Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2024)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Spectrum Asset Management, Inc. (Nb/Ca) has $236.42 million in total holdings as of September 30, 2024.
Spectrum Asset Management, Inc. (Nb/Ca) owns shares of 97 different stocks, but just 35 companies or ETFs make up 80% of its holdings.
Approximately 15.59% of the portfolio was purchased this quarter.
About 11.72% of the portfolio was sold this quarter.
This quarter, Spectrum Asset Management, Inc. (Nb/Ca) has purchased 95 new stocks and bought additional shares in 35 stocks.
Spectrum Asset Management, Inc. (Nb/Ca) sold shares of 38 stocks and completely divested from 12 stocks this quarter.

Largest Holdings

Schwab U.S. Large-Cap Value ETF: $15,926,284
iShares Gold Trust: $12,409,941
Invesco S&P 500 Equal Weight ETF: $11,988,490
iShares MSCI USA Min Vol Factor ETF: $10,825,119
Schwab U.S. Large-Cap Growth ETF: $9,653,309

Largest New Holdings this Quarter

FT Vest U.S. Equity Deep Buffer ETF - September: $6,880,070 Holding
iShares MSCI Japan ETF: $4,234,668 Holding
Ulta Beauty: $2,443,674 Holding
Global X Uranium ETF: $1,878,962 Holding
SCHWAB CHARLES FAMILY FD: $1,150,000 Holding

Largest Purchases this Quarter

FT Vest U.S. Equity Deep Buffer ETF - September: 171,787 shares (about $6.88M)
Invesco S&P 500 Equal Weight ETF: 25,862 shares (about $4.63M)
iShares MSCI Japan ETF: 59,193 shares (about $4.23M)
UnitedHealth Group: 4,795 shares (about $2.80M)
Ulta Beauty: 6,280 shares (about $2.44M)

