Cathay General Bancorp (CATY) Institutional Ownership $49.83 +0.14 (+0.28%) Closing price 09/3/2025 04:00 PM EasternExtended Trading$49.82 0.00 (-0.01%) As of 09/3/2025 04:10 PM Eastern Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more. Add Compare Share Share Ownership Stock AnalysisAnalyst ForecastsChartCompetitorsDividendEarningsFinancialsHeadlinesInsider TradesOptions ChainOwnershipSEC FilingsShort InterestSustainabilityTrendsBuy This Stock Institutional Ownership Changes (13F Filings) for Cathay General Bancorp (NASDAQ:CATY)CurrentInstitutional OwnershipPercentage75.01%Number ofInstitutional Buyers(last 12 months)144TotalInstitutional Inflows(last 12 months)$318.36MNumber ofInstitutional Sellers(last 12 months)111TotalInstitutional Outflows(last 12 months)$173.69M Get CATY Insider Trade Alerts Want to know when executives and insiders are buying or selling Cathay General Bancorp stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily. 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Skip Chart & View Institutional Buying and Selling Data CATY Institutional Buying and Selling by Quarter Cathay General Bancorp Major Shareholders & Ownership History Export to ExcelReporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails8/27/2025 Squarepoint Ops LLC16,670$759K0.0%+120.9%0.024% 8/26/2025 Thrivent Financial for Lutherans53,853$2.45M0.0%-1.4%0.078% 8/16/2025 Public Sector Pension Investment Board280,428$12.77M0.1%+7.9%0.406% 8/16/2025 Headlands Technologies LLC7,796$355K0.0%-58.7%0.011% 8/15/2025 CANADA LIFE ASSURANCE Co57,613$2.62M0.0%-6.5%0.083% 8/15/2025 Tower Research Capital LLC TRC 11,114$506K0.0%+332.8%0.016% 8/15/2025 State of Tennessee Department of Treasury41,863$1.91M0.0%+161.1%0.061% 8/15/2025 Two Sigma Securities LLC7,266$331K0.0%-36.3%0.011% 8/15/2025 Smartleaf Asset Management LLC1,968$90K0.0%-19.8%0.003% 8/15/2025 Rafferty Asset Management LLC58,407$2.66M0.0%+6.8%0.085% Get the Latest News and Ratings for CATY and Related StocksEnter your email address below to receive the latest news and analysts' ratings for Cathay General Bancorp and its competitors with MarketBeat's FREE daily newsletter. 8/15/2025 Man Group plc7,623$347K0.0%N/A0.011% 8/15/2025 HRT Financial LP87,573$3.99M0.0%N/A0.127% 8/15/2025 BNP Paribas Financial Markets20,651$940K0.0%+171.3%0.030% 8/15/2025 Brevan Howard Capital Management LP22,623$1.03M0.0%N/A0.033% 8/15/2025 Bank of America Corp DE309,063$14.07M0.0%+4.6%0.447% 8/15/2025 Ameriprise Financial Inc.182,996$8.33M0.0%-3.0%0.265% 8/14/2025 Jane Street Group LLC146,749$6.68M0.0%+71.8%0.212% 8/14/2025 Raymond James Financial Inc.6,889$314K0.0%-11.1%0.010% 8/14/2025 Quantinno Capital Management LP7,530$343K0.0%N/A0.011% 8/14/2025 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.36,946$1.68M0.0%-8.5%0.053% 8/14/2025 The Manufacturers Life Insurance Company 35,298$1.61M0.0%-6.5%0.051% 8/14/2025 Sei Investments Co.19,854$904K0.0%+30.8%0.029% 8/14/2025 NewEdge Advisors LLC1,704$78K0.0%+319.7%0.002% 8/14/2025 Qube Research & Technologies Ltd12,046$548K0.0%N/A0.017% 8/14/2025 State Street Corp3,509,358$159.78M0.0%-5.2%5.079% 8/14/2025 Cerity Partners LLC8,567$390K0.0%N/A0.012% 8/13/2025 Amundi13,389$631K0.0%-55.7%0.019% 8/13/2025 Marshall Wace LLP14,294$651K0.0%N/A0.020% 8/13/2025 First Trust Advisors LP510,686$23.25M0.0%-50.6%0.728% 8/13/2025 Invesco Ltd.1,526,098$69.48M0.0%-3.3%2.177% 8/13/2025 Arrowstreet Capital Limited Partnership69,737$3.18M0.0%N/A0.099% 8/13/2025 Edgestream Partners L.P.202,577$9.22M0.3%+325.6%0.289% 8/13/2025 Norges Bank798,330$36.35M0.0%N/A1.139% 8/13/2025 Hsbc Holdings PLC6,556$301K0.0%-56.9%0.009% 8/13/2025 Capital Fund Management S.A.29,970$1.37M0.0%N/A0.043% 8/13/2025 Quadrant Capital Group LLC16,434$748K0.0%-1.5%0.023% 8/13/2025 Choreo LLC15,011$683K0.0%+2.8%0.021% 8/13/2025 Russell Investments Group