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Hercules Capital (HTGC) Institutional Ownership

Hercules Capital logo
$18.80 -0.27 (-1.42%)
(As of 11/20/2024 ET)

Institutional Ownership Changes (13F Filings) for Hercules Capital (NYSE:HTGC)

Current
Institutional Ownership
Percentage
19.69%
Number of
Institutional Buyers
(last 12 months)
139
Total
Institutional Inflows
(last 12 months)
$138.11M
Number of
Institutional Sellers
(last 12 months)
64
Total
Institutional Outflows
(last 12 months)
$36.08M
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HTGC Institutional Buying and Selling by Quarter

Hercules Capital Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/20/2024Virtu Financial LLC19,275$379K0.0%+97.5%0.012%
11/18/2024 Sunbelt Securities Inc.14,517$285K0.0%-20.0%0.009%
11/15/2024 Nomura Asset Management Co. Ltd.4,086$80K0.0%+45.6%0.003%
11/15/2024 MML Investors Services LLC26,521$521K0.0%+7.5%0.016%
11/15/2024 XTX Topco Ltd15,056$296K0.0%N/A0.009%
11/15/2024 Kovitz Investment Group Partners LLC57,466$1.13M0.0%+187.3%0.035%
11/15/2024 Stifel Financial Corp372,692$7.32M0.0%-4.4%0.229%
11/15/2024 Morse Asset Management Inc34,900$685K0.1%+1.7%0.021%
11/15/2024 IHT Wealth Management LLC61,875$1.22M0.0%+4.7%0.038%
11/15/2024 HighTower Advisors LLC62,435$1.23M0.0%-6.7%0.038%
11/14/2024 Captrust Financial Advisors21,215$417K0.0%+3.7%0.013%
11/14/2024 Rockefeller Capital Management L.P.137,868$2.71M0.0%+2.4%0.085%
11/14/2024 CreativeOne Wealth LLC13,950$274K0.0%N/A0.009%
11/13/2024 BNP Paribas Financial Markets53,068$1.04M0.0%+511.2%0.033%
11/13/2024 Quantbot Technologies LP33,852$665K0.0%-20.7%0.021%
11/13/2024 D.A. Davidson & CO.283,850$5.58M0.0%+7.1%0.175%
11/13/2024 Truvestments Capital LLC136,275$2.68M0.7%+1.4%0.084%
11/12/2024 Centaurus Financial Inc.222,491$4.37M0.3%-6.3%0.137%
11/8/2024 Advisors Asset Management Inc.406,985$7.99M0.1%+9.3%0.251%
11/8/2024 PNC Financial Services Group Inc.294,507$5.78M0.0%-0.3%0.181%
11/7/2024 Napa Wealth Management120,294$2.36M1.1%+5.6%0.074%
11/6/2024 Muzinich & Co. Inc.408,362$8.02M5.7%+9.9%0.251%
11/6/2024 Balboa Wealth Partners26,894$528K0.1%N/A0.017%
11/6/2024 MQS Management LLC13,620$267K0.1%N/A0.008%
11/5/2024 Sumitomo Mitsui Trust Group Inc.401,133$7.88M0.0%+10.1%0.247%
11/5/2024 Nations Financial Group Inc. IA ADV91,648$1.80M0.1%+2.9%0.056%
11/4/2024 Baker Avenue Asset Management LP159,668$3.14M0.1%+3.2%0.098%
11/4/2024 Legacy Capital Wealth Partners LLC93,211$1.83M0.3%-4.9%0.057%
10/31/2024 Confluence Investment Management LLC380,452$7.47M0.1%+0.2%0.235%
10/31/2024 Graypoint LLC140,230$2.75M0.2%+2.6%0.086%
10/31/2024 Concurrent Investment Advisors LLC32,299$634K0.0%-13.9%0.020%
10/29/2024 Van ECK Associates Corp3,115,419$61.87M0.1%+10.3%1.921%
10/29/2024 Janney Montgomery Scott LLC303,858$5.97M0.0%+2.2%0.187%
10/29/2024 Chicago Partners Investment Group LLC15,704$312K0.0%+15.4%0.010%
10/29/2024 Farther Finance Advisors LLC2,390$47K0.0%+59,650.0%0.001%
10/28/2024 US Bancorp DE43,419$853K0.0%-3.5%0.027%
10/25/2024 SteelPeak Wealth LLC29,503$579K0.0%+3.9%0.018%
10/24/2024 Autumn Glory Partners LLC14,500$285K0.1%+38.1%0.009%
10/24/2024 Nisa Investment Advisors LLC5,800$114K0.0%N/A0.004%
10/24/2024 Wealth Enhancement Advisory Services LLC17,107$336K0.0%N/A0.011%
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10/24/2024 PFG Investments LLC110,854$2.18M0.1%+2.5%0.068%
10/24/2024 Arkadios Wealth Advisors55,802$1.10M0.1%+1.6%0.034%
10/23/2024 Mirae Asset Global Investments Co. Ltd.27,319$540K0.0%+2.7%0.017%
10/23/2024 Mount Yale Investment Advisors LLC132,075$2.59M0.2%-7.4%0.081%