Largest Sales this Quarter

Schwab U.S. Large-Cap Value ETF: 18,409 shares (about $1.48M)
Vanguard Russell 1000: 5,648 shares (about $1.47M)
Visa: 2,949 shares (about $810.67K)
Exxon Mobil: 6,783 shares (about $795.09K)
Chevron: 3,801 shares (about $559.77K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
SCHV Schwab U.S. Large-Cap Value ETF	$15,926,284	$1,479,532 ▼	-8.5%	198,162	6.7%	ETF
IAU iShares Gold Trust	$12,409,941	$1,033,412 ▲	9.1%	249,697	5.2%	Finance
RSP Invesco S&P 500 Equal Weight ETF	$11,988,490	$4,633,435 ▲	63.0%	66,915	5.1%	ETF
USMV iShares MSCI USA Min Vol Factor ETF	$10,825,119	$75,057 ▲	0.7%	118,553	4.6%	ETF
SCHG Schwab U.S. Large-Cap Growth ETF	$9,653,309	$38,026 ▼	-0.4%	92,660	4.1%	ETF
VGK Vanguard FTSE Europe ETF	$8,147,287	$110,774 ▲	1.4%	114,589	3.4%	ETF
DSEP FT Vest U.S. Equity Deep Buffer ETF - September	$6,880,070	$6,880,070 ▲	New Holding	171,787	2.9%	ETF
WMT Walmart	$6,339,309	$12,436 ▲	0.2%	78,505	2.7%	Retail/Wholesale
SCHF Schwab International Equity ETF	$5,990,341	$75,003 ▼	-1.2%	145,679	2.5%	ETF
MSFT Microsoft	$5,587,363	$92,083 ▲	1.7%	12,985	2.4%	Computer and Technology
DMAR FT Vest U.S. Equity Deep Buffer ETF - March	$5,297,576	$33,606 ▼	-0.6%	141,874	2.2%	ETF
GD General Dynamics	$4,953,752	$630,098 ▲	14.6%	16,392	2.1%	Aerospace
DFEB FT Vest U.S. Equity Deep Buffer ETF - February	$4,862,961	$75,466 ▼	-1.5%	116,506	2.1%	ETF
CVX Chevron	$4,805,684	$559,770 ▼	-10.4%	32,632	2.0%	Oils/Energy
ORCL Oracle	$4,802,796	$31,013 ▲	0.6%	28,185	2.0%	Computer and Technology
HON Honeywell International	$4,636,083	$29,766 ▼	-0.6%	22,428	2.0%	Multi-Sector Conglomerates
ABBV AbbVie	$4,358,229	$19,946 ▼	-0.5%	22,069	1.8%	Medical
EWJ iShares MSCI Japan ETF	$4,234,668	$4,234,668 ▲	New Holding	59,193	1.8%	ETF
SCHW Charles Schwab	$4,223,495	$27,804 ▼	-0.7%	65,167	1.8%	Finance
ACN Accenture	$4,196,162	$67,868 ▲	1.6%	11,871	1.8%	Computer and Technology
BRK.B Berkshire Hathaway	$4,119,327	$3,682 ▲	0.1%	8,950	1.7%	Finance
CEG Constellation Energy	$3,945,024	$322,425 ▲	8.9%	15,172	1.7%	Oils/Energy
DUK Duke Energy	$3,942,417	$131,556 ▲	3.5%	34,193	1.7%	Utilities
MDT Medtronic	$3,670,392	$1,089 ▼	0.0%	40,454	1.6%	Medical
LHX L3Harris Technologies	$3,567,000	$519,256 ▲	17.0%	14,996	1.5%	Aerospace
XOM Exxon Mobil	$3,515,848	$795,092 ▼	-18.4%	29,994	1.5%	Oils/Energy
UNH UnitedHealth Group	$3,480,002	$2,803,530 ▲	414.4%	5,952	1.5%	Medical
CSCO Cisco Systems	$3,415,119	$16,871 ▲	0.5%	64,170	1.4%	Computer and Technology
VZ Verizon Communications	$3,331,120	$225 ▲	0.0%	74,173	1.4%	Computer and Technology
EMR Emerson Electric	$3,151,497	$3,281 ▼	-0.1%	28,815	1.3%	Industrial Products
ABT Abbott Laboratories	$2,950,465	$563,665 ▲	23.6%	25,879	1.2%	Medical
VUG Vanguard Growth ETF	$2,928,235	$83,697 ▼	-2.8%	7,627	1.2%	ETF
XLU Utilities Select Sector SPDR Fund	$2,847,899	$35,382 ▼	-1.2%	35,255	1.2%	ETF
IJH iShares Core S&P Mid-Cap ETF	$2,537,411	$9,223 ▼	-0.4%	40,716	1.1%	ETF
EW Edwards Lifesciences	$2,511,184	$2,337,564 ▲	1,346.4%	38,054	1.1%	Medical
ULTA Ulta Beauty	$2,443,674	$2,443,674 ▲	New Holding	6,280	1.0%	Retail/Wholesale
ESGU iShares ESG Aware MSCI USA ETF	$2,441,023	$31,923 ▼	-1.3%	19,346	1.0%	Manufacturing
DIS Walt Disney	$2,413,651	$2,028,898 ▲	527.3%	25,093	1.0%	Consumer Discretionary
ITA iShares U.S. Aerospace & Defense ETF	$2,198,563	$36,363 ▼	-1.6%	14,692	0.9%	ETF
BWA BorgWarner	$2,157,711	$11,468 ▲	0.5%	59,457	0.9%	Auto/Tires/Trucks
SCHB Schwab US Broad Market ETF	$2,016,386	$63,461 ▼	-3.1%	30,312	0.9%	ETF
URA Global X Uranium ETF	$1,878,962	$1,878,962 ▲	New Holding	65,675	0.8%	ETF
COST Costco Wholesale	$1,815,092	$92,218 ▲	5.4%	2,047	0.8%	Retail/Wholesale
XLE Energy Select Sector SPDR Fund	$1,690,099	$38,369 ▲	2.3%	19,249	0.7%	ETF
SPY SPDR S&P 500 ETF Trust	$1,470,098	$45,473 ▼	-3.0%	2,554	0.6%	Finance
RTX RTX	$1,394,270	$46,766 ▼	-3.2%	11,508	0.6%	Aerospace
SCHWAB CHARLES FAMILY FD	$1,150,000	$1,150,000 ▲	New Holding	1,150,000	0.5%	AMT TAX FREE MNY
AAPL Apple	$1,018,081	$4,660 ▲	0.5%	4,369	0.4%	Computer and Technology
VRT Vertiv	$911,329	$911,329 ▲	New Holding	9,160	0.4%	Computer and Technology
