
Pfizer Inc. stock logo
PFE
Pfizer
$9,238,571$1,065,976 13.0%319,2320.6%Medical
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$9,011,387$329,994 -3.5%115,4570.6%ETF
Vanguard FTSE Emerging Markets ETF stock logo
VWO
Vanguard FTSE Emerging Markets ETF
$8,883,298$217,478 2.5%185,6490.6%ETF
First Trust Dorsey Wright Focus 5 ETF stock logo
FV
First Trust Dorsey Wright Focus 5 ETF
$8,780,351$90,785 1.0%150,6840.6%Manufacturing
Altria Group, Inc. stock logo
MO
Altria Group
$8,768,568$4,090,090 -31.8%171,7980.6%Consumer Staples
Chevron Co. stock logo
CVX
Chevron
$8,501,048$261,111 3.2%57,7240.6%Oils/Energy
Vanguard Total Stock Market ETF stock logo
VTI
Vanguard Total Stock Market ETF
$8,480,439$64,278 -0.8%29,9490.6%ETF
iShares National Muni Bond ETF stock logo
MUB
iShares National Muni Bond ETF
$8,230,649$416,051 5.3%75,7680.6%ETF
JPMorgan Equity Premium Income ETF stock logo
JEPI
JPMorgan Equity Premium Income ETF
$8,229,912$700,495 9.3%138,2940.6%ETF
AT&T Inc. stock logo
T
AT&T
$8,052,841$222,354 -2.7%366,0380.6%Computer and Technology
Invesco Large Cap Growth ETF stock logo
PWB
Invesco Large Cap Growth ETF
$8,035,816$741,402 10.2%81,4310.6%ETF
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$7,937,015$1,134,057 -12.5%17,2450.6%Finance
iShares Core S&P Total U.S. Stock Market ETF stock logo
ITOT
iShares Core S&P Total U.S. Stock Market ETF
$7,834,912$17,677,355 -69.3%62,3700.5%ETF
Fidelity NASDAQ Composite Index ETF stock logo
ONEQ
Fidelity NASDAQ Composite Index ETF
$7,599,470$18,011,312 -70.3%106,1380.5%ETF
iShares MSCI Emerging Markets ETF stock logo
EEM
iShares MSCI Emerging Markets ETF
$7,571,767$155,878 -2.0%165,1060.5%Finance
Target Co. stock logo
TGT
Target
$7,358,937$513,403 7.5%47,2150.5%Retail/Wholesale
iShares Currency Hedged MSCI EAFE ETF stock logo
HEFA
iShares Currency Hedged MSCI EAFE ETF
$7,284,263$8,410,477 -53.6%205,6540.5%ETF
Vanguard Real Estate ETF stock logo
VNQ
Vanguard Real Estate ETF
$7,107,716$131,808 -1.8%72,9600.5%ETF
iShares MBS ETF stock logo
MBB
iShares MBS ETF
$6,988,466$2,198,453 45.9%72,9410.5%ETF
Walmart Inc. stock logo
WMT
Walmart
$6,908,766$111,355 1.6%85,5570.5%Retail/Wholesale
Invesco Total Return Bond ETF stock logo
GTO
Invesco Total Return Bond ETF
$6,757,981$324,720 5.0%139,9170.5%ETF
FT Vest U.S. Equity Buffer ETF - August stock logo
FAUG
FT Vest U.S. Equity Buffer ETF - August
$6,727,309$1,562,729 -18.9%147,0450.5%ETF
iShares Core S&P Mid-Cap ETF stock logo
IJH
iShares Core S&P Mid-Cap ETF
$6,618,662$405,144 -5.8%106,2040.5%ETF
Vanguard Mid-Cap Value ETF stock logo
VOE
Vanguard Mid-Cap Value ETF
$6,557,871$97,416 -1.5%39,1120.5%ETF
The Coca-Cola Company stock logo
KO
Coca-Cola
$6,514,969$261,427 4.2%90,6620.5%Consumer Staples
Invesco Large Cap Value ETF stock logo
PWV
Invesco Large Cap Value ETF
$6,514,861$646,021 11.0%111,7070.5%ETF
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$6,405,051$884,305 16.0%32,4850.4%ETF
Builders FirstSource, Inc. stock logo
BLDR
Builders FirstSource
$6,383,811$19,774 0.3%32,9300.4%Retail/Wholesale
Vanguard Mid-Cap Growth ETF stock logo
VOT
Vanguard Mid-Cap Growth ETF
$6,356,874$136,102 2.2%26,1090.4%ETF
Vanguard Short-Term Bond ETF stock logo
BSV
Vanguard Short-Term Bond ETF
$6,205,101$84,277 1.4%78,8550.4%ETF
Toll Brothers, Inc. stock logo
TOL
Toll Brothers
$6,174,697$698,299 -10.2%39,9680.4%Construction
Alphabet Inc. stock logo
GOOG
Alphabet
$6,140,680$891,284 -12.7%36,7290.4%Computer and Technology
iShares U.S. Treasury Bond ETF stock logo
GOVT
iShares U.S. Treasury Bond ETF
$5,981,143$5,997,675 -50.1%255,0590.4%ETF
iShares U.S. Technology ETF stock logo
IYW
iShares U.S. Technology ETF
$5,943,245$609,214 11.4%39,1980.4%Manufacturing
Utilities Select Sector SPDR Fund stock logo
XLU
Utilities Select Sector SPDR Fund
$5,887,893$1,738,951 41.9%72,8880.4%ETF