Ltd.37,049$1.69M0.0%-3.7%0.053% 8/12/2025 XTX Topco Ltd55,248$2.52M0.1%N/A0.079% 8/12/2025 Ameritas Investment Partners Inc.6,832$311K0.0%-3.1%0.010% Musk Warns. Trump Acts. Your Retirement May Depend on It (Ad)With Donald Trump back in the White House, many believe an economic revival could be underway — but it also brings new risks for retirement savers. Traditional 401(k)s and IRAs may leave investors more exposed than they realize. That’s why a Trump-backed IRS strategy is gaining attention. It allows everyday Americans to reposition their retirement savings into real assets like gold and silver — offering both protection and potential upside. A new 2025 Wealth Protection Guide explains exactly how it works.Claim your FREE 2025 Wealth Protection Guide now8/12/2025 Prudential Financial Inc.72,526$3.30M0.0%+4.2%0.103% 8/12/2025 Coldstream Capital Management Inc.8,798$401K0.0%-3.5%0.013% 8/12/2025 Charles Schwab Investment Management Inc.2,955,021$134.54M0.0%-0.5%4.215% 8/12/2025 American Century Companies Inc.1,309,524$59.62M0.0%-3.8%1.868% 8/12/2025 Franklin Resources Inc.83,995$3.82M0.0%-1.5%0.120% 8/12/2025 Legal & General Group Plc186,668$8.50M0.0%-0.9%0.266% 8/12/2025 Brandywine Global Investment Management LLC159,447$7.26M0.1%-3.8%0.227% 8/12/2025 JPMorgan Chase & Co.107,733$4.91M0.0%-44.2%0.154% 8/12/2025 Swiss National Bank127,000$5.78M0.0%-3.1%0.181% 8/12/2025 Ensign Peak Advisors Inc23,325$1.06M0.0%-11.7%0.033% 8/11/2025 EMC Capital Management2,965$135K0.1%-71.9%0.004% 8/11/2025 LSV Asset Management709,503$32.30M0.1%-3.5%1.012% 8/11/2025 Universal Beteiligungs und Servicegesellschaft mbH94,426$4.30M0.0%-3.2%0.135% 8/8/2025 Intech Investment Management LLC38,023$1.73M0.0%-19.4%0.054% 8/8/2025 Cetera Investment Advisers32,156$1.46M0.0%+1.0%0.046% 8/8/2025 Creative Planning14,649$667K0.0%+43.5%0.021% 8/8/2025 SG Americas Securities LLC12,063$549K0.0%+205.6%0.017% 8/8/2025 Commonwealth of Pennsylvania Public School Empls Retrmt SYS18,000$820K0.0%+5.6%0.026% 8/8/2025 Police & Firemen s Retirement System of New Jersey15,472$704K0.0%+4.4%0.022% 8/8/2025 Geode Capital Management LLC1,737,828$79.13M0.0%-0.2%2.479% 8/8/2025 KBC Group NV2,191$100K0.0%-25.2%0.003% 8/8/2025 Jupiter Asset Management Ltd.18,254$831K0.0%N/A0.026% 8/7/2025 Palouse Capital Management Inc.1,100$50K0.0%-45.0%0.002% 8/7/2025 ProShare Advisors LLC15,095$687K0.0%-5.9%0.022% 8/7/2025 Profund Advisors LLC5,724$261K0.0%-4.4%0.008% 8/7/2025 CSM Advisors LLC155,429$7.08M0.2%N/A0.222% 8/7/2025 Connor Clark & Lunn Investment Management Ltd.20,047$913K0.0%N/A0.029% 8/7/2025 Los Angeles Capital Management LLC10,643$485K0.0%N/A0.015% 8/5/2025 Bank of New York Mellon Corp641,458$29.21M0.0%-2.5%0.915% 8/5/2025 Access Investment Management LLC20,890$951K0.3%N/A0.030% 8/5/2025 Bank of Montreal Can27,821$1.27M0.0%+117.8%0.040% 8/5/2025 Mission Wealth Management LP6,286$286K0.0%N/A0.009% 8/4/2025 Amalgamated Bank19,886$905K0.0%-1.3%0.028% 8/4/2025 Atria Investments Inc4,965$226K0.0%+4.9%0.007% 8/4/2025 Hantz Financial Services Inc.720$33K0.0%+5,438.5%0.001% 8/1/2025 Teacher Retirement System of Texas10,748$489K0.0%+8.6%0.015% 8/1/2025 Envestnet Asset Management Inc.32,315$1.47M0.0%-3.5%0.046% 7/31/2025 AlphaQuest LLC21,427$976K0.1%N/A0.031% 7/30/2025 Denali Advisors LLC148,246$6.75M0.7%+0.4%0.211% 7/29/2025 Mutual of America Capital Management LLC9,006$410K0.0%-13.1%0.013% 7/29/2025 VIRGINIA RETIREMENT SYSTEMS ET Al37,637$1.71M0.0%N/A0.054% 7/29/2025 Kondo Wealth Advisors Inc.51,032$2.40M1.1%-2.8%0.073% 7/29/2025 Nordea Investment Management AB174,987$8.00M0.0%+14.8%0.250% 7/28/2025 New York State Teachers Retirement System119,553$5.44M0.0%-1.1%0.171% 7/28/2025 Boston Trust Walden Corp651,441$29.66M0.2%-2.2%0.929% 7/25/2025 Vest Financial LLC22,819$1.04M0.0%-41.1%0.033% 7/25/2025 CWM LLC2,769$126K0.0%+16.1%0.004% 7/25/2025 Vanguard