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ClearBridge MLP and Midstream Fund (CEM) Institutional Ownership

ClearBridge MLP and Midstream Fund logo

Institutional Ownership Changes (13F Filings) for ClearBridge MLP and Midstream Fund (NYSE:CEM)

Number of
Institutional Buyers
(last 12 months)
13
Total
Institutional Inflows
(last 12 months)
$7.86M
Number of
Institutional Sellers
(last 12 months)
12
Total
Institutional Outflows
(last 12 months)
$7.32M
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CEM Institutional Buying and Selling by Quarter

ClearBridge MLP and Midstream Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/5/2024Sanctuary Advisors LLC19,525$895K0.0%N/A0.000%
8/16/2024 Northwestern Mutual Wealth Management Co.907$43K0.0%-52.7%0.000%
8/5/2024 Blue Bell Private Wealth Management LLC822$39K0.0%-97.9%0.000%
7/31/2024Commonwealth Equity Services LLC8,905$422K0.0%-85.3%0.000%
7/22/2024 Hobbs Group Advisors LLC2,679$127K0.0%N/A0.000%
7/16/2024 GPS Wealth Strategies Group LLC2,801$133K0.0%-9.8%0.000%
7/9/2024 Mather Group LLC.2,130$98K0.0%N/A0.000%
7/2/2024 Transcend Capital Advisors LLC11,228$532K0.0%-52.3%0.000%
5/15/2024 Alpine Global Management LLC90,000$4.12M1.0%+33.5%0.000%
5/14/2024 Advisors Asset Management Inc.209,012$9.57M0.2%-0.4%0.000%
5/6/2024 Kayne Anderson Capital Advisors LP48,048$2.20M0.1%+37.9%0.000%
5/1/2024 Janney Montgomery Scott LLC5,877$269K0.0%N/A0.000%
4/29/2024Commonwealth Equity Services LLC60,753$2.78M0.0%-28.2%0.000%
4/24/2024 Blue Bell Private Wealth Management LLC39,497$1.81M0.4%+322.6%0.000%
4/23/2024Raymond James Financial Services Advisors Inc.126,401$5.79M0.0%-0.5%0.000%
2/20/2024 Quarry LP20,850$836K0.1%+176.2%0.000%
2/15/2024 Bulldog Investors LLP8,213$329K0.1%N/A0.000%
2/13/2024 Quantedge Capital Pte Ltd14,478$580K0.3%-38.9%0.000%
2/12/2024 Laidlaw Wealth Management LLC5,086$204K0.1%N/A0.000%
2/12/2024 Steward Partners Investment Advisory LLC50,338$2.02M0.0%+40.9%0.000%
2/9/2024 D.A. Davidson & CO.9,809$393K0.0%-7.0%0.000%
2/8/2024 Robinson Capital Management LLC1,587$63K0.0%N/A0.000%
2/7/2024 Edgemoor Investment Advisors Inc.31,922$1.28M0.1%-16.4%0.000%
2/2/2024 Terril Brothers Inc.139,670$5.60M2.0%-8.6%0.000%
1/30/2024Delphi Financial Group Inc.33,150$1.33M0.8%N/A0.000%
1/25/2024 Blue Bell Private Wealth Management LLC9,346$375K0.1%N/A0.000%
1/16/2024Raymond James Financial Services Advisors Inc.127,013$5.09M0.0%-0.5%0.000%
1/16/2024Raymond James & Associates17,448$699K0.0%-1.9%0.000%
11/15/2023 Advisors Asset Management Inc.197,835$6.97M0.2%+66.0%0.000%
11/14/2023 Blackstone Inc.14,754$520K0.0%N/A0.000%
11/14/2023 Saba Capital Management L.P.1,680,057$59.19M1.4%+17.4%0.000%
11/14/2023 Alpine Global Management LLC33,200$1.17M0.3%N/A0.000%
11/14/2023 Clough Capital Partners L P7,550$266K0.0%N/A0.000%
11/14/2023 Thomas J. Herzfeld Advisors Inc.110,044$3.88M1.5%+35.9%0.000%
11/14/2023 McGowan Group Asset Management Inc.121,791$4.29M0.7%-44.7%0.000%
11/13/2023 Quantedge Capital Pte Ltd23,678$834K0.5%-49.3%0.000%
11/13/2023 Wolverine Asset Management LLC86,354$3.04M0.0%+152.7%0.000%
11/9/2023 UBS Group AG77,422$2.73M0.0%-5.0%0.000%
11/9/2023 Kayne Anderson Capital Advisors LP34,840$1.23M0.0%-5.7%0.000%
11/8/2023 HighTower Advisors LLC7,980$282K0.0%+20.4%0.000%
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11/8/2023 D.A. Davidson & CO.10,543$371K0.0%+5.6%0.000%
11/8/2023 Terril Brothers Inc.152,820$5.38M2.6%-9.7%0.000%
11/1/2023 Verus Capital Partners LLC12,580$443K0.1%-7.4%0.000%
10/26/2023 GPS Wealth Strategies Group LLC3,762$133K0.0%+12.1%0.000%
10/24/2023Raymond James Financial Services Advisors Inc.127,623$4.50M0.0%-0.4%0.000%
