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Principal U.S. Mega-Cap ETF (USMC) Institutional Ownership

Principal U.S. Mega-Cap ETF logo
$62.08 -0.91 (-1.44%)
Closing price 08/1/2025 03:59 PM Eastern
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$62.08 0.00 (-0.01%)
As of 08/1/2025 07:52 PM Eastern
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Institutional Ownership Changes (13F Filings) for Principal U.S. Mega-Cap ETF (NASDAQ:USMC)

Number of
Institutional Buyers
(last 12 months)
51
Total
Institutional Inflows
(last 12 months)
$276.24M
Number of
Institutional Sellers
(last 12 months)
24
Total
Institutional Outflows
(last 12 months)
$347.03M
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USMC Institutional Buying and Selling by Quarter

Principal U.S. Mega-Cap ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/1/2025Envestnet Asset Management Inc.3,814,251$238.62M0.1%-6.2%7.304%
7/29/2025 Systelligence LLC67,603$4.23M0.8%N/A0.130%
7/25/2025 Envestnet Portfolio Solutions Inc.4,830$302K0.0%N/A0.009%
7/24/2025 US Bancorp DE42,761$2.68M0.0%+554.2%0.082%
7/21/2025 Ameriflex Group Inc.25,510$1.58M0.8%+6.7%0.049%
7/21/2025 Segment Wealth Management LLC257,232$16.09M1.0%+0.4%0.493%
7/21/2025 Jackson Wealth Management LLC42,257$2.64M0.3%-57.5%0.081%
7/21/2025 Greenwood Capital Associates LLC9,749$610K0.1%+21.3%0.019%
7/17/2025 PMG Wealth Management Inc.32,570$2.03M1.7%+1.0%0.063%
7/14/2025 U.S. Capital Wealth Advisors LLC9,538$597K0.0%-6.9%0.018%
7/11/2025 SeaCrest Wealth Management LLC3,577$224K0.0%-85.2%0.007%
7/9/2025 O Brien Wealth Partners LLC920,520$57.59M9.0%-0.5%1.765%
5/16/2025Cape Investment Advisory Inc.627$36K0.0%+747.3%0.001%
5/16/2025NewEdge Advisors LLC271,318$15.41M0.1%+50.8%0.599%
5/15/2025EP Wealth Advisors LLC130,569$7.41M0.1%+1.6%0.288%
5/15/2025 Ameriflex Group Inc.23,912$1.36M0.6%-1.6%0.053%
5/15/2025Royal Bank of Canada60,688$3.45M0.0%+19.4%0.134%
5/14/2025CreativeOne Wealth LLC36,277$2.06M0.1%+19.0%0.080%
5/14/2025Smartleaf Asset Management LLC44,476$2.52M0.2%+34.4%0.098%
5/14/2025Northwestern Mutual Wealth Management Co.14,574$828K0.0%-6.5%0.032%
5/14/2025Kestra Advisory Services LLC52,046$2.96M0.0%-29.9%0.115%
5/13/2025Raymond James Financial Inc.792,091$44.98M0.0%+16.5%1.748%
5/13/2025Russell Investments Group Ltd.1,114$63K0.0%N/A0.002%
5/9/2025 Blair William & Co. IL5,351$304K0.0%+14.3%0.012%
5/8/2025 US Bancorp DE6,536$371K0.0%N/A0.014%
5/8/2025Marshall Investment Management LLC67,650$3.84M2.4%N/A0.149%
5/7/2025LPL Financial LLC791,637$44.95M0.0%+38.7%1.747%
5/6/2025Cetera Investment Advisers3,827$217K0.0%N/A0.008%
5/6/2025Avantax Advisory Services Inc.28,169$1.60M0.0%N/A0.062%
5/5/2025Private Advisor Group LLC4,507$256K0.0%N/A0.010%
5/1/2025Stillwater Wealth Management Group13,217$750K0.6%-28.3%0.029%
4/30/2025Principal Securities Inc.4,368,167$262.22M5.9%+0.0%9.668%
4/29/2025 U.S. Capital Wealth Advisors LLC10,244$582K0.0%+3.7%0.023%
4/29/2025Envestnet Asset Management Inc.4,067,575$230.96M0.1%-3.7%9.003%
4/29/2025Capital Investment Advisory Services LLC23,695$1.35M0.1%+279.0%0.052%
4/28/2025Principal Financial Group Inc.30,081,870$1.71B1.0%-3.2%66.582%
4/28/2025 O Brien Wealth Partners LLC925,108$52.53M9.8%-4.0%2.048%
4/24/2025Golden State Wealth Management LLC191,599$10.88M1.6%+3.7%0.424%
4/24/2025 Legacy CG LLC306,802$17.42M5.6%+1.8%0.679%
4/23/2025Golden State Wealth Management LLC383,198$21.76M1.6%+107.4%0.848%
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4/22/2025 Cambridge Investment Research Advisors Inc.32,762$1.86M0.0%-2.3%0.073%