10/23/2024 Tectonic Advisors LLC433,032$8.51M0.6%+17.0%0.267%
10/23/2024 Dakota Wealth Management39,377$773K0.0%-5.7%0.024%
10/23/2024 Taylor Frigon Capital Management LLC115,796$2.27M1.1%+1.0%0.071%
10/23/2024 Grimes & Company Inc.19,452$382K0.0%+8.0%0.012%
10/23/2024 Hennion & Walsh Asset Management Inc.112,391$2.21M0.1%-15.1%0.069%
10/23/2024 Global Assets Advisory LLC17,785$348K0.2%+6.1%0.011%
10/22/2024 International Assets Investment Management LLC407,119$79.96M0.0%+1,861.8%0.251%
10/22/2024 TFG Advisers LLC36,654$720K0.3%+93.9%0.023%
10/22/2024 Private Advisor Group LLC123,914$2.43M0.0%+28.2%0.076%
10/21/2024 Foundations Investment Advisors LLC13,590$267K0.0%+29.0%0.008%
10/17/2024Inspire Advisors LLC18,686$367K0.0%-10.1%0.012%
10/16/2024 Bleakley Financial Group LLC41,234$810K0.0%+2.6%0.025%
10/16/2024 Global Retirement Partners LLC59,871$1.18M0.0%+23.7%0.037%
10/16/2024 Good Life Advisors LLC28,996$569K0.0%+100.0%0.018%
10/16/2024 Naviter Wealth LLC137,931$2.71M0.4%+8.1%0.085%
10/16/2024 Cornerstone Wealth Management LLC19,873$390K0.0%+6.8%0.012%
10/11/2024 Creative Planning38,043$747K0.0%+18.9%0.023%
10/11/2024 Kathleen S. Wright Associates Inc.1,580$31K0.0%N/A0.001%
10/11/2024 Armstrong Advisory Group Inc.5,380$106K0.0%+198.9%0.003%
10/10/2024 Sound Income Strategies LLC2,737,345$53.76M3.5%+1.8%1.688%
10/10/2024 Gilman Hill Asset Management LLC597,707$11.74M2.0%-1.6%0.369%
10/10/2024 Inspire Investing LLC23,203$456K0.0%+19.4%0.014%
10/9/2024 Beaumont Financial Advisors LLC11,419$224K0.0%N/A0.007%
10/9/2024 Hexagon Capital Partners LLC3,905$77K0.0%-21.8%0.002%
10/8/2024 Axiom Advisory LLC71,032$1.40M0.0%+3.7%0.044%
10/5/2024 Mirador Capital Partners LP40,227$790K0.1%+5.3%0.025%
9/23/2024 Centaurus Financial Inc.237,366$4.85M0.3%-1.4%0.146%
9/5/2024Sanctuary Advisors LLC12,026$229K0.0%N/A0.007%
8/26/2024Delphi Management Inc. MA96,791$1.98M1.6%-0.7%0.060%
8/26/2024 Founders Financial Alliance LLC28,028$573K0.2%+2.3%0.017%
8/22/2024 Cetera Investment Advisers132,540$2.71M0.0%+4.5%0.082%
8/21/2024 Truist Financial Corp32,640$667K0.0%-11.1%0.020%
8/19/2024B. Riley Wealth Advisors Inc.12,976$265K0.0%-14.4%0.008%
8/16/2024 Sunbelt Securities Inc.18,150$371K0.0%-3.0%0.011%
8/16/2024 Creative Planning31,994$654K0.0%-20.0%0.020%
8/15/2024 Mackenzie Financial Corp31,632$647K0.0%+77.0%0.020%
8/14/2024 Marshall Wace LLP867,395$17.74M0.0%-42.1%0.535%
8/14/2024 Morse Asset Management Inc34,300$701K0.2%N/A0.021%
8/14/2024 Evergreen Capital Management LLC10,108$207K0.0%N/A0.006%
8/14/2024 Magnetar Financial LLC35,064$717K0.0%N/A0.022%
8/14/2024 Mount Yale Investment Advisors LLC142,679$2.92M0.2%+1.8%0.088%
8/14/2024 ProShare Advisors LLC23,771$486K0.0%+13.9%0.015%
8/13/2024 MAS Advisors LLC20,958$429K1.0%-3.3%0.013%
8/13/2024 AE Wealth Management LLC30,393$622K0.0%+18.9%0.019%
8/12/2024 Inspire Investing LLC19,440$398K0.0%-12.1%0.012%
8/12/2024 Waterloo Capital L.P.150,555$3.08M0.4%+4.3%0.093%
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8/12/2024 Mercer Global Advisors Inc. ADV13,029$266K0.0%-42.0%0.008%
8/8/2024Inspire Advisors LLC20,790$425K0.1%-5.0%0.013%
8/8/2024 Envestnet Asset Management Inc.186,835$3.82M0.0%+25.6%0.115%
8/8/2024 HHM Wealth Advisors LLC1,500$31K0.0%N/A0.001%
8/7/2024 Wedbush Securities Inc.15,689$321K0.0%+3.8%0.010%
8/7/2024 PFG Investments LLC108,175$2.21M0.2%-1.2%0.067%
8/6/2024 Caprock Group LLC14,200$290K0.0%+23.5%0.009%
8/6/2024 Strategic Financial Concepts LLC353,221$72K0.0%+2,067.0%0.218%
8/5/2024 Private Advisor Group LLC96,693$1.98M0.0%-3.9%0.060%
8/2/2024 Naviter Wealth LLC127,549$2.61M0.4%+38.4%0.079%
(Data available from 1/1/2016 forward)