10/24/2023Raymond James & Associates17,777$626K0.0%-2.1%0.000%
10/23/2023Commonwealth Equity Services LLC89,445$3.15M0.0%+5.7%0.000%
10/18/2023 Proficio Capital Partners LLC11,345$400K0.1%-10.5%0.000%
10/12/2023IFP Advisors Inc13,894$489K0.0%+3.0%0.000%
8/16/2023 Thomas J. Herzfeld Advisors Inc.80,970$2.81M1.1%-3.7%0.000%
8/14/2023 CSS LLC IL7,574$263K0.0%+5.6%0.000%
8/11/2023 Clearbridge Investments LLC57,760$2.00M0.0%+2.5%0.000%
8/11/2023 Guggenheim Capital LLC47,828$1.66M0.0%+7.1%0.000%
8/11/2023 Covestor Ltd979$34K0.0%N/A0.000%
8/11/2023 Penserra Capital Management LLC313,894$10.88M0.2%+6.6%0.000%
8/10/2023Commonwealth Equity Services LLC84,601$2.93M0.0%+3.6%0.000%
8/10/2023 McGowan Group Asset Management Inc.220,400$7.64M1.2%-2.2%0.000%
8/9/2023 Edgemoor Investment Advisors Inc.32,067$1.11M0.1%+4.5%0.000%
8/7/2023 Wolverine Asset Management LLC34,173$1.19M0.0%+85.8%0.000%
8/7/2023 Kayne Anderson Capital Advisors LP36,940$1.28M0.0%-50.4%0.000%
8/4/2023 Terril Brothers Inc.169,254$5.87M2.6%-1.2%0.000%
8/4/2023IFP Advisors Inc13,493$187K0.0%-2.1%0.000%
7/25/2023Raymond James Financial Services Advisors Inc.128,102$4.44M0.0%+1.6%0.000%
7/17/2023 GPS Wealth Strategies Group LLC3,356$116K0.0%+71.8%0.000%
5/12/2023 Aristides Capital LLC193,475$6.26M3.3%-10.8%0.000%
5/11/2023 Elequin Securities LLC983$32K0.0%N/A0.000%
5/11/2023Commonwealth Equity Services LLC81,623$2.64M0.0%+9.1%0.000%
5/11/2023Icon Wealth Partners LLC6,788$220K0.0%N/A0.000%
5/11/2023 Guggenheim Capital LLC44,638$1.45M0.0%+27.4%0.000%
5/9/2023 Edgemoor Investment Advisors Inc.30,684$993K0.1%-5.7%0.000%
5/8/2023 Wolverine Asset Management LLC18,393$595K0.0%N/A0.000%
5/8/2023 Terril Brothers Inc.171,244$5.54M2.6%-2.2%0.000%
5/5/2023 Coastal Investment Advisors Inc.6,321$205K0.0%-14.8%0.000%
5/3/2023 Integrated Wealth Concepts LLC10,108$327K0.0%N/A0.000%
4/24/2023 Penserra Capital Management LLC294,325$9.53M0.2%N/A0.000%
4/21/2023 Bogart Wealth LLC767$25K0.0%+440.1%0.000%
4/18/2023IFP Advisors Inc13,789$192K0.0%+8.4%0.000%
4/17/2023 GPS Wealth Strategies Group LLC1,953$63K0.0%N/A0.000%
4/14/2023Raymond James Financial Services Advisors Inc.126,044$4.08M0.0%+0.8%0.000%
4/14/2023Raymond James & Associates17,947$581K0.0%-5.8%0.000%
4/12/2023 Transcend Capital Advisors LLC23,548$762K0.1%-2.1%0.000%
2/15/2023 Almitas Capital LLC30,444$1.02M0.5%N/A0.000%
2/13/2023 Advisors Asset Management Inc.104,509$3.49M0.1%+11.8%0.000%
2/10/2023 Coastal Investment Advisors Inc.7,418$247K0.1%N/A0.000%
2/10/2023 Clearbridge Investments LLC56,360$1.88M0.0%-1.2%0.000%
2/10/2023 Sit Investment Associates Inc.41,736$1.39M0.0%-6.7%0.000%
2/9/2023 HighTower Advisors LLC15,155$503K0.0%N/A0.000%
2/8/2023Raymond James Financial Services Advisors Inc.125,070$4.17M0.0%-1.2%0.000%
2/8/2023Raymond James & Associates19,045$635K0.0%-23.9%0.000%
2/8/2023 UBS Group AG152,347$5.08M0.0%+40.8%0.000%
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2/8/2023 Cambridge Investment Research Advisors Inc.15,270$509K0.0%-1.9%0.000%
2/7/2023 Edgemoor Investment Advisors Inc.32,525$1.09M0.1%-4.7%0.000%
2/7/2023Commonwealth Equity Services LLC74,832$2.50M0.0%+7.6%0.000%
2/7/2023IFP Advisors Inc12,716$178K0.0%-22.4%0.000%
1/31/2023 Terril Brothers Inc.175,159$5.84M2.9%+8.8%0.000%
1/25/2023 Stephens Inc. AR8,062$269K0.0%+4.2%0.000%
1/20/2023 Transcend Capital Advisors LLC24,048$802K0.1%+2.1%0.000%
11/23/2022 Eagle Bay Advisors LLC2,800$83K0.1%+12.0%0.000%
11/21/2022FourThought Financial LLC3,713$111K0.0%+124.4%0.000%
11/16/2022 Verus Capital Partners LLC13,480$402K0.1%+270.4%0.000%
(Data available from 1/1/2016 forward)