4/22/2025 Segment Wealth Management LLC256,306$14.55M1.0%+1.1%0.568%
4/18/2025Cornerstone Wealth Management LLC9,457$537K0.0%+106.8%0.021%
4/17/2025 Janney Montgomery Scott LLC18,478$1.05M0.0%-13.5%0.041%
4/16/2025 Wealth Enhancement Advisory Services LLC23,667$1.34M0.0%+3.9%0.053%
4/15/2025 Greenwood Capital Associates LLC8,038$456K0.1%N/A0.018%
4/11/2025 SeaCrest Wealth Management LLC24,171$1.37M0.2%-1.4%0.055%
4/9/2025 PMG Wealth Management Inc.32,251$1.83M1.9%-1.2%0.073%
3/17/2025 Wealth Enhancement Advisory Services LLC22,785$1.37M0.0%+3.3%0.053%
2/24/2025 Ameriflex Group Inc.24,308$1.50M0.7%N/A0.056%
2/19/2025Richmond Investment Services LLC15,443$927K0.5%N/A0.036%
2/17/2025Two Sigma Investments LP21,700$1.30M0.0%N/A0.050%
2/17/2025EP Wealth Advisors LLC128,565$7.72M0.1%-2.2%0.297%
2/17/2025Citadel Advisors LLC9,520$571K0.0%+84.4%0.022%
2/17/2025Cary Street Partners Financial LLC13,100$786K0.0%N/A0.030%
2/17/2025Baird Financial Group Inc.5,272$316K0.0%-10.5%0.012%
2/14/2025Jane Street Group LLC5,400$324K0.0%N/A0.012%
2/14/2025Stifel Financial Corp20,060$1.20M0.0%+383.4%0.046%
2/14/2025GeoWealth Management LLC76,840$4.61M0.2%N/A0.177%
2/13/2025NewEdge Advisors LLC179,874$10.80M0.1%-22.5%0.415%
2/13/2025CreativeOne Wealth LLC30,484$1.83M0.1%+6.3%0.070%
2/13/2025Raymond James Financial Inc.680,028$40.82M0.0%N/A1.571%
2/13/2025Envestnet Asset Management Inc.4,225,392$253.65M0.1%-1.4%9.758%
2/13/2025Wells Fargo & Company MN288,337$17.31M0.0%+46.5%0.666%
2/12/2025Orion Portfolio Solutions LLC145,398$8.73M0.1%N/A0.336%
2/12/2025 Blair William & Co. IL4,683$281K0.0%+26.7%0.011%
2/12/2025JPMorgan Chase & Co.18,510$1.11M0.0%+2,828.8%0.043%
2/11/2025LPL Financial LLC570,746$34.26M0.0%+29.2%1.318%
2/11/2025Wealth Advisors of Iowa LLC41,501$2.49M1.3%+87.9%0.096%
2/10/2025Commonwealth Equity Services LLC64,609$3.88M0.0%-4.9%0.149%
2/7/2025Independent Advisor Alliance3,835$230K0.0%N/A0.009%
2/7/2025 Elevation Capital Advisory LLC76,840$4.61M2.0%N/A0.177%
2/6/2025One Capital Management LLC14,300$858K0.0%-10.2%0.033%
2/6/2025Raymond James Financial Inc.680,028$40.82M0.0%N/A1.571%
2/6/2025Symphony Financial Services Inc.150,123$9.01M7.2%+2.6%0.347%
2/5/2025Smartleaf Asset Management LLC33,093$1.99M0.2%+196.7%0.076%
2/4/2025 Cannon Wealth Management Services LLC9,838$609K0.5%-5.7%0.023%
2/3/2025 PMG Wealth Management Inc.32,656$1.96M1.8%N/A0.075%
1/31/2025Principal Financial Group Inc.31,076,346$1.86B1.0%-7.8%71.903%
1/30/2025Principal Securities Inc.4,366,917$262.15M5.9%-1.0%10.104%
1/28/2025 O Brien Wealth Partners LLC963,761$57.86M10.4%+16.0%2.233%
1/28/2025Golden State Wealth Management LLC184,789$11.09M1.7%N/A0.428%
1/27/2025 Legacy CG LLC301,450$18.10M5.5%+10.9%0.698%
1/27/2025 Jackson Wealth Management LLC99,557$5.98M0.7%+26.5%0.231%
1/24/2025 U.S. Capital Wealth Advisors LLC9,874$593K0.0%N/A0.023%
1/23/2025Capital Investment Advisory Services LLC6,252$375K0.0%+81.2%0.015%
1/21/2025Cornerstone Wealth Management LLC4,572$274K0.0%N/A0.011%
1/17/2025 Janney Montgomery Scott LLC21,356$1.28M0.0%+2.2%0.050%
1/17/2025 Segment Wealth Management LLC253,506$15.22M1.0%+0.9%0.589%
1/14/2025 SeaCrest Wealth Management LLC24,516$1.47M0.2%N/A0.057%
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Jeff Brown recently traveled to a ghost town in the middle of an American desert… To investigate what could be the biggest technology story of this decade. In short, he believes what he's holding in his hand is the key to the $100 trillion AI boom… And only one company here in the U.S. can mine this obscure metal.

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12/26/2024JPMorgan Chase & Co.632$36K0.0%-97.3%0.001%
11/15/2024MML Investors Services LLC12,372$705K0.0%-3.9%0.028%
11/15/2024EP Wealth Advisors LLC131,410$7.49M0.1%N/A0.299%
11/15/2024Stifel Financial Corp4,150$237K0.0%N/A0.009%
11/14/2024CreativeOne Wealth LLC28,681$1.64M0.1%+12.4%0.065%
11/8/2024 Retireful LLC8,211$468K0.3%N/A0.019%
10/31/2024Principal Financial Group Inc.33,692,392$1.92B1.0%-4.3%76.574%
10/30/2024 Legacy CG LLC271,867$15.49M5.1%+6.1%0.618%
10/29/2024 Janney Montgomery Scott LLC20,894$1.19M0.0%-5.3%0.047%
10/28/2024Principal Securities Inc.4,411,268$251.40M6.1%+2.0%10.026%
(Data available from 1/1/2016 forward)

USMC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of USMC shares?

During the previous two years, 68 institutional investors and hedge funds held shares of Principal U.S. Mega-Cap ETF. The most heavily invested institutionals were Principal Financial Group Inc. ($1.71B), Principal Securities Inc. ($262.22M), Envestnet Asset Management Inc. ($238.62M), O Brien Wealth Partners LLC ($57.59M), Raymond James Financial Inc. ($44.98M), LPL Financial LLC ($44.95M), and Raymond James Financial Services Advisors Inc. ($23.37M).Learn more on Principal U.S. Mega-Cap ETF's institutional investors.

Which institutional investors have been buying Principal U.S. Mega-Cap ETF's stock?

Of the 59 institutional investors that purchased Principal U.S. Mega-Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Principal Financial Group Inc. ($13.80M), Principal Securities Inc. ($1.76M), Raymond James Financial Inc. ($1.47M), O Brien Wealth Partners LLC ($958.53K), Envestnet Asset Management Inc. ($815.09K), Raymond James Financial Services Advisors Inc. ($448.65K), and Legacy CG LLC ($413.04K).

How much institutional buying is happening at Principal U.S. Mega-Cap ETF?

Institutional investors have bought a total of 4,731,686 shares in the last 24 months. This purchase volume represents approximately $276.24M in transactions.

Which of Principal U.S. Mega-Cap ETF's major shareholders have been selling company stock?

Of the 24 institutional investors that sold Principal U.S. Mega-Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Principal Financial Group Inc. ($5.14M), Envestnet Asset Management Inc. ($470.49K), Jackson Wealth Management LLC ($57.28K), NewEdge Advisors LLC ($52.24K), Principal Securities Inc. ($44.35K), O Brien Wealth Partners LLC ($43.24K), and JPMorgan Chase & Co. ($22.68K).

How much institutional selling is happening at Principal U.S. Mega-Cap ETF?

Institutional investors have sold a total of 5,912,654 shares in the last 24 months. This volume of shares sold represents approximately $347.03M in transactions.



This page (NASDAQ:USMC) was last updated on 8/2/2025 by MarketBeat.com Staff
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