Invesco FTSE RAFI US 1500 Small-Mid ETF stock logo
PRFZ
Invesco FTSE RAFI US 1500 Small-Mid ETF
$5,837,410$393,521 7.2%140,4910.4%Manufacturing
Vanguard Mid-Cap ETF stock logo
VO
Vanguard Mid-Cap ETF
$5,725,995$387,309 7.3%21,7030.4%ETF
Waste Management, Inc. stock logo
WM
Waste Management
$5,639,905$444,890 8.6%27,1670.4%Business Services
Generac Holdings Inc. stock logo
GNRC
Generac
$5,583,679$89,767 -1.6%35,1440.4%Industrial Products
Consolidated Edison, Inc. stock logo
ED
Consolidated Edison
$5,519,272$500,862 -8.3%53,0040.4%Utilities
Cisco Systems, Inc. stock logo
CSCO
Cisco Systems
$5,483,362$599,257 12.3%103,0320.4%Computer and Technology
Fidelity National Information Services, Inc. stock logo
FIS
Fidelity National Information Services
$5,389,553$697,469 -11.5%64,3530.4%Business Services
iShares MSCI Emerging Markets ex China ETF stock logo
EMXC
iShares MSCI Emerging Markets ex China ETF
$5,366,775$2,163,308 67.5%87,8210.4%Manufacturing
Costco Wholesale Co. stock logo
COST
Costco Wholesale
$5,338,444$701,214 -11.6%6,0220.4%Retail/Wholesale
Janus Henderson AAA CLO ETF stock logo
JAAA
Janus Henderson AAA CLO ETF
$5,290,840$5,271,658 -49.9%103,9870.4%ETF
FT Vest Laddered Buffer ETF stock logo
BUFR
FT Vest Laddered Buffer ETF
$5,279,384$936,514 21.6%176,6270.4%ETF
BUFF
Innovator Laddered Fund of U.S. Equity Power Buffer ETFs
$5,269,958$10,209,148 -66.0%119,4460.4%ETF
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$5,259,346$712,534 15.7%51,9340.4%Finance
CORPAY INC
$5,246,238$13,136 0.3%16,7740.4%COM SHS
Schwab U.S. Large-Cap Growth ETF stock logo
SCHG
Schwab U.S. Large-Cap Growth ETF
$5,180,768$38,026 -0.7%49,7290.4%ETF
First Trust Dow Jones Internet Index Fund stock logo
FDN
First Trust Dow Jones Internet Index Fund
$5,109,552$208,441 4.3%24,1210.4%ETF
Barrick Gold Corp stock logo
GOLD
Barrick Gold
$5,090,350$223,126 -4.2%255,9250.4%Basic Materials
Expedia Group, Inc. stock logo
EXPE
Expedia Group
$5,088,929$466,115 10.1%34,3800.4%Retail/Wholesale
Capri Holdings Limited stock logo
CPRI
Capri
$5,069,204$519,763 11.4%119,4440.4%Retail/Wholesale
Ulta Beauty, Inc. stock logo
ULTA
Ulta Beauty
$5,059,339$2,530,059 100.0%13,0020.4%Retail/Wholesale
Diamondback Energy, Inc. stock logo
FANG
Diamondback Energy
$5,010,461$250,152 -4.8%29,0630.4%Oils/Energy
iShares 10-20 Year Treasury Bond ETF stock logo
TLH
iShares 10-20 Year Treasury Bond ETF
$4,943,847$3,554,576 255.9%45,2190.3%ETF
PepsiCo, Inc. stock logo
PEP
PepsiCo
$4,943,587$88,087 1.8%29,0710.3%Consumer Staples
International Business Machines Co. stock logo
IBM
International Business Machines
$4,909,772$722,936 17.3%22,2080.3%Computer and Technology
La-Z-Boy Incorporated stock logo
LZB
La-Z-Boy
$4,716,1190.0%109,8560.3%Consumer Discretionary
Alphabet Inc. stock logo
GOOGL
Alphabet
$4,635,933$3,679,325 -44.2%27,9530.3%Computer and Technology
Invesco S&P 500 GARP ETF stock logo
SPGP
Invesco S&P 500 GARP ETF
$4,603,537$9,975,464 -68.4%43,9810.3%ETF
Goldman Sachs ActiveBeta International Equity ETF stock logo
GSIE
Goldman Sachs ActiveBeta International Equity ETF
$4,578,571$204,288 -4.3%126,5850.3%ETF
The Clorox Company stock logo
CLX
Clorox
$4,509,478$472,761 11.7%27,6810.3%Consumer Staples
Kimberly-Clark Co. stock logo
KMB
Kimberly-Clark
$4,464,682$107,704 2.5%31,3800.3%Consumer Staples
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$4,457,980$13,368 -0.3%18,3410.3%Finance
Cboe Global Markets, Inc. stock logo
CBOE
Cboe Global Markets
$4,432,122$131,116 -2.9%21,6340.3%Financial Services
CME Group Inc. stock logo
CME
CME Group
$4,395,864$160,857 3.8%19,9220.3%Finance
EOG Resources, Inc. stock logo
EOG
EOG Resources
$4,380,154$601,747 -12.1%35,6310.3%Oils/Energy

Showing largest 100 holdings. View all holdings.
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