CEM Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CEM shares?

During the previous two years, 52 institutional investors and hedge funds held shares of ClearBridge MLP and Midstream Fund. The most heavily invested institutionals were Saba Capital Management L.P. ($59.19M), Penserra Capital Management LLC ($10.88M), Advisors Asset Management Inc. ($9.57M), Aristides Capital LLC ($6.26M), Raymond James Financial Services Advisors Inc. ($5.79M), Terril Brothers Inc. ($5.60M), and McGowan Group Asset Management Inc. ($4.29M).Learn more on CEM's institutional investors.

Which institutional investors have been buying ClearBridge MLP and Midstream Fund stock?

Of the 43 institutional investors that purchased ClearBridge MLP and Midstream Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Penserra Capital Management LLC ($313.89K), Saba Capital Management L.P. ($248.59K), Advisors Asset Management Inc. ($89.74K), Wolverine Asset Management LLC ($86.35K), Alpine Global Management LLC ($55.80K), UBS Group AG ($44.12K), and Blue Bell Private Wealth Management LLC ($39.50K).

How much institutional buying is happening at ClearBridge MLP and Midstream Fund?

Institutional investors have bought a total of 1,184,594 shares in the last 24 months. This purchase volume represents approximately $41.92M in transactions.

Which ClearBridge MLP and Midstream Fund major shareholders have been selling company stock?

Of the 24 institutional investors that sold ClearBridge MLP and Midstream Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: McGowan Group Asset Management Inc. ($103.48K), Commonwealth Equity Services LLC ($75.75K), Kayne Anderson Capital Advisors LP ($39.60K), Blue Bell Private Wealth Management LLC ($38.68K), Terril Brothers Inc. ($35.49K), Quantedge Capital Pte Ltd ($32.25K), and Aristides Capital LLC ($23.38K).

How much institutional selling is happening at ClearBridge MLP and Midstream Fund?

Institutional investors have sold a total of 403,572 shares in the last 24 months. This volume of shares sold represents approximately $15.75M in transactions.



This page (NYSE:CEM) was last updated on 11/21/2024 by MarketBeat.com Staff
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