GOOGL Alphabet	$892,304	$110,294 ▲	14.1%	5,380	0.4%	Computer and Technology
VONE Vanguard Russell 1000	$877,217	$1,468,877 ▼	-62.6%	3,373	0.4%	ETF
GEHC GE HealthCare Technologies	$849,155	$42,889 ▼	-4.8%	9,048	0.4%	Medical
TLT iShares 20+ Year Treasury Bond ETF	$821,097		0.0%	8,370	0.3%	ETF
MU Micron Technology	$820,554	$820,554 ▲	New Holding	7,912	0.3%	Computer and Technology
MMS Maximus	$765,217	$40,059 ▼	-5.0%	8,214	0.3%	Business Services
ESLT Elbit Systems	$762,381	$762,381 ▲	New Holding	3,810	0.3%	Aerospace
DLR Digital Realty Trust	$753,805		0.0%	4,658	0.3%	Finance
EWQ iShares MSCI France ETF	$736,977	$736,977 ▲	New Holding	18,242	0.3%	ETF
VEA Vanguard FTSE Developed Markets ETF	$708,167	$6,020 ▼	-0.8%	13,410	0.3%	ETF
CLB Core Laboratories	$702,121	$20,383 ▼	-2.8%	37,891	0.3%	Oils/Energy
ROK Rockwell Automation	$687,795	$34,900 ▼	-4.8%	2,562	0.3%	Computer and Technology
SLB Schlumberger	$675,217	$34,540 ▼	-4.9%	15,991	0.3%	Oils/Energy
MCD McDonald's	$672,045	$80,999 ▼	-10.8%	2,207	0.3%	Retail/Wholesale
OXY Occidental Petroleum	$601,202	$300,783 ▼	-33.3%	11,593	0.3%	Oils/Energy
MORN Morningstar	$575,961	$638 ▲	0.1%	1,805	0.2%	Business Services
V Visa	$540,995	$810,668 ▼	-60.0%	1,968	0.2%	Business Services
PFE Pfizer	$472,885	$197,952 ▲	72.0%	16,340	0.2%	Medical
IBTH iShares iBonds Dec 2027 Term Treasury ETF	$468,187	$10,593 ▼	-2.2%	20,684	0.2%	Manufacturing
DJUL FT Vest U.S. Equity Deep Buffer ETF - July	$454,268	$454,268 ▲	New Holding	10,970	0.2%	ETF
MELI MercadoLibre	$453,484		0.0%	221	0.2%	Retail/Wholesale
DE Deere & Company	$451,641	$1,676 ▲	0.4%	1,078	0.2%	Industrial Products
GOOG Alphabet	$450,606	$110,352 ▲	32.4%	2,695	0.2%	Computer and Technology
SRE Sempra	$441,454	$3,596 ▲	0.8%	5,279	0.2%	Utilities
VTI Vanguard Total Stock Market ETF	$439,116	$7,669 ▼	-1.7%	1,546	0.2%	ETF
DMAY FT Vest U.S. Equity Deep Buffer ETF - May	$367,924		0.0%	9,205	0.2%	ETF
TXN Texas Instruments	$355,840	$2,478 ▲	0.7%	1,723	0.2%	Computer and Technology
PEP PepsiCo	$353,164	$2,551 ▲	0.7%	2,077	0.1%	Consumer Staples
MLPA Global X MLP ETF	$349,690	$6,573 ▲	1.9%	7,288	0.1%	ETF
IBTG iShares iBonds Dec 2026 Term Treasury ETF	$322,080	$6,850 ▼	-2.1%	13,964	0.1%	Manufacturing
IBTF iShares iBonds Dec 2025 Term Treasury ETF	$321,393	$5,059 ▼	-1.5%	13,723	0.1%	Manufacturing
PYPL PayPal	$313,681	$780 ▼	-0.2%	4,020	0.1%	Computer and Technology
IVV iShares Core S&P 500 ETF	$301,677	$2,307 ▼	-0.8%	523	0.1%	ETF
SPDW SPDR Portfolio Developed World ex-US ETF	$297,526		0.0%	7,921	0.1%	ETF
MCK McKesson	$297,078		0.0%	600	0.1%	Medical
ADBE Adobe	$285,297		0.0%	551	0.1%	Computer and Technology
AMD Advanced Micro Devices	$284,679	$16,408 ▲	6.1%	1,735	0.1%	Computer and Technology
VEEV Veeva Systems	$275,980	$275,980 ▲	New Holding	1,315	0.1%	Computer and Technology
IBM International Business Machines	$265,296		0.0%	1,200	0.1%	Computer and Technology
GLD SPDR Gold Shares	$263,234	$3,889 ▼	-1.5%	1,083	0.1%	Finance
NVDA NVIDIA	$221,015		0.0%	1,820	0.1%	Computer and Technology
IWB iShares Russell 1000 ETF	$204,040	$204,040 ▲	New Holding	649	0.1%	ETF
BEAT BioTelemetry	$126,208	$122,496 ▼	-49.3%	54,400	0.1%	Medical
TENON MEDICAL INC	$42,506	$42,506 ▲	New Holding	10,025	0.0%	COM
TNONW Tenon Medical	$32,635	$32,635 ▲	New Holding	1,070,000	0.0%	Medical
DIS Walt Disney	$17,110	$11,407 ▲	200.0%	12,000	0.0%	Consumer Discretionary
PFE Pfizer	$10,783		0.0%	9,500	0.0%	Medical
NVDA NVIDIA	$1,970	$1,759 ▲	834.1%	17,000	0.0%	Computer and Technology
DJAN FT Vest U.S. Equity Deep Buffer ETF - January	$0	$6,787,771 ▼	-100.0%	0	0.0%	ETF
BUNGE GLOBAL SA	$0	$3,087,801 ▼	-100.0%	0	0.0%	COM SHS
INTC Intel	$0	$2,984,863 ▼	-100.0%	0	0.0%	Computer and Technology

Showing largest 100 holdings. View all holdings.

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Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2024)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Spectrum Asset Management, Inc. (Nb/Ca) Top Holdings and 13F Report (2024)

About Spectrum Asset Management, Inc. (Nb/Ca)

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofSpectrum Asset Management, Inc. (Nb/Ca)

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools