Tradewinds Capital Management, LLC Top Holdings and 13F Report (2024) About Tradewinds Capital Management, LLCInvestment ActivityTradewinds Capital Management, LLC has $373.78 million in total holdings as of September 30, 2024.Tradewinds Capital Management, LLC owns shares of 617 different stocks, but just 16 companies or ETFs make up 80% of its holdings.Approximately 71.06% of the portfolio was purchased this quarter.About NaN of the portfolio was sold this quarter.This quarter, Tradewinds Capital Management, LLC has purchased 591 new stocks and bought additional shares in 135 stocks.Tradewinds Capital Management, LLC sold shares of 61 stocks and completely divested from 41 stocks this quarter.Largest Holdings SPDR Portfolio S&P 500 Growth ETF $30,407,023Financial Select Sector SPDR Fund $29,808,701SPDR Dow Jones Global Real Estate ETF $29,744,987iShares MSCI India ETF $29,342,319Schwab U.S. Mid-Cap ETF $28,586,783 Largest New Holdings this Quarter SPDR Dow Jones Global Real Estate ETF $29,744,987 HoldingTE CONNECTIVITY PLC $329,159 HoldingiShares Silver Trust $151,653 HoldingFranklin FTSE India ETF $102,572 HoldingInvesco Municipal Opportunity Trust $101,581 Holding Largest Purchases this Quarter Financial Select Sector SPDR Fund 656,960 shares (about $29.77M)SPDR Dow Jones Global Real Estate ETF 625,815 shares (about $29.74M)SPDR Portfolio S&P 500 Growth ETF 348,299 shares (about $28.89M)iShares MSCI India ETF 486,412 shares (about $28.47M)Schwab U.S. Mid-Cap ETF 333,201 shares (about $27.69M) Largest Sales this Quarter iShares MSCI Australia ETF 1,080,782 shares (about $29.30M)Schwab US Small-Cap ETF 564,891 shares (about $29.09M)SPDR Portfolio S&P 500 Value ETF 545,753 shares (about $28.85M)Schwab US Large-Cap ETF 422,859 shares (about $28.69M)iShares MSCI Japan ETF 388,095 shares (about $27.77M) Sector Allocation Over TimeMap of 500 Largest Holdings ofTradewinds Capital Management, LLC Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorSPYGSPDR Portfolio S&P 500 Growth ETF$30,407,023$28,887,895 ▲1,901.6%366,6158.1%ETFXLFFinancial Select Sector SPDR Fund$29,808,701$29,773,442 ▲84,442.2%657,7388.0%ETFRWOSPDR Dow Jones Global Real Estate ETF$29,744,987$29,744,987 ▲New Holding625,8158.0%ETFINDAiShares MSCI India ETF$29,342,319$28,469,695 ▲3,262.5%501,3217.9%ETFSCHMSchwab U.S. Mid-Cap ETF$28,586,783$27,685,672 ▲3,072.4%344,0467.6%ETFMDYGSPDR S&P 400 Mid CapGrowth ETF$27,607,213$27,572,994 ▲80,579.0%314,6487.4%ETFCORPPIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund$19,074,411$18,014,175 ▲1,699.1%191,7995.1%ETFICVTiShares Convertible Bond ETF$18,696,325$18,593,327 ▲18,052.2%223,4535.0%ETFIAUiShares Gold Trust$17,904,078$12,603,275 ▼-41.3%360,2434.8%FinanceSLYVSPDR S&P 600 Small CapValue ETF$16,760,949$16,649,993 ▲15,005.9%193,0544.5%ETFPSKSPDR ICE Preferred Securities