HTGC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of HTGC shares?

During the previous two years, 252 institutional investors and hedge funds held shares of Hercules Capital. The most heavily invested institutionals were International Assets Investment Management LLC ($79.96M), Van ECK Associates Corp ($61.87M), Sound Income Strategies LLC ($53.76M), Marshall Wace LLP ($17.74M), Advisors Capital Management LLC ($16.52M), Melia Wealth LLC ($12.76M), and Raymond James & Associates ($12.39M).Learn more on HTGC's institutional investors.

What percentage of Hercules Capital stock is owned by institutional investors?

19.69% of Hercules Capital stock is owned by institutional investors. Learn more on HTGC's institutional investor holdings.

Which institutional investors have been buying Hercules Capital stock?

Of the 215 institutional investors that purchased Hercules Capital stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($1.69M), Van ECK Associates Corp ($1.43M), Melia Wealth LLC ($691.54K), Raymond James & Associates ($681.18K), Sound Income Strategies LLC ($592.77K), Cooper Creek Partners Management LLC ($543.90K), and Conversant Capital LLC ($525K).

How much institutional buying is happening at Hercules Capital?

Institutional investors have bought a total of 14,468,929 shares in the last 24 months. This purchase volume represents approximately $232.97M in transactions.

Which Hercules Capital major shareholders have been selling company stock?

Of the 118 institutional investors that sold Hercules Capital stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Border to Coast Pensions Partnership Ltd ($774.84K), Marshall Wace LLP ($631.77K), Raymond James & Associates ($288.21K), UBS Group AG ($241.55K), Miller Howard Investments Inc. NY ($130K), Register Financial Advisors LLC ($126.10K), and International Assets Investment Management LLC ($116.26K).

How much institutional selling is happening at Hercules Capital?

Institutional investors have sold a total of 4,240,958 shares in the last 24 months. This volume of shares sold represents approximately $68.14M in transactions.



This page (NYSE:HTGC) was last updated on 11/21/2024 by MarketBeat.com Staff
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