Personalized Indexing Management LLC4,841$220K0.0%-6.8%0.007% 7/23/2025 Louisiana State Employees Retirement System32,800$1.49M0.0%-2.1%0.047% 7/23/2025 KLP Kapitalforvaltning AS14,100$642K0.0%+9.3%0.020% Musk Warns. Trump Acts. Your Retirement May Depend on It (Ad)With Donald Trump back in the White House, many believe an economic revival could be underway — but it also brings new risks for retirement savers. Traditional 401(k)s and IRAs may leave investors more exposed than they realize. That’s why a Trump-backed IRS strategy is gaining attention. It allows everyday Americans to reposition their retirement savings into real assets like gold and silver — offering both protection and potential upside. A new 2025 Wealth Protection Guide explains exactly how it works.Claim your FREE 2025 Wealth Protection Guide now7/22/2025 Willner & Heller LLC43,173$1.97M1.7%-1.1%0.062% 7/21/2025 Empirical Financial Services LLC d.b.a. Empirical Wealth Management31,248$1.42M0.0%+13.9%0.045% 7/21/2025 Mirae Asset Global Investments Co. Ltd.63,797$2.91M0.0%+10.0%0.091% 7/17/2025 SummerHaven Investment Management LLC21,105$961K0.6%+1.7%0.030% 7/16/2025 ORG Partners LLC30,815$1.45M0.3%+1.7%0.044% 7/16/2025 State of Alaska Department of Revenue41,740$1.90M0.0%+5.8%0.060% 7/14/2025 GAMMA Investing LLC2,423$110K0.0%+19.8%0.003% 7/11/2025 Wedge Capital Management L L P NC66,931$3.05M0.1%+21.6%0.095% 7/11/2025 Assenagon Asset Management S.A.31,228$1.42M0.0%+164.2%0.045% 7/10/2025 NorthCrest Asset Manangement LLC49,705$2.38M0.1%-10.1%0.071% (Data available from 1/1/2016 forward) CATY Institutional Ownership - Frequently Asked Questions Who are the largest shareholders of CATY shares? During the previous two years, 239 institutional investors and hedge funds held shares of Cathay General Bancorp. The most heavily invested institutionals were Vanguard Group Inc. ($340.97M), Dimensional Fund Advisors LP ($178.23M), State Street Corp ($159.78M), Charles Schwab Investment Management Inc. ($134.54M), Geode Capital Management LLC ($79.13M), Invesco Ltd. ($69.48M), and American Century Companies Inc. ($59.62M).Learn more on Cathay General Bancorp's institutional investors. What percentage of Cathay General Bancorp's stock is owned by institutional investors? 75.01% of Cathay General Bancorp's stock is owned by institutional investors. Learn more on CATY's institutional investor holdings. Which institutional investors have been buying Cathay General Bancorp's stock? Of the 190 institutional investors that purchased Cathay General Bancorp's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Norges Bank ($2.33M), Assenagon Asset Management S.A. ($1.16M), Vanguard Group Inc. ($945.52K), Wellington Management Group LLP ($600.89K), Nuveen LLC ($538.89K), Charles Schwab Investment Management Inc. ($407.19K), and American Century Companies Inc. ($364.50K). How much institutional buying is happening at Cathay General Bancorp? Institutional investors have bought a total of 7,035,187 shares in the last 24 months. This purchase volume represents approximately $318.36M in transactions. Which of Cathay General Bancorp's major shareholders have been selling company stock? Of the 111 institutional investors that sold Cathay General Bancorp's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: First Trust Advisors LP ($547.13K), Assenagon Asset Management S.A. ($401.47K), Goldman Sachs Group Inc. ($348.12K), Millennium Management LLC ($339.30K), State Street Corp ($257.17K), Vanguard Group Inc. ($203.76K), and American Century Companies Inc. ($161.54K). How much institutional selling is happening at Cathay General Bancorp? Institutional investors have sold a total of 3,902,131 shares in the last 24 months. This volume of shares sold represents approximately $173.69M in transactions. 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