ETF$11,848,642$11,658,111 ▲6,118.7%332,2673.2%ETFEWPiShares MSCI Spain ETF$11,537,537$11,466,851 ▲16,222.3%326,9353.1%ETFXLIIndustrial Select Sector SPDR Fund$11,300,843$11,215,651 ▲13,165.2%83,4383.0%ETFMSFTMicrosoft$8,838,662$33,563 ▲0.4%20,5412.4%Computer and TechnologyJPSTJPMorgan Ultra-Short Income ETF$5,497,344$58,098 ▼-1.0%108,3431.5%ETFAAPLApple$4,524,679$119,064 ▲2.7%19,4191.2%Computer and TechnologySCHXSchwab US Large-Cap ETF$4,192,248$28,690,983 ▼-87.3%61,7871.1%ETFHYMBSPDR Nuveen Bloomberg High Yield Municipal Bond ETF$3,189,625$15,280,420 ▼-82.7%121,4170.9%ETFSCHASchwab US Small-Cap ETF$2,657,436$29,091,717 ▼-91.6%51,6010.7%ETFBKLNInvesco Senior Loan ETF$2,125,129$96,983 ▲4.8%101,1480.6%ETFSPYVSPDR Portfolio S&P 500 Value ETF$2,022,707$28,848,776 ▼-93.4%38,2650.5%ETFFLRNSPDR Bloomberg Barclays Investment Grade Floating Rate ETF$1,898,272$623,914 ▼-24.7%61,5320.5%ETFSCHFSchwab International Equity ETF$1,716,870$469,134 ▲37.6%41,7530.5%ETFAMZNAmazon.com$1,688,896$15,465 ▲0.9%9,0640.5%Retail/WholesaleHONHoneywell International$1,598,0760.0%7,7310.4%Multi-Sector ConglomeratesIEURiShares Core MSCI Europe ETF$1,559,802$39,543 ▼-2.5%25,6000.4%ETFVOOVanguard S&P 500 ETF$1,360,765$145,627 ▲12.0%2,5790.4%ETFCOSTCostco Wholesale$1,339,843$8,867 ▲0.7%1,5110.4%Retail/WholesaleEWWiShares MSCI Mexico ETF$1,339,743$328,276 ▼-19.7%24,9440.4%ETFNVDANVIDIA$1,267,431$6,072 ▼-0.5%10,4370.3%Computer and TechnologyEWGiShares MSCI Germany ETF$1,149,038$11,086,195 ▼-90.6%33,9550.3%ETFMINTPIMCO Enhanced Short Maturity Exchange-Traded Fund$1,133,9710.0%11,2620.3%ETFHDHome Depot$1,116,506$4,863 ▼-0.4%2,7550.3%Retail/WholesaleICSHiShares Ultra Short-Term Bond Active ETF$1,113,614$14,613 ▲1.3%21,9470.3%ETFXLKTechnology Select Sector SPDR Fund$997,408$226 ▼0.0%4,4180.3%ETFSIVRAberdeen Standard Physical Silver Shares ETF$913,891$805,958 ▲746.7%30,7190.2%ETFXELXcel Energy$913,352$8,685 ▲1.0%13,9870.2%UtilitiesXLEEnergy Select Sector SPDR Fund$855,348$1,157,029 ▼-57.5%9,7420.2%ETFUPSUnited Parcel Service$822,896$136 ▲0.0%6,0360.2%TransportationVMIValmont Industries$811,8600.0%2,8000.2%Industrial ProductsONEQFidelity NASDAQ Composite Index ETF$803,743$142,060 ▲21.5%11,2250.2%ETFBRK.BBerkshire Hathaway$800,393$40,963 ▲5.4%1,7390.2%FinanceSCHCSchwab International Small-Cap Equity ETF$777,382$17,543,611 ▼-95.8%20,1760.2%ETFEWZiShares MSCI Brazil ETF$776,974$335,184 ▼-30.1%26,3470.2%ETFOKEONEOK$775,378$6,744 ▲0.9%8,5080.2%Oils/EnergyGOOGAlphabet$743,2400.0%4,4450.2%Computer and TechnologySBUXStarbucks$709,117$111,622 ▼-13.6%7,2740.2%Retail/WholesaleWAFDWaFd$662,1500.0%19,0000.2%FinanceMCDMcDonald's$596,521$436,657 ▲273.1%1,9590.2%Retail/WholesaleNVONovo Nordisk A/S$578,6810.0%4,8600.2%MedicalEWIiShares MSCI Italy ETF$559,349$551,206 ▲6,769.4%14,3570.1%ETFGWWW.W. Grainger$550,5700.0%5300.1%Industrial ProductsWTRGEssential Utilities$517,108$39 ▲0.0%13,4070.1%UtilitiesITOTiShares Core S&P Total U.S. Stock Market ETF$510,230$126 ▲0.0%4,0620.1%ETFNSCNorfolk Southern$497,9940.0%2,0040.1%TransportationJNJJohnson & Johnson$493,149$2,431 ▼-0.5%3,0430.1%MedicalMPCMarathon Petroleum$483,636$11,891 ▼-2.4%2,9690.1%Oils/EnergyTRVTravelers Companies$481,5850.0%2,0570.1%FinanceMUMicron Technology$479,659$3,630 ▼-0.8%4,6250.1%Computer and TechnologyVOVanguard Mid-Cap ETF$441,024$143,227 ▲48.1%1,6720.1%ETFBANRBanner$416,4440.0%6,9920.1%FinanceBACBank of America$383,126$40 ▲0.0%9,6550.1%FinanceWMTWalmart$377,6680.0%4,6770.1%Retail/WholesalePEPPepsiCo$367,765$340 ▲0.1%2,1630.1%Consumer StaplesENBEnbridge$338,038$10,559 ▲3.2%8,3240.1%Oils/EnergyTKRTimken$337,1600.0%4,0000.1%Computer and TechnologyTE CONNECTIVITY PLC$329,159$329,159 ▲New Holding2,1800.1%ORD SHSABTAbbott Laboratories$303,8370.0%2,6650.1%MedicalGOOGLAlphabet$299,370$82,596 ▲38.1%1,8050.1%Computer and TechnologyBABoeing$293,108$21,436 ▲7.9%1,9280.1%AerospaceSTIPiShares 0-5 Year TIPS Bond ETF$277,1110.0%2,7350.1%ETFIVViShares Core S&P 500 ETF$275,766$13,846 ▲5.3%4780.1%ETFSCHESchwab Emerging Markets Equity ETF$271,725$18,174,352 ▼-98.5%9,3120.1%ETFDISWalt Disney$267,4550.0%2,7800.1%Consumer DiscretionaryXOMExxon Mobil$266,105$12,778 ▼-4.6%2,2700.1%Oils/EnergyRTXRTX$264,381$46,770 ▼-15.0%2,1820.1%AerospaceTSLATesla$242,532$15,959 ▲7.0%9270.1%Auto/Tires/TrucksSGOLabrdn Physical Gold Shares ETF$242,480$146,483 ▲152.6%9,6490.1%ETFWFCWells Fargo & Company$239,4050.0%4,2380.1%FinanceCOPConocoPhillips$227,616$11,370 ▲5.3%2,1620.1%Oils/EnergyJPMJPMorgan Chase & Co.$227,097$1,687 ▲0.7%1,0770.1%FinanceLLYEli Lilly and Company$225,915$13,289 ▼-5.6%2550.1%MedicalPGProcter & Gamble$214,243$346 ▲0.2%1,2370.1%Consumer StaplesALKAlaska Air Group$214,2370.0%4,7390.1%TransportationGLDSPDR Gold Shares$212,921$972 ▲0.5%8760.1%FinanceDUKDuke Energy$208,5780.0%1,8090.1%UtilitiesLMTLockheed Martin$205,181$154,324 ▲303.4%3510.1%AerospaceBALLBall$203,7300.0%3,0000.1%Industrial ProductsPANWPalo Alto Networks$198,244$4,102 ▲2.1%5800.1%Computer and TechnologyADXAdams Diversified Equity Fund$191,2590.0%8,8710.1%FinanceENSEnerSys$191,242$190,732 ▲37,380.0%1,8740.1%Industrial ProductsORCLOracle$186,7590.0%1,0960.0%Computer and TechnologyMDYVSPDR S&P 400 Mid Cap Value ETF$179,818$19,944 ▼-10.0%2,2630.0%ETFDECKDeckers Outdoor$178,903$149,086 ▲500.0%1,1220.0%Retail/WholesalePSXPhillips 66$174,207$263 ▲0.2%1,3250.0%Oils/EnergyTGTTarget$172,6930.0%1,1080.0%Retail/WholesaleRSPDInvesco S&P 500 Equal Weight Consumer Discretionary ETF$170,635$365 ▲0.2%3,2750.0%ETFCCBCoastal Financial$167,3690.0%3,1000.0%FinanceCATCaterpillar$167,1880.0%4270.0%Industrial ProductsCSCOCisco Systems$163,865$18,627 ▼-10.2%3,0790.0%Computer and TechnologyShowing largest 100 holdings. 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